{
  "url": "https://openlegislation.uk/regulated-services-penalty-notices-wales-regulations-2019/schedule-1",
  "json_url": "https://openlegislation.uk/regulated-services-penalty-notices-wales-regulations-2019/schedule-1.json",
  "legislation": "wsi/2019/887",
  "legislation_title": "The Regulated Services (Penalty Notices) (Wales) Regulations 2019",
  "legislation_url": "https://openlegislation.uk/regulated-services-penalty-notices-wales-regulations-2019",
  "path": "schedule/1",
  "kind": "schedule",
  "number": "1",
  "heading": "Prescribed offences – services regulated under the 2017 Regulations",
  "text": "Provision creating offence\nGeneral nature of the offence\nAmount of penalty\nRegulation 7(3) and (5) of the 2017 Regulations\nContravention of, or failure to comply with, requirements in relation to the statement of purpose\nAn amount corresponding to two and a half times level 4 on the standard scale\nRegulation 11(3) of the 2017 Regulations\nContravention of, or failure to comply with, requirements in relation to the financial sustainability of the service\nAn amount corresponding to level 4 on the standard scale\nRegulation 12(1) and (2) of the 2017 Regulations\nContravention of, or failure to comply with, requirements to have in place specified policies and procedures\nAn amount corresponding to level 4 on the standard scale\nRegulation 19(1), (2) and (3) of the 2017 Regulations\nContravention of, or failure to comply with, requirements in relation to the provision of information about the service\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 20(1) of the 2017 Regulations\nContravention of, or failure to comply with, requirements in relation to the provision of a service agreement\nAn amount corresponding to level 4 on the standard scale\nRegulation 35(1) of the 2017 Regulations\nContravention of, or failure to comply with, requirements in relation to the fitness of staff\nAn amount corresponding to two and a half times level 4 on the standard scale\nRegulation 38(1) of the 2017 Regulations\nContravention of, or failure to comply with, requirements in relation to the provision of information for staff\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 59(1), (2) and (3) of the 2017 Regulations\nContravention of, or failure to comply with, requirements in relation to records\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 60(1), (2) and (4) of the 2017 Regulations\nContravention of, or failure to comply with, requirements in relation to notifications\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 67(1) of the 2017 Regulations\nContravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to appoint a manager\nAn amount corresponding to two and a half times level 4 on the standard scale\nRegulation 74(1) and (2) of the 2017 Regulations\nContravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to report on the adequacy of resources\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 75(1) of the 2017 Regulations\nContravention of, or failure to comply with, requirements in relation to the making by a responsible individual of other reports to the service provider\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 80(4) of the 2017 Regulations\nContravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a report in respect of a quality of care review\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 81(1) of the 2017 Regulations\nContravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a statement of compliance with the requirements as to standards of care and support\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 84(1) and (3) of the 2017 Regulations\nContravention of, or failure to comply with requirements in relation to the responsible individual's duty to make notifications to the service regulator\nAn amount corresponding to two times level 4 on the standard scale",
  "extent": "E+W",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "I",
      "label": "I1",
      "text": "Sch. 1 in force at 1.7.2019, see reg. 1(2)"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/wsi/2019/887/schedule/1",
    "retrieved_at": "2026-10-28T23:19:18.556008+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}