# The Regulated Services (Penalty Notices) (Wales) Regulations 2019, Schedule 1: Prescribed offences – services regulated under the 2017 Regulations Extent: E+W Provision creating offence General nature of the offence Amount of penalty Regulation 7(3) and (5) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the statement of purpose An amount corresponding to two and a half times level 4 on the standard scale Regulation 11(3) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the financial sustainability of the service An amount corresponding to level 4 on the standard scale Regulation 12(1) and (2) of the 2017 Regulations Contravention of, or failure to comply with, requirements to have in place specified policies and procedures An amount corresponding to level 4 on the standard scale Regulation 19(1), (2) and (3) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the provision of information about the service An amount corresponding to two times level 4 on the standard scale Regulation 20(1) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the provision of a service agreement An amount corresponding to level 4 on the standard scale Regulation 35(1) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the fitness of staff An amount corresponding to two and a half times level 4 on the standard scale Regulation 38(1) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the provision of information for staff An amount corresponding to two times level 4 on the standard scale Regulation 59(1), (2) and (3) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to records An amount corresponding to two times level 4 on the standard scale Regulation 60(1), (2) and (4) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to notifications An amount corresponding to two times level 4 on the standard scale Regulation 67(1) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to appoint a manager An amount corresponding to two and a half times level 4 on the standard scale Regulation 74(1) and (2) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to report on the adequacy of resources An amount corresponding to two times level 4 on the standard scale Regulation 75(1) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the making by a responsible individual of other reports to the service provider An amount corresponding to two times level 4 on the standard scale Regulation 80(4) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a report in respect of a quality of care review An amount corresponding to two times level 4 on the standard scale Regulation 81(1) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a statement of compliance with the requirements as to standards of care and support An amount corresponding to two times level 4 on the standard scale Regulation 84(1) and (3) of the 2017 Regulations Contravention of, or failure to comply with requirements in relation to the responsible individual's duty to make notifications to the service regulator An amount corresponding to two times level 4 on the standard scale --- Source: https://www.legislation.gov.uk/wsi/2019/887/schedule/1 (the official version) Page: https://openlegislation.uk/regulated-services-penalty-notices-wales-regulations-2019/schedule-1 Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.