# The Regulated Services (Penalty Notices) (Wales) Regulations 2019, Schedule 2: Prescribed offences – regulated adoption services

Extent: E+W

Provision creating offence
General nature of the offence
Amount of penalty
Regulation 5(3) and (5) of the Adoption Services Regulations
Contravention of, or failure to comply with, requirement to give notice of revision to the statement of purpose
An amount corresponding to two and a half times level 4 on the standard scale
Regulation 9(3) of the Adoption Services Regulations
Contravention of, or failure to comply with, requirement to provide copy accounts
An amount corresponding to level 4 on the standard scale
Regulation 10(1) of the Adoption Services Regulations
Contravention of, or failure to comply with, requirements to have in place specified policies and procedures
An amount corresponding to level 4 on the standard scale
Regulation 13(1), (2) and (3) of the Adoption Services Regulations
Contravention of, or failure to comply with, requirements in relation to the provision of information about the service
An amount corresponding to two times level 4 on the standard scale
Regulation 14(1) of the Adoption Services Regulations
Contravention of, or failure to comply with, requirements in relation to the provision of a service agreement
An amount corresponding to level 4 on the standard scale
Regulation 23(1) of the Adoption Services Regulations
Contravention of, or failure to comply with, requirements in relation to the fitness of staff
An amount corresponding to two and a half times level 4 on the standard scale
Regulation 26(1) of the Adoption Services Regulations
Contravention of, or failure to comply with, requirements in relation to the provision of information for staff
An amount corresponding to two times level 4 on the standard scale
Regulation 30(1) and (2) of the Adoption Services Regulations
Contravention of, or failure to comply with, requirements in relation to records
An amount corresponding to two times level 4 on the standard scale
Regulation 31(1), (2), (3) and (5) of the Adoption Services Regulations
Contravention of, or failure to comply with, requirements in relation to notifications
An amount corresponding to two times level 4 on the standard scale
Regulation 36(1) of the Adoption Services Regulations
Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to appoint a manager
An amount corresponding to two and a half times level 4 on the standard scale
Regulation 43(1) and (2) of the Adoption Services Regulations
Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to report on the adequacy of resources
An amount corresponding to two times level 4 on the standard scale
Regulation 44(1) of the Adoption Services Regulations
Contravention of, or failure to comply with, requirements in relation to the making by a responsible individual of other reports to the service provider
An amount corresponding to two times level 4 on the standard scale
Regulation 49(4) of the Adoption Services Regulations
Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a report in respect of a quality of service review
An amount corresponding to two times level 4 on the standard scale
Regulation 50(1) of the Adoption Services Regulations
Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a statement of compliance with the requirements as to standards of support
An amount corresponding to two times level 4 on the standard scale
Regulation 53(1) and (3) of the Adoption Services Regulations
Contravention of, or failure to comply with requirements in relation to the responsible individual's duty to make notifications to the service regulator
An amount corresponding to two times level 4 on the standard scale

---
Source: https://www.legislation.gov.uk/wsi/2019/887/schedule/2 (the official version)
Page: https://openlegislation.uk/regulated-services-penalty-notices-wales-regulations-2019/schedule-2
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.