{
  "url": "https://openlegislation.uk/regulated-services-penalty-notices-wales-regulations-2019/schedule-3",
  "json_url": "https://openlegislation.uk/regulated-services-penalty-notices-wales-regulations-2019/schedule-3.json",
  "legislation": "wsi/2019/887",
  "legislation_title": "The Regulated Services (Penalty Notices) (Wales) Regulations 2019",
  "legislation_url": "https://openlegislation.uk/regulated-services-penalty-notices-wales-regulations-2019",
  "path": "schedule/3",
  "kind": "schedule",
  "number": "3",
  "heading": "Prescribed offences – adult placement services",
  "text": "Provision creating offence\nGeneral nature of the offence\nAmount of penalty\nRegulation 3(3) and (5) of the Adult Placement Services Regulations\nContravention of, or failure to comply with, requirement to give notice of revision to the statement of purpose\nAn amount corresponding to two and a half times level 4 on the standard scale\nRegulation 7(3) of the Adult Placement Services Regulations\nContravention of, or failure to comply with, requirement to provide copy accounts\nAn amount corresponding to level 4 on the standard scale\nRegulation 8(1) of the Adult Placement Services Regulations\nContravention of, or failure to comply with, requirements to have in place specified policies and procedures\nAn amount corresponding to level 4 on the standard scale\nRegulation 11(1) of the Adult Placement Services Regulations\nContravention of, or failure to comply with, requirements in relation to the provision of a carer agreement\nAn amount corresponding to level 4 on the standard scale\nRegulation 16(1), (2) and (3) of the Adult Placement Services Regulations\nContravention of, or failure to comply with, requirements in relation to the provision of information about the service\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 28(1) of the Adult Placement Services Regulations\nContravention of, or failure to comply with, requirements in relation to the fitness of staff\nAn amount corresponding to two and a half times level 4 on the standard scale\nRegulation 31(1) of the Adult Placement Services Regulations\nContravention of, or failure to comply with, requirements in relation to the provision of information for staff\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 40 (1) and (2) of the Adult Placement Services Regulations\nContravention of, or failure to comply with, requirements in relation to records\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 41(1) and (3) of the Adult Placement Services Regulations\nContravention of, or failure to comply with, requirements in relation to notifications\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 46(1) of the Adult Placement Services Regulations\nContravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to appoint a manager\nAn amount corresponding to two and a half times level 4 on the standard scale\nRegulation 53(1) and (2) of the Adult Placement Services Regulations\nContravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to report on the adequacy of resources\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 54(1) of the Adult Placement Services Regulations\nContravention of, or failure to comply with, requirements in relation to the making by a responsible individual of other reports to the service provider\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 59(4) of the Adult Placement Services Regulations\nContravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a report in respect of a quality of care review\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 60(1) of the Adult Placement Services Regulations\nContravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a statement of compliance with the requirements as to standards of care and support\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 63(1) and (3) of the Adult Placement Services Regulations\nContravention of, or failure to comply with requirements in relation to the responsible individual's duty to make notifications to the service regulator\nAn amount corresponding to two times level 4 on the standard scale",
  "extent": "E+W",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "I",
      "label": "I1",
      "text": "Sch. 3 in force at 1.7.2019, see reg. 1(2)"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/wsi/2019/887/schedule/3",
    "retrieved_at": "2026-10-28T23:19:18.556008+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}