{
  "url": "https://openlegislation.uk/regulated-services-penalty-notices-wales-regulations-2019/schedule-4",
  "json_url": "https://openlegislation.uk/regulated-services-penalty-notices-wales-regulations-2019/schedule-4.json",
  "legislation": "wsi/2019/887",
  "legislation_title": "The Regulated Services (Penalty Notices) (Wales) Regulations 2019",
  "legislation_url": "https://openlegislation.uk/regulated-services-penalty-notices-wales-regulations-2019",
  "path": "schedule/4",
  "kind": "schedule",
  "number": "4",
  "heading": "Prescribed offences – regulated advocacy services",
  "text": "Provision creating offence\nGeneral nature of the offence\nAmount of penalty\nRegulation 4(3) and (5) of the Advocacy Services Regulations\nContravention of, or failure to comply with, requirement to give notice of revision to the statement of purpose\nAn amount corresponding to two and a half times level 4 on the standard scale\nRegulation 8(3) of the Advocacy Services Regulations\nContravention of, or failure to comply with, requirement to provide copy accounts\nAn amount corresponding to level 4 on the standard scale\nRegulation 9(1) of the Advocacy Services Regulations\nContravention of, or failure to comply with, requirements to have in place specified policies and procedures\nAn amount corresponding to level 4 on the standard scale\nRegulation 15(1), (2) and (3) of the Advocacy Services Regulations\nContravention of, or failure to comply with, requirements in relation to the provision of information about the service\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 24(1) of the Advocacy Services Regulations\nContravention of, or failure to comply with, requirements in relation to the fitness of staff\nAn amount corresponding to two and a half times level 4 on the standard scale\nRegulation 27(1) of the Advocacy Services Regulations\nContravention of, or failure to comply with, requirements in relation to the provision of information for staff\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 31(1) and (2) of the Advocacy Services Regulations\nContravention of, or failure to comply with, requirements in relation to records\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 32(1) and (3) of the Advocacy Services Regulations\nContravention of, or failure to comply with, requirements in relation to notifications\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 37(1) of the Advocacy Services Regulations\nContravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to appoint a manager\nAn amount corresponding to two and a half times level 4 on the standard scale\nRegulation 44(1) and (2) of the Advocacy Services Regulations\nContravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to report on the adequacy of resources\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 45(1) of the Advocacy Services Regulations\nContravention of, or failure to comply with, requirements in relation to the making by a responsible individual of other reports to the service provider\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 50(4) of the Advocacy Services Regulations\nContravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a report in respect of a quality of service review\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 51(1) of the Advocacy Services Regulations\nContravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a statement of compliance with the requirements as to standards of advocacy\nAn amount corresponding to two times level 4 on the standard scale\nRegulation 54(1) and (3) of the Advocacy Services Regulations\nContravention of, or failure to comply with requirements in relation to the responsible individual's duty to make notifications to the service regulator\nAn amount corresponding to two times level 4 on the standard scale",
  "extent": "E+W",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "I",
      "label": "I1",
      "text": "Sch. 4 in force at 1.7.2019, see reg. 1(2)"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/wsi/2019/887/schedule/4",
    "retrieved_at": "2026-10-28T23:19:18.556008+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}