# The Regulated Services (Penalty Notices) (Wales) Regulations 2019, Schedule 4: Prescribed offences – regulated advocacy services Extent: E+W Provision creating offence General nature of the offence Amount of penalty Regulation 4(3) and (5) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirement to give notice of revision to the statement of purpose An amount corresponding to two and a half times level 4 on the standard scale Regulation 8(3) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirement to provide copy accounts An amount corresponding to level 4 on the standard scale Regulation 9(1) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements to have in place specified policies and procedures An amount corresponding to level 4 on the standard scale Regulation 15(1), (2) and (3) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to the provision of information about the service An amount corresponding to two times level 4 on the standard scale Regulation 24(1) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to the fitness of staff An amount corresponding to two and a half times level 4 on the standard scale Regulation 27(1) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to the provision of information for staff An amount corresponding to two times level 4 on the standard scale Regulation 31(1) and (2) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to records An amount corresponding to two times level 4 on the standard scale Regulation 32(1) and (3) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to notifications An amount corresponding to two times level 4 on the standard scale Regulation 37(1) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to appoint a manager An amount corresponding to two and a half times level 4 on the standard scale Regulation 44(1) and (2) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to report on the adequacy of resources An amount corresponding to two times level 4 on the standard scale Regulation 45(1) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to the making by a responsible individual of other reports to the service provider An amount corresponding to two times level 4 on the standard scale Regulation 50(4) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a report in respect of a quality of service review An amount corresponding to two times level 4 on the standard scale Regulation 51(1) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a statement of compliance with the requirements as to standards of advocacy An amount corresponding to two times level 4 on the standard scale Regulation 54(1) and (3) of the Advocacy Services Regulations Contravention of, or failure to comply with requirements in relation to the responsible individual's duty to make notifications to the service regulator An amount corresponding to two times level 4 on the standard scale --- Source: https://www.legislation.gov.uk/wsi/2019/887/schedule/4 (the official version) Page: https://openlegislation.uk/regulated-services-penalty-notices-wales-regulations-2019/schedule-4 Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.