# The Regulated Services (Penalty Notices) (Wales) Regulations 2019, Schedule 6: Prescribed offences - special school residential services


Provision creating offence
General nature of the offence
Amount of penalty
Regulation 3(3) and (5) of the Special School Residential Services Regulations
Contravention of, or failure to comply with, requirements in relation to the statement of purpose
An amount corresponding to two and a half times level 4 on the standard scale
Regulation 7(3) of the Special School Residential Services Regulations
Contravention of, or failure to comply with, requirements in relation to the financial sustainability of the service
An amount corresponding to level 4 on the standard scale
Regulation 8(1) and (2) of the Special School Residential Services Regulations
Contravention of, or failure to comply with, requirements to have in place specified policies and procedures
An amount corresponding to level 4 on the standard scale
Regulation 15(1), (2) and (3) of the Special School Residential Services Regulations
Contravention of, or failure to comply with, requirements in relation to the provision of information about the service
An amount corresponding to two times level 4 on the standard scale
Regulation 16(1) of the Special School Residential Services Regulations
Contravention of, or failure to comply with, requirements in relation to the provision of a service agreement
An amount corresponding to level 4 on the standard scale
Regulation 31(1) of the Special School Residential Services Regulations
Contravention of, or failure to comply with, requirements in relation to the fitness of staff
An amount corresponding to two and a half times level 4 on the standard scale
Regulation 34(1) of the Special School Residential Services Regulations
Contravention of, or failure to comply with, requirements in relation to the provision of information for staff
An amount corresponding to two times level 4 on the standard scale
Regulation 51(1) and (2) of the Special School Residential Services Regulations
Contravention of, or failure to comply with, requirements in relation to records
An amount corresponding to two times level 4 on the standard scale
Regulation 52(1), (2) and (4) of the Special School Residential Services Regulations
Contravention of, or failure to comply with, requirements in relation to notifications
An amount corresponding to two times level 4 on the standard scale
Regulation 58(1) of the Special School Residential Services Regulations
Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to appoint a manager
An amount corresponding to two and a half times level 4 on the standard scale
Regulation 65(1) and (2) of the Special School Residential Services Regulations
Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to report on the adequacy of resources
An amount corresponding to two times level 4 on the standard scale
Regulation 66(1) of the Special School Residential Services Regulations
Contravention of, or failure to comply with, requirements in relation to the making by a responsible individual of other reports to the service provider
An amount corresponding to two times level 4 on the standard scale
Regulation 71(4) of the Special School Residential Services Regulations
Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a report in respect of a quality of care review
An amount corresponding to two times level 4 on the standard scale
Regulation 72(1) of the Special School Residential Services Regulations
Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a statement of compliance with the requirements as to standards of care and support
An amount corresponding to two times level 4 on the standard scale
Regulation 75(1) and (3) of the Special School Residential Services Regulations
Contravention of, or failure to comply with requirements in relation to the responsible individual’s duty to make notifications to the service regulator
An amount corresponding to two times level 4 on the standard scale

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Source: https://www.legislation.gov.uk/wsi/2019/887/schedule/6 (the official version)
Page: https://openlegislation.uk/regulated-services-penalty-notices-wales-regulations-2019/schedule-6
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.