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Regulation 6 Amendment of regulation 15A (dealing with transferable securities or money-market instruments)

Original text. Later amendments are not shown.

In regulation 15A—

(a)

in paragraph (2B), for “by a relevant person” substitute—

“by—

(a)

a relevant person;

(b)

a person, other than an individual, acting on behalf or upon the direction of a person falling within any of sub-paragraphs (a) to (c) of the definition of relevant person in regulation 15D(1)”;

(b)

in paragraph (2C)—

(i)

in sub-paragraph (b), after “sub-paragraph (a)” for “.” substitute “; or”;

(ii)

after sub-paragraph (b) insert—

“(c)

a person, other than an individual, acting on behalf or at the direction of a person falling within sub-paragraph (a) or sub-paragraph (b).”.