# The Russia (Sanctions) (EU Exit) Regulations 2019 S.I. 2019/855 · made 10 April 2019 · revised to 20 May 2026 These Regulations are made under the Sanctions and Anti-Money Laundering Act 2018 (c.13) to establish a sanctions regime under that Act in relation to Russia. These Regulations are made for the purpose of encouraging Russia to cease actions destabilising Ukraine or undermining or threatening the territorial integrity, sovereignty or independence of Ukraine. Following the UK's withdrawal from the European Union, these Regulations will replace the EU sanctions regimes in relation to Russia. The EU sanctions regimes are currently implemented via EU Council Decisions and Regulations. PDFs: Printed copy https://openlegislation.uk/russia-sanctions-eu-exit-regulations-2019/pdf/uksi_20190855_en.pdf; Revised UK Explanatory Memorandum https://openlegislation.uk/russia-sanctions-eu-exit-regulations-2019/pdf/uksiem_20190855_en_001.pdf; UK Explanatory Memorandum https://openlegislation.uk/russia-sanctions-eu-exit-regulations-2019/pdf/uksiem_20190855_en.pdf ## Introductory text Exiting The European Union Sanctions Made 10th April 2019 Laid before Parliament 11th April 2019 Coming into force in accordance with regulation 1(2) and (3) The Secretary of State , in exercise of the powers conferred by sections 1(1)(c) and (3)(b), 3(1)(a), (b)(ii) and (iii), (c)(ii) and (iii), (d), (e)(iii), (g)(iii), (2)(b) and (c), 4, 5, 7(2) and (5), 9(2)(a), 10(2)(a) and (c), (3) and (4), 11(2) to (9), 15(2)(a) and (b), (3), (4)(b), (5) and (6), 16, 17(2) to (9), 19, 20, 21(1), 54(1) and (2)(a), 62(4) to (6) of, and paragraphs 2(a)(iii) and (b), 3(a) and (b), 4(a)(iii), (b) and (c), 5(a)(ii) and (iii) and (b), 6(a)(ii) and (iii) and (b), 7(a)(iii) and (b), 9, 10(b), 11(a)(ii) and (iii), 13(a), (b), (c), (g), (h), (i), (k), (l), (m), (n), (p), (q), (t), (v) and (w), 14(a), (e), (f) and (k), 17, 19 to 23 and 27 of Schedule 1 to, the Sanctions and Anti-Money Laundering Act 2018 , and having decided, upon consideration of the matters set out in section 2(2) of that Act, that it is appropriate to do so, makes the following Regulations: ## Part 1: General ## 1 Citation and commencement (1) These Regulations may be cited as the Russia (Sanctions) (EU Exit) Regulations 2019. (2) Subject to paragraph (3), these Regulations come into force on exit day. (3) The following provisions of these Regulations come into force on the day after the day on which the Regulations are made— (a) this regulation; (b) regulation 2 (interpretation); (c) regulation 4 (purposes); (d) Part 2; (e) Schedule 1 (rules for interpretation of regulations 7(2) and 16(7)). ## 2 Interpretation In these Regulations— “the Act” means the Sanctions and Anti-Money Laundering Act 2018; “aircraft licence” means a licence under regulation 65A; “arrangement” includes any agreement, understanding, scheme, transaction or series of transactions, whether or not legally enforceable (but see paragraph 12 of Schedule 1 for the meaning of that term in that Schedule); “CEMA” means the Customs and Excise Management Act 1979 ; “the Commissioners” means the Commissioners for Her Majesty's Revenue and Customs; “conduct” includes acts and omissions; “Crimea” means the Autonomous Republic of Crimea and the city of Sevastopol; “detained transport asset licence” means a licence under regulation 65ZA; “director disqualification licence” means a licence under regulation 64A; “document” includes information recorded in any form and, in relation to information recorded otherwise than in legible form, references to its production include producing a copy of the information in legible form; “the EU Russia Regulations” means the following, as they have effect in EU law— (a)Council Regulation (EU) No 269/2014 of 17 March 2014 (concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine) , (b)Council Regulation (EU) No 692/2014 of 23 June 2014 (concerning restrictive measures in response to the illegal annexation of Crimea and Sevastopol) , and (c)Council Regulation (EU) No 833/2014 of 31 July 2014 (concerning restrictive measures in view of Russia's actions destabilising the situation in Ukraine) ; ... “non-government controlled areas of the Donetsk, Kherson Luhansk and Zaporizhzhia oblasts” means the parts of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts which are for the time being controlled by an authority other than the Government of Ukraine; “non-government controlled Ukrainian territory” means Crimea and non-government controlled areas of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts; “OFCOM” means the Office of Communications; “ships licence” means a licence under regulation 65ZB; “trade licence” means a licence under regulation 65; “Treasury licence” means a licence under regulation 64(1); the “Ukraine Financial Sanctions Regulations” means— (a)The Ukraine (European Union Financial Sanctions) (No.2) Regulations 2014 , and (b)The Ukraine (European Union Financial Sanctions) (No.3) Regulations 2014 ; “United Kingdom person” has the same meaning as in section 21 of the Act; “working day” means any day other than— (a)Saturday or Sunday, (b)Christmas Day or Good Friday, or (c)a day which is a bank holiday under the Banking and Financial Dealings Act 1971 in any part of the United Kingdom. ## 3 Application of prohibitions and requirements outside the United Kingdom (1) A United Kingdom person may contravene a relevant prohibition by conduct wholly or partly outside the United Kingdom. (2) Any person may contravene a relevant prohibition by conduct in the territorial sea. (3) In this regulation a “relevant prohibition” means any prohibition imposed— (a) by regulation 9(2) or 9B(2) (confidential information), (b) by Part 3 (Finance), (c) by Part 5 (Trade), (d) under Part 6 (Ships), (da) by regulation 57L(6) (disclosure of confidential information), or (e) by a condition of a Treasury licence , a trade licence, a detained transport asset licence or a ships licence. (4) A United Kingdom person may comply, or fail to comply, with a relevant requirement by conduct wholly or partly outside the United Kingdom. (5) Any person may comply, or fail to comply, with a relevant requirement or a requirement imposed by a direction under regulation 57J(3) (direction by air traffic control to operator or pilot of Russian aircraft), or a requirement imposed by a condition of an aircraft licence, by conduct in the territorial sea. (6) In this regulation a “relevant requirement” means any requirement imposed— (a) by or under Part 8 (Information and records), or by reason of a request made under a power conferred by that Part, (b) by a condition of a Treasury licence , a trade licence, a detained transport asset licence or a ships licence, or (c) by a direction under regulation 57C (movement of ships). (7) Nothing in this regulation is to be taken to prevent a relevant prohibition or a relevant requirement from applying to conduct (by any person) in the United Kingdom. ## 4 Purposes The regulations contained in this instrument that are made under section 1 of the Act are for the purposes of — (a) encouraging Russia to cease actions destabilising Ukraine or undermining or threatening the territorial integrity, sovereignty or independence of Ukraine. (b) promoting the payment of compensation by Russia for damage, loss or injury suffered by Ukraine on or after 24th February 2022 as a result of Russia’s invasion of Ukraine. ## Part 2: Designation of persons ## 5 Power to designate persons (1) The Secretary of State may designate persons by name in accordance with regulation 5A (conditions for the designation of persons by name) for the purposes of any of the following— (a) regulations 11 to 15 (asset-freeze etc.); (aa) regulation 17A (corresponding banking relationships and processing payments); (ab) regulation 18C (trust services); (ac) regulation 19B (director disqualification sanctions); (b) regulation 20 (immigration); (bza) regulation 46A (technical assistance relating to aircraft and ships); (bzaa) regulation 46Z39 (detained transport assets); (bzb) regulation 54A (internet services); (ba) regulations 57A and 57C to 57E (ships: prohibition on port entry etc.); (bb) regulations 57J and 57M (aircraft). (1A) The Secretary of State may provide that persons of a description specified by the Secretary of State are designated persons for the purposes of any of the following— (a) regulations 11 to 15 (asset-freeze etc.); (b) regulation 17A (corresponding banking relationships and processing payments); (ba) regulation 18C (trust services); (c) regulation 20 (immigration); (d) regulation 46A (technical assistance relating to aircraft and ships); (dza) regulation 46Z39 (detained transport assets); (da) regulation 54A (internet services); (e) regulations 57A and 57C to 57E (ships: prohibition on port entry etc.); (f) regulations 57J and 57M (aircraft). (2) The Secretary of State may designate different persons for the purposes of different provisions mentioned in paragraph (1) or (1A). (3) For the purposes of these Regulations, persons “designated under regulation 5” for the purpose of a particular regulation means— (a) persons who are designated by name under paragraph (1) for the purposes of that particular regulation, and (b) where the Secretary of State makes provision under paragraph (1A) that persons of a specified description are designated persons for the purposes of that particular regulation, persons of that description. ## 5A Conditions for the designation of persons by name (1) The Secretary of State may choose whether to designate a person under regulation 5(1) (power to designate persons by name) under— (a) the standard procedure, or (b) the urgent procedure. (2) Paragraph (3) applies where the Secretary of State chooses to designate a person under regulation 5(1) under the standard procedure. (3) The Secretary of State may not designate a person except where condition A is met. (4) Condition A is that the Secretary of State has reasonable grounds to suspect that that person is an involved person. (5) Paragraphs (6) to (8) apply where the Secretary of State chooses to designate a person under regulation 5(1) under the urgent procedure. (6) The Secretary of State may designate a person where condition A is not met, but conditions B and C are met. (7) The person ceases to be a designated person at the end of the period of 56 days beginning with the day following the day on which the person became a designated person unless, within that period, the Secretary of State certifies that— (a) condition A is met, or (b) conditions B and C continue to be met. (8) Where the Secretary of State makes a certification under paragraph (7)(b), the designation ceases to have effect at the end of the period of 56 days beginning with the day immediately following the period mentioned in paragraph (7), unless within that period the Secretary of State certifies that condition A is met. (9) Condition B is that relevant provision (whenever made) applies to, or in relation to, the person under the law of— (a) the United States of America; (b) the European Union; (c) Australia; (d) Canada. (10) Condition C is that the Secretary of State considers that it is in the public interest to make designations under the urgent procedure. (11) For the purposes of condition B, “relevant provision” is provision that the Secretary of State considers— (a) corresponds, or is similar, to the type of sanction or sanctions in these Regulations, or (b) is made for purposes corresponding, or similar, to any purpose of any type of sanction or sanctions in these Regulations. (12) In this regulation, “involved person” has the meaning given in regulation 6 (designation criteria: meaning of “involved person”). ## 6 Designation criteria: meaning of “involved person” (1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (2) For the purposes of regulations 5A and 6A (conditions for the designation of persons), an “involved person” means a person who— (a) is or has been involved in— (i) destabilising Ukraine or undermining or threatening the territorial integrity, sovereignty or independence of Ukraine, or (ii) obtaining a benefit from or supporting the Government of Russia, (b) is owned or controlled directly or indirectly (within the meaning of regulation 7) by a person who is or has been so involved, (c) is acting on behalf of or at the direction of a person who is or has been so involved, or (d) is a member of, or associated with, a person who is or has been so involved. (3) For the purposes of this regulation, a person is “involved in destabilising Ukraine or undermining or threatening the territorial integrity, sovereignty or independence of Ukraine” if— (a) the person is responsible for, engages in, provides support for, or promotes any policy or action which destabilises Ukraine or undermines or threatens the territorial integrity, sovereignty or independence of Ukraine; (b) the person provides financial services, or makes available funds, economic resources, goods or technology, that could contribute to destabilising Ukraine or undermining or threatening the territorial integrity, sovereignty or independence of Ukraine; (c) the person provides financial services, or makes available funds, economic resources, goods or technology, to— (i) a person who is responsible for a policy or action which falls within sub-paragraph (a), or (ii) a person who provides financial services, or makes available funds, economic resources, goods or technology, as mentioned in sub-paragraph (b); (d) the person obstructs the work of international organisations in Ukraine; (e) the person conducts business with a separatist group in the Donbas region; (f) the person is a relevant person trading or operating in non-government controlled Ukrainian territory; (g) the person assists the contravention or circumvention of a relevant provision; (h) the person owns or controls directly or indirectly (within the meaning of regulation 7), or is working as a director (whether executive or non-executive), trustee, or other manager or equivalent of, a person, other than an individual, which falls within sub-paragraphs (a) to (g); (i) the person holds the right, directly or indirectly, to nominate at least one director (whether executive or non-executive), trustee or equivalent of a person, other than an individual, which falls within sub-paragraphs (a) to (g). (4) For the purposes of this regulation, being “involved in obtaining a benefit from or supporting the Government of Russia” means— (a) carrying on business as a Government of Russia-affiliated entity; (b) carrying on business of economic significance to the Government of Russia; (c) carrying on business in a sector of strategic significance to the Government of Russia; (d) owning or controlling directly or indirectly (within the meaning of regulation 7), or working as a director (whether executive or non-executive), trustee, or other manager or equivalent, of— (i) a Government of Russia-affiliated entity; (ii) a person, other than an individual, which falls within sub-paragraph (b) or (c) ; (e) holding the right, directly or indirectly, to nominate at least one director (whether executive or non-executive), trustee or equivalent of— (i) a Government of Russia-affiliated entity, or (ii) a person, other than an individual, which falls within sub-paragraph (b) or (c); (f) providing financial services, or making available funds, economic resources, goods or technology, to a person who falls within sub-paragraphs (a) to (e). (4A) For the purposes of this regulation, a person is involved in “destabilising Ukraine or undermining or threatening the territorial integrity, sovereignty or independence of Ukraine” or “obtaining a benefit from or supporting the Government of Russia” if they work for, or are affiliated to, the Government of Russia, as— (a) an aide or adviser to the President of the Russian Federation, (b) a head or deputy-head of any public body, federal agency or service subordinate to the President of the Russian Federation, including the Administration of the President of the Russian Federation, (c) a member of the Security Council of the Russian Federation, its Secretary or any of its Deputy Secretaries, (d) the Chairman of the Government of the Russian Federation or any deputy of the Chairman, (e) a Minister or Deputy Minister of any Ministry of the Russian Federation, (f) a Governor or member of the Board of Directors of the Central Bank of the Russian Federation, (g) a Presidential Plenipotentiary Envoy to a Federal District, or a regional Governor or Deputy Governor or equivalent, (h) a head or deputy head of any other public body or agency of the Government of the Russian Federation, (i) a member of the armed forces or law-enforcement organs of the Russian Federation of the rank of colonel, or equivalent, or higher, (j) a member of the Russian security and intelligence services of the rank of colonel, or equivalent, or higher, (k) a vice president, or equivalent position or higher, of a Government of Russia-affiliated entity, ... (l) a director or manager, or equivalent position or higher, of a Government of Russia-affiliated entity, or (m) a person providing financial services, or making available funds, economic resources, goods or technology, to a person who falls within sub-paragraphs (a) to (l). (5) In paragraph (3)(f), a person (“P”) is a “relevant person” if— (a) P is not an individual, and (b) the ownership or control of P has been transferred contrary to the law of Ukraine; (6) In paragraph (2)(d), being “associated with” a person includes— (a) obtaining a financial benefit or other material benefit from that person; (b) being an immediate family member of that person. (7) In this regulation— “Government of Russia” means— (a)the Presidency of the Russian Federation; (b)public bodies and agencies subordinate to the President of the Russian Federation, including the Administration of the President of the Russian Federation; (c)the Chairman of the Government of the Russian Federation and the deputies of the Chairman of the Government; (d)any Ministry of the Russian Federation; (e)any other public body or agency of the Government of the Russian Federation, including the armed forces and law-enforcement organs of the Russian Federation; (f)the Central Bank of the Russian Federation; “Government of Russia-affiliated entity” means a person, other than an individual— (a)which is owned or controlled directly or indirectly by the Government of Russia (within the meaning of regulation 7), (b)in which the Government of Russia holds directly or indirectly a minority interest, (c)which receives, or has received, financing, directly or indirectly, from the Russian Direct Investment Fund or the National Wealth Fund, or (d)which otherwise obtains a financial benefit or other material benefit from the Government of Russia; “immediate family member” means— (a)a wife or husband; (b)a civil partner; (c)a parent or step-parent; (d)a child or step-child; (e)a sibling or step-sibling; (f)a niece or nephew; (g)an aunt or uncle; (h)a grandparent; (i)a grandchild. “minority interest” means any shareholding, voting right or right to appoint or remove members of the board of directors which does not meet the condition set out in regulation 7(2); “relevant provision” means— (a)any provision of Part 3 (Finance) or Part 5 (Trade); (b)any provision of the law of a country other than the United Kingdom made for purposes corresponding to a purpose of any provision of Part 3 or Part 5; “sector of strategic significance to the Government of Russia” means— (a)the Russian chemicals sector; (b)the Russian construction sector; (c)the Russian defence sector; (d)the Russian electronics sector; (e)the Russian energy sector; (f)the Russian extractives sector; (g)the Russian financial services sector. (h)the Russian information, communications and digital technologies sector; (i)the Russian transport sector. (8) Nothing in any sub-paragraph of paragraph (3) or (4) is to be taken to limit the meaning of any of the other sub-paragraphs of that paragraph. ## 6A Conditions for the designation of persons by description (1) The Secretary of State may choose whether persons mentioned in regulation 5(1A) (power to designate persons by description) are designated persons under— (a) the standard procedure, or (b) the urgent procedure. (2) Paragraph (3) applies where the Secretary of State chooses that persons mentioned in regulation 5(1A) are designated persons under the standard procedure. (3) The Secretary of State may not provide that persons of a specified description are designated persons under regulation 5(1A) except where conditions A and C are met. (4) Paragraphs (5) to (7) apply where the Secretary of State chooses that persons mentioned in regulation 5(1A) are designated persons under the urgent procedure. (5) The Secretary of State may provide that persons of a specified description are designated persons where condition C is not met, but conditions A, D and E are met. (6) The persons of the specified description cease to be designated persons at the end of the period of 56 days beginning with the day following the day on which the persons became designated persons unless, within that period, the Secretary of State certifies that— (a) conditions A and C are met, or (b) conditions A, D and E continue to be met. (7) Where the Secretary of State makes a certification under paragraph (6)(b), the designation ceases to have effect at the end of the period of 56 days beginning with the day immediately following the period mentioned in paragraph (6), unless within that period the Secretary of State certifies that conditions A and C are met. (8) Condition A is that the description of persons specified is such that a reasonable person would know whether that person fell within it. (9) Condition C is that the Secretary of State has reasonable grounds to suspect— (a) in a case where the specified description is members of a particular organisation, that the organisation is an involved person, or (b) in the case of any other specified description, that any person falling within that description would necessarily be an involved person. (10) Condition D is that the description of persons specified is of persons (or some persons) to which, or in relation to which, relevant provision (whenever made) applies under the law of— (a) the United States of America; (b) the European Union; (c) Australia; (d) Canada. (11) Condition E is that the Secretary of State considers that it is in the public interest to provide that persons of a specified description are designated persons under the urgent procedure. (12) For the purposes of Condition D, “relevant provision” is provision that the Secretary of State considers— (a) corresponds, or is similar, to the type of sanction or sanctions in these Regulations, or (b) is made for purposes corresponding, or similar, to any purpose of any type of sanction or sanctions in these Regulations. (13) In this regulation— “involved person” has the meaning given in regulation 6 (designation criteria: meaning of “involved person”); “organisation” includes any body, association or combination of persons. ## 7 Meaning of “owned or controlled directly or indirectly” (1) A person who is not an individual (“C”) is “owned or controlled directly or indirectly” by another person (“P”) if either of the following two conditions is met (or both are met). (2) The first condition is that P— (a) holds directly or indirectly more than 50% of the shares in C, (b) holds directly or indirectly more than 50% of the voting rights in C, or (c) holds the right directly or indirectly to appoint or remove a majority of the board of directors of C. (3) Schedule 1 contains provision applying for the purpose of interpreting paragraph (2). (4) The second condition is that it is reasonable, having regard to all the circumstances, to expect that P would (if P chose to) be able, in most cases or in significant respects, by whatever means and whether directly or indirectly, to achieve the result that affairs of C are conducted in accordance with P's wishes. ## 8 Notification and publicity where power to designate by name is used (1) Paragraph (2) applies where the Secretary of State— (a) has made a designation under regulation 5(1), or (b) has by virtue of section 22 of the Act varied or revoked a designation made under that paragraph of that regulation. (2) The Secretary of State— (a) must without delay take such steps as are reasonably practicable to inform the designated person of the designation, variation or revocation, and (b) must take steps to publicise the designation, variation or revocation. (3) The information given under paragraph (2)(a)— (a) where the Secretary of State designates a person under the standard procedure, must include a statement of reasons; (b) where the Secretary of State designates a person under the urgent procedure, must include a statement— (i) that the designation is made under the urgent procedure, (ii) identifying the relevant provision by reference to which the Secretary of State considers that condition B is met in relation to the person, and (iii) setting out why the Secretary of State considers that condition C is met. (3A) Where the Secretary of State designates a person under the urgent procedure, the Secretary of State must, after the end of the period mentioned in paragraph (7) of regulation 5A (conditions for the designation of persons by name) or, if the Secretary of State has made a certification under paragraph (7)(b) of that regulation, the period mentioned in paragraph (8) of that regulation, but otherwise without delay— (a) in a case where the person ceases to be a designated person, take such steps as are reasonably practicable to inform the person that they have ceased to be a designated person, or (b) in any other case, take such steps as are reasonably practicable to give the person a statement of reasons. (4) In this regulation, a “statement of reasons” means a brief statement of the matters that the Secretary of State knows, or has reasonable grounds to suspect, in relation to the person— (a) in the case of a designation under the standard procedure, which have led the Secretary of State to make the designation, and (b) in the case of a designation under the urgent procedure, as a result of which the person does not cease to be a designated person at the end of the period mentioned in regulation 5A(7) or (8) (as the case may be). (5) Matters that would otherwise be required by paragraph (4) to be included in a statement of reasons may be excluded from it where the Secretary of State considers that they should be excluded— (a) in the interests of national security or international relations, (b) for reasons connected with the prevention or detection of serious crime in the United Kingdom or elsewhere, or (c) in the interests of justice. (6) The steps taken under paragraph (2)(b) must— (a) unless one or more of the restricted publicity conditions is met, be steps to publicise generally— (i) the designation, variation or revocation, and (ii) in the case of a designation, the statement of reasons; (b) if one or more of those conditions is met, be steps to inform only such persons as the Secretary of State considers appropriate of the designation, variation or revocation and (in the case of a designation) of the contents of the statement of reasons. (7) The “restricted publicity conditions” are as follows— (a) the designation is of a person believed by the Secretary of State to be an individual under the age of 18; (b) the Secretary of State considers that disclosure of the designation, variation or revocation should be restricted— (i) in the interests of national security or international relations, (ii) for reasons connected with the prevention or detection of serious crime in the United Kingdom or elsewhere, or (iii) in the interests of justice. (8) Paragraph (9) applies if— (a) when a designation is made one or more of the restricted publicity conditions is met, but (b) at any time when the designation has effect, it becomes the case that none of the restricted publicity conditions is met. (9) The Secretary of State must— (a) take such steps as are reasonably practicable to inform the designated person that none of the restricted publicity conditions is now met, and (b) take steps to publicise generally the designation and the statement of reasons relating to it. ## 9 Confidential information in certain cases where designation power used (1) Where the Secretary of State in accordance with regulation 8(6)(b) informs only certain persons of a designation, variation or revocation and (in the case of a designation) of the contents of the statement of reasons, the Secretary of State may specify that any of that information is to be treated as confidential. (2) A person (“P”) who— (a) is provided with information that is to be treated as confidential in accordance with paragraph (1), or (b) otherwise obtains such information, must not, subject to paragraph (3), disclose it if P knows, or has reasonable cause to suspect, that the information is to be treated as confidential. (3) The prohibition in paragraph (2) does not apply to any disclosure made by P with lawful authority. (4) For this purpose information is disclosed with lawful authority only if and to the extent that— (a) the disclosure is by, or is authorised by, the Secretary of State, (b) the disclosure is by or with the consent of the person who is or was the subject of the designation, (c) the disclosure is necessary to give effect to a requirement imposed under or by virtue of these Regulations or any other enactment, or (d) the disclosure is required, under rules of court, tribunal rules or a court or tribunal order, for the purposes of legal proceedings of any description. (5) This regulation does not prevent the disclosure of information that is already, or has previously been, available to the public from other sources. (6) A person who contravenes the prohibition in paragraph (2) commits an offence. (7) The High Court (in Scotland, the Court of Session) may, on the application of— (a) the person who is the subject of the information, or (b) the Secretary of State, grant an injunction (in Scotland, an interdict) to prevent a breach of the prohibition in paragraph (2). (8) In paragraph (4)(c), “enactment” has the meaning given by section 54(6) of the Act. ## 9A Notification and publicity where power to designate by description is used (1) Paragraph (2) applies where the Secretary of State— (a) has provided that persons of a specified description are designated persons under regulation 5(1A) (power to designate persons by description), or (b) has by virtue of section 22 of the Act varied or revoked a designation made under that paragraph of that regulation. (2) The Secretary of State— (a) must without delay take such steps as are reasonably practicable to inform persons of the specified description of the designation, variation or revocation, and (b) must take steps to publicise the designation, variation or revocation. (3) The information given under paragraph (2)(a)— (a) where the Secretary of State provides that persons of a specified description are designated persons under the standard procedure, must include a statement of reasons, or (b) where the Secretary of State provides that persons of a specified description are designated persons under the urgent procedure, must include a statement— (i) that the provision is made under the urgent procedure, (ii) identifying the relevant provision by reference to which the Secretary of State considers that condition D is met in relation to persons of the specified description, and (iii) setting out why the Secretary of State considers that condition E is met. (4) Where the Secretary of State provides that persons of a specified description are designated persons under the urgent procedure, the Secretary of State must, after the end of the period mentioned in paragraph (6) of regulation 6A (conditions for the designation of persons by description), or if the Secretary of State has made a certification under paragraph (6)(b) of that regulation the period mentioned in paragraph (7) of that regulation, but otherwise without delay— (a) in a case where the persons cease to be designated persons, take such steps as are reasonably practicable to inform persons of the specified description that they have ceased to be designated persons, or (b) in any other case, take such steps as are reasonably practicable to give each person of the specified description a statement of reasons. (5) In this regulation, a “statement of reasons”, in relation to a provision designating persons of a specified description, means a brief statement of the matters that the Secretary of State knows, or has reasonable cause to suspect, in relation to persons of the specified description— (a) in the case of a designation under the standard procedure, which have led the Secretary of State to make the provision designating persons of that description, and (b) in the case of a designation under the urgent procedure, as a result of which the persons do not cease to be designated persons at the end of the period mentioned in regulation 6A(6)(b) or (7) (as the case may be). (6) Matters that would otherwise be required by paragraph (5) to be included in a statement of reasons may be excluded from it where the Secretary of State considers that they should be excluded— (a) in the interests of national security or international relations, (b) for reasons connected with the prevention or detection of serious crime in the United Kingdom or elsewhere, or (c) in the interests of justice. (7) The steps taken under paragraph (2)(b) must— (a) unless one or more of the restricted publicity conditions is met, be steps to publicise generally— (i) the designation, variation or revocation, and (ii) in the case of— (aa) a designation under the standard procedure, the statement of reasons relating to it, or (bb) a designation under the urgent procedure, the contents of the statement required under paragraph (3)(b) relating to it; (b) if one or more of those conditions is met, be steps to inform only such persons as the Secretary of State considers appropriate of the designation, variation or revocation and— (i) in the case of a designation under the standard procedure, of the contents of the statement of reasons relating to it, or (ii) in the case of a designation under the urgent procedure, of the contents of the statement required under paragraph (3)(b) relating to it. (8) The “restricted publicity conditions” are that the Secretary of State considers that disclosure of the designation, variation or revocation should be restricted— (a) in the interests of national security or international relations, (b) for reasons connected with the prevention or detection of serious crime in the United Kingdom or elsewhere, or (c) in the interests of justice. (9) Paragraph (10) applies if— (a) when a designation is made one or more of the restricted publicity conditions is met, but (b) at any time when the designation has effect, it becomes the case that none of the restricted publicity conditions is met. (10) The Secretary of State must— (a) take such steps as are reasonably practicable to inform persons of the specified description that none of the restricted publicity conditions is now met, and (b) take steps to publicise generally the designation and— (i) in the case of a designation under the standard procedure, the statement of reasons relating to it, or (ii) in the case of a designation under the urgent procedure, the statement required under paragraph (3)(b) relating to it. ## 9B Confidential information in certain cases where power to designate by description is used (1) Where the Secretary of State in accordance with regulation 9A(7)(b) informs only certain persons of a designation, variation or revocation and— (a) in the case of a designation under the standard procedure, of the content of the statement of reasons relating to it, or (b) in the case of a designation under the urgent procedure, of the content of the statement required under regulation 9A(3)(b) relating to it, the Secretary of State may specify that any of that information is to be treated as confidential. (2) A person (“P”) who— (a) is provided with information that is to be treated as confidential in accordance with paragraph (1), or (b) otherwise obtains such information, must not, subject to paragraph (3), disclose it if P knows, or has reasonable cause to suspect, that the information is to be treated as confidential. (3) The prohibition in paragraph (2) does not apply to any disclosure made by P with lawful authority. (4) For this purpose information is disclosed with lawful authority only if and to the extent that— (a) the disclosure is by, or is authorised by, the Secretary of State, (b) the disclosure is by or with the consent of the person who is or was the subject of the designation, (c) the disclosure is necessary to give effect to a requirement imposed under or by virtue of these Regulations or any other enactment, or (d) the disclosure is required under rules of court, tribunal rules or a court or tribunal order, for the purposes of legal proceedings of any description. (5) This regulation does not prevent the disclosure of information that is already, or has previously been, available to the public from other sources. (6) A person who contravenes the prohibition in paragraph (2) commits an offence. (7) The High Court (in Scotland, the Court of Session) may, on the application of— (a) the person who is the subject of the information, or (b) the Secretary of State, grant an injunction (in Scotland, an interdict) to prevent a breach of the prohibition in paragraph (2). (8) In paragraph (4)(c), “enactment” has the meaning given by section 54(6) of the Act. ## Part 3: Finance ### Chapter 1: Asset-freeze etc. ## 10 Meaning of “designated person” In this Chapter a “designated person” means a person who is designated under regulation 5 for the purposes of regulations 11 to 15. ## 11 Asset-freeze in relation to designated persons (1) A person (“P”) must not deal with funds or economic resources owned, held or controlled by a designated person if P knows, or has reasonable cause to suspect, that P is dealing with such funds or economic resources. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes the prohibition in paragraph (1) commits an offence. (4) For the purposes of paragraph (1) a person “deals with” funds if the person— (a) uses, alters, moves, transfers or allows access to the funds, (b) deals with the funds in any other way that would result in any change in volume, amount, location, ownership, possession, character or destination, or (c) makes any other change, including portfolio management, that would enable use of the funds. (5) For the purposes of paragraph (1) a person “deals with” economic resources if the person— (a) exchanges the economic resources for funds, goods or services, or (b) uses the economic resources in exchange for funds, goods or services (whether by pledging them as security or otherwise). (6) The reference in paragraph (1) to funds or economic resources that are “owned, held or controlled” by a person includes, in particular, a reference to— (a) funds or economic resources in which the person has any legal or equitable interest, regardless of whether the interest is held jointly with any other person and regardless of whether any other person holds an interest in the funds or economic resources; (b) any tangible property (other than real property), or bearer security, that is comprised in funds or economic resources and is in the possession of the person. (7) For the purposes of paragraph (1) funds or economic resources are to be treated as owned, held or controlled by a designated person if they are owned, held or controlled by a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person. (8) For the avoidance of doubt, the reference in paragraph (1) to a designated person includes P if P is a designated person. ## 12 Making funds available to designated person (1) A person (“P”) must not make funds available directly or indirectly to a designated person if P knows, or has reasonable cause to suspect, that P is making the funds so available. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes the prohibition in paragraph (1) commits an offence. (4) The reference in paragraph (1) to making funds available indirectly to a designated person includes, in particular, a reference to making them available to a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person. ## 13 Making funds available for benefit of designated person (1) A person (“P”) must not make funds available to any person for the benefit of a designated person if P knows, or has reasonable cause to suspect, that P is making the funds so available. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes the prohibition in paragraph (1) commits an offence. (3A) The reference in paragraph (1) to making funds available to any person for the benefit of a designated person includes making funds available for the benefit of a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person (and references to designated person in paragraph (4) are to be read accordingly). (4) For the purposes of this regulation— (a) funds are made available for the benefit of a designated person only if that person thereby obtains, or is able to obtain, a significant financial benefit, and (b) “financial benefit” includes the discharge (or partial discharge) of a financial obligation for which the designated person is wholly or partly responsible. ## 14 Making economic resources available to designated person (1) A person (“P”) must not make economic resources available directly or indirectly to a designated person if P knows, or has reasonable cause to suspect— (a) that P is making the economic resources so available, and (b) that the designated person would be likely to exchange the economic resources for, or use them in exchange for, funds, goods or services. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes the prohibition in paragraph (1) commits an offence. (4) The reference in paragraph (1) to making economic resources available indirectly to a designated person includes, in particular, a reference to making them available to a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person. ## 15 Making economic resources available for benefit of designated person (1) A person (“P”) must not make economic resources available to any person for the benefit of a designated person if P knows, or has reasonable cause to suspect, that P is making the economic resources so available. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes the prohibition in paragraph (1) commits an offence. (3A) The reference in paragraph (1) to making economic resources available to any person for the benefit of a designated person includes making economic resources available for the benefit of a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person (and references to designated person in paragraph (4) are to be read accordingly). (4) For the purposes of paragraph (1)— (a) economic resources are made available for the benefit of a designated person only if that person thereby obtains, or is able to obtain, a significant financial benefit, and (b) “financial benefit” includes the discharge (or partial discharge) of a financial obligation for which the designated person is wholly or partly responsible. ### Chapter 2: Other financial and investment restrictions ## 16 Dealing with transferable securities or money-market instruments (1) A person (“P”) must not, directly or indirectly, deal with a transferable security or money-market instrument falling within paragraph (2) if P knows, or has reasonable cause to suspect, that P is dealing with such a transferable security or money-market instrument. (2) A transferable security or money-market instrument falls within this paragraph if it has a maturity exceeding 30 days and is issued after 1 August 2014 by— (a) a person mentioned in any of paragraphs 1 to 5 of Schedule 2; (b) a person, other than an individual, which is— (i) incorporated or constituted under the law of a non-UK country, and (ii) owned by a person within sub-paragraph (a); or (c) a person, other than an individual, acting on behalf or at the direction of a person within sub-paragraph (a) or sub-paragraph (b). (3) A person (“P”) must not, directly or indirectly, deal with a transferable security or money-market instrument falling within paragraph (4) if P knows, or has reasonable cause to suspect, that P is dealing with such a transferable security or money-market instrument. (4) A transferable security or money-market instrument falls within this paragraph if it has a maturity exceeding 30 days and is issued after 12 September 2014 by— (a) a person mentioned in any of paragraphs 6 to 11 of Schedule 2; (b) a person, other than an individual, which is— (i) incorporated or constituted under the law of a non-UK country, and (ii) owned by a person within sub-paragraph (a); or (c) a person, other than an individual, acting on behalf or at the direction of a person within sub-paragraph (a) or sub-paragraph (b). (4A) A person (“P”) must not, directly or indirectly, deal with a transferable security or money-market instrument falling within paragraph (4B) if P knows, or has reasonable cause to suspect, that P is dealing with such a transferable security or money-market instrument. (4B) A transferable security or money-market instrument falls within this paragraph if it has a maturity exceeding 30 days and is issued on or after 1st March 2022 by— (a) a person, other than an individual, which is— (i) incorporated or constituted under the law of any part of the United Kingdom, and (ii) owned by a person falling within Schedule 2; or (b) a person, other than an individual, acting on behalf or at the direction of a person within sub-paragraph (a). (4C) A person (“P”) must not, directly or indirectly, deal with a transferable security or money-market instrument falling within paragraph (4D) if P knows, or has reasonable cause to suspect, that P is dealing with such a transferable security or money-market instrument. (4D) A transferable security or money-market instrument falls within this paragraph if it is issued on or after 1st March 2022 by— (a) a person connected with Russia, which is not— (i) a person falling within Schedule 2, (ii) a person, other than an individual, which on 1st March 2022 is domiciled in a country other than Russia, or (iii) a person, other than an individual, which on 1st March 2022 is a branch or subsidiary, wherever located, of a person mentioned in paragraph (ii); (b) a person, other than an individual, which is owned by a person falling within sub-paragraph (a); or (c) a person, other than an individual, acting on behalf or at the direction of a person within sub-paragraph (a) or sub-paragraph (b). (4E) A person (“P”) must not, directly or indirectly, deal with a transferable security or money-market instrument falling within paragraph (4F) if P knows, or has reasonable cause to suspect, that P is dealing with such a transferable security or money-market instrument. (4F) A transferable security or money-market instrument falls within this paragraph if it is issued on or after 1st March 2022 by, or on behalf of, the Government of Russia. (4G) A person (“P”) must not, directly or indirectly, deal with a transferable security or money-market instrument falling within paragraph (4H) if P knows, or has reasonable cause to suspect, that P is dealing with such a transferable security or money-market instrument. (4H) A transferable security or money-market instrument falls within this paragraph if it is issued— (a) on or after 16th December 2022, (b) by a person, other than an individual, which is not a person connected with Russia, and (c) for the purposes of an activity mentioned in regulation 18B(2). (5) Paragraphs (1), (3), (4A), (4C) , (4E) and (4G) are subject to Part 7 (Exceptions and licences). (6) A person who contravenes a prohibition in paragraph (1), (3), (4A), (4C) , (4E) or (4G) commits an offence. (7) For the purposes of this regulation, and regulations 17 (loans and credit arrangements) , 59 (exceptions relating to loans and credit arrangements) and 60ZZA (exceptions relating to investments in relation to Russia), a person (“C”) is “owned” by another person (“P”) if P— (a) holds directly or indirectly more than 50% of the shares in C, or (b) holds directly or indirectly more than 50% of the voting rights in C. (8) Schedule 1 applies for the purpose of interpreting paragraph (7). (9) For the purposes of this regulation, a reference to “dealing with” a transferable security or money-market instrument includes a reference to purchasing or selling the security or instrument, providing investment services relating to the security or instrument or assisting in the issuance of the security or instrument. (10) In this regulation— “investment services” means— (a)the reception and transmission of orders in relation to one or more financial instruments, (b)the execution of orders on behalf of clients, (c)dealing on own account, (d)portfolio management, (e)the provision of investment advice, (f)the underwriting of financial instruments or placing of financial instruments on a firm commitment basis, (g)the placing of financial instruments without a firm commitment basis, or (h)any service in relation to the admission to trading on a regulated market or trading on a multilateral trading facility; “money-market instrument” means an instrument of a kind normally dealt in on the money market, such as treasury bills, certificates of deposit and commercial papers, excluding instruments of payment; “non-UK country” means a country that is not the United Kingdom; “transferable security” means a security, negotiable on the capital market, of any of the following kinds, but excluding instruments of payment— (a)shares in companies and other securities equivalent to shares in companies, partnerships or other entities, and depositary receipts in respect of shares; (b)bonds or other forms of securitised debt, including depositary receipts in respect of such securities; (c)any other securities giving the right to purchase or sell any security of a kind mentioned in paragraph (a) or (b). ## 17 Loans and credit arrangements (1) A person (“P”) must not directly or indirectly grant a relevant loan if P knows, or has reasonable cause to suspect, that P is granting a relevant loan. (2) A person must not directly or indirectly enter into any arrangement to grant a relevant loan if the person knows, or has reasonable cause to suspect, that the arrangement relates to a relevant loan. (2A) A person must not make funds or economic resources available to a relevant entity (“E”) where the purposes of making those funds or economic resources available is to enable E to grant a relevant loan on or after 16th December 2022. (3) Paragraphs (1) , (2) and (2A) are subject to Part 7 (Exceptions and licences). (4) A person who contravenes a prohibition in paragraph (1) , (2) or (2A) commits an offence. (5) In this regulation— ... “category 1 loan” means a loan or credit— (a)with a maturity exceeding 30 days, (b)made or granted to— (i)a person falling within Schedule 2, (ii)a person, other than an individual, which is— (aa)incorporated or constituted under the law of a non-UK country, and (bb)owned ... by a person within paragraph (i), or (iii)a person, other than an individual, acting on behalf or at the direction of a person within paragraph (i) or paragraph (ii), and (c)which is first made or granted at any time after IP completion day; “category 2 loan” means a loan or credit— (a)with a maturity exceeding 30 days, (b)made or granted to a person, other than an individual, which is— (i)incorporated or constituted under the law of any part of the United Kingdom, and (ii)owned ... by a person falling within Schedule 2, and (c)which is first made or granted at any time on or after 1st March 2022; “category 3 loan” means a loan or credit— (a)with a maturity exceeding 30 days, (b)made or granted to a person, other than an individual, which is— (i)connected with Russia, (ii)owned ... by a person within sub-paragraph (i), or (iii)a person, other than an individual, acting on behalf or at the direction of a person within paragraph (i) or paragraph (ii), (c) which is first made or granted at any time on or after 1st March 2022 but before 29th October 2022, and, (d)which is not— (i)a category 1 loan, a category 2 loan or a category 4 loan, or (ii)a loan made or granted to— (aa)a person, other than an individual, which on 1st March 2022 is domiciled in a country other than Russia, (bb)a person, other than an individual, which is owned by a person falling within sub-paragraph (aa), or (cc)a person, other than an individual, acting on behalf or at the direction of a person within sub-paragraph (aa) or sub-paragraph (bb); “category 4 loan” means a loan or credit— (a)made or granted to the Government of Russia, (b)which is first made or granted at any time on or after 1st March 2022; “category 5 loan” means a loan or credit— (a)with a maturity exceeding 30 days, (b)made or granted to a person, other than an individual— (i)which is connected with Russia, other than— (aa)a person which on 29th October 2022 is incorporated or constituted in a country other than Russia, or (bb)a person which is owned by a person falling within paragraph (aa), (ii)a person which is owned by a person within sub-paragraph (i), or (iii)a person which is owned by a person connected with Russia who is an individual, (c)which is first made or granted at any time on or after 29th October 2022, and (d)which is not a category 1 loan, a category 2 loan, a category 3 loan or a category 4 loan. “category 6 loan” means a loan or credit— (a)made or granted to a relevant entity, (b)which is for the purposes of an activity mentioned in regulation 18B(2), (c)which is first made or granted at any time on or after 16th December 2022, and (d)which is not a category 1 loan, a category 2 loan, a category 3 loan, a category 4 loan or a category 5 loan; “non-UK country” means a country that is not the United Kingdom; “owned” means owned within the meaning of regulation 16(7); “relevant entity” has the meaning given in regulation 18B(8); “relevant loan” means a category 1 loan, a category 2 loan, a category 3 loan , a category 4 loan , a category 5 loan or a category 6 loan; ... ## 17A Correspondent banking relationships and processing payments (1) A UK credit or financial institution (“C”) (“the correspondent”) must not establish or continue a correspondent banking relationship with the following (“the respondent”)— (a) a designated person (“D”), (b) a UK credit or financial institution, which is owned or controlled directly or indirectly (within the meaning of regulation 7) by D, or (c) a non-UK credit or financial institution, which is owned or controlled directly or indirectly (within the meaning of regulation 7) by D, if C knows, or has reasonable cause to suspect, that the correspondent banking relationship is with a designated person. (2) C must not process a ... payment to, from or via – (a) D, (b) a UK credit or financial institution, which is owned or controlled directly or indirectly (within the meaning of regulation 7) by D, or (c) a non-UK credit or financial institution, which is owned or controlled directly or indirectly (within the meaning of regulation 7) by D, if C knows, or has reasonable cause to suspect, that the ... payment is to, from or via such a person. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). (4) A person who contravenes a prohibition in paragraph (1) or (2) commits an offence. (5) For the purposes of this regulation, a reference to “processing” a payment— (a) includes the clearing and settlement of a payment; but (b) does not include the act of crediting a payment, for the first time, to C where that payment is credited to an account which is— (i) in the name of C; and (ii) not held on behalf of, or for the benefit of, a customer of C. (6) In this regulation— “correspondent banking relationship” means the provision of banking services by a correspondent to a respondent including providing a current or other liability account and related services, such as cash management, international funds transfers, cheque clearing, providing customers of the respondent with direct access to accounts with the correspondent (and vice versa) and providing foreign exchange services; “designated person” means a person who is designated under regulation 5 (power to designate persons) for the purposes of this regulation; “non-UK credit or financial institution” means— (a)a person, other than an individual, which would satisfy the threshold conditions for permission under Part 4A of the Financial Services and Markets Act 2000 if it had its registered office (or if it does not have one, its head office) in the United Kingdom, or (b)an undertaking, other than a UK credit or financial institution, which by way of business— (i)operates a currency exchange office, (ii)transmits money (or any representation of monetary value) by any means, or (iii)cashes cheques that are made payable to customers; “UK credit or financial institution” means— (a)a person that has permission under Part 4A of the Financial Services and Markets Act 2000 (permission to carry on regulated activities), or (b)an undertaking domiciled in the United Kingdom which by way of business— (i)operates a currency exchange office, (ii)transmits money (or any representation of monetary value) by any means, or (iii)cashes cheques that are made payable to customers. ## 18 Investments in relation to non-government controlled Ukrainian territory (1) A person (“P”) must not carry on an activity mentioned in paragraph (2) if P knows, or has reasonable cause to suspect, that P is carrying on such an activity. (2) The activities in this paragraph are— (a) directly or indirectly acquiring or extending a participation, or acquiring any ownership interest, in land located in non-government controlled Ukrainian territory; (b) directly or indirectly acquiring or extending a participation, or acquiring any ownership interest in or control over, a relevant entity; (c) directly or indirectly granting any loan or credit, entering into any arrangement to grant any loan or credit, or otherwise providing funds, including for example equity capital— (i) to a relevant entity, or (ii) for the documented purpose of financing any such entity; (d) directly or indirectly establishing any joint venture— (i) in non-government controlled Ukrainian territory, or (ii) with a relevant entity; (e) providing investment services directly related to an activity referred to in sub-paragraphs (a) to (d) above. (3) Paragraph (1) is subject to Part 7 (Exceptions and licences). (4) A person who contravenes a prohibition in paragraph (1) commits an offence. (5) In this regulation— “investment services” has the same meaning as it has in regulation 16; “relevant entity” means a person, other than an individual, which has a place of business located in non-government controlled Ukrainian territory. ## 18A Provision of financial services relating to foreign exchange reserve and asset management (1) A person (“P”) must not provide financial services to a person mentioned in paragraph (2) where— (a) the financial services are for the purpose of foreign exchange reserve and asset management; and (b) P knows, or has reasonable cause to suspect, that the financial services are provided to such a person. (2) The persons mentioned in this paragraph are— (a) the Central Bank of the Russian Federation, (b) the National Wealth Fund of the Russian Federation, (c) the Ministry of Finance of the Russian Federation, (d) a person owned or controlled directly or indirectly (within the meaning of regulation 7) by a person mentioned in sub-paragraphs (a) to (c), or (e) a person acting on behalf of or at the direction of a person mentioned in sub-paragraphs (a) to (c). (3) Paragraph (1) is subject to Part 7 (Exceptions and licences). (4) A person who contravenes the prohibition in paragraph (1) commits an offence. ## 18B Investments in relation to Russia (1) A person (“P”) must not carry on an activity mentioned in paragraph (2) if P knows, or has reasonable cause to suspect, that P is carrying on such an activity. (2) The activities in this paragraph are— (a) directly acquiring any ownership interest in land located in Russia; (b) indirectly acquiring any ownership interest in land located in Russia for the purpose mentioned in paragraph (3); (c) directly acquiring any ownership interest in or control over a person, other than an individual, connected with Russia; (d) indirectly acquiring any ownership interest in or control over a person, other than an individual, connected with Russia for the purpose mentioned in paragraph (3); (e) directly or indirectly acquiring any ownership interest in or control over a relevant entity for the purpose mentioned in paragraph (3); (f) directly or indirectly establishing any joint venture with a person connected with Russia; (g) opening a representative office or establishing a branch or subsidiary located in Russia; or (h) providing investment services directly related to an activity referred to in sub-paragraphs (a) to (g). (3) The purpose mentioned in paragraph 2(b), (d) and (e) above is making funds or economic resources available— (a) directly or indirectly to a person connected with Russia; or (b) for the benefit of a person connected with Russia. (4) For the purposes of paragraph (3)— (a) economic resources are made available to a person connected with Russia only if that person would be likely to exchange the economic resources for, or use them in exchange for, funds, goods or services; (b) making funds or economic resources indirectly available to a person connected with Russia includes, in particular, a reference to making them available to a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by a person connected with Russia; and (c) funds or economic resources are made available for the benefit of a person connected with Russia only if that person thereby obtains, or is able to obtain, a significant financial benefit, and “financial benefit” includes the discharge (or partial discharge) of a financial obligation for which the person connected with Russia is wholly or partly responsible. (5) Paragraph (1) is subject to Part 7 (Exceptions and licences). (6) A person who contravenes a prohibition in paragraph (1) commits an offence. (7) In this regulation, the reference to a person (“P”) directly or indirectly acquiring any ownership interest in or control over a person or entity means— (a) P directly or indirectly acquiring any share in the person or entity; (b) P directly or indirectly acquiring any voting rights in the person or entity; (c) P directly or indirectly acquiring any right to appoint or remove a majority of the board of directors of the person or entity; or (d) P directly or indirectly acquiring any means of ensuring that the affairs of the person or entity are conducted in accordance with the wishes of P where it is reasonable, having regard to all of the circumstances, to expect that P would (if P chose to) in most cases or significant respects, by whatever means, be able to do so. (8) In this regulation— “branch” means, in relation to a person other than an individual, a place of business which forms a legally dependent part of that person and which carries out all or some of the transactions inherent in the business of that person; “investment services” has the same meaning as it has in regulation 16 (dealing with transferable securities or money-market instruments); “relevant entity” means a person, other than an individual, which ... is not a person connected with Russia. ## 18C Trust services (1) A person must not provide trust services to or for the benefit of a designated person. (2) A person (“P”) must not provide trust services to or for the benefit of a person connected with Russia (“C”) unless pursuant to an ongoing arrangement pursuant to which P provided those trust services to or for the benefit of C immediately before 16th December 2022. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). (4) A person who contravenes a prohibition in paragraph (1) or (2) commits an offence. (5) For the purposes of paragraphs (1) and (2), trust services are provided for the benefit of a person (“B”) where— (a) B is a beneficiary of a trust or similar arrangement, (b) B is referred to as a potential beneficiary in a document from the settlor relating to a trust or similar arrangement (such as a letter of wishes), or (c) having regard to all the circumstances, B might reasonably be expected to obtain, or to be able to obtain, a significant financial benefit from the trust or similar arrangement. (6) For the purpose of paragraph (5), “beneficiary”, “potential beneficiary” and “settlor”, in relation to an arrangement similar to a trust, means those persons who hold equivalent or similar positions to those described in sub-paragraphs (a) to (c) of that paragraph in respect of a trust. (7) In this regulation— “designated person” means a person who is designated under regulation 5 (power to designate persons) for the purposes of this regulation; “trust services” means— (a)the creation of a trust or similar arrangement, (b)the provision of a registered office, business address, correspondence address or administrative address for a trust or similar arrangement, (c)the operation or management of a trust or similar arrangement, ... (d)acting or arranging for another person to act as trustee of a trust or similar arrangement, where “trustee”, in relation to an arrangement similar to a trust, means a person who holds an equivalent or similar position to a trustee of a trust , or (e) acting as a nominee shareholder. (8) For the purposes of this regulation “acting as a nominee shareholder” means undertaking the following activities as the legal owner of the shares— (a) exercising the voting rights of those shares in accordance with the wishes of the beneficial owner of those shares (“O”), or (b) receiving dividends in respect of those shares held on behalf of O, where the activities are undertaken in accordance with an arrangement with O that involves a trust or similar arrangement. ### Chapter 3: Further provision ## 19 Circumventing etc. prohibitions (1) A person must not intentionally participate in activities knowing that the object or effect of them is (whether directly or indirectly)— (a) to circumvent any of the prohibitions in regulations 11 to 18C, or (b) to enable or facilitate the contravention of any such prohibition. (2) A person who contravenes the prohibition in paragraph (1) commits an offence. ## 19A Interpretation of Part 3 (1) In this Part— “branch” means, in relation to a credit or financial institution, a place of business which forms a legally dependent part of that institution and which carries out all or some of the transactions inherent in the business of that institution; “credit or financial institution” means a “UK credit or financial institution” or a “non-UK credit or financial institution; “foreign exchange reserve and asset management” means activities relating to the reserves or assets of the persons mentioned in paragraph (2) of regulation 18A, such reserves or assets to include the following— (a)money market instruments (including cheques, bills and certificates of deposit); (b)foreign exchange; (c)derivative products (including futures and options); (d)exchange rate and interest rate instruments (including products such as swaps and forward rate agreements); (e)transferable securities; (f)other negotiable instruments and financial assets (including bullion); (g)special drawing rights. “Government of Russia” has the same meaning as in regulation 6; “subsidiary” has the meaning given by section 1159 of the Companies Act 2006; (2) For the purposes of this Part, a person is to be regarded as “connected with” Russia if the person is— (a) an individual who is, or an association or combination of individuals who are, ordinarily resident in Russia, (b) an individual who is, or an association or combination of individuals who are, located in Russia, (c) a person, other than an individual, which is incorporated or constituted under the law of Russia, or (d) a person, other than an individual, which is domiciled in Russia. (3) In this Part, the definitions of— (a) “non-UK credit or financial institution”, and (b) “UK credit or financial institution”, have the meaning given in regulation 17A (corresponding banking relationships and processing payments) and are to be read with section 22 of the Financial Services and Markets Act 2000, any relevant order under that section and Schedule 2 to that Act. ## Part 3A: Director disqualification sanctions ## 19B Director disqualification sanctions A person who is designated under regulation 5 (power to designate persons) for the purposes of this regulation is a person subject to director disqualification sanctions for the purposes of— (a) section 11A of the Company Directors Disqualification Act 1986, and (b) Article 15A of the Company Directors Disqualification (Northern Ireland) Order 2002. ## Part 4: Immigration ## 20 Immigration A person who is designated under regulation 5 for the purposes of this regulation is an excluded person for the purposes of section 8B of the Immigration Act 1971 . ## Part 5: Trade ### Chapter 1: Interpretation ## 21 Interpretation of this Part (1) In this Part— “aviation and space goods” means— (a)any thing specified in Schedule 2C, other than any thing which is aviation and space technology, and (b)any tangible storage medium on which aviation and space technology is recorded or from which it can be derived; “aviation and space technology” means any thing described in Schedule 2C as software or technology; “brokering service” means any service to secure, or otherwise in relation to, an arrangement, including (but not limited to)— (a)the selection or introduction of persons as parties or potential parties to the arrangement, (b)the negotiation of the arrangement, (c)the facilitation of anything that enables the arrangement to be entered into, and (d)the provision of any assistance that in any way promotes or facilitates the arrangement; “coal and coal products” means any thing specified in Schedule 3H; “critical-industry goods” means— (a)any thing specified in Schedule 2A, other than— (i)any thing which is critical-industry technology, or (ii)any thing for the time being specified in— (aa)Schedule 2 ... to the Export Control Order 2008, ... (bb)Annex I of the Dual-Use Regulation, or (cc) Part 3 of Schedule 3C, and (b)any tangible storage medium on which critical-industry technology is recorded or from which it can be derived; “critical-industry technology” means any thing described in Schedule 2A as software or technology, other than any thing for the time being specified in— (a)Schedule 2 ... to the Export Control Order 2008, ... (b)Annex I of the Dual-Use Regulation; or (c) Part 3 of Schedule 3C, “defence and security goods” means— (a)interception and monitoring goods, (b)internal repression goods, ... (c)goods relating to chemical and biological weapons , and (d)engineering biology - ancillary goods; “defence and security technology” means— (a)interception and monitoring technology, (b)internal repression technology, and (c)technology relating to chemical and biological weapons; “dual-use goods” means— (a)any thing for the time being specified in Annex I of the Dual-Use Regulation, other than any thing which is dual-use technology, and (b)any tangible storage medium on which dual-use technology is recorded or from which it can be derived; “the Dual-Use Regulation” means Council Regulation (EC) No 428/2009 of 5 May 2009 setting up a Community regime for the control of exports, transfer, brokering and transit of dual-use items; “dual-use technology” means any thing for the time being specified in Annex I of the Dual-Use Regulation which is described as software or technology; “energy-related goods” means any thing falling within Part 2 of Schedule 3; “energy-related technology” means any thing described in Schedule 3 as technology other than any thing for the time being specified in— (a)Schedule 2 to the Export Control Order 2008; (b)Annex 1 of the Dual-Use Regulation, (but see paragraph (4CA)); “engineering biology - ancillary goods” means any thing specified in Part 5 of Schedule 3C; “G7 dependency and further goods” means any thing specified in Schedule 3E other than any thing for the time being specified in— (a)Schedule 2 ... to the Export Control Order 2008, (b)Annex 1 of the Dual-Use Regulation, or (c)Schedule 2A; “G7 dependency and further technology” means any thing described in Schedule 3E as technology other than any thing for the time being specified in— (a)Schedule 2 to the Export Control Order 2008; (b)Annex 1 of the Dual-Use Regulation, (but see paragraph (4CA)); “gold” means the gold and products related to gold specified in Part 2 of Schedule 3G; “gold jewellery” means the gold products specified in Part 3 of Schedule 3G; “goods relating to chemical and biological weapons” means— (a)any thing specified in Part 4 of Schedule 3C, other than technology relating to chemical and biological weapons (but see paragraph (4A)), and (b)any tangible storage medium on which technology relating to chemical and biological weapons is recorded or from which it can be derived , other than any thing for the time being specified in Schedule 2 to the Export Control Order 2008 or in Annex 1 of the Dual-Use Regulation; “infrastructure-related goods” means any thing falling within Part 3 of Schedule 3; “interception and monitoring goods” means any item mentioned in paragraph (a) or (b), provided that it may be used for interception and monitoring services— (a)a relevant Part 2 item, (b)any tangible storage medium on which interception and monitoring technology is recorded or from which it can be derived; “interception and monitoring technology” means any thing— (a)which is described as software in paragraph 2 of Part 2 of Schedule 3C provided that it may be used for interception and monitoring services, and (b)which is described as other software or other technology in paragraph 3 of Part 2 of Schedule 3C (but see paragraph (4C)); “internal repression goods” means— (a)any thing specified in Part 3 of Schedule 3C, other than— (i)any thing which is internal repression technology, (ii)any thing for the time being specified in Schedule 2 to the Export Control Order 2008, or (iii)any thing for the time being specified in Annex Ⅰ of the Dual-Use Regulation, and (b)any tangible storage medium on which internal repression technology is recorded or from which it can be derived; “internal repression technology” means any thing which is described in Part 3 of Schedule 3C as software or technology; “luxury goods” means any thing specified in Schedule 3A, other than any thing for the time being specified in— (a) Schedule 2 to the Export Control Order 2008, (b)Annex 1 of the Dual-Use Regulation, or (c)Schedule 2A; “maritime goods” and “maritime technology” mean respectively any goods and technology specified in Chapter 4 (Navigation Equipment) and Chapter 5 (Radio-Communication Equipment) of Annex 1 of the Merchant Shipping Notice 1874 but not including any thing in those Chapters for the time being specified in— (a) Schedule 2 to the Export Control Order 2008, (b)Annex I to the Dual Use Regulation, or (c)Schedule 2A; “medical device” means— (a)a medical device within the meaning given in regulation 2 of the Medical Devices Regulations 2002 in so far as those Regulations apply to England, Wales and Scotland, and (b)a medical device within the meaning given in— (i)article 2 of Regulation (EU) 2017/745 of the European Parliament and of the Council of 5 April 2017 on medical devices, amending Directive 2001/83/EC, Regulation (EC) No 178/2002 and Regulation (EC) No 1223/2009 and repealing Council Directives 90/385/EEC and 93/42/EEC, and (ii)article 2 of Regulation (EU) 2017/746 of the European Parliament and of the Council of 5 April 2017 on in vitro diagnostic medical devices and repealing Directive 98/79/EC and Commission Decision 2010/227/EU, in so far as those Regulations apply to Northern Ireland; “military goods” means— (a)any thing for the time being specified in Schedule 2 to the Export Control Order 2008 , other than any thing which is military technology, and (b)any tangible storage medium on which military technology is recorded or from which it can be derived; “military technology” means any thing for the time being specified in Schedule 2 to the Export Control Order 2008 which is described as software or technology; “oil and oil products” means any thing specified in Schedule 3F; “oil refining goods” means— (a)any thing specified in Schedule 2D, other than— (i)any thing which is oil refining technology, or (ii)any thing for the time being specified in— (aa)Schedule 2 to the Export Control Order 2008, (bb)Annex 1 of the Dual-Use Regulation, (cc)Schedule 2A, or (dd)Part 2 of Schedule 3, and (b)any tangible storage medium on which oil refining technology is recorded or from which it can be derived; “oil refining technology” means any thing described in Schedule 2D as software or technology, other than any thing for the time being specified in — (a)Schedule 2 to the Export Control Order 2008, (b)Annex 1 of the Dual-Use Regulation, or (c)Schedule 2A; ... “quantum computing and advanced materials goods” means— (a)any thing specified in Schedule 2E, other than— (i)any thing which is quantum computing and advanced materials technology, or (ii)any thing for the time being specified in— (aa)Schedule 2 ... to the Export Control Order 2008, (bb)Annex 1 of the Dual-Use Regulation, (cc)Schedule 2A, (dd)Schedule 2C, (ee)Schedule 2D, or (ff)Part 2 of Schedule 3, and (b)any tangible storage medium on which quantum computing and advanced materials technology is recorded or from which it can be derived; “quantum computing and advanced materials technology” means any thing described in Schedule 2E as software or technology, other than anything for the time being specified in— (a)Schedule 2 ... to the Export Control Order 2008, (b)Annex 1 of the Dual-Use Regulation, (c)Schedule 2A, (d)Schedule 2C, or (e)Schedule 2D. restricted goods” means— (a)critical-industry goods; (b)dual-use goods; (c)military goods; (d) aviation and space goods; (e) oil refining goods; (f)quantum computing and advanced materials goods; (g) defence and security goods; (h) maritime goods; “restricted technology” means— (a)critical-industry technology; (b)dual-use technology; (c)military technology; (d) aviation and space technology; (e) oil refining technology; (f) quantum computing and advanced materials technology; (g) defence and security technology; (h) maritime technology; “Russia’s vulnerable goods” means any thing specified in Schedule 3I other than any thing for the time being specified in— (a)Schedule 2 ... to the Export Control Order 2008, (b)Annex 1 of the Dual-Use Regulation, or (c)Schedule 2A; “Russia’s vulnerable technology” means any thing described in Schedule 3I as technology other than any thing for the time being specified in— (a)Schedule 2 to the Export Control Order 2008; (b)Annex 1 of the Dual-Use Regulation, (but see paragraph (4CA)); “sectoral software and technology” means any thing described in Schedule 3IA other than any thing for the time being specified in— (a)Schedule 2 to the Export Control Order 2008; (b)Annex 1 of the Dual-Use Regulation, (but see paragraph (4CB)); “technical assistance”, in relation to goods or technology, means— (a)technical support relating to the repair, development, production, assembly, testing, use or maintenance of the goods or technology, or (b)any other technical service relating to the goods or technology; ... “technology relating to chemical and biological weapons” means any thing specified as technology or software in Part 4 of Schedule 3C (except any thing for the time being specified in Schedule 2 to the Export Control Order 2008 or in Annex 1 of the Dual-Use Regulation), other than technology which is— (a)the minimum necessary for— (i)the installation, operation, maintenance and repair of any goods which are not subject to a prohibition under this Part, or (ii)patent applications, (b)in the public domain, (c)a medical device, or (d)used for basic scientific research; “transfer” has the meaning given in paragraph 37 of Schedule 1 to the Act. (2) For the purposes of this Part, a person is to be regarded as “connected with” Russia if the person is— (a) an individual who is, or an association or combination of individuals who are, ordinarily resident in Russia, (b) an individual who is, or an association or combination of individuals who are, located in Russia, (c) a person, other than an individual, which is incorporated or constituted under the law of Russia, or (d) a person, other than an individual, which is domiciled in Russia. (3) For the purposes of this Part, a person is to be regarded as “connected with” non-government controlled Ukrainian territory if the person is— (a) an individual who is, or an association or combination of individuals who are, ordinarily resident in non-government controlled Ukrainian territory, (b) an individual who is, or an association or combination of individuals who are, located in non-government controlled Ukrainian territory, or (c) a person, other than an individual, which has its registered office, central administration or principal place of business located in non-government controlled Ukrainian territory. (4) Paragraphs 32 to 36 of Schedule 1 to the Act (trade sanctions) apply for the purpose of interpreting expressions in this Part. (4A) The definition of “goods relating to chemical and biological weapons” does not apply to anything specified in Part 4 of Schedule 3C— (a) which is— (i) a pharmaceutical formulation designed for human administration in the treatment of a medical condition; and (ii) pre-packaged for distribution as a medicinal product; or (b) which is a medical device. (4B) For the purpose of the definition of “interception and monitoring goods” in paragraph (1) “a relevant Part 2 item” means any thing described in Part 2 of Schedule 3C, other than— (a) any thing which is interception and monitoring technology, or (b) any thing for the time being specified in— (i) Schedule 2 to the Export Control Order 2008, or (ii) Annex Ⅰ of the Dual-Use Regulation. (4C) The definition of “interception and monitoring technology” does not apply to software which is— (a) generally available to the public, or (b) in the public domain. (4CA) The definitions of “energy-related technology”, “G7 dependency and further technology” and “Russia’s vulnerable technology” do not apply to technology which is— (a) in the public domain; or (b) basic scientific research. (4CB) The definition of “sectoral software and technology” in paragraph (1) does not apply to software or technology which is— (a) in the public domain; or (b) used for basic scientific research. (4D) For the purposes of this Part, the following terms have the meaning given to them in the Dual-Use Regulation— “basic scientific research”; “in the public domain”. (5) In this Part, any reference to the United Kingdom includes a reference to the territorial sea. ## 21A Definition of interception and monitoring services (1) For the purposes of this Part, “interception and monitoring services” means any service that has as its object or effect the interception of a communication in the course of its transmission by means of a telecommunication system. (2) A person intercepts a communication in the course of its transmission by means of a telecommunication system if, and only if— (a) the person does a relevant act in relation to the system; and (b) the effect of the relevant act is to make any content of the communication available, at a relevant time, to a person who is not the sender or intended recipient of the communication. (3) In paragraph (2) a “relevant act”, in relation to a telecommunication system, means— (a) modifying, or interfering with, the system or its operation; (b) monitoring transmissions made by means of the system; (c) monitoring transmissions made by wireless telegraphy to or from apparatus that is part of the system. (4) In paragraph (2), a “relevant time”, in relation to a communication transmitted by means of a telecommunication system, means— (a) any time while the communication is being transmitted; and (b) any time when the communication is stored in or by the system (whether before or after its transmission). (5) For the purpose of paragraph (2), the cases in which any content of a communication is to be taken to be made available to a person at a relevant time include any case in which any of the communication is diverted or recorded at a relevant time so as to make the content of the communication available to a person after that time. (6) In paragraph (3), references to modifying a telecommunication system include references to attaching any apparatus to, or otherwise modifying or interfering with— (a) any part of the system; or (b) any wireless telegraphy apparatus used for making transmissions to or from apparatus that is part of the system. (7) For the purposes of this regulation, the following definitions also apply— “apparatus” includes any equipment, machinery or device (whether physical or logical) and any wire or cable; “communication”, for the purpose of a telecommunication system, includes— (a)anything comprising speech, music, sounds, visual images or data of any description; and (b)signals serving for the impartation of anything between persons, between a person and a thing or between things, for the actuation or control of any apparatus; “content”, in relation to a communication and a telecommunication system, means any element of the communication, or any data attached to or logically associated with the communication, which reveals anything of what might reasonably be considered to be the meaning (if any) of the communication, but— (a)any meaning arising from the fact of the communication or from any data relating to the transmission of the communication is to be disregarded; and (b)anything which is systems data is not content; “systems data” means any data that enables or facilitates, or identifies or describes anything connected with enabling or facilitating, the functioning of a telecommunication system (including any apparatus forming part of the system); “a telecommunication system” means a system (including the apparatus comprised in it) that exists for the purpose of facilitating the transmission of communications by any means involving the use of electrical or electromagnetic energy; “wireless telegraphy” and “wireless telegraphy apparatus” have the same meaning as in sections 116 and 117 of the Wireless Telegraphy Act 2006. ### Chapter 2: Restricted goods, restricted technology and related activities ## 22 Export of restricted goods (1) The export of restricted goods to, or for use in, Russia is prohibited. (1A) The export of maritime goods for the placing on board of a Russian-flagged vessel is prohibited. (2) Paragraphs (1) and (1A) are subject to Part 7 (Exceptions and licences). ## 23 Import of arms and related materiel (1) The import of arms and related materiel which are consigned from Russia is prohibited. (2) The import of arms and related materiel which originate in Russia is prohibited. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). (4) In this regulation “arms and related materiel” means— (a) military goods, and (b) any thing which falls within chapter 93 of the Goods Classification Table, other than military goods. (5) For the purposes of the definition of “arms and related materiel”, whether a thing “falls within chapter 93 of the Goods Classification Table” is to be interpreted in accordance with paragraph 1 of Schedule 3. ## 24 Supply and delivery of restricted goods (1) A person must not— (a) directly or indirectly supply or deliver restricted goods from a third country to a place in Russia; (b) directly or indirectly supply or deliver military goods from a place in Russia to a third country. (c) directly or indirectly supply or deliver maritime goods from a third country for the placing on board of a Russian-flagged vessel. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the goods were destined (or ultimately destined) for Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the supply or delivery was from a place in Russia, whether directly or indirectly. (c) it is a defence for a person charged with the offence of contravening paragraph (1)(c) to show that the person did not know and had no reasonable cause to suspect that the supply or delivery was for the placing on board of a Russian-flagged vessel, whether directly or indirectly. (4) In this regulation “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. ## 25 Making available or acquiring restricted goods and restricted technology (1) A person must not— (a) directly or indirectly make restricted goods or restricted technology available to a person connected with Russia; (b) directly or indirectly make restricted goods or restricted technology available for use in Russia; (c) directly or indirectly acquire military goods or military technology from a person connected with Russia; (d) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (e) directly or indirectly acquire military goods or military technology located in Russia. (f) directly or indirectly make maritime goods or maritime technology available for the placing on board of a Russian-flagged vessel. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a) or (c) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were for use in Russia; (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (d) it is a defence for a person charged with the offence of contravening paragraph (1)(e) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were located in Russia. (e) it is a defence for a person charged with the offence of contravening paragraph (1)(f) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were to be made available for the placing on board of a Russian-flagged vessel. ## 26 Transfer of restricted technology (1) A person must not— (a) transfer restricted technology to a place in Russia; (b) transfer restricted technology to a person connected with Russia; (c) transfer military technology to persons outside the United Kingdom or to a place outside the United Kingdom, where the transfer is from a place in Russia. (d) transfer maritime technology to a Russian-flagged vessel. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the transfer was to a place in Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (c) it is a defence for a person charged with the offence of contravening paragraph (1)(c) to show that the person did not know and had no reasonable cause to suspect that the transfer was from a place in Russia. (d) it is a defence for a person charged with the offence of contravening paragraph (1)(d) to show that the person did not know and had no reasonable cause to suspect that the transfer was to a Russian-flagged vessel. ## 27 Technical assistance relating to restricted goods and restricted technology (1) A person must not directly or indirectly provide technical assistance relating to restricted goods or restricted technology— (a) to a person connected with Russia, or (b) for use in Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (b) it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were for use in Russia. ## 28 Financial services and funds relating to restricted goods and restricted technology (1) A person must not directly or indirectly provide, to a person connected with Russia, financial services in pursuance of or in connection with an arrangement whose object or effect is— (a) the export of restricted goods, (b) the direct or indirect supply or delivery of restricted goods, (c) directly or indirectly making restricted goods or restricted technology available to a person, (d) the transfer of restricted technology, or (e) the direct or indirect provision of technical assistance relating to restricted goods or restricted technology. (2) A person must not directly or indirectly make funds available to a person connected with Russia in pursuance of or in connection with an arrangement mentioned in paragraph (1). (3) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is— (a) the export of restricted goods to, or for use in, Russia; (b) the direct or indirect supply or delivery of restricted goods to a place in Russia; (c) directly or indirectly making restricted goods or restricted technology available— (i) to a person connected with Russia, or (ii) for use in Russia; (d) the transfer of restricted technology— (i) to a person connected with Russia, or (ii) to a place in Russia; or (e) the direct or indirect provision of technical assistance relating to restricted goods or restricted technology— (i) to a person connected with Russia, or (ii) for use in Russia. (4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (5) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (6) Paragraphs (1) to (3) are subject to Part 7 (Exceptions and licences). (7) A person who contravenes a prohibition in any of paragraphs (1) to (3) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1) or (2) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (3) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph . (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 29 Brokering services: non-UK activity relating to restricted goods and restricted technology (1) A person must not directly or indirectly provide brokering services in relation to an arrangement (“arrangement A”) whose object or effect is— (a) the direct or indirect supply or delivery of restricted goods from a third country to a place in Russia; (b) directly or indirectly making restricted goods available in a third country for direct or indirect supply or delivery— (i) to a person connected with Russia, or (ii) to a place in Russia; (c) directly or indirectly making restricted technology available in a third country for transfer— (i) to a person connected with Russia, or (ii) to a place in Russia; (d) the transfer of restricted technology from a place in a third country— (i) to a person connected with Russia, or (ii) to a place in Russia; (e) the direct or indirect provision, in a non-UK country, of technical assistance relating to restricted goods or restricted technology— (i) to a person connected with Russia, or (ii) for use in Russia; (f) the direct or indirect provision, in a non-UK country, of financial services— (i) to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 28(1), or (ii) where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 28(3); (g) directly or indirectly making funds available, in a non-UK country, to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 28(1); or (h) the direct or indirect provision of funds from a non-UK country, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 28(3). (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. (4) In this regulation— “non-UK country” means a country that is not the United Kingdom; “third country” means— (a)for the purposes of paragraph (1)(a) and (b), a country that is not the United Kingdom, the Isle of Man or Russia, (b)for the purposes of any other provision of paragraph (1), a country that is not the United Kingdom or Russia. ## 29A Insurance and reinsurance services relating to aviation and space goods and aviation and space technology (1) A person must not directly or indirectly provide insurance or reinsurance services relating to aviation and space goods or aviation and space technology— (a) to a person connected with Russia, or (b) for use in Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (b) it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were for use in Russia. ## 30 Enabling or facilitating military activities (1) A person must not directly or indirectly provide— (a) technical assistance, (b) armed personnel, (c) financial services or funds, or (d) brokering services in relation to an arrangement whose object or effect is to provide, in a non-UK country, anything mentioned in sub-paragraphs (a) to (c), where such provision enables or facilitates the conduct of military activities carried on or proposed to be carried on by the Russian military or any other military end-user who is a person connected with Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the provision as mentioned in paragraph (1) would enable or facilitate the conduct of military activities carried on or proposed to be carried on by the Russian military or any other military end-user who is a person connected with Russia. (4) In this regulation— “non-UK country” means a country that is not the United Kingdom; “technical assistance” means the provision of technical support or any other technical service. (5) Nothing in this regulation is to be taken to limit the meaning of any of the prohibitions contained in this Part. ### Chapter 2A: Goods and technology relating to non-government controlled Ukrainian territory ## 30A Interpretation In this Chapter— “relevant restricted goods” means only those restricted goods which are not infrastructure-related goods but which are military goods; “relevant restricted technology” means only that restricted technology which is military technology. ## 30B Export of relevant restricted goods (1) The export of relevant restricted goods to, or for use in, Crimea is prohibited. (2) The export of relevant restricted goods to, or for use in, non-government controlled areas of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts is prohibited. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). (4) It is a defence for a person charged with the offence under section 68(1) (offences in relation to exportation of prohibited or restricted goods) of CEMA in relation to the prohibition in paragraph (2) to show that they did not know and had no reasonable cause to suspect that the export was, or would have been, to, or the goods were for use in, non-government controlled areas of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts. ## 30C Supply and delivery of relevant restricted goods (1) A person must not directly or indirectly supply or deliver relevant restricted goods from a third country to a place in non-government controlled Ukrainian territory. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the goods were destined (or ultimately destined) for non-government controlled Ukrainian territory. (4) In this regulation, “third country” means a country that is not the United Kingdom or the Isle of Man. ## 30D Making available relevant restricted goods and relevant restricted technology (1) A person must not— (a) directly or indirectly make relevant restricted goods or relevant restricted technology available to a person connected with non-government controlled Ukrainian territory; or (b) directly or indirectly make relevant restricted goods or relevant restricted technology available for use in non-government controlled Ukrainian territory. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with non-government controlled Ukrainian territory; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were for use in non-government controlled Ukrainian territory. ## 30E Transfer of relevant restricted technology (1) A person must not— (a) transfer relevant restricted technology to a place in non-government controlled Ukrainian territory; or (b) transfer relevant restricted technology to a person connected with non-government controlled Ukrainian territory. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the transfer was to a place in non-government controlled Ukrainian territory; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with non-government controlled Ukrainian territory. ## 30F Technical assistance relating to relevant restricted goods and relevant restricted technology (1) A person must not directly or indirectly provide technical assistance relating to relevant restricted goods or relevant restricted technology— (a) to a person connected with non-government controlled Ukrainian territory; or (b) for use in non-government controlled Ukrainian territory. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with non-government controlled Ukrainian territory; (b) it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were for use in non-government controlled Ukrainian territory. ## 30G Financial services and funds relating to relevant restricted goods and relevant restricted technology (1) A person must not directly or indirectly provide, to a person connected with non-government controlled Ukrainian territory, financial services in pursuance of or in connection with an arrangement whose object or effect is— (a) the export of relevant restricted goods; (b) the direct or indirect supply or delivery of relevant restricted goods; (c) directly or indirectly making relevant restricted goods or relevant restricted technology available to a person; (d) the transfer of relevant restricted technology; or (e) the direct or indirect provision of technical assistance relating to relevant restricted goods or relevant restricted technology. (2) A person must not directly or indirectly provide funds to a person connected with non-government controlled Ukrainian territory in pursuance of or in connection with an arrangement mentioned in paragraph (1). (3) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is— (a) the export of relevant restricted goods to, or for use in, non-government controlled Ukrainian territory; (b) the direct or indirect supply or delivery of relevant restricted goods to a place in non-government controlled Ukrainian territory; (c) directly or indirectly making relevant restricted goods or relevant restricted technology available— (i) to a person connected with non-government controlled Ukrainian territory, or (ii) for use in non-government controlled Ukrainian territory; (d) the transfer of relevant restricted technology— (i) to a person connected with non-government controlled Ukrainian territory, or (ii) to a place in non-government controlled Ukrainian territory; or (e) the direct or indirect provision of technical assistance relating to relevant restricted goods or relevant restricted technology— (i) to a person connected with non-government controlled Ukrainian territory, or (ii) for use in non-government controlled Ukrainian territory. (4) Paragraphs (1) to (3) are subject to Part 7 (Exceptions and licences). (5) A person who contravenes a prohibition in any of paragraphs (1) to (3) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1) or (2) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with non-government controlled Ukrainian territory; (b) it is a defence for a person charged with the offence of contravening paragraph (3) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 30H Brokering services relating to relevant restricted goods and relevant restricted technology (1) A person must not directly or indirectly provide brokering services to a person connected with non-government controlled Ukrainian territory in relation to an arrangement whose object or effect is— (a) the export of relevant restricted goods; (b) the direct or indirect supply or delivery of relevant restricted goods; (c) directly or indirectly making relevant restricted goods or relevant restricted technology available to a person; (d) the transfer of relevant restricted technology; or (e) the direct or indirect provision of technical assistance relating to relevant restricted goods or relevant restricted technology. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. ### Chapter 3: Dual-use goods, dual-use technology and related activities ## 31 Interpretation of this Chapter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 32 Export of dual-use goods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 33 Supply and delivery of dual-use goods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 34 Making dual-use goods and dual-use technology available . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 35 Transfer of dual-use technology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 36 Technical assistance relating to dual-use goods and dual-use technology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 37 Financial services and funds relating to dual-use goods and dual-use technology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 38 Brokering services: non-UK activity relating to dual-use goods and dual-use technology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ### Chapter 4: Energy-related goods , energy-related technology and related activities ## 39 Interpretation of this Chapter For the purposes of this Chapter “Russia” includes Russia's exclusive economic zone and continental shelf (which terms are to be interpreted in accordance with the United Nations Convention on the Law of the Sea) . ## 40 Export of energy-related goods (1) The export of energy-related goods to, or for use in, Russia is prohibited. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). ## 41 Supply and delivery of energy-related goods (1) A person must not directly or indirectly supply or deliver energy-related goods from a third country to a place in Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the goods were destined (or ultimately destined) for Russia. (4) In this regulation “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. ## 42 Making energy-related goods and energy-related technology available (1) A person must not directly or indirectly make energy-related goods or energy-related technology available for use in Russia. (1A) A person must not directly or indirectly make energy-related goods or energy-related technology available to a person connected with Russia. (2) Paragraphs (1) and (1A) are subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the goods or technology were for use in Russia. (4) A person who contravenes a prohibition in paragraph (1A) commits an offence, but it is a defence for a person charged with that offence (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia. ## 42A Transfer of energy-related technology (1) A person must not transfer energy-related technology— (a) to a person connected with Russia; (b) to a place in Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the person was connected with Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the transfer was to a place in Russia. ## 43 Technical assistance relating to energy-related goods and energy-related technology (1) A person must not directly or indirectly provide technical assistance relating to energy-related goods or energy-related technology— (a) to a person connected with Russia; or (b) for use in Russia. (2) Paragraph (1) is subject to Part 7 (Exception and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (b) it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were for use in Russia. ## 44 Financial services and funds relating to energy-related goods and energy-related technology ... (1) A person must not directly or indirectly provide, to a person connected with Russia, financial services in pursuance of or in connection with an arrangement whose object or effect is— (a) the export of energy-related goods, (b) the direct or indirect supply or delivery of energy-related goods, (c) directly or indirectly making energy-related goods or energy-related technology available to a person, ... (ca) the transfer of energy-related technology, or (d) the direct or indirect provision of technical assistance relating to energy-related goods or energy-related technology. (2) A person must not directly or indirectly make funds available to a person connected with Russia in pursuance of or in connection with an arrangement mentioned in paragraph (1). (3) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is— (a) the export of energy-related goods to, or for use in, Russia; (b) the direct or indirect supply or delivery of energy-related goods to a place in Russia; (c) directly or indirectly making energy-related goods or energy-related technology available— (i) to a person connected with Russia; or (ii) for use in Russia; (ca) the transfer of energy-related technology— (i) to a person connected with Russia, or (ii) to a place in Russia; or (d) the direct or indirect provision of technical assistance relating to energy-related goods or energy-related technology— (i) to a person connected with Russia, or (ii) for use in Russia. (4) Paragraphs (1) to (3) are subject to Part 7 (Exceptions and licences). (5) A person who contravenes a prohibition in any of paragraphs (1) to (3) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening a prohibition in paragraph (1) or (2) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (b) it is a defence for a person charged with an offence of contravening a prohibition in paragraph (3) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned that paragraph. ## 45 Brokering services: non-UK activity relating to energy-related goods and energy-related technology ... (1) A person (“P”) must not directly or indirectly provide brokering services in relation to an arrangement (“arrangement A”) whose object or effect is— (a) the direct or indirect supply or delivery of energy-related goods ... from a third country to a place in Russia; (b) directly or indirectly making energy-related goods or energy-related technology available in a third country for direct or indirect supply or delivery— (i) to a person connected with Russia, or (ii) to a place in Russia; (c) the direct or indirect provision, in a non-UK country, of technical assistance relating to energy-related goods or energy-related technology— (i) to a person connected with Russia, or (ii) for use in Russia; (ca) the transfer of energy-related technology from a place in a third country— (i) to a person connected with Russia, or (ii) to a place in Russia; (d) the direct or indirect provision, in a non-UK country, of financial services— (i) to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 44(1) , or (ii) where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 44(3); (e) directly or indirectly making funds available, in a non-UK country, to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 44(1); or (f) the direct or indirect provision of funds from a non-UK country, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 44(3). (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. (4) In this regulation— “non-UK country” means a country that is not the United Kingdom; “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. ## 46 Prohibition on providing other energy-related services (1) A person must not provide, directly or indirectly, relevant energy services. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the person was providing relevant energy services. (4) In this regulation— “relevant energy services” means specified services necessary for an oil or gas exploration or production project in Russia; ... “specified services” means any of the following— (a)drilling; (b)well testing; (c)logging and completion services; (d)supply of specialised floating vessels. ### Chapter 4A: Aircraft and ships ## 46ZA Interpretation of this Chapter In this Chapter— “aircraft” includes unmanned aircraft and aircraft capable of spaceflight activities; “chartering services” means services associated with the chartering of a ship; “crew services” means services associated with the manning of a ship or the provision of a crew or members of a crew for a ship; “operating services” means services associated with the operation of a ship; “ship” includes every description of vessel (including a hovercraft) used in navigation. ## 46A Technical assistance relating to aircraft and ships (1) A person must not directly or indirectly provide to, or for the benefit of, a designated person technical assistance relating to— (a) an aircraft, or (b) a ship. (2) Paragraph (1)(b) does not apply to any technical assistance which is prohibited under regulation 27 (technical assistance relating to restricted goods and restricted technology). (3) Paragraph (1) is subject to Part 7 (Exceptions and licences). (4) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening paragraph (1) (“P”) to show that P did not know and had no reasonable cause to suspect that the technical assistance was provided to, or for the benefit of, a designated person. (5) In this regulation a “designated person” means a person designated under regulation 5 (power to designate) for the purposes of this regulation. ## 46AA Provision of services relating to specified ships (1) A person must not directly or indirectly provide, in relation to a specified ship— (a) technical assistance; (b) crew services; (c) operating services; (d) chartering services; (e) brokering services; (f) financial services or funds. (2) A person must not directly or indirectly provide services relating to the acquisition, sale, transfer or supply of a specified ship. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). (4) A person who contravenes a prohibition in paragraph (1) or (2) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the ship in relation to which the assistance, services or funds (as the case may be) were provided was a specified ship; (b) it is a defence for a person charged with the offence of contravening paragraph (2) to show that the person did not know and had no reasonable cause to suspect that the ship in relation to whose acquisition, sale, transfer or supply the services were provided was a specified ship. (5) In this regulation a “specified ship” means a ship specified by the Secretary of State under regulation 57F (specification of ships) for the purposes of this regulation. ## 46AB Procurement of services relating to specified ships (1) A person must not directly or indirectly procure services relating to a specified ship. (2) For the purposes of this regulation, services relating to a specified ship include, in particular, services involving the use of that specified ship. (3) Paragraph (1) is subject to Part 7 (Exceptions and licences). (4) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the ship in relation to which the services were procured was a specified ship. (5) In this regulation a “specified ship” means a ship specified by the Secretary of State under regulation 57F (specification of ships) for the purposes of this regulation. ### Chapter 4B: Luxury goods ## 46B Luxury goods (1) The export of luxury goods to, or for use in, Russia is prohibited. (2) A person must not directly or indirectly— (a) supply or deliver luxury goods from a third country to a place in Russia; (b) make luxury goods available to a person connected with Russia; (c) make luxury goods available for use in Russia. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). (4) A person who contravenes a prohibition in paragraph (2) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (2)(a) to show that the person did not know and had no reasonable cause to suspect that the goods were destined (or ultimately destined) for Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (2)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (c) it is a defence for a person charged with the offence of contravening paragraph (2)(c) to show that the person did not know and had no reasonable cause to suspect that the goods were for use in Russia. (5) In this regulation, “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. ## 46BA Technical assistance relating to luxury goods (1) A person must not directly or indirectly provide technical assistance relating to luxury goods— (a) to a person connected with Russia, or (b) for use in Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (b) it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the luxury goods were for use in Russia. ## 46BB Financial services and funds relating to luxury goods (1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is— (a) the export of luxury goods to, or for use in, Russia; (b) the direct or indirect supply or delivery of luxury goods to a place in Russia; (c) directly or indirectly making luxury goods available— (i) to a person connected with Russia, or (ii) for use in Russia; or (d) the direct or indirect provision of technical assistance relating to luxury goods— (i) to a person connected with Russia, or (ii) for use in Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening that paragraph to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46BC Brokering services relating to luxury goods (1) A person must not directly or indirectly provide brokering services relating to luxury goods— (a) to a person connected with Russia; or (b) for use in Russia. (2) A person must not directly or indirectly provide brokering services in pursuance of or in connection with an arrangement whose object or effect is— (a) the export of luxury goods to, or for use in, Russia; (b) the direct or indirect supply or delivery of luxury goods to a place in Russia; (c) directly or indirectly making luxury goods available— (i) to a person connected with Russia, or (ii) for use in Russia; or (d) the direct or indirect provision of technical assistance relating to luxury goods— (i) to a person connected with Russia, or (ii) for use in Russia. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). (4) A person who contravenes a prohibition in any of paragraph (1) or (2) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the brokering services were provided to person who was connected with Russia; (b) it is a defence for a person charged with an offence of contravening paragraph (1)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the brokering services were provided in relation to goods which were for use in Russia; (c) it is a defence for a person charged with the offence of contravening paragraph (2) to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ### Chapter 4C: Iron and steel products ## 46C Interpretation In this Chapter— “iron and steel products” means any thing specified in Schedule 3B; “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. ## 46D Import of iron and steel products (1) The import of iron and steel products which are consigned from Russia is prohibited. (2) The import of iron and steel products which originate in Russia is prohibited. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). ## 46E Acquisition of iron and steel products (1) A person must not directly or indirectly acquire iron and steel products— (a) which originate in Russia; (b) which are located in Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the goods originated in Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods were located in Russia. ## 46F Supply and delivery of iron and steel products (1) A person must not directly or indirectly supply or deliver iron and steel products from a place in Russia to a third country. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the supply or delivery was from a place in Russia, whether directly or indirectly. (4) In this regulation, “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. ## 46G Technical assistance relating to iron and steel products (1) A person must not directly or indirectly provide technical assistance relating to— (a) the import of iron and steel products which— (i) originate in Russia; or (ii) are consigned from Russia; (b) the direct or indirect acquisition of iron and steel products which— (i) originate in Russia; or (ii) are located in Russia; or (c) the direct or indirect supply or delivery of iron and steel products from a place in Russia to a third country. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph; (b) it is a defence for a person charged with an offence of contravening paragraph (1)(b), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an acquisition described in that paragraph; (c) it is a defence for a person charged with an offence of contravening paragraph (1)(c), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to a supply or delivery described in that paragraph. ## 46H Financial services and funds relating to iron and steel products (1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is— (a) the import of iron and steel products which— (i) originate in Russia; or (ii) are consigned from Russia; (b) the direct or indirect acquisition of iron and steel products which— (i) originate in Russia; or (ii) are located in Russia; or (c) the direct or indirect supply or delivery of iron and steel products from a place in Russia to a third country. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46I Brokering services relating to iron and steel products (1) A person must not directly or indirectly provide brokering services in relation to any arrangements described in regulation 46H(1)(a) to (c). (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. ### Chapter 4CA: Iron and steel products processed in a third country ... ## 46IA Interpretation (1) In this Chapter— “iron or steel product” means any thing specified in Part 1, 2 or 3 of Schedule 3B (Iron and steel products); “relevant day” means 30th September 2023; “relevant processed iron or steel product” means any iron or steel product which— (a)has been processed in a third country; and (b)which incorporates one or more iron or steel products originating in Russia; “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. (2) For the purposes of the definition of “relevant processed iron or steel product” in paragraph (1), an iron or steel product is processed where it is— (a) altered; (b) transformed in any way; or (c) subjected to any other type of operation or process. ## 46IB Import of relevant processed iron or steel products (1) The import of a relevant processed iron or steel product, on or after the relevant day, is prohibited. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). ## 46IC Technical assistance relating to relevant processed iron or steel products (1) A person must not directly or indirectly provide technical assistance relating to the import of a relevant processed iron or steel product. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph. ## 46ID Financial services and funds relating to relevant processed iron or steel products (1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is the import of a relevant processed iron or steel product. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46IE Brokering services relating to relevant processed iron or steel products (1) A person must not directly or indirectly provide brokering services in the pursuance of, or in connection, with any arrangement described in regulation 46ID. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. ### Chapter 4CB: Metals ## 46IF Interpretation In this Chapter— “metals” means any thing specified in Schedule 3BA; “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. ## 46IG Import of metals (1) The import of metals which are consigned from Russia is prohibited. (2) The import of metals which originate in Russia is prohibited. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). ## 46IH Acquisition of metals (1) A person must not directly or indirectly acquire metals which— (a) originate in Russia; or (b) are located in Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the metals originated in Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the metals were located in Russia. ## 46II Supply and delivery of metals (1) A person must not directly or indirectly supply or deliver metals from a place in Russia to a third country. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the supply or delivery was from a place in Russia, whether directly or indirectly. ### Chapter 4D: Interception and monitoring services ## 46J Interpretation In this Chapter, “Government of Russia” has the meaning given in regulation 6(7); ## 46K Interception and monitoring services (1) A person must not directly or indirectly provide interception and monitoring services to, or for the benefit of, the Government of Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person (“P”) charged with that offence to show that P did not know and had no reasonable cause to suspect that the services were provided to, or for the benefit of, the Government of Russia. ### Chapter 4E: Banknotes ## 46L Banknotes (1) The export of banknotes to, or for use in, Russia is prohibited. (2) A person must not directly or indirectly— (a) supply or deliver banknotes to a person connected with Russia; (b) make banknotes available to a person connected with Russia; or (c) make banknotes available for use in Russia. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). (4) A person who contravenes a prohibition in paragraph (2) commits an offence. (5) In this regulation, “banknotes” means— (a) sterling denominated banknotes issued by the Bank of England and banks in Scotland and Northern Ireland; and (b) banknotes denominated in any official currency of the European Union. ### Chapter 4F: Jet fuel and fuel additives ## 46M Interpretation In this Chapter, “jet fuel and fuel additives” means the goods listed under that heading in Part 8 of Schedule 2A. ## 46N Jet fuel and fuel additives (1) The export of jet fuel and fuel additives to, or for use in, Russia is prohibited. (2) A person must not directly or indirectly— (a) supply or deliver jet fuel and fuel additives from a third country to a place in Russia; (b) make jet fuel and fuel additives available to a person connected with Russia; (c) make jet fuel and fuel additives available for use in Russia. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). (4) A person who contravenes a prohibition in paragraph (2) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (2)(a) to show that the person did not know and had no reasonable cause to suspect that the jet fuel and fuel additives were destined (or ultimately destined) for Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (2)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (c) it is a defence for a person charged with the offence of contravening paragraph (2)(c) to show that the person did not know and had no reasonable cause to suspect that the jet fuel and fuel additives were for use in Russia. (5) In this regulation, “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. ## 46O Technical assistance relating to jet fuel and fuel additives (1) A person must not directly or indirectly provide technical assistance relating to jet fuel and fuel additives— (a) to a person connected with Russia; or (b) for use in Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a), to show that the person did not know and had no reasonable cause to suspect that the technical assistance was to be provided to a person connected with Russia; (b) it is a defence for a person charged with an offence of contravening paragraph (1)(b), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to jet fuel and fuel additives for use in Russia. ## 46P Financial services and funds relating to jet fuel and fuel additives (1) A person must not directly or indirectly provide, to a person connected with Russia, financial services in pursuance of or in connection with an arrangement whose object or effect is— (a) the export of jet fuel and fuel additives; (b) the direct or indirect supply or delivery of jet fuel and fuel additives; (c) directly or indirectly making jet fuel and fuel additives available to a person connected with Russia; or (d) the direct or indirect provision of technical assistance relating to jet fuel and fuel additives. (2) A person must not directly or indirectly make funds available to a person connected with Russia in pursuance of or in connection with an arrangement mentioned in paragraph (1). (3) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is— (a) the export of jet fuel and fuel additives to, or for use in, Russia; (b) the direct or indirect supply or delivery of jet fuel and fuel additives to a place in Russia; (c) directly or indirectly making jet fuel and fuel additives available— (i) to a person connected with Russia, or (ii) for use in Russia; or (d) the direct or indirect provision of technical assistance relating to jet fuel and fuel additives— (i) to a person connected with Russia, or (ii) for use in Russia. (4) Paragraphs (1) to (3) are subject to Part 7 (Exceptions and licences). (5) A person who contravenes a prohibition in any of paragraphs (1) to (3) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1) or (2) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (3) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46Q Brokering services relating to jet fuel and fuel additives (1) A person must not directly or indirectly provide brokering services to a person connected with Russia in relation to an arrangement whose object or effect is— (a) the export of jet fuel and fuel additives; (b) the direct or indirect supply or delivery of jet fuel and fuel additives; (c) directly or indirectly making jet fuel and fuel additives available to a person connected with Russia; or (d) the direct or indirect provision of technical assistance relating to jet fuel and fuel additives. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. ### Chapter 4G: Schedule 3D Revenue generating goods ## 46R Interpretation In this Chapter— “Schedule 3D revenue generating goods” means any thing specified in Schedule 3D; “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. ## 46S Import of Schedule 3D revenue generating goods (1) The import of Schedule 3D revenue generating goods which are consigned from Russia is prohibited. (2) The import of Schedule 3D revenue generating goods which originate in Russia is prohibited. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). ## 46T Acquisition of Schedule 3D revenue generating goods (1) A person must not directly or indirectly acquire Schedule 3D revenue generating goods which— (a) originate in Russia; or (b) are located in Russia, with the intention of those goods entering the United Kingdom. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the goods originated in Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods were located in Russia. ## 46U Supply and delivery of revenue generating goods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 46V Technical assistance relating to Schedule 3D revenue generating goods (1) A person must not directly or indirectly provide technical assistance relating to— (a) the import of Schedule 3D revenue generating goods which— (i) originate in Russia, or (ii) are consigned from Russia; (b) the direct or indirect acquisition of Schedule 3D revenue generating goods which— (i) originate in Russia, or (ii) are located in Russia, with the intention of those goods entering the United Kingdom; (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph; (b) it is a defence for a person charged with an offence of contravening paragraph (1)(b), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an acquisition described in that paragraph; (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 46W Financial services and funds relating to Schedule 3D revenue generating goods (1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is— (a) the import of Schedule 3D revenue generating goods which— (i) originate in Russia, or (ii) are consigned from Russia; or (b) the direct or indirect acquisition of Schedule 3D revenue generating goods which— (i) originate in Russia, or (ii) are located in Russia, with the intention of those goods entering the United Kingdom; (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46X Brokering services relating to Schedule 3D revenue generating goods (1) A person must not directly or indirectly provide brokering services in relation to any arrangements described in regulation 46W(1)(a) or (b). (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. ### Chapter 4GA: Schedule 3DA revenue generating goods ## 46XA Interpretation In this Chapter— “Schedule 3DA revenue generating goods” means any thing specified in Schedule 3DA; “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. ## 46XB Import of Schedule 3DA revenue generating goods (1) The import of Schedule 3DA revenue generating goods which are consigned from Russia is prohibited. (2) The import of Schedule 3DA revenue generating goods which originate in Russia is prohibited. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). ## 46XC Acquisition of Schedule 3DA revenue generating goods (1) A person must not directly or indirectly acquire Schedule 3DA revenue generating goods which— (a) originate in Russia; or (b) are located in Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the goods originated in Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods were located in Russia. ## 46XD Supply and delivery of Schedule 3DA revenue generating goods to a third country (1) A person must not directly or indirectly supply or deliver Schedule 3DA revenue generating goods from a place in Russia to a third country. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the supply or delivery was from a place in Russia, whether directly or indirectly. ## 46XE Technical assistance relating to Schedule 3DA revenue generating goods (1) A person must not directly or indirectly provide technical assistance relating to— (a) the import of Schedule 3DA revenue generating goods which— (i) originate in Russia; or (ii) are consigned from Russia; (b) the direct or indirect acquisition of Schedule 3DA revenue generating goods which— (i) originate in Russia; or (ii) are located in Russia; (c) the direct or indirect supply or delivery of Schedule 3DA revenue generating goods from a place in Russia to a third country. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph; (b) it is a defence for a person charged with an offence of contravening paragraph (1)(b), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an acquisition described in that paragraph; (c) it is a defence for a person charged with an offence of contravening paragraph (1)(c), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to a supply or delivery described in that paragraph. ## 46XF Financial services and funds relating to Schedule 3DA revenue generating goods (1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is— (a) the import of Schedule 3DA revenue generating goods which— (i) originate in Russia; or (ii) are consigned from Russia; (b) the direct or indirect acquisition of Schedule 3DA revenue generating goods which— (i) originate in Russia; or (ii) are located in Russia; (c) the direct or indirect supply or delivery of Schedule 3DA revenue generating goods from a place in Russia to a third country. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46XG Brokering services relating to Schedule 3DA revenue generating goods (1) A person must not directly or indirectly provide brokering services in relation to any arrangements described in regulation 46XF(1)(a) to (c). (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. ### Chapter 4H: G7 dependency and further goods and G7 dependency and further technology ## 46Y G7 dependency and further goods and G7 dependency and further technology (1) The export of G7 dependency and further goods to, or for use in, Russia is prohibited. (2) A person must not directly or indirectly— (a) supply or deliver G7 dependency and further goods from a third country to a place in Russia; (b) make G7 dependency and further goods or G7 dependency and further technology available to a person connected with Russia; (c) make G7 dependency and further goods or G7 dependency and further technology available for use in Russia. (3) Paragraphs (1) and (2) are subject to Part 7 (exceptions and licences). (4) A person who contravenes a prohibition in paragraph (2) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (2)(a) to show that the person did not know and had no reasonable cause to suspect that the goods were destined (or ultimately destined) for Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (2)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (c) it is a defence for a person charged with the offence of contravening paragraph (2)(c) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were for use in Russia. (5) In this regulation “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. ## 46YA Transfer of G7 dependency and further technology (1) A person must not transfer G7 dependency and further technology— (a) to a person connected with Russia; (b) to a place in Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the person was connected with Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the transfer was to a place in Russia. ## 46Z Technical assistance relating to G7 dependency and further goods and G7 dependency and further technology (1) A person must not directly or indirectly provide technical assistance relating to G7 dependency and further goods or G7 dependency and further technology — (a) to a person connected with Russia; or (b) for use in Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (b) it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were for use in Russia. ## 46Z1 Financial services and funds relating to G7 dependency and further goods and G7 dependency and further technology (1) A person must not directly or indirectly provide, to a person connected with Russia, financial services in pursuance of or in connection with an arrangement whose object or effect is— (a) the export of G7 dependency and further goods; (b) the direct or indirect supply or delivery of G7 dependency and further goods; (c) directly or indirectly making G7 dependency and further goods or G7 dependency and further technology available to a person; ... (ca) the transfer of G7 dependency and further technology; or (d) the direct or indirect provision of technical assistance relating to G7 dependency and further goods or G7 dependency and further technology. (2) A person must not directly or indirectly make funds available to a person connected with Russia in pursuance of or in connection with an arrangement mentioned in paragraph (1). (3) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is— (a) the export of G7 dependency and further goods to, or for use in, Russia; (b) the direct or indirect supply or delivery of G7 dependency and further goods to a place in Russia; (c) directly or indirectly making G7 dependency and further goods or G7 dependency and further technology available— (i) to a person connected with Russia, or (ii) for use in Russia; ... (ca) the transfer of G7 dependency and further technology— (i) to a person connected with Russia, or (ii) to a place in Russia; or (d) the direct or indirect provision of technical assistance relating to G7 dependency and further goods or G7 dependency and further technology — (i) to a person connected with Russia, or (ii) for use in Russia. (4) Paragraphs (1) to (3) are subject to Part 7 (Exceptions and licences). (5) A person who contravenes a prohibition in any of paragraphs (1) to (3) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1) or (2) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (3) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46Z2 Brokering services relating to G7 dependency and further goods and G7 dependency and further technology (1) A person must not directly or indirectly provide brokering services to a person connected with Russia in pursuance of or in connection with an arrangement (“arrangement A”) whose object or effect is— (a) the export of G7 dependency and further goods; (b) the direct or indirect supply or delivery of G7 dependency and further goods; (c) directly or indirectly making G7 dependency and further goods or G7 dependency and further technology available to a person; (ca) the transfer of G7 dependency and further technology from a place in a third country— (i) to a person connected with Russia, or (ii) to a place in Russia; (d) the direct or indirect provision of technical assistance relating to G7 dependency and further goods or G7 dependency and further technology; (e) the direct or indirect provision, in a non-UK country, of financial services— (i) to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z1(1), or (ii) where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z1(3); (f) directly or indirectly making funds available, in a non-UK country, to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z1(1); or (g) the direct or indirect provision of funds from a non-UK country, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z1(3). (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. (4) In this regulation, “non-UK country” means a country which is not the United Kingdom. ### Chapter 4I: Oil and Oil Products ## 46Z3 Meaning of “relevant day” In this Chapter, “relevant day” means 5th December 2022. ## 46Z4 Import of oil and oil products (1) The import of oil and oil products, on or after the relevant day, which are consigned from Russia is prohibited. (2) The import of oil and oil products, on or after the relevant day, which originate in Russia is prohibited. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). ## 46Z5 Acquisition of oil and oil products (1) A person must not, on or after the relevant day, directly or indirectly acquire oil and oil products— (a) which originate in Russia; or (b) which are located in Russia, with the intention of those goods entering the United Kingdom. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the goods originated in Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods were located in Russia. ## 46Z6 Supply and delivery of oil and oil products . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 46Z7 Technical assistance relating to oil and oil products (1) A person must not, on or after the relevant day, directly or indirectly provide technical assistance relating to— (a) the import of oil and oil products which— (i) originate in Russia, or (ii) are consigned from Russia; (b) the direct or indirect acquisition of oil and oil products which— (i) originate in Russia, or (ii) are located in Russia, with the intention of those goods entering the United Kingdom; (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes any of the prohibitions in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening— (a) paragraph (1)(a), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph; (b) paragraph (1)(b), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an acquisition described in that paragraph; (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 46Z8 Financial services and funds relating to oil and oil products (1) A person must not, on or after the relevant day, directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is— (a) the import of oil and oil products which— (i) originate in Russia, or (ii) are consigned from Russia; (b) the direct or indirect acquisition of oil and oil products which— (i) originate in Russia, or (ii) are located in Russia, with the intention of those goods entering the United Kingdom; (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (2) Paragraph (1) is are subject to Part 7 (Exceptions and licences). (3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46Z9 Brokering services relating to oil and oil products (1) A person must not, on or after the relevant day, directly or indirectly provide brokering services in relation to any arrangements described in regulation 46Z8(1)(a) or (b). (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. ### Chapter 4IA: Maritime transportation of certain oil and oil products ## 46Z9A Interpretation (1) In this Chapter— “2709 oil and oil products” means those oil and oil products— (a)falling within commodity code 2709; and (b)which originate in or are consigned from Russia; “2710 oil and oil products” means those oil and oil products— (a)falling within commodity code 2710; and (b)which originate in or are consigned from Russia; “first relevant day” means 5th December 2022; “second relevant day” means 5th February 2023; “ship” includes every description of vessel (including a hovercraft) used in navigation, except the naval, military or air-force ships of any country; “third country” means any country other than the United Kingdom, the Isle of Man or Russia. (2) Paragraph 1 of Schedule 3 applies for determining whether oil and oil products fall within the commodity codes specified in paragraph (1). ## 46Z9B Maritime transportation of certain oil and oil products to and between third countries (1) A person must not directly or indirectly, on or after the first relevant day, supply or deliver by ship, 2709 oil and oil products— (a) from a place in Russia to a third country; or (b) from one third country to another third country. (2) A person must not directly or indirectly, on or after the second relevant day, supply or deliver by ship, 2710 oil and oil products— (a) from a place in Russia to a third country; or (b) from one third country to another third country. (3) For the purposes of paragraphs (1) and (2), “supply or deliver by ship” includes any transfer of the goods concerned between ships on which those goods are being supplied or delivered as specified in those paragraphs. (4) For the purposes of paragraphs (1) and (2), a person supplying or delivering the goods concerned by ship includes a person who owns, controls, charters or operates a ship— (a) on which those goods are being carried; or (b) from or to which those goods are being transferred. (5) For the purposes of paragraph (4), whether a person— (a) owns a ship is to be determined in accordance with regulation 57I(1)(a); (b) controls a ship is to be determined in accordance with regulation 57I(1)(b); (c) has chartered a ship is to be determined in accordance with regulation 57E(3)(c). (6) Regulation 57I(2) does not apply for the purposes of paragraph (5)(b). (7) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). (8) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening that prohibition to show that the person did not know and had no reasonable cause to suspect that the supply or delivery related to oil and oil products— (a) which fell within commodity code 2709; or (b) which were consigned from or originated in Russia. (9) A person who contravenes a prohibition in paragraph (2) commits an offence, but it is a defence for a person charged with an offence of contravening that prohibition to show that the person did not know and had no reasonable cause to suspect that the supply or delivery related to oil and oil products— (a) which fell within commodity code 2710; or (b) which were consigned from or originated in Russia. ## 46Z9C Financial services and funds relating to maritime transportation of certain oil and oil products (1) A person must not directly or indirectly, on or after the first relevant day, provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is the supply or delivery by ship of 2709 oil and oil products— (a) from a place in Russia to a third country; or (b) from one third country to another third country. (2) A person must not directly or indirectly, on or after the second relevant day, provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is the supply or delivery by ship of 2710 oil and oil products— (a) from a place in Russia to a third country; or (b) from one third country to another third country. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). (4) A person who contravenes a prohibition in paragraph (1) commits an offence but it is a defence for a person charged with an offence of contravening that prohibition to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with the supply or delivery of oil and oil products— (a) which fell within commodity code 2709; or (b) which were consigned from or originated in Russia. (5) A person who contravenes a prohibition in paragraph (2) commits an offence but it is a defence for a person charged with an offence of contravening that prohibition to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with the supply or delivery of oil and oil products— (a) which fell within commodity code 2710; or (b) which were consigned from or originated in Russia. ## 46Z9D Brokering services relating to maritime transportation of certain oil and oil products (1) A person must not directly or indirectly, on or after the first relevant day, provide brokering services in relation to any arrangements described in regulation 46Z9C(1). (2) A person must not directly or indirectly, on or after the second relevant day, provide brokering services in relation to any arrangements described in regulation 46Z9C(2). (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). (4) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement described in that paragraph. (5) A person who contravenes a prohibition in paragraph (2) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement described in that paragraph. ### Chapter 4IB: Relevant processed oil products ## 46Z9E Interpretation (1) In this Chapter— “2709 oil and oil products” means those oil and oil products which— (a)fall within commodity code 2709, and (b)originate in Russia; “relevant processed oil products” means oil and oil products which— (a)fall within commodity code 2710, and (b)have been processed in a third country from 2709 oil and oil products; “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. (2) Paragraph 1 of Schedule 3 applies for the purposes of interpreting the definitions of 2709 oil and oil products and relevant processed oil products in paragraph (1). ## 46Z9F Import of relevant processed oil products (1) The import of relevant processed oil products is prohibited. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). ## 46Z9G Technical assistance relating to relevant processed oil products (1) A person must not directly or indirectly provide technical assistance relating to the import of relevant processed oil products. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph. ## 46Z9H Financial services and funds relating to relevant processed oil products (1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is the import of relevant processed oil products. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46Z9I Brokering services relating to relevant processed oil products (1) A person must not directly or indirectly provide brokering services in relation to any arrangements described in regulation 46Z9H(1). (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. ### Chapter 4J: Gold ## 46Z10 Meaning of “relevant day” In this Chapter, “relevant day” means the day on which this Chapter comes into force. ## 46Z11 Prohibition on the import of gold from Russia (1) The import of gold originating in Russia is prohibited, where that gold has been exported from Russia on or after the relevant day. (2) For the purposes of these Regulations, gold has been exported from Russia when— (a) it has completed the applicable export formalities; and (b) where the gold was transported by— (i) land, it has left Russian territory; (ii) sea, the ship on which it was transported has departed a port in Russia for a destination outside of Russia; (iii) air, the aircraft on which it was transported has departed an airport in Russia for a destination outside of Russia. (3) Paragraph (1) is subject to Part 7 (Exceptions and licences). ## 46Z12 Acquisition of gold from Russia (1) A person must not directly or indirectly acquire gold which on or after the relevant day— (a) originated in Russia; and (b) is located in Russia, with the intention of those goods entering the United Kingdom. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the gold originated in Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the gold was located in Russia. ## 46Z13 Supply and delivery of gold from Russia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 46Z14 Technical assistance relating to gold (1) A person must not directly or indirectly provide technical assistance relating to— (a) the import of gold which on or after the relevant day— (i) originated in Russia; or (ii) is consigned from Russia; (b) the direct or indirect acquisition of gold which on or after the relevant day— (i) originated in Russia; and (ii) is located in Russia, with the intention of that gold entering the United Kingdom; (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening — (a) paragraph (1)(a), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph; (b) paragraph (1)(b), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an acquisition described in that paragraph; (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 46Z15 Financial services and funds relating to gold (1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is— (a) the import of gold which on or after the relevant day— (i) originated in Russia, or (ii) is consigned from Russia; (b) the direct or indirect acquisition of gold which on or after the relevant day— (i) originated in Russia, and (ii) is located in Russia, with the intention of that gold entering the United Kingdom; (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46Z16 Brokering services relating to gold (1) A person must not directly or indirectly provide brokering services in relation to any arrangements described in regulation 46Z15(1)(a) or (b). (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. ### Chapter 4JA: Gold jewellery and relevant processed gold ## 46Z16A Interpretation (1) In this Chapter— “relevant day” means the day on which this Chapter comes into force; “relevant processed gold” means gold which— (a)has been processed in a third country; and (b)incorporates gold that, on or after 21st July 2022— (i)originated in Russia, and (ii)has been exported from Russia; “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. (2) For the purposes of this Chapter, a thing has been exported from Russia when— (a) it has completed the applicable export formalities; and (b) where the thing was transported by— (i) land, it has left Russian territory; (ii) sea, the ship on which it was transported has departed a port in Russia for a destination outside of Russia; (iii) air, the aircraft on which it was transported has departed an airport in Russia for a destination outside of Russia. (3) For the purposes of this Chapter, gold is processed where it is— (a) altered; (b) transformed in any way; or (c) subjected to any other type of operation or process. ## 46Z16B Prohibition on the import of gold jewellery from Russia (1) The import of gold jewellery originating in Russia is prohibited where the gold jewellery has been exported from Russia on or after the relevant day. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). ## 46Z16C Prohibition on the import of relevant processed gold (1) The import of relevant processed gold is prohibited. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). ## 46Z16D Acquisition of gold jewellery from Russia (1) A person must not directly or indirectly acquire gold jewellery which— (a) originates in Russia; and (b) is located in Russia, with the intention of the gold jewellery entering the United Kingdom. (2) A person must not directly or indirectly acquire gold jewellery which— (a) originates in Russia; and (b) on or after the relevant day, has been exported from Russia, with the intention of the gold jewellery entering the United Kingdom. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). (4) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening that paragraph to show that the person did not know and had no reasonable cause to suspect that the gold jewellery— (a) originated in Russia; or (b) was located in Russia. (5) A person who contravenes a prohibition in paragraph (2) commits an offence, but it is a defence for a person charged with the offence of contravening that paragraph to show that the person did not know and had no reasonable cause to suspect that the gold jewellery— (a) originated in Russia; or (b) had been exported from Russia on or after the relevant day. ## 46Z16E Technical assistance relating to gold jewellery (1) A person must not directly or indirectly provide technical assistance relating to— (a) the import of gold jewellery which on or after the relevant day— (i) originated in Russia, or (ii) is exported from Russia; (b) the direct or indirect acquisition of gold jewellery which— (i) originated in Russia, or (ii) is located in Russia or, on or after the relevant day, has been exported from Russia, with the intention of that gold jewellery entering the United Kingdom. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening— (a) paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that sub-paragraph; (b) paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an acquisition described in that sub-paragraph. ## 46Z16F Technical assistance relating to relevant processed gold (1) A person must not directly or indirectly provide technical assistance relating to the import of relevant processed gold. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph. ## 46Z16G Financial services and funds relating to gold jewellery (1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is— (a) the import of gold jewellery which on or after the relevant day— (i) originated in Russia, or (ii) is exported from Russia; (b) the direct or indirect acquisition of gold which on or after the relevant day— (i) originated in Russia, or (ii) is located in Russia, with the intention of that gold jewellery entering the United Kingdom. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46Z16H Financial services and funds relating to relevant processed gold (1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is the import of relevant processed gold. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46Z16I Brokering services relating to gold jewellery and relevant processed gold (1) A person must not directly or indirectly provide brokering services in the pursuance of, or in connection, with any arrangements described in regulations 46Z16G(1) and 46Z16H(1). (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. ### Chapter 4JB: Diamonds and diamond jewellery ## 46Z16J Interpretation In this Chapter— “diamonds” means any thing specified in Part 2 of Schedule 3GA; “diamond jewellery” means any thing specified in Part 3 of Schedule 3GA; “third country” means a country which is not the United Kingdom, the Isle of Man or Russia. ## 46Z16K Import of diamonds and diamond jewellery (1) The import of diamonds and diamond jewellery which are consigned from Russia is prohibited. (2) The import of diamonds and diamond jewellery which originate in Russia is prohibited. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). ## 46Z16L Acquisition of diamonds and diamond jewellery (1) A person must not directly or indirectly acquire diamonds or diamond jewellery which— (a) originate in Russia; or (b) are located in Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the goods originated in Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods were located in Russia. ## 46Z16M Supply and delivery of diamonds and diamond jewellery (1) A person must not directly or indirectly supply or deliver diamonds or diamond jewellery from a place in Russia to a third country. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the supply or delivery was from a place in Russia, whether directly or indirectly. ## 46Z16N Technical assistance relating to diamonds and diamond jewellery (1) A person must not directly or indirectly provide technical assistance relating to— (a) the import of diamonds or diamond jewellery which— (i) originate in Russia, or (ii) are consigned from Russia; (b) the direct or indirect acquisition of diamonds or diamond jewellery which— (i) originate in Russia, or (ii) are located in Russia; or (c) the direct or indirect supply or delivery of diamonds or diamond jewellery from a place in Russia to a third country. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening— (a) paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph; (b) paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an acquisition described in that paragraph; (c) paragraph (1)(c), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to a supply or delivery described in that paragraph. ## 46Z16O Financial services and funds relating to diamonds and diamond jewellery (1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is— (a) the import of diamonds or diamond jewellery which— (i) originate in Russia, or (ii) are consigned from Russia; (b) the direct or indirect acquisition of diamonds or diamond jewellery which— (i) originate in Russia, or (ii) are located in Russia; or (c) the direct or indirect supply or delivery of diamonds or diamond jewellery from a place in Russia to a third country. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening that paragraph to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46Z16P Brokering services relating to diamonds and diamond jewellery (1) A person must not directly or indirectly provide brokering services in relation to any arrangements described in regulation 46Z16O(1). (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening that paragraph to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. ### Chapter 4JC: Certain diamonds processed in a third country ## 46Z16Q Interpretation (1) In this Chapter— “diamonds” means any thing falling within— (a)the following commodity codes— (i)7102 10 (unsorted diamonds); (ii)7102 39 (non-industrial diamonds, other than unworked or simply sawn, cleaved or bruted); and (b)both commodity code ex 7102 31 and the description “non-industrial diamonds, simply sawn, cleaved or bruted”; “relevant day” means— (a)1st March 2024 in relation to any diamonds which are equal to or larger than 1 carat; (b)1st September 2024 in relation to any diamonds which are equal to or larger than 0.5 carats; “relevant processed diamonds” means diamonds which— (a)were mined in Russia; and (b)have been processed in a third country; “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. (2) Paragraph 1 of Schedule 3 applies for the purposes of interpreting the definition of diamonds in paragraph (1). (3) For the purposes of this Chapter, diamonds are processed where they are— (a) altered; (b) transformed in any way; or (c) subjected to any other type of operation or process. ## 46Z16R Import of relevant processed diamonds (1) The import of relevant processed diamonds, on or after the relevant day, is prohibited. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). ## 46Z16S Technical assistance relating to relevant processed diamonds (1) A person must not on or after the relevant day directly or indirectly provide technical assistance relating to the import of relevant processed diamonds. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph. ## 46Z16T Financial services and funds relating to relevant processed diamonds (1) A person must not on or after the relevant day directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is the import of relevant processed diamonds. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46Z16U Brokering services relating to relevant processed diamonds (1) A person must not on or after the relevant day directly or indirectly provide brokering services in relation to any arrangements described in regulation 46Z16T(1). (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. ### Chapter 4JD: Certain synthetic diamonds processed in a third country ## 46Z16V Interpretation (1) In this Chapter— “relevant processed synthetic diamonds” means synthetic diamonds which— (a)are equal to, or larger than, 0.5 carats; (b)were manufactured in Russia; and (c)have been processed in a third country; “synthetic diamonds” means any thing falling within the following commodity codes— (a)7104 21 (synthetic or reconstructed diamonds, unworked or simply sawn or roughly shaped); or (b)7104 91 (synthetic or reconstructed diamonds, other than unworked or simply sawn or roughly shaped); “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. (2) Paragraph 1 of Schedule 3 applies for the purposes of interpreting the definition of synthetic diamonds in paragraph (1). (3) For the purposes of this Chapter, synthetic diamonds are processed where they are— (a) altered; (b) transformed in any way; or (c) subjected to any other type of operation or process. ## 46Z16W Import of relevant processed synthetic diamonds (1) The import of relevant processed synthetic diamonds is prohibited. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). ## 46Z16X Technical assistance relating to relevant processed synthetic diamonds (1) A person must not directly or indirectly provide technical assistance relating to the import of relevant processed synthetic diamonds. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph. ## 46Z16Y Financial services and funds relating to relevant processed synthetic diamonds (1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is the import of relevant processed synthetic diamonds. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46Z16Z Brokering services relating to relevant processed synthetic diamonds (1) A person must not directly or indirectly provide brokering services in relation to any arrangement described in regulation 46Z16Y(1). (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. ### Chapter 4K: Coal and Coal Products ## 46Z17 Meaning of relevant day In this Chapter, “relevant day” means 10th August 2022. ## 46Z18 Import of coal and coal products (1) The import of coal and coal products, on or after the relevant day, which are consigned from Russia is prohibited. (2) The import of coal and coal products, on or after the relevant day, which originate in Russia is prohibited. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). ## 46Z19 Acquisition of coal and coal products (1) A person must not directly or indirectly, on or after the relevant day, acquire coal and coal products— (a) which originate in Russia; or (b) which are located in Russia, with the intention of those goods entering the United Kingdom. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the goods originated in Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods were located in Russia. ## 46Z20 Supply and delivery of coal and coal products . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 46Z21 Technical assistance relating to coal and coal products (1) A person must not, on or after the relevant day, directly or indirectly provide technical assistance relating to— (a) the import of coal and coal products which— (i) originate in Russia, or (ii) are consigned from Russia; (b) the direct or indirect acquisition of coal and coal products which— (i) originate in Russia, or (ii) are located in Russia, with the intention of those goods entering the United Kingdom; (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening— (a) paragraph (1)(a), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph; (b) paragraph (1)(b), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an acquisition described in that paragraph; (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 46Z22 Financial services and funds relating to coal and coal products (1) A person must not, on or after the relevant day, directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is— (a) the import of coal and coal products which— (i) originate in Russia, or (ii) are consigned from Russia; (b) the direct or indirect acquisition of coal and coal products which— (i) originate in Russia, or (ii) are located in Russia, with the intention of those goods entering the United Kingdom; (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (2) Paragraphs (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46Z23 Brokering services relating to coal and coal products (1) A person must not, on or after the relevant day, directly or indirectly provide brokering services in relation to any arrangements described in regulation 46Z22(1)(a) or (b). (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. ### Chapter 4KA: Uranium ## 46Z23A Interpretation In this Chapter— “third country” means a country that is not the United Kingdom, the Isle of Man or Russia; “uranium” means any thing specified in Schedule 3HA. ## 46Z23B Import of uranium (1) The import of uranium which is consigned from Russia is prohibited. (2) The import of uranium which originates in Russia is prohibited. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). ## 46Z23C Acquisition of uranium (1) A person must not directly or indirectly acquire uranium which— (a) originates in Russia, or (b) is located in Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the goods originated in Russia; (b) it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods were located in Russia. ## 46Z23D Supply and delivery of uranium (1) A person must not directly or indirectly supply or deliver uranium from a place in Russia to a third country. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the supply or delivery was from a place in Russia, whether directly or indirectly. ## 46Z23E Technical assistance relating to uranium (1) A person must not directly or indirectly provide technical assistance relating to— (a) the import of uranium which— (i) originates in Russia, or (ii) is consigned from Russia, (b) the direct or indirect acquisition of uranium which— (i) originates in Russia, or (ii) is located in Russia, or (c) the direct or indirect supply or delivery of uranium from a place in Russia to a third country. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition is paragraph (1) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph; (b) it is a defence for a person charged with an offence of contravening paragraph (1)(b), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an acquisition described in that paragraph; (c) it is a defence for a person charged with an offence of contravening paragraph (1)(c), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to a supply or delivery described in that paragraph. ## 46Z23F Financial services and funds relating to uranium (1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is— (a) the import of uranium which— (i) originates in Russia, or (ii) is consigned from Russia, (b) the direct or indirect acquisition of uranium which— (i) originates in Russia, or (ii) is located in Russia, or (c) the direct or indirect supply or delivery of uranium from a place in Russia to a third country. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46Z23G Brokering services relating to uranium (1) A person must not directly or indirectly provide brokering services in relation to any arrangements described in regulation 46Z23F(1)(a) to (c). (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. ### Chapter 4L: Liquefied natural gas ## 46Z24 Interpretation (1) In this Chapter, “liquefied natural gas” means liquefied natural gas falling within commodity code 2711 11 00. (2) Paragraph 1 of Schedule 3 applies for the purposes of interpreting the definition in paragraph (1). ## 46Z25 Import of liquefied natural gas (1) The import of liquefied natural gas which is consigned from Russia is prohibited. (2) The import of liquefied natural gas which originates in Russia is prohibited. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). ## 46Z26 Acquisition of liquefied natural gas (1) A person must not directly or indirectly acquire liquefied natural gas— (a) which originates in Russia; or (b) which is located in Russia, with the intention of the liquefied natural gas entering the United Kingdom. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the liquefied natural gas originated in Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the liquefied natural gas was located in Russia. ## 46Z27 Technical assistance relating to liquefied natural gas (1) A person must not directly or indirectly provide technical assistance relating to— (a) the import of liquefied natural gas which— (i) originates in Russia, or (ii) is consigned from Russia; (b) the direct or indirect acquisition of liquefied natural gas which— (i) originates in Russia, or (ii) is located in Russia, with the intention of the liquefied natural gas entering the United Kingdom. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes any of the prohibitions in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening— (a) paragraph (1)(a), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph; (b) paragraph (1)(b), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an acquisition described in that paragraph. ## 46Z28 Financial services and funds relating to liquefied natural gas (1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is— (a) the import of liquefied natural gas which— (i) originates in Russia, or (ii) is consigned from Russia; (b) the direct or indirect acquisition of liquefied natural gas which— (i) originates in Russia, or (ii) is located in Russia, with the intention of the liquefied natural gas entering the United Kingdom. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46Z29 Brokering services relating to liquefied natural gas (1) A person must not directly or indirectly provide brokering services in relation to any arrangements described in regulation 46Z28(1)(a) and (b). (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. ### Chapter 4LA: Maritime transportation of liquefied natural gas ## 46Z29A Interpretation (1) In this Chapter— “liquefied natural gas” means liquefied natural gas— (a)falling within commodity code 2711 11 00, and (b)which originates in or is consigned from Russia; “ship” includes every description of vessel (including a hovercraft) used in navigation, except the naval, military or air-force ships of any country; “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. (2) Paragraph 1 of Schedule 3 applies for the purposes of interpreting the definition of liquefied natural gas in paragraph (1). ## 46Z29B Maritime transportation of liquefied natural gas to and between third countries (1) A person must not directly or indirectly, supply or deliver by ship, liquefied natural gas— (a) from a place in Russia to a third country, or (b) from one third country to another third country. (2) For the purposes of paragraph (1)— (a) “supply or deliver by ship” includes any transfer of the goods concerned between ships on which those goods are being supplied or delivered as specified in that paragraph; (b) a person supplying or delivering the goods concerned by ship includes a person who owns, controls, charters or operates a ship— (i) on which those goods are being carried, or (ii) from or to which those goods are being transferred. (3) For the purposes of paragraph (2)(b), whether a person— (a) owns a ship is to be determined in accordance with regulation 57I(1)(a); (b) controls a ship is to be determined in accordance with regulation 57I(1)(b). (4) Regulation 57I(2) does not apply for the purposes of paragraph (3)(b). (5) Paragraph (1) is subject to Part 7 (Exceptions and licences). (6) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening that prohibition to show that the person did not know and had no reasonable cause to suspect that the supply or delivery related to liquefied natural gas— (a) which fell within commodity code 2711 11 00, or (b) which was consigned from or originated in Russia. ## 46Z29C Financial services and funds relating to maritime transportation of liquefied natural gas (1) A person must not directly or indirectly, provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is the supply or delivery by ship of liquefied natural gas— (a) from a place in Russia to a third country, or (b) from one third country to another third country. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening that prohibition to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with the supply or delivery of liquefied natural gas— (a) which fell within commodity code 2711 11 00, or (b) which was consigned from or originated in Russia. ## 46Z29D Brokering services relating to maritime transportation of liquefied natural gas (1) A person must not directly or indirectly, provide brokering services in relation to any arrangements described in regulation 46Z29C(1). (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement described in that paragraph. ### Chapter 4M: Russia’s vulnerable goods and Russia’s vulnerable technology ## 46Z30 Russia’s vulnerable goods and Russia’s vulnerable technology (1) The export of Russia’s vulnerable goods to, or for use in, Russia is prohibited. (2) A person must not directly or indirectly— (a) supply or deliver Russia’s vulnerable goods from a third country to a place in Russia; (b) make Russia’s vulnerable goods or Russia’s vulnerable technology available to a person connected with Russia; (c) make Russia’s vulnerable goods or Russia’s vulnerable technology available for use in Russia. (3) Paragraphs (1) and (2) are subject to Part 7 (exceptions and licences). (4) A person who contravenes a prohibition in paragraph (2) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (2)(a) to show that the person did not know and had no reasonable cause to suspect that the goods were destined (or ultimately destined) for Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (2)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (c) it is a defence for a person charged with the offence of contravening paragraph (2)(c) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were for use in Russia. (5) In this regulation “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. ## 46Z30A Transfer of Russia’s vulnerable technology (1) A person must not transfer Russia’s vulnerable technology— (a) to a person connected with Russia; (b) to a place in Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the transfer was to a person connected with Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the transfer was to a place in Russia. ## 46Z31 Technical assistance relating to Russia’s vulnerable goods and Russia’s vulnerable technology (1) A person must not directly or indirectly provide technical assistance relating to Russia’s vulnerable goods or Russia’s vulnerable technology— (a) to a person connected with Russia; or (b) for use in Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (b) it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were for use in Russia. ## 46Z32 Financial services and funds relating to Russia’s vulnerable goods and Russia’s vulnerable technology (1) A person must not directly or indirectly provide, to a person connected with Russia, financial services in pursuance of or in connection with an arrangement whose object or effect is— (a) the export of Russia’s vulnerable goods; (b) the direct or indirect supply or delivery of Russia’s vulnerable goods; (c) directly or indirectly making Russia’s vulnerable goods or Russia’s vulnerable technology available to a person; ... (ca) the transfer of Russia’s vulnerable technology; or (d) the direct or indirect provision of technical assistance relating to Russia’s vulnerable goods or Russia’s vulnerable technology. (2) A person must not directly or indirectly make funds available to a person connected with Russia in pursuance of or in connection with an arrangement mentioned in paragraph (1). (3) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is— (a) the export of Russia’s vulnerable goods to, or for use in, Russia; (b) the direct or indirect supply or delivery of Russia’s vulnerable goods to a place in Russia; (c) directly or indirectly making Russia’s vulnerable goods or Russia’s vulnerable technology available— (i) to a person connected with Russia, or (ii) for use in Russia; ... (ca) the transfer of Russia’s vulnerable technology— (i) to a person connected with Russia, or (ii) to a place in Russia; or (d) the direct or indirect provision of technical assistance relating to Russia’s vulnerable goods or Russia’s vulnerable technology— (i) to a person connected with Russia, or (ii) for use in Russia. (4) Paragraphs (1) to (3) are subject to Part 7 (Exceptions and licences). (5) A person who contravenes a prohibition in any of paragraphs (1) to (3) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1) or (2) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (a) it is a defence for a person charged with the offence of contravening paragraph (3) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46Z33 Brokering services relating to Russia’s vulnerable goods and Russia’s vulnerable technology (1) A person must not directly or indirectly provide brokering services to a person connected with Russia in pursuance of or in connection with an arrangement (“arrangement A”) whose object or effect is— (a) the export of Russia’s vulnerable goods; (b) the direct or indirect supply or delivery of Russia’s vulnerable goods; (c) directly or indirectly making Russia’s vulnerable goods or Russia’s vulnerable technology available to a person; (ca) the transfer of Russia’s vulnerable technology from a place in a third country— (i) to a person connected with Russia, or (ii) to a place in Russia. (d) the direct or indirect provision of technical assistance relating to Russia’s vulnerable goods or Russia’s vulnerable technology; (e) the direct or indirect provision, in a non-UK country, of financial services— (i) to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z32(1), or (ii) where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z32(3); (f) directly or indirectly making funds available, in a non-UK country, to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z32(1); or (g) the direct or indirect provision of funds from a non-UK country, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z32(3). (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. (4) In this regulation, “non-UK country” means a country other than the United Kingdom. ### Chapter 4N: Sectoral software and technology ## 46Z34 Making sectoral software and technology available (1) A person must not directly or indirectly make sectoral software and technology available— (a) to a person connected with Russia; (b) for use in Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the software or technology were for use in Russia. ## 46Z35 Transfer of sectoral software and technology (1) A person must not transfer sectoral software and technology— (a) to a person connected with Russia; (b) to a place in Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the transfer was to a place in Russia. ## 46Z36 Technical assistance relating to sectoral software and technology (1) A person must not directly or indirectly provide technical assistance relating to sectoral software and technology— (a) to a person connected with Russia; or (b) for use in Russia. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (b) it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the software or technology were for use in Russia. ## 46Z37 Financial services and funds relating to sectoral software and technology (1) A person must not directly or indirectly provide, to a person connected with Russia, financial services in pursuance of or in connection with an arrangement whose object or effect is— (a) directly or indirectly making sectoral software and technology available to a person; (b) the transfer of sectoral software and technology; or (c) the direct or indirect provision of technical assistance relating to sectoral software and technology. (2) A person must not directly or indirectly make funds available to a person connected with Russia in pursuance of or in connection with an arrangement mentioned in paragraph (1). (3) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is— (a) directly or indirectly making sectoral software and technology available— (i) to a person connected with Russia, or (ii) for use in Russia; (b) the transfer of sectoral software and technology— (i) to a person connected with Russia, or (ii) to a place in Russia; or (c) the direct or indirect provision of technical assistance relating to sectoral software and technology— (i) to a person connected with Russia, or (ii) for use in Russia. (4) Paragraphs (1) to (3) are subject to Part 7 (Exceptions and licences). (5) A person who contravenes a prohibition in any of paragraphs (1) to (3) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1) or (2) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia; (b) it is a defence for a person charged with the offence of contravening paragraph (3) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 46Z38 Brokering services: non-UK activity relating to sectoral software and technology (1) A person must not directly or indirectly provide brokering services in relation to an arrangement (“arrangement A”) whose object or effect is— (a) directly or indirectly making sectoral software and technology available in a third country for transfer— (i) to a person connected with Russia, or (ii) to a place in Russia; (b) the transfer of sectoral software and technology from a place in a third country— (i) to a person connected with Russia, or (ii) to a place in Russia; (c) the direct or indirect provision, in a non-UK country, of technical assistance relating to sectoral software and technology— (i) to a person connected with Russia, or (ii) for use in Russia; (d) the direct or indirect provision, in a non-UK country, of financial services— (i) to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z37(1), or (ii) where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z37(3); (e) directly or indirectly making funds available, in a non-UK country, to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z37(1); or (f) the direct or indirect provision of funds from a non-UK country, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z37(3). (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. (4) In this regulation— “non-UK country” means a country that is not the United Kingdom; “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. ### Chapter 4O: Detained transport assets ## 46Z39 Detained transport assets (1) A person must not directly or indirectly acquire, or purport to acquire, a detained transport asset from, or for the benefit of— (a) a designated person, or (b) a person connected with Russia. (2) The direct or indirect acquisition or purported acquisition of a detained transport asset from, or for the benefit of— (a) a designated person, or (b) a person connected with Russia, is void and ineffective for all purposes, including as a matter of contract and property law, regardless of the applicable law of any agreement to acquire the detained transport asset. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). (4) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the person was a designated person; (b) it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the person was connected with Russia. (5) In this regulation— “designated person” means a person designated under regulation 5 (power to designate persons) for the purposes of this regulation; “detained transport asset” means— (a)a ship subject to a direction under regulation 57D(1), or (b)an aircraft subject to a direction under regulation 57J(6)(b). ### Chapter 5: Exports and imports, and related activities, in relation to non-government controlled Ukrainian territory ## 47 Imports from non-government controlled Ukrainian territory (1) The import of goods which originate in non-government controlled Ukrainian territory is prohibited. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). ## 48 Export of infrastructure-related goods to non-government controlled Ukrainian territory (1) The export of infrastructure-related goods to, or for use in, Crimea is prohibited. (2) The export of infrastructure-related goods to, or for use in, non-government controlled areas of the Donetsk Kherson, Luhansk and Zaporizhzhia oblasts is prohibited. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). (4) It is a defence for a person charged with the offence under section 68(1) (offences in relation to exportation of prohibited or restricted goods) of CEMA in relation to the prohibition in paragraph (2) to show that they did not know and had no reasonable cause to suspect that the export was, or would have been, to, or the goods were for use in, non-government controlled areas of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts. ## 49 Supply and delivery of infrastructure-related goods (1) A person must not directly or indirectly supply or deliver infrastructure-related goods from a third country to a place in non-government controlled Ukrainian territory. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the goods were destined (or ultimately destined) for non-government controlled Ukrainian territory. (4) In this regulation, “third country” means a country that is not the United Kingdom, the Isle of Man or non-government controlled Ukrainian territory. ## 50 Making infrastructure-related goods available (1) A person must not— (a) directly or indirectly make infrastructure-related goods available to a person connected with non-government controlled Ukrainian territory; (b) directly or indirectly make infrastructure-related goods available for use in non-government controlled Ukrainian territory. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with non-government controlled Ukrainian territory; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods were for use in non-government controlled Ukrainian territory. ## 51 Technical assistance relating to infrastructure-related goods (1) A person must not directly or indirectly provide technical assistance relating to infrastructure-related goods— (a) to a person connected with non-government controlled Ukrainian territory, or (b) for use in non-government controlled Ukrainian territory. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with the offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with non-government controlled Ukrainian territory; (b) it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods were for use in non-government controlled Ukrainian territory. ## 52 Financial services and funds relating to infrastructure-related goods etc. (1) A person must not directly or indirectly provide, to a person connected with non-government controlled Ukrainian territory, financial services in pursuance of or in connection with an arrangement whose object or effect is— (a) the export of infrastructure-related goods, (b) the direct or indirect supply or delivery of infrastructure-related goods, (c) directly or indirectly making infrastructure-related goods available to a person, or (d) the direct or indirect provision of technical assistance relating to infrastructure-related goods. (2) A person must not directly or indirectly make funds available to a person connected with non-government controlled Ukrainian territory in pursuance of or in connection with an arrangement mentioned in paragraph (1). (3) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is— (a) the import of goods which originate in non-government controlled Ukrainian territory; (b) the export of infrastructure-related goods to, or for use in, non-government controlled Ukrainian territory, (c) the direct or indirect supply or delivery of infrastructure-related goods to a place in non-government controlled Ukrainian territory, (d) directly or indirectly making infrastructure-related goods available— (i) to a person connected with non-government controlled Ukrainian territory, or (ii) for use in non-government controlled Ukrainian territory, (e) the direct or indirect provision of technical assistance relating to infrastructure-related goods— (i) to a person connected with non-government controlled Ukrainian territory, or (ii) for use in non-government controlled Ukrainian territory. (4) Paragraphs (1) to (3) are subject to Part 7 (Exceptions and licences). (5) A person who contravenes a prohibition in any of paragraphs (1) to (3) commits an offence, but— (a) it is a defence for a person charged with an offence of contravening paragraph (1) or (2) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with non-government controlled Ukrainian territory; (b) it is a defence for a person charged with an offence of contravening a prohibition in paragraph (3) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph. ## 53 Brokering services: non-UK activity relating to infrastructure-related goods and goods from non-government controlled Ukrainian territory (1) A person must not directly or indirectly provide brokering services in relation to an arrangement (“arrangement A”) whose object or effect is— (a) the import of goods which originate in non-government controlled Ukrainian territory; (b) the direct or indirect supply or delivery of infrastructure-related goods from a third country to a place in non-government controlled Ukrainian territory, (c) directly or indirectly making infrastructure-related goods available in a third country for direct or indirect supply or delivery— (i) to a person connected with non-government controlled Ukrainian territory, or (ii) to a place in non-government controlled Ukrainian territory, (d) the direct or indirect provision, in a non-UK country, of technical assistance relating to infrastructure-related goods— (i) to a person connected with non-government controlled Ukrainian territory, or (ii) for use in non-government controlled Ukrainian territory, (e) the direct or indirect provision, in a non-UK country, of financial services— (i) to a person connected with non-government controlled Ukrainian territory, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 52(1), or (ii) where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 52(3) in relation to infrastructure-related goods, (f) directly or indirectly making funds available, in a non-UK country, to a person connected with non-government controlled Ukrainian territory, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 52(1), or (g) the direct or indirect provision of funds from a non-UK country, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 52(3) in relation to infrastructure-related goods. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph. (4) In this regulation— “non-UK country” means a country that is not the United Kingdom; “third country” means a country that is not the United Kingdom, the Isle of Man or non-government controlled Ukrainian territory. ## 53A Application of prohibitions and requirements in Chapter 2 of Part 5 to non-government controlled Ukrainian territory (1) Where it is specified in Schedule 2A, 3 or 3C or in any table in those Schedules that this regulation applies in relation to an item, any prohibition or requirement in Chapter 2 of this Part which applies to Russia in relation to that item also applies to non-government controlled Ukrainian territory. (2) Paragraph (3) applies where the person is charged with the offence under section 68(1) (offences in relation to exportation of prohibited or restricted goods) of CEMA in relation to exportation of goods to, or for use in, non-government controlled areas of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts which is or would be contrary to the prohibition in regulation 22(1) (export of restricted goods), as it has effect by virtue of this regulation. (3) It is a defence for a person charged with the offence mentioned in paragraph (2) to show that the person did not know and had no reasonable cause to suspect that the export was, or would have been, to, or the goods were for use in, non-government controlled areas of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts. ### Chapter 6: Other services relating to non-government controlled Ukrainian territory ## 54 Prohibition on providing certain services relating to non-government controlled Ukrainian territory (1) A person must not provide— (a) services relating to a relevant infrastructure sector in non-government controlled Ukrainian territory; or (b) services relating to tourism in non-government controlled Ukrainian territory. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) A person who contravenes the prohibition in paragraph (1) commits an offence, but— (a) it is a defence for a person charged with the offence in paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that P was providing services relating to a relevant infrastructure sector in non-government controlled Ukrainian territory; (b) it is a defence for a person charged with the offence in paragraph (1)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that P was providing services relating to tourism in non-government controlled Ukrainian territory. (4) In this regulation— “services relating to a relevant infrastructure sector in non-government controlled Ukrainian territory” means technical assistance, brokering, construction or engineering services directly relating to infrastructure in non-government controlled Ukrainian territory in any of the following sectors— (a)transport; (b)telecommunications; (c)energy; (d)the prospection, exploration and production of oil, gas and mineral resources; “technical assistance” means the provision of technical support or any other technical service. ### Chapter 6A: Internet services ## 54A Preventing provision of internet services to or for the benefit of designated persons (1) A person who provides a social media service must take reasonable steps to prevent content that is generated directly on the service, or uploaded to or shared on the service, by a designated person being encountered by a user of the service in the United Kingdom. (2) A person who provides an internet access service must take reasonable steps to prevent a user of the service in the United Kingdom from accessing, by means of that service, an internet service provided by a designated person. (3) A person who provides an application store through which an application for an internet service may be downloaded or otherwise accessed must take reasonable steps to prevent a user of the application store in the United Kingdom from downloading or otherwise accessing, by means of that application store, an internet service provided by a designated person. (4) A person who fails to comply with the requirement in paragraph (1), paragraph (2) or paragraph (3) commits an offence. (5) In this regulation— “content” means anything communicated by means of an internet service, whether publicly or privately, including written material or messages, oral communications, photographs, videos, visual images, music and data of any description; “designated person” means a person who is designated under regulation 5 (power to designate persons) for the purposes of this regulation; “encounter”, in relation to content, means read, view, hear or otherwise experience content; “internet access service” means a service that provides access to virtually all (or just some) of the end points of the internet; “internet service” means a service that is made available by means of the internet; “social media service” has the meaning given by section 43(3) of the Finance Act 2020. ### Chapter 6B: Professional and Business Services ## 54B Interpretation of this Chapter In this Chapter— (a) “accounting services” has the meaning given in paragraph 2 of Schedule 3J; (b) “advertising services” has the meaning given in paragraph 3 of Schedule 3J; (c) “architectural services” has the meaning given in paragraph 4 of Schedule 3J; (d) “auditing services” has the meaning given in paragraph 5 of Schedule 3J; (e) “business and management consulting services” has the meaning given in paragraph 6 of Schedule 3J; (ea) “construction services” has the meaning given in paragraph 6A of Schedule 3J, (f) “engineering services” has the meaning given in paragraph 7 of Schedule 3J; (g) “IT consultancy and design services” has the meaning given in paragraph 8 of Schedule 3J; (ga) “legal advisory services” has the meaning given in paragraph 8A of Schedule 3J; (h) “public relations services” has the meaning given in paragraph 9 of Schedule 3J. ## 54C Professional and business services (1) A person must not directly or indirectly provide, to a person connected with Russia— (a) accounting services, (b) advertising services, (c) architectural services, (d) auditing services, (e) business and management consulting services, (ea) construction services; (f) engineering services, (g) IT consultancy and design services, or (h) public relations services. (2) Paragraph (1) is subject to Part 7 (exceptions and licences). (3) A person who contravenes any of the prohibitions in paragraph (1) (“P”) commits an offence, but it is a defence for P to show that P did not know and had no reasonable cause to suspect that the person to whom the services were provided was connected with Russia. ## 54D Legal advisory services (1) A person must not provide legal advisory services directly or indirectly to any person (“C”) who is not a United Kingdom person knowing that the object or effect of those services is to enable or facilitate any activity being carried out, or proposed to be carried out, by C, (“the relevant activity”), whether or not C is a person in the United Kingdom, where— (a) the relevant activity is not taking place, or will not when carried out take place, in the United Kingdom, and (b) the relevant activity satisfies, or will when carried out satisfy, the condition in paragraph (2). (2) The condition is that the relevant activity would— (a) be prohibited under any of regulations 11 to 18C of Part 3 (Finance), Chapters 2 to 6 or regulation 54C of Part 5 (Trade) if— (i) the relevant activity was done by a United Kingdom person, or (ii) the relevant activity was taking place in the United Kingdom, or (b) contravene regulation 19 or 55 if— (i) the relevant activity was done by a United Kingdom person, or (ii) the relevant activity was taking place in the United Kingdom. (3) Paragraph (1) is subject to Part 7 (exceptions and licences). (4) A person who contravenes any of the prohibitions in paragraph (1) ... commits an offence .... ### Chapter 7: Further provision ## 55 Circumventing etc. prohibitions (1) A person must not intentionally participate in activities knowing that the object or effect of them is, whether directly or indirectly— (a) to circumvent any of the prohibitions in Chapters 2 to 6 and Chapter 6B of this Part, or (b) to enable or facilitate the contravention of any such prohibition. (2) A person who contravenes a prohibition in paragraph (1) commits an offence. ## 55A Trade: end-use control (1) This regulation applies where— (a) a United Kingdom person (“P”) has been informed by the Secretary of State that goods or any technology related to the export of the goods (or both) are or may be intended, in their entirety or in part, for export, transfer or use in Russia, in non-government controlled Ukrainian territory, or to a person connected with Russia, and (b) the goods or technology in question are subject to this Part and are not for the time being specified in— (i) Schedule 2 to the Export Control Order 2008, or (ii) Annex 1 of the Dual-Use Regulation. (2) Subject to Part 7 (Exceptions and licences), P shall not— (a) export the goods in question, or (b) transfer the technology in question. ## 56 Defences (1) Paragraph (2) applies where a person relies on a defence under any of Chapters 2 to 6 and Chapter 6B of this Part. (2) If evidence is adduced which is sufficient to raise an issue with respect to the defence, the court must assume that the defence is satisfied unless the prosecution proves beyond reasonable doubt that it is not. ## Part 6: Ships ## 57 Crimean ports direction, Donetsk ports direction or Kherson and Zaporizhzhia ports direction (1) The Secretary of State may give a Crimean ports direction, a Donetsk ports direction or a Kherson and Zaporizhzhia ports direction to a master or pilot of a British ship which is a cruise ship. (2) In this regulation, a “Crimean ports direction” is a direction prohibiting a ship from entering a port or any ports located in Crimea. (2A) In this regulation, a “Donetsk ports direction” is a direction prohibiting a ship from entering a port or any ports located in the non-government controlled areas of the Donetsk and Luhansk oblasts. (2B) In this regulation, a “Kherson and Zaporizhzhia ports direction” is a direction prohibiting a ship from entering a port or any ports located in non-government controlled areas of the Kherson and Zaporizhzhia oblasts. (3) It is an offence for a person to whom a direction under this regulation is given to fail to comply with the direction. (4) A Crimean ports direction, a Donetsk ports direction or a Kherson and Zaporizhzhia ports direction— (a) may be given to any master or pilot of a British ship which is a cruise ship, or to masters and pilots of British ships which are cruise ships generally; (b) may be of indefinite duration or a defined duration. (5) The Secretary of State may vary, revoke or suspend a Crimean ports direction, a Donetsk ports direction or a Kherson and Zaporizhzhia ports direction at any time. (6) In this regulation, “cruise ship” means a ship providing cruise services. (7) Any expression used in this Part and in section 7 of the Act (shipping sanctions) has the same meaning in this Part as it has in that section. ## 57ZA Prohibition on chartering or operating specified ships (1) A person must not charter a specified ship, if the person knows, or has reasonable cause to suspect, that the ship is a specified ship. (2) A person must not operate a specified ship, if the person knows, or has reasonable cause to suspect, that the ship is a specified ship. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences). (4) A person who contravenes a prohibition in paragraph (1) or (2) commits an offence. (5) In this regulation a “specified ship” means a ship specified by the Secretary of State under regulation 57F (specification of ships) for the purposes of this regulation. ## 57A Prohibition on port entry (1) A person must not provide a ship to which this paragraph applies with access to a port in the United Kingdom, if the person knows, or has reasonable cause to suspect, that the ship is a ship to which this paragraph applies. (2) The master or pilot of a ship to which this paragraph applies must not cause or permit the ship to enter a port in the United Kingdom if the master or pilot knows, or has reasonable cause to suspect, that the ship is a ship to which this paragraph applies. (3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions) (see, in particular, regulation 61A (ships: exceptions from prohibitions on port entry)). (4) A person who contravenes a prohibition in paragraph (1) or (2) commits an offence. (5) Paragraphs (1) and (2) apply to— (a) a ship owned, controlled, chartered or operated by a designated person, (b) a ship owned, controlled, chartered or operated by persons connected with Russia, (c) a ship flying the flag of Russia, (d) a ship registered in Russia, or (e) a specified ship. (6) In paragraph (5), a “designated person” means a person who is designated under regulation 5 for the purposes of the relevant regulations under this Part. ## 57B Directions prohibiting port entry (1) A port barring direction may be given to the master or pilot of a specified ship. (2) A port barring direction may be given by— (a) the Secretary of State, or (b) a harbour authority. (3) The Secretary of State may direct a harbour authority to take such steps as are reasonably practicable to secure that a ship mentioned in a port barring direction does not enter a port or ports specified in the direction, or any port in the United Kingdom. (4) It is an offence for a person to whom a direction is given under this regulation to fail to comply with the direction. (5) The Secretary of State may notify a person that the existence of a port barring direction, any part of the content of the direction, or anything done under the direction, is to be treated as confidential. (6) It is an offence for a person to disclose information if the Secretary of State has notified that person under paragraph (5) that the information is to be treated as confidential. (7) In this regulation, a “port barring direction” means a direction prohibiting a ship from entering a port or ports specified in the direction, or any port in the United Kingdom. ## 57C Movement of ships (1) A port entry direction or a movement direction may be given by the Secretary of State to the master or pilot of— (a) a ship owned, controlled, chartered or operated by a designated person, (b) a ship owned, controlled, chartered or operated by persons connected with Russia, (c) a ship registered in Russia, (d) a ship flying the flag of Russia, or (e) a specified ship. (2) The Secretary of State may direct a harbour authority to take such steps as are reasonably practicable to secure that a ship mentioned in paragraph (1)— (a) proceeds to or enters a port specified in the direction, (b) leaves a port specified in the direction, (c) proceeds to a place specified in the direction, or (d) remains where it is. (3) It is an offence for a person to whom a direction is given under this regulation to fail to comply with the direction. (4) The Secretary of State may notify a person that the existence of a port entry direction or a movement direction, any part of the content of the direction, or anything done under the direction, is to be treated as confidential. (5) It is an offence for a person to disclose information if the Secretary of State has notified that person under paragraph (4) that the information is to be treated as confidential. (6) In this regulation— a “designated person” means a person who is designated under regulation 5 for the purposes of the relevant regulations under this Part; a “movement direction” means a direction requiring a ship— (a)to leave a port specified in the direction, (b)to proceed to a place specified in the direction, or (c)to remain where it is; a “port entry direction” means a direction requiring a ship to proceed to or enter a port specified in the direction. ## 57D Detention of ships (1) A detention direction may be given to the master of a ship referred to in paragraph (3) by— (a) the Secretary of State, or (b) a harbour authority. (2) A detention direction under paragraph (1)(b) may only be given by a harbour authority to the master of a specified ship if it has received a direction from the Secretary of State in accordance with paragraph (3)(d). (3) The Secretary of State may direct a harbour authority to give a detention direction to the master of— (a) a ship owned, controlled, chartered or operated by a designated person, (b) a ship owned, controlled, chartered or operated by persons connected with Russia, (ba) a ship registered in Russia, (c) a ship flying the flag of Russia, or (d) a specified ship. (4) A “detention direction” means a direction requiring the detention of a ship at a port or anchorage in the United Kingdom. (5) A detention direction given in relation to a ship— (a) must be in writing, (b) must be delivered to the master of the ship by the person who detains the ship, (c) must state the grounds on which the ship is detained, and (d) must state that— (i) it is given under this regulation, and (ii) any requirements imposed by the direction must be complied with. (6) Paragraph (7) applies if— (a) the ship is not a British ship, and (b) there is in the United Kingdom a consular officer for the country to which the ship belongs. (7) A copy of the detention direction must be sent as soon as practicable to the nearest consular officer for the country to which the ship belongs. (8) Section 284(1), (2), (2A), (2B), (3) and (8) of the Merchant Shipping Act 1995 (enforcement of detention of ships) applies in the case of detention under a detention direction as it applies in the case of detention authorised or ordered by that Act, but as if— (a) any reference in that section to a notice of detention were to the detention direction, and (b) the reference in subsection (2A) of that section to a direction given under subsection (1A)(a) of that section were to any requirement imposed by the detention direction. (9) In this regulation, “consular officer”, in relation to a foreign country, means the officer recognised by Her Majesty as a consular officer of that foreign country. (10) In this regulation, “designated persons” means a person who is designated under regulation 5 for the purposes of the relevant regulations under this Part. ## 57E Registration of ships in the United Kingdom (1) The Registrar must refuse to register a ship if, on the basis of the information given to the Registrar by the Secretary of State or accompanying the application for registration, the ship appears to the Registrar to be owned, controlled, chartered or operated by— (a) designated persons; or (b) persons connected with Russia. (1A) The Registrar must refuse to register a ship if it is a specified ship. (2) The Secretary of State may direct the Registrar to terminate the registration of— (a) a ship that is owned, controlled, chartered or operated by; (i) designated persons; (ii) persons connected with Russia; or (b) a specified ship. (3) For the purposes of this regulation— (a) any reference to registering a ship is to registering the ship in the register of British ships maintained by the Registrar, (b) “designated persons” means a person who is designated under regulation 5 for the purposes of the relevant regulations under this Part, and (c) a ship is “chartered” by a person if it is chartered on bareboat charter terms within the meaning given by section 17(11) of the Merchant Shipping Act 1995. ## 57F Specification of ships (1) The Secretary of State may specify ships within the meaning of section 7 of the Act for any of the following purposes— (za) regulation 46AA (provision of services relating to specified ships), (zb) regulation 46AB (procurement of services relating to specified ships), (zc) regulation 57ZA (prohibition on chartering or operating specified ships), (a) regulation 57A (prohibition on port entry), (b) regulation 57B (directions prohibiting port entry), (c) regulation 57C (movement of ships), (d) regulation 57D (detention of ships), ... (e) regulation 57E (registration of ships in the United Kingdom). (2) The Secretary of State must specify a ship by its International Maritime Organization number or, where it is not reasonably practicable to identify it by that number, by any other means that the Secretary of State considers appropriate. (3) The Secretary of State may not specify a ship unless the Secretary of State— (a) has reasonable grounds to suspect that the ship is, has been, or is likely to be, involved in a relevant activity, ... (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (4) For the purposes of this regulation, a ship is “involved in a relevant activity” if the ship is used for any activity whose object or effect is— (a) to destabilise Ukraine or undermine or threaten the territorial integrity, sovereignty or independence of Ukraine, (b) to obtain a benefit from or support the Government of Russia, or (c) to contravene or circumvent, or to enable or facilitate the contravention or circumvention of, any provision of these Regulations. (5) For the purposes of paragraph (4), an activity whose object or effect is to destabilise Ukraine or undermine or threaten the territorial integrity, sovereignty or independence of Ukraine, or to obtain a benefit from or support the Government of Russia, includes carrying— (a) dual-use goods or military goods— (i) from a place in Russia to a third country, (ii) from a third country to a place in Russia or non-government controlled Ukrainian territory, or (iii) from one third country to another third country for use in Russia or non-government controlled Ukrainian territory, (b) oil and oil products that originated in Russia— (i) from a place in Russia to a third country, or (ii) from one third country to another third country, (ba) liquefied natural gas that originated in Russia— (i) from a place in Russia to a third country, or (ii) from one third country to another third country, (bb) coal and coal products that originated in Russia— (i) from a place in Russia to a third country, or (ii) from one third country to another third country, (c) any other goods or technology that could contribute to destabilising Ukraine or undermining or threatening the territorial integrity, sovereignty or independence of Ukraine— (i) from a place in Russia to a third country, (ii) from a third country to a place in Russia or non-government controlled Ukrainian territory, (iii) from one third country to another third country for use in Russia or non-government controlled Ukrainian territory, or (iv) from a place in non-government controlled Ukrainian territory to a place in Russia or a third country. (6) For the purpose of paragraph (5), “carrying” includes any transfer of the goods or technology concerned between ships on which those goods or technology are being carried as mentioned in that paragraph. (7) In this regulation— “dual-use goods”, “military goods” , “oil and oil products”, “liquefied natural gas” and “coal and coal products” have the same meaning as in Part 5 (Trade); “third country” means a country that is not the United Kingdom, the Isle of Man, Russia, or non-government controlled Ukrainian territory. ## 57G Notification and publicity where specification power used (1) Paragraph (2) applies where the Secretary of State— (a) has specified a ship under regulation 57F(1) or (2) (specification of ships), or (b) has by virtue of section 26 of the Act revoked a specification made under that regulation. (2) The Secretary of State— (a) must without delay take such steps as are reasonably practicable to inform such persons as the Secretary of State considers appropriate of the specification or revocation, and (b) except where one or more of the restricted publicity conditions is met, must take steps to publicise the specification or revocation generally. (3) The “restricted publicity conditions” are that the Secretary of State considers that disclosure of the specification or revocation should be restricted— (a) in the interests of national security or international relations, (b) for reasons connected with the prevention or detection of serious crime in the United Kingdom or elsewhere, or (c) in the interests of justice. (4) Paragraph (5) applies if— (a) when a specification is made one or more of the restricted publicity conditions is met, but (b) at any time when the specification has effect, it becomes the case that none of the restricted publicity conditions is met. (5) The Secretary of State must take steps to publicise the specification generally. ## 57H Directions under this Part: general (1) Paragraphs (2) to (4) apply in relation to a direction given by the Secretary of State under this Part. (2) A person to whom a direction is given has a duty to comply with it. (3) A direction may be of indefinite duration or a defined duration. (4) A person who gives a direction may vary, revoke or suspend it at any time. (5) A direction under regulation 57C(2) (movement of ships) may be given to any harbour authority or to harbour authorities generally. ## 57I Interpretation of Part 6 (1) For the purposes of regulations 57A to 57H, a ship is— (a) “owned” by a person if— (i) the legal title to the ship, or to any share in the ship, is vested in the person, or in a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by that person, or (ii) the person, or a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by that person, has a beneficial interest in the ship or in any share in the ship; and (b) “controlled” by a person who is able to take decisions about its operation, including (but not limited to) decisions about the route the ship may take and the appointment of master or crew. (2) For the purposes of paragraph (1)(b), a ship is not “controlled” by its master or crew, unless that master or crew are designated persons under the relevant regulations of this Part. (2A) For the purposes of regulations 57A to 57H, a ship is not “operated” by its master or crew unless that master or crew are designated persons under the relevant regulations of this Part. (3) Any reference in this Part to a legal title or other interest includes one held jointly with any other person or persons. (4) For the purposes of this Part— “beneficial interest” means any beneficial interest, however arising (whether held by trustee or nominee or arising under a contract or otherwise), other than an interest held by any person as mortgagee; “specified ship” means a ship specified by the Secretary of State under regulation 57F (specification of ships); “the relevant regulations of this Part” means regulations 57A, 57C, 57D and 57E. (5) For the purposes of this Part, a person is to be regarded as “connected with Russia” if the person is— (a) an individual who is, or an association or combination of individuals who are, ordinarily resident in Russia, (b) an individual who is, or an association or combination of individuals who are, located in Russia, (c) a person, other than an individual, which is incorporated or constituted under the law of Russia, or (d) a person, other than an individual, which is domiciled in Russia. (6) Any expression used in this Part and in section 7 of the Act (shipping sanctions) has the same meaning in this Part as it has in that section. ## Part 6A: Aircraft ## 57J Movement of aircraft (1) A Russian aircraft must not— (a) overfly the United Kingdom, or (b) land in the United Kingdom. (2) Paragraph (1) is subject to Part 7 (Exceptions and licences). (3) Air traffic control may direct the operator or pilot in command of a Russian aircraft— (a) not to enter the airspace over the United Kingdom, or (b) to leave the airspace over the United Kingdom by a specific route. (4) The Secretary of State may direct air traffic control to give a direction under paragraph (3). (5) An airport operator may direct the operator or pilot in command of a Russian aircraft— (a) not to take off, or not to permit the aircraft to take off, from an airport the operator manages, (b) to take off, or to require the aircraft to take off, from an airport the operator manages, or (c) not to land, or not to permit the aircraft to land, at an airport the operator manages. (6) The Secretary of State may direct an airport operator to— (a) give a direction under paragraph (5), (b) secure the detention of a Russian aircraft at an airport, or (c) secure the movement of a Russian aircraft to an airport specified in the direction. (7) An airport operator giving a direction under paragraph (5)(a) must take such steps as are reasonably practicable to detain the aircraft. (8) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (9) The Secretary of State may direct the CAA to— (a) refuse permission under article 250 of the ANO in respect of a Russian aircraft, (b) refuse permission under article 252 of the ANO in respect of a Russian aircraft, (c) suspend or revoke any permission granted under article 250 of the ANO in respect of a Russian aircraft, or (d) suspend or revoke any permission granted under article 252 of the ANO in respect of a Russian aircraft. (10) In this regulation “Russian aircraft” means an aircraft— (a) owned, chartered or operated by— (i) a designated person, or (ii) a person connected with Russia, or (b) registered in Russia. (11) In paragraph (10), a “designated person” means a person who is designated under regulation 5 (power to designate persons) for the purposes of either this regulation or regulation 57M (registration of an aircraft in the United Kingdom). ## 57K Directions under regulation 57J (1) Paragraphs (2) to (4) apply in relation to a direction given under regulation 57J (movement of aircraft). (2) A person to whom a direction is given has a duty to comply with it. (3) A direction may be of indefinite duration or a defined duration. (4) A person who gives a direction may vary, revoke or suspend it at any time. (5) A direction under regulation 57J(6) may be given to any airport operator or to airport operators generally. (6) Any directions made by the Secretary of State under regulation 57J may make different provision for different purposes. (7) Any directions in regulation 57J(3) to (9) are subject to the exceptions in regulation 61B (aircraft: exceptions from prohibitions). ## 57L Directions under regulation 57J: supplementary (1) Where a direction is given under regulation 57J(9)(c) or (d) (movement of aircraft: direction to CAA)— (a) to the extent that the direction conflicts with the requirements of article 255 of the ANO (revocation etc. of permissions), those requirements are to be disregarded, and (b) article 255(4) of the ANO does not apply in relation to the suspension or the revocation which is the subject of the direction. (2) Where a direction is given under regulation 57J which conflicts with a permission under article 250 or 252 of the ANO, the permission is to be disregarded. (3) In so far as a direction under regulation 57J conflicts with the requirements of section 93 of the Transport Act 2000 or an order under section 94 of that Act, the direction is to be disregarded. (4) In so far as a direction under regulation 57J conflicts with the requirements of an enactment other than section 93 of the Transport Act 2000 or an order under section 94 of that Act, those requirements are to be disregarded. (5) The Secretary of State may notify a person that the existence of, or any part of the content of, a direction under regulation 57J, or anything done under the direction, is to be treated as confidential. (6) A person must not disclose any information if the Secretary of State notifies that person under paragraph (5) that the information is to be treated as confidential. ## 57M Registration of an aircraft in the United Kingdom (1) The CAA must refuse to register an aircraft if, on the basis of the information given to the CAA by the applicant, the Secretary of State or a third person, the aircraft appears to be a relevant aircraft. (2) The Secretary of State may direct the CAA to terminate the registration of a relevant aircraft. (3) In so far as a direction under paragraph (2) conflicts with the provisions of Part 3 (Registration and marking) of the ANO, those provisions are to be disregarded. (4) For the purposes of this regulation “relevant aircraft” means— (a) an aircraft owned or operated by a designated person, or (b) an aircraft chartered by demise by a designated person. (5) Any reference in this regulation to registering an aircraft is a reference to registering an aircraft in the register kept by the CAA. (6) In paragraph (4), a “designated person” means a person who is designated under regulation 5 (power to designate persons) for the purposes of either this regulation or regulation 57J (movement of aircraft). ## 57N Offences (1) If a prohibition in regulation 57J(1) (movement of aircraft) is contravened by the flight or landing of a Russian aircraft, the operator and pilot in command of the aircraft commit an offence. (2) It is an offence for an airport operator to fail, without reasonable excuse, to comply with a direction given by the Secretary of State under regulation 57J(6). (3) It is an offence for a person to whom a direction is given under regulation 57J(3) (direction by air traffic control to operator or pilot of Russian aircraft) to fail to comply with the direction. (4) It is an offence for a person to whom a direction is given under regulation 57J(5) (direction by airport operator to operator or pilot of Russian aircraft) to fail to comply with the direction. (5) A person who contravenes the prohibition in regulation 57L(6) (disclosure of direction) commits an offence. (6) In paragraph (1), “Russian aircraft” has the same meaning as in regulation 57J. ## 57O Interpretation of Part 6A (1) In this Part— “air traffic control” means a person who holds a licence under section 5 of the Transport Act 2000; “the ANO” means the Air Navigation Order 2016; “beneficial interest” means any beneficial interest, however arising (whether held by trustee or nominee or arising under a contract or otherwise), other than an interest held by any person as mortgagee; ... (2) For the purposes of this Part an aircraft is “owned” by a person if— (a) the legal title to the aircraft, or to any share in the aircraft, is vested in the person, or a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by that person, or (b) the person, or a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by that person, has a beneficial interest in the aircraft or in any share in the aircraft, and the reference to a legal title or other interest includes one held jointly with any other person or persons. (3) For the purposes of this Part a person is to be regarded as “connected with” Russia if the person is— (a) an individual who is, or an association or combination of individuals who are, ordinarily resident in Russia, (b) an individual who is, or an association or combination of individuals who are, located in Russia, (c) a person, other than an individual, which is incorporated or constituted under the law of Russia, or (d) a person, other than an individual, which is domiciled in Russia. (4) Any expression used in this Part and in section 6 of the Act (aircraft sanctions) has the same meaning in this Part as it has in that section. ## Part 7: Exceptions and licences ## 58 Asset-freeze etc.: exceptions from prohibitions (1) The prohibition in regulation 11 (asset-freeze in relation to designated persons) is not contravened by an independent person (“P”) transferring to another person a legal or equitable interest in funds or economic resources where, immediately before the transfer, the interest— (a) is held by P, and (b) is not held jointly with the designated person. (2) In paragraph (1) “independent person” means a person who— (a) is not the designated person, and (b) is not owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person. (3) The prohibitions in regulations 11 to 13 (asset-freeze in relation to, and making funds available to or for the benefit of, designated persons) are not contravened by a relevant institution crediting a frozen account with interest or other earnings due on the account. (4) The prohibitions in regulations 12 and 13 (making funds available to, or for the benefit of, designated persons) are not contravened by a relevant institution crediting a frozen account where it receives funds transferred to that institution for crediting to that account. (5) The prohibitions in regulations 12 and 13 are not contravened by the transfer of funds to a relevant institution for crediting to an account held or controlled (directly or indirectly) by a designated person, where those funds are transferred in discharge (or partial discharge) of an obligation which arose before the date on which the person became a designated person. (6) The prohibitions in regulations 11 to 13 are not contravened in relation to a designated person (“P”) by a transfer of funds from account A to account B, where— (a) account A is with a relevant institution which carries on an excluded activity within the meaning of section 142D of the Financial Services and Markets Act 2000 , (b) account B is with a ring-fenced body within the meaning of section 142A of the Financial Services and Markets Act 2000 , and (c) accounts A and B are held or controlled (directly or indirectly) by P. (7) In this regulation— “designated person” has the same meaning as it has in Chapter 1 Part 3 (Finance); “frozen account” means an account with a relevant institution which is held or controlled (directly or indirectly) by a designated person; “relevant institution” means a person that has permission under Part 4A of the Financial Services and Markets Act 2000 (permission to carry on regulated activity). (8) The definition of “relevant institution” in paragraph (7) is to be read with section 22 of the Financial Services and Markets Act 2000 , any relevant order under that section and Schedule 2 to that Act . (9) For the purposes of paragraphs (1)(b), (5) and (6) and the definition of “frozen account” in paragraph (7), references to a designated person are to be read as including a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person. (10) When determining for the purposes of paragraph (5) when a person (“C”) who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person (“D”) became a designated person, C is to be treated as having become a designated person at the same time as D. ## 58A Asset-freeze etc.: exception from prohibitions for required payments (1) This regulation applies to required payments within the meaning of paragraph (2). (2) A required payment is a payment which— (a) a designated person is required to make under or by virtue of any enactment to— (i) the registrar of companies, (ii) the Commissioners, (iii) the Welsh Revenue Authority, (iv) Revenue Scotland, (v) the Financial Conduct Authority, (vi) the Secretary of State, (vii) the Welsh Ministers, (viii) the Department of Finance in Northern Ireland, or (ix) a local authority, and (b) is not an excluded payment. (3) The prohibitions in regulations 11 (asset-freeze in relation to designated persons) and 13 (making funds available for benefit of designated person) are not contravened by a person making a required payment. (4) Where a required payment is made by a person other than a designated person, the prohibition in regulation 11 is not contravened by the designated person making a reimbursement payment to that person. (5) The reference in paragraph (3) to a person making a required payment includes a designated person, but only where they are making a required payment on their own behalf. (6) The following payments are to be treated as payments which a designated person is required to make under or by virtue of an enactment for the purposes of this regulation, where made by a designated person on their own behalf or by a person, other than a designated person, on behalf of a designated person— (a) a payment to the Financial Conduct Authority of a levy imposed by the scheme manager of the Financial Services Compensation Scheme by virtue of section 213 of the Financial Services and Markets Act 2000 (the compensation scheme); (b) a payment to the Financial Conduct Authority which is collected by that Authority on behalf of the Financial Reporting Council Limited. (7) For the purposes of this regulation, references to a designated person are to be read as including a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person. (8) In this regulation— “BID levy” means a levy that is imposed on those persons who are, in respect of particular business improvement district proposals, entitled to vote in accordance with section 39(3) of the Planning etc. (Scotland) Act 2006; “business improvement district” has the meaning given in section 33 of the Planning etc. (Scotland) Act 2006; “designated person” has the same meaning as it has in Chapter 1 of Part 3 (Finance); “enactment” has the meaning given in section 54(6) of the Act; “excluded payment” means, in relation to— (a)the registrar of companies, a payment of fees for— (i)the incorporation of a firm; (ii)the restoration of a firm to a register which is administered by the registrar; (b)the Financial Conduct Authority, a payment of fees for— (i)an application for permission from, authorisation by, registration with or recognition from the Financial Conduct Authority which relates to the carrying on of any activity falling within any function of the Financial Conduct Authority; (ii)an application for a variation of such permission, authorisation, registration or recognition; (iii)an application for listing or for eligibility for listing; (iv)an application for review or approval of a document relating to listing; (v)an application for approval as a sponsor or primary information provider; (vi)an application for review or approval of— (aa) a document under rules made by the Financial Conduct Authority by virtue of Part 3 of the Public Offers and Admissions to Trading Regulations 2024; (bb)listing particulars under section 79 of the Financial Services and Markets Act 2000 or supplementary listing particulars under section 81 of that Act; (c)the Secretary of State or the Welsh Ministers, a payment that a designated person is required to make under or by virtue of an enactment other than a payment under or by virtue of Part 3 of the Local Government Finance Act 1988; (d)the Department of Finance in Northern Ireland, a payment that a designated person is required to make under or by virtue of an enactment other than a payment under or by virtue of Part 2 of the Rates (Northern Ireland) Order 1977; (e)a local authority, a payment that a designated person is required to make under or by virtue of an enactment other than a payment under or by virtue of— (i)Part 1 of the Local Government (Scotland) Act 1975; (ii)Part 3 of the Local Government Finance Act 1988; (iii)Parts 1 and 2 of the Local Government Finance Act 1992; (iv)Part 4 of the Local Government Act 2003; (v)Part 9 of the Planning etc. (Scotland) Act 2006; (vi)the Business Rate Supplements Act 2009; (vii)the Business Improvement Districts Act (Northern Ireland) 2013; “firm” has the meaning given in section 1173(1) of the Companies Act 2006; “listing” means being included in the official list maintained by the Financial Conduct Authority in accordance with Part 6 of the Financial Services and Markets Act 2000; “local authority” means— (a)in relation to England— (i)a district council; (ii)a county council for any area for which there is no district council; (iii)a London borough council; (iv)the Common Council of the City of London in its capacity as a local authority; (v)the Council of the Isles of Scilly; (b)in relation to Wales, a county council or a county borough council; (c)in relation to Scotland, a council constituted under section 2 of the Local Government etc. (Scotland) Act 1994 or a person appointed by such a council for the purposes of the administration, collection and recovery of a BID levy; (d)in relation to Northern Ireland, a district council; “primary information provider” has the meaning given in section 89P(2) of the Financial Services and Markets Act 2000; ... ... “registrar of companies” has the meaning given in section 1060 of the Companies Act 2006 (the registrar); “reimbursement payment” means a repayment from the designated person to the person who made a required payment which is of the same amount as that required payment; “scheme manager” has the meaning given in section 212 of the Financial Services and Markets Act 2000; “sponsor” has the meaning given in section 88(2) of the Financial Services and Markets Act 2000. ## 59 Exceptions relating to loans and credit arrangements (1) The prohibitions in regulation 17 (loans and credit arrangements) are not contravened by the grant of— (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (b) a relevant loan that has a specific and documented objective of making emergency funds available to meet applicable solvency or liquidity criteria for a relevant subsidiary; (c) a relevant loan consisting of a drawdown or disbursement made under an arrangement entered into before— (i) in the case of a category 1 loan, 15th September 2014; (ii) in the case of a category 2 loan, a category 3 loan or a category 4 loan, 1st March 2022; (iii) in the case of a category 5 loan, 29th October 2022; (iv) in the case of a category 6 loan, 16th December 2022; where the conditions in paragraph (2) are met. (2) The conditions referred to in paragraph (1)(c) are that— (a) all the terms and conditions of such drawdowns or disbursements— (i) were agreed before— (aa) in the case of a category 1 loan, 15th September 2014; (bb) in the case of a category 2 loan, a category 3 loan or a category 4 loan, 1st March 2022; (cc) in the case of a category 5 loan, 29th October 2022; (dd) in the case of a category 6 loan, 16th December 2022; (ii) have not been modified on or after that date; and (b) a contractual maturity date has been fixed for the repayment in full of all funds made available and for the cancellation of all the rights and obligations under the arrangement. (3) In this regulation— ... “category 1 loan” has the meaning given to it in regulation 17; “category 2 loan” has the meaning given to it in regulation 17; “category 3 loan” has the meaning given to it in regulation 17; “category 4 loan” has the meaning given to it in regulation 17; “category 5 loan” has the meaning given to it in regulation 17; “category 6 loan” has the meaning given to it in regulation 17; ... ... “relevant loan” has the meaning given to it in regulation 17; “relevant subsidiary” means a person, other than an individual, which is— (a)incorporated or constituted under the law of any part of the United Kingdom, and (b) owned (within the meaning of regulation 16(7)) by a person, other than an individual, that is connected with Russia. ## 59A Exceptions relating to processing payments (1) The prohibition in regulation 17A(2) (processing ... payments) does not apply to the processing of a ... payment for any fee or charge required to permit an aircraft to overfly, land in or take off from Russia. (2) The prohibition in regulation 17A(2) is not contravened by a transfer (or, if necessary, more than one transfer) of funds by C from account A to account B where— (a) neither account A nor account B are held in the name of a customer of C; and (b) both account A and account B are held within the United Kingdom; and (c) the transfer (or transfers) from account A to account B is (or are) carried out for the purpose of compliance with regulation 17A(2). (3) The prohibition in regulation 17A(2) (processing payments) is not contravened by— (a) a person making a required payment, or (b) a designated person making a reimbursement payment, to, from or via a respondent (within the meaning of regulation 17A(1)). (4) The reference in paragraph (3)(b) to a designated person is to be read as including a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person. (5) In paragraph (3)— “designated person” has the meaning given in regulation 58A(8); “person” is to be construed in accordance with regulation 58A(5); “reimbursement payment” has the meaning given in regulation 58A(8); “required payment” has the meaning given in regulation 58A(2). ## 60 Exceptions relating to investments in relation to non-government controlled Ukrainian territory (1) The prohibitions in regulation 18 (investments in relation to non-government controlled Ukrainian territory) are not contravened by any act done by a person (“P”) in satisfaction of an obligation of P arising under a contract concluded before the relevant date, or an ancillary contract necessary for the satisfaction of such a contract, provided that P has notified the Treasury no later than the day five working days before the day on which the act is carried out. (2) The prohibitions in regulation 18 are not contravened by activities carried on by a person with entities outside non-government controlled Ukrainian territory where the related investment is not destined for an entity in non-government controlled Ukrainian territory. (3) In this regulation, “the relevant date” means— (a) in the case of investments in relation to Crimea, 20th December 2014; (b) in the case of investments in relation to non-government controlled areas of the Donetsk and Luhansk oblasts, 23rd February 2022. (c) in the case of investments in relation to non-government controlled areas of the Kherson and Zaporizhzhia oblasts, 20th June 2023. ## 60ZZA Exceptions relating to investments in relation to Russia (1) The prohibitions in regulation 18B (investments in relation to Russia) are not contravened by any act done by a person (“P”) in satisfaction of an obligation of P arising under a contract— (a) concluded before 16th December 2022, in the case of a relevant activity, or (b) concluded before 19th July 2022, in any other case, or an ancillary contract necessary for the satisfaction of such a contract, provided that P has notified the Treasury no later than the day five working days before the day on which the act is carried out. (2) The prohibitions in regulation 18B are not contravened by a person dealing, directly or indirectly, with— (a) a transferable security where such dealing is prohibited by regulation 16; (b) a relevant security issued by a person connected with Russia; or (c) a relevant security issued by a relevant entity. (3) In this regulation— “dealing with” a relevant security issued by a person connected with Russia or by a relevant entity includes a reference to purchasing or selling the security, providing investment services relating to the security or assisting in the issuance of the security; “person connected with Russia” is to be construed in accordance with regulation 19A(2); “relevant activity” means directly or indirectly acquiring any ownership interest in or control over a person, other than an individual, which is not a person connected with Russia, for the purpose of making funds or economic resources available— (a)directly or indirectly to a person connected with Russia, or (b)for the benefit of a person connected with Russia; “relevant entity” shall have the same meaning as it has in regulation 18B (investments in relation to Russia); “relevant security issued by a person connected with Russia” means a security issued by— (a)a person connected with Russia; (b)a person, other than an individual, which is owned by a person falling within sub-paragraph (a); or (c)a person, other than an individual, acting on behalf or at the direction of a person within sub-paragraph (a) or sub-paragraph (b); which— (d)is negotiable on the capital market; (e)is of any of the following kinds, but excluding instruments of payment— (i)shares in companies and other securities equivalent to shares in companies, partnerships or other entities, and depositary receipts in respect of shares; (ii)bonds or other forms of securitised debt, including depositary receipts in respect of such securities; (iii)any other securities giving the right to purchase or sell any security of a kind mentioned in paragraph (i) or (ii); and (f)was admitted to trading on a regulated market or multilateral trading facility prior to 19th July 2022; “relevant security issued by a relevant entity” means a security issued by a relevant entity for the purpose of an activity not prohibited by regulation 18B which— (a)is negotiable on the capital market, and (b)is of any of the following kinds but excluding instruments of payment— (i)shares in companies and other securities equivalent to shares in companies, partnerships or other entities, and depositary receipts in respect of shares; (ii)bonds or other forms of securitised debt, including depositary receipts in respect of such securities; (iii)any other securities giving the right to purchase or sell any security of a kind mentioned in sub-paragraph (i) or (ii); ... “transferable security” has the same meaning as it has in regulation 16 (dealing with transferable securities or money-market instruments). ## 60ZZB Exceptions relating to trust services (1) The prohibitions in regulation 18C (trust services) are not contravened by any act done by a person (“P”)— (a) in satisfaction of an obligation in respect of the provision of trust services by P to or for the benefit of— (i) a designated person, or (ii) a person connected with Russia, where those services are provided in relation to the discharge of or compliance with UK statutory or regulatory obligations; (b) for the purposes of complying with the prohibitions and obligations in Chapter 1 of Part 3 (asset freeze etc.); (c) in connection with transferable securities or money-market instruments where dealing with such securities or instruments is not prohibited by regulation 16 or 18B. (2) The prohibitions in regulation 18C are not contravened by the provision of the following trust services where the condition in paragraph (3) is met— (a) trust services provided to a community amateur sports club registered as such with His Majesty’s Revenue and Customs; (b) trust services provided to a trust for charitable services which— (i) in Scotland or Northern Ireland, is registered as a charity, or (ii) in England and Wales, is registered as a charity or is not required to register by virtue of section 30(2) of the Charities Act 2011 (charities required to be registered: general); (c) trust services provided to a pension scheme that is a registered pension scheme under Chapter 2 of Part 4 of the Finance Act 2004 (registration of pension schemes); (d) trust services for the purposes of a trust— (i) created under, or for the purpose of, the default arrangements of a designated system or the default rules of a recognised body, or for the purpose of any action or proceedings taken by, or for, such a system or body under such arrangements or rules; (ii) relating to the creation of a beneficial interest in securities belonging to a person whose name and address are maintained on a register of securities; (iii) created by, or for, a segregating entity for the purpose of— (aa) protecting funds or economic resources belonging to the segregating entity’s clients, or (bb) complying with a legal obligation to safeguard and segregate funds or economic resources belonging to the segregating entity’s clients or to keep separate client records and accounts; (e) trust services provided by the operator or trustee of an authorised unit trust scheme in relation to that scheme; (f) trust services provided in the course of, or in connection with, carrying on by way of business the activity specified in the following articles of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001— (i) article 40 (safeguarding and administering investments), (ii) article 51ZB (acting as trustee or depositary of a UK UCITS), or (iii) article 51ZD (acting as trustee or depositary of an AIF), except in so far as the activity relates to an unauthorised unit trust scheme; (g) trust services provided in the course of, or in connection with, the acting by way of business as an agent holding funds, economic resources or documents in escrow until the performance of a contractual condition agreed between two or more other persons, including the person for whom the funds, economic resources or documents are being held. (3) The condition in this paragraph is that the trust services are not provided primarily to, or for the benefit of, a designated person or a person connected with Russia. (4) Where the condition in paragraph (5) is met, the prohibitions in regulation 18C are not contravened by the provision of trust services for making funds and economic resources available to or for the benefit of— (a) a person under the age of 18, (b) a person who lacks capacity within the meaning of section 2 of the Mental Capacity Act 2005 (people who lack capacity), (c) a person who is incapable within the meaning of section 1 of the Adults with Incapacity (Scotland) Act 2000 (general principles and fundamental definitions), or (d) a person who is incapable of managing and administering their property and affairs, by reason of mental disorder within the meaning of article 3(1) of the Mental Health (Northern Ireland) Order 1986 (definition of “mental disorder” and related expressions). (5) The condition in this paragraph is that the trust services are not provided primarily to, or for the benefit of, a designated person. (6) In this regulation, whether trust services are provided for the benefit of a person is to be construed in accordance with regulation 18C. (7) In this regulation— “FSMA” means the Financial Services and Markets Act 2000; “the 1999 Regulations” means the Financial Markets and Insolvency (Settlement Finality) Regulations 1999; “authorised unit trust scheme” has the meaning given in section 237 of FSMA (other definitions); “clearing member” has the meaning given in section 190(1) of the Companies Act 1989 (minor definitions); “community amateur sports club” has the meaning given in section 658 of the Corporation Tax Act 2010 (meaning of “community amateur sports club” and “registered club”); “default arrangements” has the meaning given in regulation 2(1) of the 1999 Regulations (interpretation); “default rules” has the meaning given in section 188 of the Companies Act 1989 (meaning of “default rules” and related expressions); “designated person” has the meaning given in regulation 18C(7); “designated system” has the meaning given in regulation 2(1) of the 1999 Regulations; “the operator” has the meaning given in section 237 of FSMA; “participant” has the meaning given in regulation 2(1) of the 1999 Regulations; “person connected with Russia” is to be construed in accordance with regulation 19A(2); “recognised body” has the meaning given in section 313 of FSMA (interpretation of Part XVIII); “recognised central counterparty” has the meaning given in section 313 of FSMA; “register of securities” has the meaning given in regulation 3(1) of the Uncertificated Securities Regulations 2001(interpretation); “segregating entity” means— (a)a clearing member of a recognised central counterparty, (b)a participant in a designated system, (c)a designated system, or (d)a recognised body; “trustee” has the meaning given in section 237 of FSMA; “trust services” has the meaning given in regulation 18C(7); “unauthorised unit trust scheme” means a “unit trust scheme” within section 237(1) of FSMA that is not an authorised unit trust scheme. ## 60ZA Trade: exceptions relating to non-government controlled areas of the Donetsk and Luhansk oblasts (1) Paragraphs (2) to (5) only apply in the case of trade relating to non-government controlled areas of the Donetsk and Luhansk oblasts. (2) A prohibition in regulation 47 (imports from non-government controlled Ukrainian territory) or regulation 52(3)(a) (financial services and funds in relation to imports from non-government controlled Ukrainian territory) is not contravened by any act done by a person (“P”) in satisfaction of an obligation of P arising under a contract concluded before 23rd February 2022, or an ancillary contract necessary for the satisfaction of such a contract, provided that— (a) the act is carried out before 24th May 2022, and (b) P has notified the Secretary of State no later than the day 10 working days before the day on which the act is carried out. (3) A prohibition in Chapter 2 of Part 5 in so far as it is applied to non-government controlled Ukrainian territory by regulation 53A or Chapter 2A of Part 5 (goods and technology relating to non-government controlled Ukrainian territory), regulation 48 to 51, 52(1), (2) or (3)(b) to (e), or 53 (trade in relation to non-government controlled Ukrainian territory) is not contravened by any act done by a person (“P”) in satisfaction of an obligation of P arising under a contract concluded before 23rd February 2022, or an ancillary contract necessary for the satisfaction of such a contract, provided that— (a) the act is carried out before 24th August 2022, and (b) P has notified the Secretary of State no later than the day five working days before the day on which the act is carried out. (4) A prohibition in Chapter 2 of Part 5 in so far as it is applied to non-government controlled Ukrainian territory by regulation 53A or Chapter 2A of Part 5 (goods and technology relating to non-government controlled Ukrainian territory), regulation 54(1)(a) (prohibition on infrastructure-related services relating to non-government controlled Ukrainian territory) is not contravened by any act done by a person in satisfaction of an obligation of that person arising under a contract concluded before 23rd February 2022, or an ancillary contract necessary for the satisfaction of such a contract, provided that the act is carried out before 24th August 2022. (5) A prohibition in Chapter 2 of Part 5 in so far as it is applied to non-government controlled Ukrainian territory by regulation 53A or Chapter 2A of Part 5 (goods and technology relating to non-government controlled Ukrainian territory), regulation 54(1)(b) (prohibition on tourism services relating to non-government controlled Ukrainian territory) is not contravened by any act done by a person (“P”) in satisfaction of an obligation of P arising under a contract concluded before 23rd February 2022, or an ancillary contract necessary for the satisfaction of such a contract, provided that— (a) the act is carried out before 24th August 2022, and (b) P has notified the Secretary of State no later than the day five working days before the day on which the act is carried out. ## 60A Trade: exceptions in relation to personal effects etc. (1) The prohibitions in regulations 22 (export of restricted goods), 24(1)(a) (supply and delivery of restricted goods), 25(1)(a) and (b) (making restricted goods and restricted technology available), 26(1)(a) and (b) (transfer of restricted technology), and 27 to 29 (technical assistance, financial services etc. and brokering services) are not contravened by a relevant activity in relation to any critical-industry goods , critical-industry technology, quantum computing and advanced materials goods or quantum computing and advanced materials technology which are— (a) the personal effects of a person travelling to Russia, (b) of a non-commercial nature for the personal use of a person travelling to Russia and contained in that person’s luggage, or (c) necessary for the official purposes of a diplomatic mission or consular post in Russia, or of an international organisation enjoying immunities in accordance with international law. (1A) The prohibitions in regulation 46B (luxury goods) are not contravened by a relevant activity in relation to— (a) any luxury goods which are necessary for the official purposes of a diplomatic mission or consular post in Russia, or of an international organisation enjoying immunities in accordance with international law, or (b) the personal effects of their staff. (1AA) The prohibitions in regulation 46B are not contravened where— (a) the luxury goods are jewellery coming within commodity codes 7113 00 00 and 7114 00 00; (b) the relevant activity is the export of those goods to Russia by a person who is travelling to Russia (“P”); (c) the jewellery is— (i) of a non-commercial nature; (ii) for the personal use of P or of any immediate family member of P who is travelling with P (“I”); and (iii) contained in P or I’s luggage; (d) the ... jewellery is owned by any of the persons referred to in sub-paragraph (c)(ii); and (e) the jewellery is not intended for sale. (1AAA) Paragraph 1 of Schedule 3 applies for the purpose of interpreting the commodity codes specified in paragraph (1AA)(a). (1AB) The prohibitions in regulation 46XC (acquisition of Schedule 3DA revenue generating goods) are not contravened by a relevant activity in relation to any such goods necessary for the functions of a diplomatic mission or consular post of the United Kingdom in Russia. (1B) The prohibitions in Chapter 4H (G7 dependency and further goods and G7 dependency and further technology) are not contravened by a relevant activity in relation to— (a) any G7 dependency and further goods or G7 dependency and further technology which are necessary for the official purposes of a diplomatic mission or consular post in Russia, or an international organisation enjoying immunities in accordance with international law, or (b) the personal effects of their staff. (1C) The prohibitions in Chapters 4J (gold) and 4JA (gold jewellery and relevant processed gold) are not contravened by a relevant activity in relation to any gold, gold jewellery or relevant processed gold which is necessary for the official purposes of a diplomatic mission or consular post in Russia, or an international organisation enjoying immunities in accordance with international law. (1D) The prohibitions in Chapters 4JA and 4JB are not contravened where— (a) the relevant activity is the import or acquisition of gold jewellery or diamond jewellery by a person who is travelling to the United Kingdom (“P”); (b) the gold jewellery or diamond jewellery is— (i) of a non-commercial nature; (ii) for the personal use of P or of any immediate family member of P who is travelling with P (“I”); and (iii) contained in P or I’s luggage; (c) the gold jewellery or diamond jewellery is owned by any of the persons referred to in sub-paragraph (b)(ii); and (d) the gold jewellery or diamond jewelleryis not intended for sale. (1E) The prohibitions in Chapter 4M (Russia’s vulnerable goods and Russia’s vulnerable technology) are not contravened by a relevant activity in relation to— (a) any Russia’s vulnerable goods or Russia’s vulnerable technology which is necessary for the official purposes of a diplomatic mission or consular post in Russia, or an international organisation enjoying immunities in accordance with international law, or (b) the personal effects of their staff. (1F) The prohibitions in Chapter 4N (sectoral software and technology) are not contravened by a relevant activity in relation to any sectoral software and technology which is necessary for the official purposes of a diplomatic mission or consular post in Russia or an international organisation enjoying immunities in accordance with international law. (2) For the purposes of this regulation— “consular post” has the same meaning as in the Vienna Convention on Consular Relations done at Vienna on 24 April 1963, and any reference to the functions of a consular post is to be read in accordance with that Convention; “critical-industry goods” has the meaning given in regulation 21 (interpretation of Part 5); “critical-industry technology” has the meaning given in regulation 21 (interpretation of Part 5); “diamond jewellery” has the meaning given in regulation 46Z16J (interpretation of Chapter 4JB); “diplomatic mission”, and any reference to the functions of a diplomatic mission, is to be read in accordance with the Vienna Convention on Diplomatic Relations done at Vienna on 18 April 1961; “G7 dependency and further goods” has the meaning given in regulation 21 (interpretation of Part 5); “G7 dependency and further technology” has the meaning given in regulation 21 (interpretation of Part 5); “Gold” and “gold jewellery” have the meanings in regulation 21 (interpretation of Part 5); “immediate family member” has the meaning given in regulation 6(7); “luxury goods” has the meaning given in regulation 21 (interpretation of Part 5); “quantum computing and advanced materials goods” has the meaning given in regulation 21 (interpretation of Part 5); “quantum computing and advanced materials technology” has the meaning given in regulation 21 (interpretation of Part 5); “relevant activity” means any activity which would, in the absence of this regulation, contravene the prohibition specified in the paragraph of this regulation to which the exception applies. “relevant processed gold” has the meaning given in regulation 46Z16A; “Russia’s vulnerable goods” has the meaning given in regulation 21 (interpretation of Part 5); “Russia’s vulnerable technology” has the meaning given in regulation 21 (interpretation of Part 5); “sectoral software and technology” has the meaning given in regulation 21 (interpretation of Part 5); ## 60B Trade: exceptions in relation to consumer communication devices and software updates (1) The prohibitions in regulations 22 (export of restricted goods), 24(1)(a) (supply and delivery of restricted goods), 25(1)(a) and (b) (making restricted goods and restricted technology available), 26(1)(a) and (b) (transfer of restricted technology), ... 27 to 29 (technical assistance, financial services etc. and brokering services) , Chapter 4B (export of luxury goods etc.) and Chapter 4H (export of G7 dependency and further goods etc.) are not contravened by a relevant activity in relation to critical-industry goods , critical industry technology , luxury goods , G7 dependency and further goods or G7 dependency and further technology which are— (a) consumer communication devices for civilian use, or (b) software updates for civilian use. (2) For the purposes of paragraph (1)— (a) “consumer communication devices” has the meaning given in Schedule 2B; “critical-industry goods” has the meaning given in regulation 21 (interpretation of Part 5); “critical-industry technology” has the meaning given in regulation 21 (interpretation of Part 5); G7 dependency and further goods has the meaning given in regulation 21 (interpretation of Part 5); “G7 dependency and further technology” has the meaning given in regulation 21 (interpretation of Part 5); “luxury goods” has the meaning given in regulation 21 (interpretation of Part 5); “relevant activity” means any activity which would, in the absence of this regulation, contravene the prohibitions specified in that paragraph; (b)goods are “for civilian use” if they are not— (i)for use by the Russian military or any other military end-user, or (ii)for any military use; (c)technology is “for civilian use” if it— (i)does not relate to activities carried on or proposed to be carried on by the Russian military or any other military end user, and (ii)is not for any military use. ## 60C Trade: exceptions in relation to aircraft and vessels (1) For the purposes of regulations 22 (export of restricted goods) and 28 (financial services and funds), the removal of an aircraft or vessel from the United Kingdom to Russia is not an export of critical-industry goods or aviation and space goods, provided that the following conditions are met— (a) the aircraft or vessel is removed under its own power, (b) in the case of an aircraft, it— (i) is carrying goods or passengers when removed, or (ii) is removed in order to undertake a journey carrying goods or passengers, and (c) the removal of the aircraft or vessel is not for the purpose of— (i) a transfer of ownership of the aircraft or vessel or any of its component parts, or (ii) a change of the operator of the aircraft or vessel. (2) The prohibitions in regulations 24(1)(a) (supply and delivery of restricted goods), 25(1)(a) and (b) (making restricted goods and restricted technology available), 26(1)(a) and (b) (transfer of restricted technology), and 27 to 29 (technical assistance, financial services etc. and brokering services) are not contravened by any of the following activities, to the extent that the activity is done in connection with a qualifying removal— (a) the supply or delivery of critical-industry goods or aviation and space goods; (b) making critical-industry goods, aviation and space goods, critical-industry technology or aviation and space technology available; (c) the transfer of critical-industry technology or aviation and space technology; (d) the provision of technical assistance or financial services; (e) the making available of funds; (f) the provision of any brokering service. (2AA) The prohibition in regulation 27(1)(a) is not contravened by the provision of technical assistance in relation to an aircraft owned, chartered or operated by a person connected with Russia, at a UK airport provided the assistance is not for the purposes of facilitating— (a) a transfer of ownership of the aircraft or any of its component parts; or (b) a change in the operator of the aircraft. (2A) The prohibitions in regulation 29A (insurance and reinsurance services relating to aviation and space goods and aviation and space technology) are not contravened by the provision of insurance or reinsurance services, to the extent that such services are provided in connection with a qualifying removal. (3) In this regulation— “aviation and space goods” has the meaning given in regulation 21 (interpretation of Part 5); “aviation and space technology” has the meaning given in regulation 21 (interpretation of Part 5); “critical-industry goods” has the meaning given in regulation 21 (interpretation of Part 5); “critical-industry technology” has the meaning given in regulation 21 (interpretation of Part 5); “operator”, in relation to an aircraft or vessel, means the person having the management of the aircraft; “qualifying removal” means a removal of an aircraft or vessel from the United Kingdom to Russia in relation to which the conditions set out in paragraph (1) are met. ## 60D Trade: exception relating to the safety of aircraft and ships (1) The prohibitions in regulation 46A (technical assistance relating to aircraft and ships) are not contravened by the provision of any technical assistance where a failure to provide that assistance would endanger— (a) the lives of persons on board— (i) an aircraft, or (ii) a ship; (b) the safety of— (i) an aircraft in flight, or (ii) a ship at sea. (2) In this regulation, the following terms have the same meaning as they have in regulation 46A— “aircraft”; “ship”; “technical assistance”. ## 60DZA Trade: exceptions relating to sectoral software and technology (1) The prohibitions in Chapter 4N (sectoral software and technology) are not contravened by any act done by a person (“P”) in satisfaction of an obligation to a person connected with Russia where that act is to discharge, or comply with, UK statutory or regulatory obligations, such obligations not arising under contract, provided that P notifies the Secretary of State of that act before the end of the period of 12 months beginning with the first day on which the act is done. (2) The prohibitions in Chapter 4N are not contravened by any act done by a person (“P”) in satisfaction of an obligation arising under a contract concluded before 23rd April 2025, or an ancillary contract necessary for the satisfaction of such a contract, provided that— (a) the act is carried out before the end of 22nd July 2025, and (b) P notifies the Secretary of State of that act, before or after the act is carried out, by the end of 22nd July 2025. (3) The prohibitions in Chapter 4N are not contravened by activities relating to sectoral software and technology where that software or technology is of a non-commercial nature or for personal use. ## 60DA Trade: exceptions relating to professional and business services (1) The prohibitions in regulation 54C (professional and business services), in so far as they relate to accounting services, business and management consulting services, construction services, engineering services or public relations services, are not contravened by any act done by a person (“P”) in satisfaction of an obligation in respect of the provision of those services by P to a person connected with Russia where the services are provided in relation to the discharge of or compliance with UK statutory or regulatory obligations, such obligations not arising under contract. (2) The prohibitions in regulation 54C, in so far as they relate to advertising services, architectural services, engineering services or IT consultancy and design services, are not contravened by any act done by a person (“P”) in satisfaction of an obligation arising under a contract concluded before 16th December 2022, or an ancillary contract necessary for the satisfaction of such a contract, provided that— (a) the act is carried out before the end of 15th March 2023, and (b) P notifies the Secretary of State of the provision of the services, before or after the act is carried out, by the end of 15th March 2023. (3) The prohibitions in regulation 54C, in so far as they relate to auditing services, are not contravened by any act done by a person (“P”) in satisfaction of an obligation arising from the appointment of P as the auditor of a parent undertaking (“C”) provided that— (a) where C is a credit institution, the auditing services of P are for one or both of the purposes mentioned in paragraph (4); (b) where C is not a credit institution, or is a credit institution that does not meet the condition in sub-paragraph (a)— (i) P is appointed as auditor of C before 16th December 2022, (ii) the act is carried out before the end of 31st May 2023, and (iii) P notifies the Secretary of State of the provision of the services, before or after the act is carried out, by the end of 15th March 2023. (4) The purposes are— (a) C, in its capacity as a parent undertaking, deciding whether accounts of a subsidiary undertaking of C which is a person connected with Russia (“S”) should be included in consolidated group accounts of C, and (b) the inclusion in consolidated group accounts of C of the accounts of S. (5) The prohibitions in regulation 54C, in so far as they relate to auditing services, are not contravened by any act done by a person (“P”)— (a) in satisfaction of an obligation arising from the appointment of P as the auditor of a UK subsidiary undertaking (“S”) in respect of the provision of those services to S in relation to the discharge of or compliance with UK statutory or regulatory obligations, and (b) which results in the provision of those services indirectly to a person connected with Russia in that person’s capacity as a parent undertaking of S. (5A) The prohibitions in regulation 54C, in so far as they relate to auditing services, are not contravened by any act done by a person (“P”)— (a) in satisfaction of an obligation arising from the appointment of P as the auditor of a UK undertaking (“U”) in respect of the provision of those services to U in relation to the discharge of or compliance with UK statutory or regulatory obligations, and (b) which results in the provision of those services directly or indirectly to a person connected with Russia in that person’s capacity as a member of U. (6) The prohibitions in regulation 54C, in so far as they relate to IT consultancy and design services, are not contravened by the provision of— (a) an “electronic communications network” or an “electronic communications service” (within the meanings given by section 32 of the Communications Act 2003) that is used for civilian purposes, or (b) services that are incidental to the exchange of communications over the internet, including— (i) instant messaging, (ii) videoconferencing, (iii) chat and email, (iv) social networking, (v) sharing of photos, audio, videos, films or documents, (vi) web browsing, (vii) blogging, (viii) web hosting, and (ix) domain name registration services. (6A) The prohibitions in regulation 54C, in so far as they relate to construction services, are not contravened by any act done by a person (“P”) in satisfaction of an obligation arising under a contract concluded before 20th May 2026, or an ancillary contract necessary for the satisfaction of such a contract, provided that— (a) the act is carried out before the end of 20th August 2026, and (b) P notifies the Secretary of State of the provision of services, before or after the act is carried out, by the end of 20th August 2026. (6B) The prohibitions in regulation 54C, in so far as they relate to construction services, are not contravened by any act done by a person (“P”), where P provides justification to the Secretary of State before the end of the period of 5 working days beginning with the day on which the act began that the act is an act necessary for essential maintenance. (7) The prohibitions in regulation 54C are not contravened by any act done by a person that is necessary for the official purposes of a diplomatic mission or consular post in Russia, or of an international organisation enjoying immunities in accordance with international law. (7A) The prohibitions in regulation 54C are not contravened by any act done by a person as part of the provision of expert evidence provided in, or in anticipation of— (a) any proceedings before administrative agencies, courts or other duly constituted official tribunals, or (b) in any arbitral or mediation proceedings. (8) For the purposes of this regulation, the following terms have the meanings given in regulation 54B— “accounting services”, “advertising services”, “architectural services”, “auditing services”, “business and management consulting services”, “construction services”, “engineering services”, “IT consultancy and design services” and “public relations services”. (9) For the purposes of this regulation— “an act necessary for essential maintenance” means construction services necessary to ensure buildings, infrastructure and other constructions are well-maintained and safe, including— (a)maintenance to ensure structural integrity; (b)maintenance of plumbing, sanitation, electrical or energy systems; (c)the repair of damage caused by age or faults; “auditor” means a statutory auditor within the meaning of section 1210 of the Companies Act 2006 (meaning of “statutory auditor” etc); “consular post” is to be construed in accordance with paragraph A1 of Schedule 5; “credit institution” means a body incorporated under the law of any part of the United Kingdom, the business of which is to take deposits or other repayable funds from the public and to grant credits for its own account; “diplomatic mission” is to be construed in accordance with paragraph A1 of Schedule 5; “financial year” is to be construed in accordance with section 390 of the Companies Act 2006 (a company’s financial year); “included in consolidated group accounts” has the meaning given in section 474 of the Companies Act 2006 (minor definitions) and “inclusion in consolidated group accounts” is to be construed accordingly; “parent undertaking” has the meaning given in section 1162 of the Companies Act 2006 (parent and subsidiary undertakings); “subsidiary undertaking” has the meaning given in section 1162 of the Companies Act 2006. “UK subsidiary undertaking” means a subsidiary undertaking that is incorporated or formed under the law of the United Kingdom; “UK undertaking” means an undertaking within the meaning given in section 1161 of the Companies Act 2006 that is incorporated or formed under the law of the United Kingdom. ## 60DB Trade: exceptions relating to legal advisory services (1) The prohibitions in regulation 54D (legal advisory services) are not contravened by any act done by a person that is necessary for the official purposes of a diplomatic mission or consular post in Russia, or of an international organisation enjoying immunities in accordance with international law. (2) The prohibitions in regulation 54D are not contravened by any act done by a person for the purpose of providing legal advisory services in relation to the discharge of or compliance with UK statutory or regulatory obligations. (3) The prohibitions in regulation 54D are not contravened by any act done by a person for the purpose of providing legal advice to any person as to whether an act or a proposed act complies with these Regulations. (3A) The prohibitions in regulation 54D are not contravened by any act done by a person for the purpose of providing legal advisory services to any person on or in connection with— (a) compliance with, or the consequences of non-compliance with, any relevant law, (b) the discharge of obligations under any relevant law, or (c) the potential, or actual, application of punitive measures. (4) The prohibitions in regulation 54D are not contravened by any act done by a person (“P”) in satisfaction of an obligation arising under a contract concluded before 30th June 2023, or an ancillary contract necessary for the satisfaction of such a contract, provided that— (a) the act is carried out before the end of 29th September 2023, and (b) P notifies the Secretary of State of the provision of the services, before or after the act is carried out, by the end of 29th September 2023. (5) In this regulation— “consular post” has the same meaning as in the Vienna Convention on Consular Relations done at Vienna on 24th April 1963; “diplomatic mission” is to be read in accordance with the Vienna Convention on Diplomatic Relations done at Vienna on 18th April 1961; “legal advisory services” has the meaning given in regulation 54B. “punitive measures” mean any sanction which may be applied by a country in relation to a person (“P”) in retaliation for P engaging, or proposing to engage, in conduct which would render P liable to penalties under the law of that country if P were subject to its jurisdiction; “relevant law” means— (a)any sanction, imposed by any jurisdiction; (b)any law of Russia that has as its primary object or effect the frustration of any sanctions referred to in paragraph (a), or (c)any criminal law imposed by any jurisdiction; “sanction” includes any export or import control or other restrictive measure. ## 60E Trade: exceptions in relation to maritime goods and maritime technology (1) The prohibitions in Chapter 2 of Part 5— (a) in so far as they relate to maritime goods, do not apply to the sale, supply, making available or export of such goods, or to the related provision of technical and financial services, funds and brokering necessary for a purpose specified in paragraph (2); (b) in so far as they relate to maritime technology, do not apply to the sale, supply, making available, transfer or export of such technology, or to the related provision of technical and financial assistance, necessary for a purpose specified in paragraph (2). (2) The purposes are— (a) non-military use by a non-military end-user; (b) humanitarian assistance activity; (c) addressing a health emergency; (d) the urgent prevention or mitigation of an event likely to have a serious and significant impact on human health and safety or on the environment; or (e) providing a response to a natural disaster. (3) For the purposes of this regulation— “humanitarian assistance activity” is to be construed in accordance with paragraph A1 of Schedule 5; “maritime goods” and “maritime technology” respectively have the meanings given in regulation 21 (interpretation of Part 5). ## 60F Trade: exceptions in relation to banknotes (1) Subject to paragraph (2), the prohibitions in Chapter 4E of Part 5 do not apply to the making available, supply, export or delivery of banknotes where the making available, supply, export or delivery is necessary for the personal use of natural persons travelling to Russia or members of their immediate families travelling with them. (2) The exception in paragraph (1) applies only to banknotes up to the value of £10,000 or its equivalent in any official currency of the European Union. (3) The prohibitions in Chapter 4E of Part 5 do not apply to the making available, supply, export or delivery of banknotes where the making available, supply, export or delivery is necessary for the official purposes of diplomatic missions, consular posts or international organisations in Russia enjoying immunities in accordance with international law. (4) The prohibitions in Chapter 4E of Part 5 do not apply to anything done by a person who did not know and had no reasonable cause to suspect that the banknotes were ultimately— (a) to be exported, supplied, delivered or made available to a person connected with Russia; or (b) for use in Russia. (5) For the purposes of this regulation, “diplomatic mission” and “consular post” are to be construed in accordance with paragraph A1 of Schedule 5. ## 60G Trade: exception in relation to certain ... goods consigned from Russia (1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (1A) The prohibitions specified in paragraphs (1B), (1C) and (1D) do not apply to, or in relation to, any goods mentioned in any of those paragraphs which are— (a) consigned from Russia before 21st April 2023; and (b) imported into the United Kingdom before 21st May 2023. (1B) The prohibitions specified in this paragraph are those set out in— (a) regulation 46D (import of iron and steel products); (b) regulation 46G(1)(a) (technical assistance relating to iron and steels products); (c) regulation 46H(1)(a) (financial services and funds relating to iron and steel products); (d) regulation 46I(1) (brokering services relating to iron and steel products), to the extent that prohibition applies to an arrangement described in regulation 46H(1)(a), as they apply in relation to goods specified in Part 3 of Schedule 3B (iron and steel products). (1C) The prohibitions specified in this paragraph are those set out in— (a) regulation 46S (import of Schedule 3D revenue generating goods); (b) regulation 46V(1)(a) (technical assistance relating to Schedule 3D revenue generating goods); (c) regulation 46W(1)(a) (financial services and funds relating to Schedule 3D revenue generating goods); (d) regulation 46X(1) (brokering services relating to Schedule 3D revenue generating goods), to the extent that prohibition applies to an arrangement described in regulation 46W(1)(a), as they apply in relation to goods specified in Part 3 of Schedule 3D (Schedule 3D revenue generating goods). (1D) The prohibitions specified in this paragraph are those set out in— (a) regulation 46XB (import of Schedule 3DA revenue generating goods); (b) regulation 46XE(1)(a) (technical assistance relating to Schedule 3DA revenue generating goods); (c) regulation 46XF(1)(a) (financial services and funds relating to Schedule 3DA revenue generating goods); (d) regulation 46XG(1) (brokering services relating to Schedule 3DA revenue generating goods), to the extent that prohibition applies to an arrangement described in regulation 46XF(1)(a), as they apply in relation to goods specified in Part 3 of Schedule 3DA (Schedule 3DA revenue generating goods). (1E) The prohibitions specified in paragraphs (1F) and (1G) do not apply to, or in relation to, any products mentioned in any of those paragraphs which are— (a) consigned from Russia before 15th December 2023; and (b) imported into the United Kingdom before 14th January 2024. (1F) The prohibitions specified in this paragraph are those set out in— (a) regulation 46D (import of iron and steel products); (b) regulation 46G(1)(a) (technical assistance relating to iron and steel products); (c) regulation 46H(1)(a) (financial services and funds relating to iron and steel products); (d) regulation 46I(1) (brokering services relating to iron and steel products) to the extent that prohibition applies to an arrangement described in regulation 46H(1)(a), as they apply in relation to products specified in Part 4 of Schedule 3B (iron and steel products). (1G) The prohibitions specified in this paragraph are those set out in regulation 46IG (import of metals) except in so far as those prohibitions relate to products coming within commodity codes 7606, 7801, 8207, 8212, 8302 and 8309. (1H) Paragraph 1 of Schedule 3 applies for the purposes of interpreting the commodity codes specified in paragraph (1G). (2) For the purposes of paragraphs (1A)(a) and (1E)(a), goods are deemed to have been consigned from Russia at the time when— (a) they have completed the applicable export formalities, and (b) where the goods were transported by— (i) land, they have left Russia; (ii) sea, the ship on which they were transported has departed a port in Russia for a destination outside Russia; (iii) air, the aircraft on which they were transported has departed an airport in Russia for a destination outside Russia. ## 60GA Trade: exception in respect of the acquisition of iron and steel products and metals (1) Without prejudice to regulation 60GAA, the prohibitions specified in paragraphs (2) and (2A) do not apply in relation to relevant products located in the United Kingdom or the Isle of Man having been lawfully imported there. (2) The prohibitions specified in this paragraph are those in— (a) regulation 46E (acquisition of iron and steel products); (b) regulation 46G(1)(b)(i) (technical assistance relating to iron and steel products); (c) regulation 46H(1)(b)(i) (financial services and funds relating to iron and steel products); (d) regulation 46I (brokering services relating to iron and steel products) in relation to any arrangements described in regulation 46H(1)(b)(i). (2A) The prohibition specified in this paragraph is that in regulation 46IH(1)(a) (acquisition of metals). (3) In this regulation “relevant products” means the products to which the respective prohibitions specified in paragraphs (2) and (2A) apply. ## 60GAA Trade: exception in respect of iron and steel products, relevant processed iron or steel products and metals exported from Russia before the relevant day (1) The prohibitions specified in paragraphs (2), (3) and (4) do not apply in relation to anything done in relation to relevant products originating in or consigned from Russia where those goods— (a) were exported from Russia before the relevant day; and (b) are not to be released for free circulation in the United Kingdom or the Isle of Man. (2) The prohibitions specified in this paragraph are those in— (a) regulation 46D (import of iron and steel products); (b) regulation 46G(1)(a) (technical assistance relating to iron and steel products); (c) regulation 46H(1)(a) (financial services and funds relating to iron and steel products); (d) regulation 46I in relation to any arrangements described in regulation 46H(1)(a) (brokering services relating to iron and steel products). (3) The prohibitions specified in this paragraph are those in— (a) regulation 46IB(1) (import of relevant processed iron or steel products); (b) regulation 46IC(1) (technical assistance relating to relevant processed iron or steel products); (c) regulation 46ID(1) (financial services and funds relating to relevant processed iron or steel products); (d) regulation 46IE(1) (brokering services relating to relevant processed iron or steel products). (4) The prohibitions specified in this paragraph are those in regulation 46IG (import of metals). (5) For the purposes of paragraph (1)— (a) “relevant day” means, in relation to the application of that paragraph to a prohibition specified in paragraph (2), (3) or (4), the date on which that prohibition came into force; (b) “relevant products” means the products to which the prohibitions specified in paragraph (2), (3) or (4) apply. (6) For the purposes of paragraph (1)(a) and regulation 60GAB(1), a thing has been exported from Russia when— (a) it has completed the applicable export formalities; and (b) where it was transported by— (i) land, it has left Russian territory; (ii) sea, the ship on which it was transported has departed a port in Russia for a destination outside of Russia; (iii) air, the aircraft on which it was transported has departed an airport in Russia for a destination outside of Russia. (7) Section 3 of the Taxation (Cross-border Trade) Act 2018 (obligation to declare goods for a Customs procedure on import) applies for determining whether paragraph (1)(b) applies. ## 60GAB Trade: exception relating to ancillary services relating to acquisition when iron and steel products are in third countries (1) The prohibitions specified in paragraph (2) do not apply in relation to anything done in relation to iron and steel products originating in Russia where those products were exported from Russia before the relevant day. (2) The prohibitions specified in this paragraph are those relating to— (a) regulation 46G(1)(b)(i) (technical assistance relating to iron and steel products); (b) regulation 46H(1)(b)(i) (financial services and funds relating to iron and steel products); (c) regulation 46I (brokering services relating to iron and steel products) in relation to any arrangements described in regulation 46H(1)(b)(i). (3) For the purposes of paragraph (1)— (a) “iron and steel products” has the meaning given in regulation 46C; (b) “relevant day” means, in relation to the application of that paragraph to a prohibition specified in paragraph (2), the date on which that prohibition came into force. ## 60GB Trade: exception in respect of the acquisition of Schedule 3DA revenue generating goods (1) The prohibitions specified in paragraph (2)— (a) do not apply in relation to relevant goods located in the United Kingdom or the Isle of Man having been lawfully imported there; (b) do not apply to a United Kingdom national in Russia engaging in any activity subject to any of those prohibitions where— (i) the relevant goods are located in Russia; (ii) those relevant goods are for the purposes of personal use, in Russia, by that United Kingdom national, or their immediate family members. (2) The prohibitions specified in this paragraph are those in— (a) regulation 46XC(1) (acquisition of Schedule 3DA revenue generating goods); (b) regulation 46XE(1) (technical assistance relating to Schedule 3DA revenue generating goods); (c) regulation 46XF(1) (financial services and funds relating to Schedule 3DA revenue generating goods); (d) regulation 46XG(1) (brokering services relating to Schedule 3DA revenue generating goods). (3) In this regulation— “immediate family member” has the meaning given in regulation 6(7); “relevant goods” means any thing specified in Schedule 3DA (Schedule 3DA revenue generating goods). ## 60GC Trade: exception in respect of the acquisition of diamonds and diamond jewellery (1) The prohibitions specified in paragraph (2) do not apply in relation to diamonds and diamond jewellery located in the United Kingdom or the Isle of Man having been lawfully imported there. (2) The prohibitions specified in this paragraph are those in— (a) regulation 46Z16L(1) (acquisition of diamonds and diamond jewellery); (b) regulation 46Z16N(1)(b) (technical assistance relating to diamonds and diamond jewellery); (c) regulation 46Z16O(1)(b) (financial services and funds relating to diamonds and diamond jewellery); (d) regulation 46Z16P(1) (brokering services relating to diamonds and diamond jewellery) insofar as it relates to the an arrangement falling within regulation 46Z16O(1)(b). (3) In this regulation, “diamonds” and “diamond jewellery” have the meanings given in regulation 46Z16J (interpretation of Chapter 4JB). ## 60H Trade: exception in relation to oil and oil products (1) The prohibitions in Chapter 4I (Oil and Oil Products) are not contravened by a relevant activity in relation to any oil and oil products which— (a) originate in a country that is not Russia, (b) are not owned by a person connected with Russia, and (c) are only being loaded in, departing from or transiting through Russia. (2) For the purposes of paragraph (1)— “oil and oil products” has the meaning given in regulation 21(1) (interpretation of Part 5); “relevant activity” means any activity which would, in the absence of this regulation, contravene the prohibitions specified in paragraph (1). ## 60HA Trade: exception in relation to maritime transportation of certain oil and oil products (1) The prohibitions in regulations 46Z9B(1), 46Z9C(1) and 46Z9D(1) (maritime transportation of certain oil and oil products) are not contravened by a relevant activity in relation to any 2709 oil and oil products which— (a) originate in a country that is not Russia, (b) are not owned by a person connected with Russia, and (c) are only being loaded in, departing from or transiting through Russia. (2) The prohibitions in regulations 46Z9B(2), 46Z9C(2) and 46Z9D(2) are not contravened by a relevant activity in relation to any 2710 oil and oil products which— (a) originate in a country that is not Russia, (b) are not owned by a person connected with Russia, and (c) are only being loaded in, departing from or transiting through Russia. (3) For the purposes of paragraphs (1) and (2)— “2709 oil and oil products” and “2710 oil and oil products” have the meanings given in regulation 46Z9A; “relevant activity” means any activity which would, in the absence of this regulation, contravene the prohibitions specified in paragraph (1) or, as the case may be (2). ## 60I Trade: exceptions in relation to Energy-related Goods and energy-related technology (1) The prohibitions in regulations 44 (financial services relating to energy-related goods and energy-related technology) and 45 (brokering services: non-UK activity relating to energy-related goods and energy-related technology) are not contravened in relation to the provision of insurance or reinsurance to a relevant person with regard to that person’s activities outside the energy sector in Russia. (2) The prohibitions in Chapter 4 (energy-related goods , energy-related technology and related activities) are not contravened by a relevant activity that is necessary for the purposes of a UK petroleum project. (3) In this regulation— “energy related goods” has the meaning given in regulation 21(1) (interpretation of Part 5); “energy-related technology” has the meaning given in regulation 21(1) (interpretation of Part 5); “relevant activity” means any activity which would, in the absence of this regulation, contravene the prohibitions specified in paragraphs (1) and (2); “relevant person” means a person who is not a person connected with Russia; “UK petroleum project” means an oil or gas exploration or production project that is wholly or partially located within— (a)the United Kingdom; (b)waters adjacent to the United Kingdom up to the seaward limits of the territorial sea, or the seabed and subsoil below them; (c)areas from time to time designated under section 1(7) of the Continental Shelf Act 1964 (designation of areas of continental shelf), and any waters within the limits of such areas. ## 60J Trade: exceptions in relation to certain restricted goods (1) The prohibitions specified in paragraph (2), in so far as they apply to the goods specified in paragraph (3), are not contravened by any act done by a person (“P”) in satisfaction of an obligation arising under a contract concluded before 20th May 2026, or an ancillary contract necessary for the satisfaction of such a contract, provided that— (a) the act is carried out before the end of 20th November 2026, and (b) P notifies the Secretary of State of that act, before or after the act is carried out, by the end of 20th November 2026. (2) The prohibitions specified in this paragraph are— (a) regulation 22(1) (export of restricted goods); (b) regulation 24(1)(a) (supply and delivery of restricted goods); (c) regulation 25(1)(a) and (b) (making restricted goods available); (d) regulation 27(1) (technical assistance); (e) regulation 28(1)(a) to (c), (e), (2), (3)(a) to (c) and (e) (financial services); (f) regulation 29(1)(a) and (b) and (e) to (h) (brokering services). (3) The goods specified in this paragraph are— (a) any thing specified in Part 1C of Schedule 2A (ancillary chemicals used in advanced chip production); (b) any thing specified in Part 3 of Schedule 2E (quantum computing and related goods); (c) any thing specified in Part 5 of Schedule 3C (engineering biology - ancillary goods). ## 60K Trade: exceptions in relation to uranium (1) The prohibitions in regulations 46Z23C(1), 46Z23D(1), 46Z23E(1)(b) and (c), 46Z23F(1)(b) and (c) and 46Z23G(1) are not contravened by a relevant activity done by a person that is necessary for the continued operation of a nuclear installation in a third country, where the installation was operational on the relevant date. (2) The prohibitions in regulations 46Z23C(1)(a), 46Z23E(1)(b)(i), 46Z23F(1)(b)(i) and 46Z23G(1) are not contravened in relation to uranium— (a) exported from Russia before the relevant date, and (b) stored in a third country. (3) For the purposes of paragraphs (1) and (2)— “nuclear installation” has the same meaning as given in section 26(1) of the Nuclear Installations Act 1965; “relevant activity” means any activity which would, in absence of this regulation, contravene the prohibitions specified in paragraph (1); “relevant date” means 20th May 2026; “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. ## 60L Trade: exceptions in relation to the maritime transportation of liquefied natural gas (1) The prohibitions in regulations 46Z29B(1), 46Z29C(1) and 46Z29D(1) are not contravened by a relevant activity done by a person in connection with an obligation arising under a contract for the supply of liquefied natural gas concluded before 17th June 2025, provided that— (a) the duration of the contract exceeds one year, (b) the terms of the contract are not amended after 17th June 2025, except— (i) to lower contracted quantities; (ii) to lower prices and fees; (iii) to amend a confidentiality clause; (iv) to amend operational procedures, including communication procedures; (v) to change the addresses of contract parties; (vi) to transfer contractual obligations between affiliated undertakings; (vii) to implement any amendments required by judicial or arbitration procedures; (viii) in respect of landlocked countries, to amend delivery points at national borders, and (c) the relevant activity is carried out before the end of 1st January 2027. (2) The prohibitions in regulation 46Z29C(1) (financial services and funds relating to maritime transportation of liquefied natural gas) are not contravened by a relevant activity done by— (a) a person trading in derivatives (“P”), (b) a derivatives broker providing services to P, or (c) a relevant institution processing payments in relation to the activities in sub-paragraphs (a) or (b). (3) For the purposes of this regulation— “Regulated Activities Order” means the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001; “arranging deals in investments” means the activities specified in article 25 of the Regulated Activities Order; “buying” has the meaning given in article 3(1) of the Regulated Activities Order; “derivatives” means those financial instruments— (a)defined in Article 2(1)(29) of Regulation (EU) 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) 648/2012, or (b)specified in articles 83 to 85 of the Regulated Activities Order; “derivatives broker” means a person who undertakes the following activities in relation to derivatives— (a)buying, (b)selling, (c)arranging deals in investments, (d)operating a multilateral trading facility, or (e)operating an organised trading facility; “operating a multilateral trading facility” means the activities specified in article 25D of the Regulated Activities Order; “operating an organised trading facility” means the activities specified in article 25DA of the Regulated Activities Order; “relevant activity” means any activity which would, in absence of this regulation, contravene the prohibitions specified in paragraphs (1) and (2); “relevant institution” means— (a)a person that has permission under Part 4A of the Financial Services and Markets Act 2000, (b)a person that is authorised or registered under Part 2 of the Payment Services Regulations 2017, (c)a person that is authorised or registered under Part 2 of the Electronic Money Regulations 2011, (d)a person that is a “recognised clearing house”, “third country central counterparty”, “recognised CSD” or “third country CSD” for the purposes of section 285 of the Financial Services and Markets Act 2000, or (e)a person that is an operator of a recognised payment system (or that is a service provider in relation to recognised payment systems) for the purposes of Part 5 of the Banking Act 2009; “selling” has the meaning given in article 3(1) of the Regulated Activities Order. ## 61 Trade: exception for emergencies in certain cases (1) The prohibitions specified in paragraph (1A) are not contravened by any act done by a person (“P”), where P provides justification to the Secretary of State within the relevant period that the act is an act dealing with an emergency. (1A) Paragraph (1) applies to the prohibitions— (a) in regulations 40 to 46 (prohibitions relating to energy-related goods etc.) and regulations 48 to 54 (prohibitions relating to infrastructure in non-government controlled Ukrainian territory etc.); (b) in regulations 22 (export of restricted goods), 24(1)(a), (supply and delivery of restricted goods), 25(1)(a) and (b) (making available of restricted goods and restricted technology), 26(1)(a) and (b) (transfer of restricted technology), and 27 to 29 (technical assistance, financial services etc. and brokering services) so far as they apply to critical-industry goods, aviation and space goods, oil refining goods, critical-industry technology , aviation and space technology , oil refining technology, engineering biology - ancillary goods or quantum computing and related goods; (c) in regulation 29A (insurance and reinsurance services relating to aviation and space goods and aviation and space technology). (ca) in regulation 46AA (provision of services relating to specified ships); (cb) in regulation 46AB (procurement of services relating to specified ships); (d) in Chapter 4H (G7 dependency and further goods etc.); (dza) in Chapter 4KA (Uranium); (dzb) in Chapter 4LA (Maritime transportation of liquefied natural gas); (da) in Chapter 4M (Russia’s vulnerable goods etc.); (db) in Chapter 4N (sectoral software and technology); (e) in regulation 54C (Professional and business services) (f) in regulation 54D (legal advisory services). (1B) The prohibitions specified in regulations 46Z9B to 46Z9D (maritime transportation of certain oil and oil products) are not contravened by any act done by a person (“P”), where P provides justification to the Treasury within the relevant period that the act is an act dealing with an emergency. (2) In this regulation— “an act dealing with an emergency” means an act assisting with the urgent prevention or mitigation of an event likely to have a serious and significant impact on human health or safety, infrastructure or the environment; “aviation and space goods” has the meaning given in regulation 21 (interpretation of Part 5); “aviation and space technology” has the meaning given in regulation 21 (interpretation of Part 5); “critical-industry goods” has the meaning given in regulation 21 (interpretation of Part 5); “critical-industry technology” has the meaning given in regulation 21 (interpretation of Part 5); “engineering biology - ancillary goods” means any thing specified in Part 5 of Schedule 3C; “oil refining goods” has the meaning given in regulation 21 (interpretation of Part 5); “oil refining technology” has the meaning given in regulation 21 (interpretation of Part 5); “quantum computing and related goods” means any thing specified in Part 3 of Schedule 2E; “relevant period”, in relation to an act, means the period of 5 working days beginning with the day on which the act is done. ## 61ZA Trade: exception for humanitarian assistance activity in non-government controlled areas of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts (1) A relevant prohibition is not contravened by a person (“P”) carrying out a relevant activity which is necessary to ensure the timely delivery of humanitarian assistance activity in non-government controlled areas of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts provided that P believes that carrying out the relevant activity is so necessary and there is no reasonable cause for P to suspect otherwise. (2) For the purposes of this regulation— “humanitarian assistance activity” includes the work of international and non-governmental organisations carrying out relief activities for the benefit of the civilian population of the non-government controlled areas of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts; “relevant activity” means any activity which would, in the absence of this regulation, contravene a relevant prohibition; “relevant prohibition” means— (a)any prohibition in regulations 48 to 51, 52(1), (2) or (3)(b) to (e) (trade in relation to non-government controlled Ukrainian territory), or 54(1)(a) (prohibition on infrastructure-related services relating to non-government controlled Ukrainian territory), or (b)any prohibition in regulation 53(1)(b) to (g) (brokering services: non-UK activity relating to infrastructure-related goods and goods from non-government controlled Ukrainian territory), except for any such prohibition which relates to an arrangement whose object or effect is the import of goods which originate in non-government controlled Ukrainian territory. ## 61ZB Trade: exceptions from prohibitions on services provided or procured relating to specified ships (1) The prohibitions specified in paragraph (2) are not contravened by conduct that is necessary to protect or avoid endangering— (a) the safety of any ship, or (b) the life of any person. (2) Paragraph (1) applies to the prohibitions— (a) in regulation 46AA (provision of services relating to specified ships); (b) in regulation 46AB (procurement of services relating to specified ships). ## 61ZC Ships: exceptions from prohibition on operating specified ships (1) A person does not contravene the prohibition in regulation 57ZA(2) (operating specified ships) by conduct in the United Kingdom or in the territorial sea where the person— (a) is not a United Kingdom person, and (b) the person’s presence in the United Kingdom or in the territorial sea arises directly from an exercise of either— (i) the right of innocent passage, or (ii) the right of transit passage, in accordance with the provisions of the United Nations Convention on the Law of the Sea. (2) A person does not contravene the prohibition in regulation 57ZA(2) by conduct necessary to protect or avoid endangering— (a) the safety of any ship, or (b) the life of any person. ## 61A Ships: exceptions from prohibition on port entry (1) The prohibition in regulation 57A(1) (prohibition on port entry) is not contravened by providing a ship with access to a port if— (a) a port entry direction has been given in relation to the ship under regulation 57C (movement of ships), or (b) the access is needed by the ship in a case of emergency. (2) The prohibition in regulation 57A(2) is not contravened by the entry into port of a ship if— (a) a port entry direction has been given in relation to the ship under regulation 57C, or (b) the entry is needed by the ship in a case of emergency. ## 61B Aircraft: exceptions from prohibitions (1) The prohibition in regulation 57J(1)(b) (movement of aircraft) is not contravened by the landing of a Russian aircraft in the United Kingdom if failing to land would endanger the lives of persons on board or the safety of the aircraft. (2) The prohibition in regulation 57J(1)(a) is not contravened by the flight of a Russian aircraft in the airspace over the United Kingdom preparatory to a landing as mentioned in paragraph (1). (3) The directions in regulation 57J(3) to (9) are not contravened by conduct necessary to— (a) avoid endangering the lives of persons on board or the safety of the aircraft, (b) protect the safety of another aircraft, or (c) protect the safety of persons on the ground. (4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (4A) The prohibition in regulation 57J(1) is not contravened by the movement of a Russian aircraft if— (a) a direction has been given in relation to that aircraft under regulation 57J(3)(b), (5)(b) or (6)(c), and (b) the movement of the aircraft is in accordance with that direction. (5) In this regulation, “Russian aircraft” has the same meaning as in regulation 57J. ## 62 Exception relating to trade restrictions in relation to non-government controlled Ukrainian territory (1) A prohibition in Chapter 2 of Part 5 in so far as it is applied to non-government controlled Ukrainian territory by regulation 53A or Chapter 2A of Part 5 (goods and technology relating to non-government controlled Ukrainian territory), regulation 47 (imports from non-government controlled Ukrainian territory) or regulation 52(3)(a) (financial services and funds in relation to imports from non-government controlled Ukrainian territory) is not contravened by any action in relation to goods which— (a) originate in non-government controlled Ukrainian territory, and (b) are the subject of a certificate of origin. (2) In this regulation a “certificate of origin” means a document issued by the Government of Ukraine or a person acting on behalf of the Government of Ukraine confirming that the goods originate in Ukraine. ## 62A Exception for authorised conduct in a relevant country (1) Where a person's conduct in a relevant country would, in the absence of this regulation, contravene a prohibition in any of regulations 11 to 15 (asset-freeze etc.) , 16 (securities and money market instruments), 17 (loans and credit arrangements), 17A (corresponding banking relationships and processing payments) , 18 (investments in relation to non-government controlled Ukrainian territory) , 18A (provision of foreign reserve and asset management services) , 18B (investments in relation to Russia) and 18C (trust services) or Chapters 2 to 6 and Chapter 6B of Part 5 (Trade) (“the relevant prohibition”), the relevant prohibition is not contravened if the conduct is authorised by a licence or other authorisation which is issued— (a) under the law of the relevant country, and (b) for the purpose of disapplying a prohibition in that jurisdiction which corresponds to the relevant prohibition. (2) In this regulation— “relevant country” means— (a)any of the Channel Islands, (b)the Isle of Man, or (c)any British overseas territory. ## 63 Exception for acts done for purposes of national security or prevention of serious crime (1) Where an act would, in the absence of this paragraph, be prohibited by regulation 9(2) or 9B(2) (confidentiality) or any prohibition in Part 3 (Finance) or 5 (Trade), or under or by virtue of Part 6 (Ships) or Part 6A (Aircraft) that prohibition does not apply to the act if the act is one which a responsible officer has determined would be in the interests of— (a) national security, or (b) the prevention or detection of serious crime in the United Kingdom or elsewhere. (2) Where, in the absence of this paragraph, a thing would be required to be done under or by virtue of a provision of Part 8 (Information and records) or Part 10 (Maritime enforcement), that requirement does not apply if a responsible officer has determined that not doing the thing in question would be in the interests of— (a) national security, or (b) the prevention or detection of serious crime in the United Kingdom or elsewhere. (3) In this regulation “responsible officer” means a person in the service of the Crown or holding office under the Crown, acting in the course of that person's duty. ## 64 Treasury licences (1) The prohibitions in regulations 11 to 15 (asset-freeze etc.) , 16 (securities and money market instruments), 17 (loans and credit arrangements), 17A (corresponding banking relationships and processing payments) , 18 (investments in relation to non-government controlled Ukrainian territory) , 18A (provision of foreign reserve and asset management services) , 18B (investments in relation to Russia) , 18C (trust services) and 46Z9B to 46Z9D (maritime transportation of certain oil and oil products) do not apply to anything done under the authority of a licence issued by the Treasury under this paragraph. (1A) Without prejudice to the generality of the powers conferred by paragraph (1), a licence issued by the Treasury under paragraph (1) may, in particular, authorise acts which would otherwise be prohibited by any of regulations 11 to 18C or regulations 46Z9B to 46Z9D for a particular period beginning with— (a) the coming into force of the prohibition, or (b) where the prohibition relates to a person designated for the purposes of regulations 11 to 15, regulation 17A or regulation 18C, the date on which the person was designated. (2) The Treasury may issue a licence which authorises acts by a particular person only— (a) in the case of acts which would otherwise be prohibited by regulations 11 to 15, where the Treasury consider that it is appropriate to issue the licence for a purpose set out in Part 1 of Schedule 5, ... (aza) in the case of acts which would otherwise be prohibited by regulations 11 to 15, 16, 17, 17A, 18A and 18C, where the Treasury consider that it is appropriate to issue the licence for a purpose set out in Part 1ZA or Part 1ZB of Schedule 5; (aa) in the case of acts which would otherwise be prohibited by regulation 17, where the Treasury consider that it is appropriate to issue the licence for a purpose set out in Part 1A of Schedule 5, (ab) in the case of acts which would otherwise be prohibited by regulation 17A, where the Treasury consider that it is appropriate to issue the licence for a purpose set out in Part 1B of Schedule 5, (ac) in the case of acts which would otherwise be prohibited by regulation 17A(2) (processing ... payments), where the Treasury consider that it is appropriate to issue the licence for a purpose set out in Part 1C of Schedule 5, ... (b) in the case of acts which would otherwise be prohibited by regulation 18, where the Treasury consider that it is appropriate to issue the licence for a purpose set out in Part 2 of Schedule 5 , ... (c) in the case of acts which would otherwise be prohibited by regulation 18A (provision of foreign exchange reserve and asset management services), where the Treasury consider that it is appropriate to issue the licence for a purpose set out in Part 1D of Schedule 5, ... (d) in the case of acts which would otherwise be prohibited by regulation 18B (investments in relation to Russia), where the Treasury consider that it is appropriate to issue the licence for a purpose set out in Part 3 of Schedule 5, ... (da) in the case of acts which would otherwise be prohibited by regulation 18C (trust services), where the Treasury consider that it is appropriate to issue the licence for a purpose set out in Part 3A of Schedule 5, and (e) in the case of acts which would otherwise be prohibited by regulations 46Z9B to 46Z9D, where the Treasury consider that it is appropriate to issue the licence for the purpose set out in Part 4 of Schedule 5. (3) Part A1 of Schedule 5 has effect for the interpretation of terms in that Schedule. ## 64A Director disqualification licences The Secretary of State may issue a licence in relation to any person who is designated under regulation 5 for the purposes of regulation 19B (director disqualification sanctions) providing that the prohibitions in— (a) section 11A(1) of the Company Directors Disqualification Act 1986, and (b) Article 15A(1) of the Company Directors Disqualification (Northern Ireland) Order 2002, do not apply to anything done under the authority of that licence. ## 65 Trade licences The prohibitions in Chapters 2 to 6 and Chapter 6B of Part 5 (Trade) (other than the prohibitions in Chapter 4IA and Chapter 4O of that Part) do not apply to anything done under the authority of a licence issued by the Secretary of State under this regulation. ## 65ZA Detained transport asset licences The prohibitions in Chapter 4O (Detained transport assets) of Part 5 (Trade) do not apply to anything done under the authority of a licence issued by the Secretary of State under this regulation. ## 65ZB Ships licences The prohibitions in regulation 57ZA(1) and (2) (prohibition on chartering or operating specified ships) do not apply to anything done under the authority of a licence issued by the Secretary of State under this regulation. ## 65A Aircraft licences The prohibition in regulation 57J(1) (prohibition on overflight or landing) does not apply to anything done under the authority of a licence issued by the Secretary of State under this regulation. ## 66 Licences: general provisions (1) This regulation applies in relation to Treasury licences , director disqualification licences, trade licences , detained transport asset licences, ships licences and aircraft licences. (2) A licence must specify the acts authorised by it. (3) A licence may be general or may authorise acts by a particular person or persons of a particular description. (4) A licence may — (a) contain conditions; (b) be of indefinite duration or a defined duration. (5) A person who issues a licence may vary, revoke or suspend it at any time. (6) A person who , on the application of a person (“P”), issues a licence which authorises acts by a particular person , or varies, revokes or suspends that licence, must give written notice to P of the issue, variation, revocation or suspension of the licence. (7) A person who issues, varies, revokes or suspends a general licence or a licence which authorises acts by persons of a particular description must take such steps as that person considers appropriate to publicise the issue, variation, revocation or suspension of the licence. ## 67 Finance: licensing offences (1) A person (“P”) commits an offence if P knowingly or recklessly— (a) provides information that is false in a material respect, or (b) provides or produces a document that is not what it purports to be, for the purpose of obtaining a Treasury licence (whether for P or anyone else). (2) A person who purports to act under the authority of a Treasury licence but who fails to comply with any condition of the licence commits an offence. ## 67A Director disqualification: licensing offences (1) A person (“P”) commits an offence if P knowingly or recklessly— (a) provides information that is false in a material respect, or (b) provides or produces a document that is not what it purports to be, for the purpose of obtaining a director disqualification licence (whether for P or anyone else). (2) A person who purports to act under the authority of a director disqualification licence but who fails to comply with any condition of the licence commits an offence. (3) A licence in respect of which an offence under paragraph (1) has been committed is to be treated as void from the time at which it was issued. ## 68 Trade: licensing offences (1) A person (“P”) commits an offence if P knowingly or recklessly— (a) provides information that is false in a material respect, or (b) provides or produces a document that is not what it purports to be, for the purpose of obtaining a trade licence (whether for P or anyone else). (2) A person who purports to act under the authority of a trade licence but who fails to comply with any condition of the licence commits an offence. (3) A licence in respect of which an offence under paragraph (1) has been committed is to be treated as void from the time at which it was issued. ## 68ZA Detained transport asset: licensing offences (1) A person (“P”) commits an offence if P knowingly or recklessly— (a) provides information that is false in a material respect, or (b) provides or produces a document that is not what it purports to be, for the purpose of obtaining a detained transport asset licence (whether for P or anyone else). (2) A person who purports to act under the authority of a detained transport asset licence but who fails to comply with any condition of the licence commits an offence. (3) A licence in respect of which an offence under paragraph (1) has been committed is to be treated as void from the time at which it was issued. ## 68ZB Ships: licensing offences (1) A person (P”) commits an offence if P knowingly or recklessly— (a) provides information that is false in a material respect, or (b) provides or produces a document that is not what it purports to be, for the purpose of obtaining a ships licence (whether for P or anyone else). (2) A person who purports to act under the authority of a ships licence but who fails to comply with any condition of the licence commits an offence. (3) A licence in respect of which an offence under paragraph (1) has been committed is to be treated as void from the time at which it was issued. ## 68A Aircraft: licensing offences (1) A person (“P”) commits an offence if P knowingly or recklessly— (a) provides information that is false in a material respect, or (b) provides or produces a document that is not what it purports to be, for the purpose of obtaining an aircraft licence (whether for P or anyone else). (2) A person who purports to act under the authority of an aircraft licence but who fails to comply with any condition of the licence commits an offence. (3) A licence in respect of which an offence under paragraph (1) has been committed is to be treated as void from the time at which it was issued. ## 69 Section 8B(1) to (3) of Immigration Act 1971: directions (1) The Secretary of State may direct that, in relation to any person within regulation 20 whose name is specified, or who is of a specified description, section 8B(1) and (2) of the Immigration Act 1971, or section 8B(3) of that Act, have effect subject to specified exceptions. (2) A direction under this regulation— (a) may contain conditions. (b) must be of a defined duration (and that duration may be expressed in any way, including, for example, being expressed in a way such that the direction ceases to have effect on, or within a specified period after, the occurrence of a specified event). (3) The Secretary of State may vary, revoke or suspend a direction under this regulation at any time. (4) On the issue, variation, revocation or suspension of a direction under this regulation, the Secretary of State may take such steps as the Secretary of State considers appropriate to publicise the issue, variation, revocation or suspension of the direction. (5) In this regulation “specified” means specified in a direction under this regulation. ## Part 8: Information and records ## 70 Finance: reporting obligations (1) A relevant firm must inform the Treasury as soon as practicable if— (a) it knows, or has reasonable cause to suspect, that a person— (i) is a designated person, or (ii) has breached a prohibition or failed to comply with an obligation under any provision of Part 3 (Finance) , regulations 46Z9B to 46Z9D (maritime transportation of certain oil and oil products) or regulation 67 (finance: licensing offences), and (b) the information or other matter on which the knowledge or cause for suspicion is based came to it in the course of carrying on its business. (1ZA) A relevant firm must also inform the Treasury as soon as practicable if— (a) it knows, or has reasonable cause to suspect, that it holds funds or economic resources for a prohibited person; and (b) the information or other matter on which the knowledge or cause for suspicion is based came to it in the course of carrying on its business. (1ZB) Where the relevant firm ... — (a) has informed the Treasury under paragraph (1ZA), and (b) continues to hold the funds or economic resources referred to in paragraph (1ZA), it must by no later than 30th November in each calendar year, provide a report to the Treasury as to the nature and amount or quantity of those funds or economic resources held by that firm as of 30th September in that calendar year. (1A) An involved person must inform the Treasury as soon as practicable if— (a) they know or have reasonable cause to suspect that a person has breached a prohibition or failed to comply with an obligation under any provision of — (i) regulations 46Z9B to 46Z9D; or (ii) regulation 67 in so far as the suspected breach or failure under that regulation relates to a prohibition referred to in paragraph (i); and (b) the information or other matter on which the knowledge or cause for suspicion is based came to them in the course of carrying on their business. (2) Where a relevant firm informs the Treasury under paragraph (1) or an involved person informs the Treasury under paragraph (1A), it must state— (a) the information or other matter on which the knowledge or suspicion is based, ... (b) any information it holds about the person by which the person can be identified and, (c) any related information it holds about the supply or delivery by ship, financial services or funds or brokering services provided with regard to the provisions referred to in paragraph (1A)(a) (2A) An involved person must also state, where they inform the Treasury under paragraph (1A), the nature, amount, value, or quantity of any goods or services related to the suspected offence at the time when they first had the knowledge or suspicion. (3) Paragraph (4) applies if— (a) a relevant firm informs the Treasury under paragraph (1) that it knows, or has reasonable cause to suspect, that a person is a designated person or under paragraph (1ZA) that it knows, or has reasonable cause to suspect, that a person for whom it holds funds or economic resources is a prohibited person, and (b) that person is a customer of the relevant firm. (4) The relevant firm must also state the nature and amount or quantity of any funds or economic resources held by it for the customer at the time when it first had the knowledge or suspicion. (4A) Where a person (“P”) knows, or has reasonable cause to suspect, that P holds funds or economic resources owned, held or controlled by a designated person, P must by no later than 30th November in each calendar year provide a report to the Treasury as to the nature and amount or quantity of those funds or economic resources held by P as of 30th September in that calendar year. (4B) Where a report has been provided further to paragraph (4A) but as of 30th September in the following calendar year P no longer holds funds or economic resources owned, held or controlled by the designated person, P must by no later than 30th November in that calendar year report this to the Treasury. (4C) For the purposes of paragraphs (4A) and (4B), funds or economic resources are to be treated as owned, held or controlled by a designated person if they are owned, held or controlled by a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person. (4D) Paragraphs (4A) and (4B) do not apply where P is a designated person who is required to report to the Treasury in accordance with regulation 70A(1) or (2) (designated persons: reporting obligations), except in so far as P is a designated person who holds funds or economic resources for another designated person. (5) A relevant institution must inform the Treasury without delay if that institution— (a) credits a frozen account in accordance with regulation 58(4) (finance: exceptions from prohibitions), or (b) transfers funds from a frozen account in accordance with regulation 58(6). (6) A person who fails to comply with a requirement in paragraph (1), (1ZA), (1ZB), (1A), (2), (2A) or (4) commits an offence. (6A) A person commits an offence if that person, without reasonable excuse, fails to comply with a requirement in paragraph (4A) or (4B). (7) In this regulation— “designated person” has the same meaning as it has in Chapter 1 of Part 3 (Finance); “frozen account” has the same meaning as it has in regulation 58; “involved person” means a person who is involved in— (a)the supply or delivery of oil and oil products; or (b)the provision of financial services or funds or brokering services relating to the supply or delivery of oil and oil products; “oil and oil products” has the meaning given in regulation 21(1) (interpretation of Part 5); “prohibited person” means a person to whom financial services must not be provided by virtue of regulation 18A(1); “relevant firm” is to be read in accordance with regulation 71; “relevant institution” has the same meaning as it has in regulation 58. ## 70ZA Finance: reporting obligations for required payments (1) A designated person must inform the Treasury without delay if they make a required payment. (2) A person who makes a required payment on behalf of a designated person must inform the Treasury without delay that they have made the required payment. (3) A person must inform the Treasury without delay if they receive a reimbursement payment. (4) For the purposes of this regulation, references to a designated person are to be read as including a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person. (5) In this regulation— “designated person” has the meaning given in regulation 58A(8) (finance: exception from prohibitions for required payments); “reimbursement payment” has the meaning given in regulation 58A(8); “required payment” has the meaning given in regulation 58A(2). ## 70A Designated persons: reporting obligations (1) A designated person who is a United Kingdom person must, by the end of the period specified in paragraph (3) or (4) (as the case may be) inform the Treasury of — (a) the nature and value of any funds or economic resources which that person owns, holds or controls in any jurisdiction; and (b) the location of those funds or economic resources. (2) A designated person who is not a United Kingdom person must, by the end of the period specified in paragraph (3) or (4) (as the case may be) inform the Treasury of— (a) the nature and value of any funds or economic resources which that person owns, holds or controls in the United Kingdom; and (b) the location of those funds or economic resources. (3) Where a person is a designated person immediately before the day on which this regulation comes into force (“the relevant day”), the designated person must give the information in paragraph (1) or (2) (as the case may be) to the Treasury by the end of the period of 10 weeks starting on the relevant day. (4) Where a person is not a designated person immediately before the relevant day but becomes a designated person on or after that day, the designated person must give the information in paragraph (1) or (2) (as the case may be) to the Treasury by the end of the period of 10 weeks starting on the day on which the person becomes a designated person. (5) Where a designated person has provided information to the Treasury under paragraph (1) or (2), that person must inform the Treasury as soon as practicable of any change to the nature, value or location of the funds or economic resources. (6) A person who— (a) without reasonable excuse, refuses or fails to comply with the requirement in paragraph (1), (2) or (5) (as the case may be); or (b) knowingly or recklessly, gives information under paragraph (1), (2) or (5) (as the case may be) which is false in a material particular, commits an offence. (7) In this regulation, “designated person” has the same meaning as it has in Chapter 1 of Part 3 (Finance). ## 71 “Relevant firm” (1) The following are relevant firms for the purposes of regulation 70— (a) a person that has permission under Part 4A of the Financial Services and Markets Act 2000 (permission to carry on regulated activity); (b) an undertaking that by way of business— (i) operates a currency exchange office, (ii) transmits money (or any representation of monetary value) by any means, or (iii) cashes cheques that are made payable to customers; (c) a firm or sole practitioner that is— (i) a statutory auditor within the meaning of Part 42 of the Companies Act 2006 (statutory auditors) , or (ii) a local auditor within the meaning of section 4(1) of the Local Audit and Accountability Act 2014 (general requirements for audit) ; (d) a firm or sole practitioner that provides to other persons, by way of business— (i) accountancy services, (ii) legal or notarial services, (iii) advice about tax affairs, ... (iv) ... company services within the meaning of paragraph (2), or (v) trust services; (e) a firm or sole practitioner that carries out, or whose employees carry out, estate agency work; (f) the holder of a casino operating licence within the meaning given by section 65(2)(a) of the Gambling Act 2005 (nature of a licence) ; (g) a person engaged in the business of making, supplying, selling (including selling by auction) or exchanging— (i) articles made from gold, silver, platinum or palladium, or (ii) precious stones or pearls; (h) a cryptoasset exchange provider; (i) a custodian wallet provider; (j) a high value dealer; (k) an art market participant; (l) an insolvency practitioner; (m) a firm or sole practitioner (“P”) that carries out, or whose employees carry out, letting agency work. (2) In paragraph (1) “... company services” means any of the following services— (a) forming companies or other legal persons; (b) acting, or arranging for another person to act— (i) as a director or secretary of a company, (ii) as a partner of a partnership, or (iii) in a similar capacity in relation to other legal persons; (c) providing a registered office, business address, correspondence or administrative address or other related services for a company, partnership or any other legal person or arrangement; (d) acting, or arranging for another person to act, as— (i) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (ii) a nominee shareholder for a person (other than acting as a nominee shareholder within the meaning of regulation 18C(8) (trust services)). (3) In paragraph (1)— “estate agency work” is to be read in accordance with section 1 of the Estate Agents Act 1979 , but as if references in that section to disposing of or acquiring an interest in land included (despite anything in section 2 of that Act) references to disposing of or acquiring an estate or interest in land outside the United Kingdom where that estate or interest is capable of being owned or held as a separate interest; “firm” means any entity that, whether or not a legal person, is not an individual, and includes a body corporate and a partnership or other unincorporated body. “trust services” has the meaning given in regulation 18C(7) (trust services). (3A) In paragraph (1), a “cryptoasset exchange provider” means a firm or sole practitioner that by way of business provides one or more of the following services, including where the firm or sole practitioner does so as creator or issuer of any of the cryptoassets involved— (a) exchanging, or arranging or making arrangements with a view to the exchange of, cryptoassets for money or money for cryptoassets, (b) exchanging, or arranging or making arrangements with a view to the exchange of, one cryptoasset for another, or (c) operating a machine which utilises automated processes to exchange cryptoassets for money or money for cryptoassets. (3B) In paragraph (1), a “custodian wallet provider” means a firm or sole practitioner that by way of business provides services to safeguard, or to safeguard and administer— (a) cryptoassets on behalf of its customers, or (b) private cryptographic keys on behalf of its customers in order to hold, store and transfer cryptoassets. (3C) For the purposes of this regulation— (a) “cryptoasset” means a cryptographically secured digital representation of value or contractual rights that uses a form of distributed ledger technology and can be transferred, stored or traded electronically; (b) “money” means— (i) money in sterling, (ii) money in any other currency, or (iii) money in any other medium of exchange, but does not include a cryptoasset; and (c) in sub-paragraphs (a) to (c) of paragraph (3A), “cryptoasset” includes a right to, or interest in, the cryptoasset. (3D) In paragraph (1), a “high value dealer” means a firm or sole trader that by way of business trades in goods (including an auctioneer dealing in goods), when the firm or sole trader makes or receives, in respect of any transaction, a payment or payments in cash of at least £10,000 in total, whether the transaction is executed in a single operation or in several operations which appear to be linked. (3E) In paragraph (1), an “art market participant” means, subject to paragraph (3F), a firm or sole practitioner that is registered or required to register with the Commissioners as an art market participant under regulation 56(5) and (6) of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017. (3F) A firm or sole practitioner is not an art market participant for the purposes of paragraph (3E) in relation to the sale or storage of a work of art which is created by, or is attributable to, a member of the firm or the sole practitioner. (3G) For the purposes of this regulation, “work of art” means anything which, in accordance with section 21(6) to (6B) of the Value Added Tax Act 1994 (value of imported goods), is a work of art for the purposes of section 21(5)(a) of that Act. (3H) In paragraph (1), an “insolvency practitioner” means a firm or individual who acts as an insolvency practitioner within the meaning of section 388 of the Insolvency Act 1986 or Article 3 of the Insolvency (Northern Ireland) Order 1989. (3I) In paragraph (1), “letting agency work” means work— (a) consisting of things done in response to instructions received from— (i) a person (a “prospective landlord”) seeking to find another person to whom to let land for a term of a month or more, or (ii) a person (a “prospective tenant”) seeking to find land to rent for a term of a month or more, and (b) done— (i) in relation to a prospective landlord, from the point that the prospective landlord instructs P, or (ii) otherwise in the course of concluding an agreement for the letting of land for a term of a month or more. (3J) For the purposes of paragraph (3I)— “land” includes part of a building and part of any other structure; “letting agency work” does not include the things listed in paragraph (3K) when done by, or by employees of, a firm or sole practitioner if neither the firm or sole practitioner, nor any of their employees, does anything else within paragraph (3I). (3K) Those things are— (a) publishing advertisements or disseminating information; (b) providing a means by which a prospective landlord or a prospective tenant can, in response to an advertisement or dissemination of information, make direct contact with a prospective tenant or a prospective landlord; (c) providing a means by which a prospective landlord and a prospective tenant can communicate directly with each other; (d) the provision of legal or notarial services by a barrister, advocate, solicitor or other legal representative communications with whom may be the subject of a claim to professional privilege or, in Scotland, protected from disclosure in legal proceedings on grounds of confidentiality of communications. (4) Paragraph (1)(a) and (b) is to be read with section 22 of the Financial Services and Markets Act 2000, any relevant order under that section and Schedule 2 to that Act. (5) For the purposes of regulation 70(1), information or another matter comes to a relevant firm “in the course of carrying on its business” if the information or other matter comes to the firm— (a) in the case of a relevant firm within paragraph(1)(a), in the course of carrying on an activity in respect of which the permission mentioned in that provision is required; (b) in the case of a relevant firm within paragraph (1)(c)(i), in the course of carrying out statutory audit work within the meaning of section 1210 of the Companies Act 2006 (meaning of statutory auditor) ; (c) in the case of a relevant firm within paragraph (1)(c)(ii), in the course of carrying out an audit required by the Local Audit and Accountability Act 2014; (d) in the case of a relevant firm within paragraph (1)(f), in the course of carrying on an activity in respect of which the licence mentioned in that provision is required; (da) in the case of a relevant firm within paragraph (1)(k)— (i) in the course of trading, or acting as an intermediary in the sale or purchase of, works of art when the value of the transaction, or a series of linked transactions, amounts to £10,000 or more, or (ii) in the course of storing works of art where the value of the works of art so stored for a person amounts to £10,000 or more; (e) in the case of a relevant firm within any other provision of paragraph (1), in the course of carrying on an activity mentioned in that provision. ## 72 Finance: powers to request information (1) The Treasury may request a designated person to provide information about— (a) funds or economic resources owned, held or controlled by or on behalf of the designated person, or (b) any disposal of such funds or economic resources. (2) The Treasury may request a designated person to provide such information as the Treasury may reasonably require about expenditure— (a) by the designated person, or (b) for the benefit of the designated person. (3) For the purposes of paragraph (2), expenditure for the benefit of a designated person includes expenditure on the discharge (or partial discharge) of a financial obligation for which the designated person is wholly or partly responsible. (4) The power in paragraph (1) or (2) is exercisable only where the Treasury believe that it is necessary for the purpose of monitoring compliance with or detecting evasion of any provision of Part 3 (Finance). (5) The Treasury may request a person acting under a Treasury licence to provide information about— (a) funds or economic resources dealt with under the licence, (b) funds, economic resources or financial services made available under the licence, or (c) any matter to which a licence relates, where that licence authorises an act that would otherwise be prohibited under regulation , 16 (securities and money market instruments), 17 (loans and credit arrangements), 17A (corresponding banking relationships and processing payments) , 18 (investments in relation to non-government controlled Ukrainian territory) , 18A (provision of foreign reserve and asset management services) , 18B (investments in relation to Russia) , 18C (trust services) or 46Z9B to 46Z9D (maritime transportation of certain oil and oil products). (6) The Treasury may request a person to provide information within paragraph (7) if the Treasury believe that the person may be able to provide the information. (7) Information within this paragraph is such information as the Treasury may reasonably require for the purpose of— (a) establishing for the purposes of any provision of Chapter 1 of Part 3 (Finance)— (i) the nature and amount or quantity of any funds or economic resources owned, held or controlled by or on behalf of a designated person, (ii) the nature and amount or quantity of any funds, financial services or economic resources made available directly or indirectly to, or for the benefit of, a designated person, or (iii) the nature of any financial transactions entered into by a designated person; (b) monitoring compliance with or detecting evasion of— (i) any provision of Part 3 or regulations 46Z9B to 46Z9D, (ii) regulation 70 (finance: reporting obligations), or (iii) any condition of a Treasury licence; (c) detecting or obtaining evidence of the commission of an offence under Part 3, regulations 46Z9B to 46Z9D (maritime transportation of certain oil and oil products), regulation 67 (finance: licensing offences) or 70 (finance: reporting obligations). (8) The Treasury may specify the way in which, and the period within which, information is to be provided. (9) If no such period is specified, the information which has been requested must be provided within a reasonable time. (10) A request may include a continuing obligation to keep the Treasury informed as circumstances change, or on such regular basis as the Treasury may specify. (11) Information requested under this regulation may relate to any period of time during which a person is, or was, a designated person. (12) Information requested by virtue of paragraph (1)(b), (2) or (7)(a)(iii) may relate to any period before a person became a designated person (as well as, or instead of, any subsequent period). (13) Expressions used in this regulation have the same meaning as they have in Chapter 1 of Part 3. ## 73 Finance: production of documents (1) A request under regulation 72 may include a request to produce specified documents or documents of a specified description. (2) Where the Treasury request that documents be produced, the Treasury may— (a) take copies of or extracts from any document so produced, (b) request any person producing a document to give an explanation of it, and (c) where that person is a body corporate, partnership or unincorporated body other than a partnership, request any person who is— (i) in the case of a partnership, a present or past partner or employee of the partnership, or (ii) in any other case, a present or past officer or employee of the body concerned, to give such an explanation. (3) Where the Treasury request a designated person or a person acting under a Treasury licence to produce documents, that person must— (a) take reasonable steps to obtain the documents (if they are not already in the person's possession or control); (b) keep the documents under the person's possession or control (except for the purpose of providing them to the Treasury or as the Treasury may otherwise permit). (4) In this regulation “designated person” has the same meaning as it has in Chapter 1 of Part 3 (Finance). ## 74 Finance: information offences (1) A person commits an offence, if that person— (a) without reasonable excuse, refuses or fails within the time and in the manner specified (or, if no time has been specified, within a reasonable time) to comply with any request under regulation 72 (finance: powers to request information); (b) knowingly or recklessly gives any information, or produces any document, which is false in a material particular in response to such a request; (c) with intent to evade any provision of regulation 72 or 73 (finance: production of documents), destroys, mutilates, defaces, conceals or removes any document; (d) otherwise intentionally obstructs the Treasury in the exercise of their powers under regulation 72 or 73. (2) Where a person is convicted of an offence under this regulation, the court may make an order requiring that person, within such period as may be specified in the order, to comply with the request. ## 75 Trade: application of information powers in CEMA (1) Section 77A of CEMA applies in relation to a person carrying on a relevant activity as it applies in relation to a person concerned in the importation or exportation of goods but as if— (a) in subsection (1), the reference to a person concerned in the importation or exportation of goods for which for that purpose an entry is required by regulation 5 of the Customs Controls on Importation of Goods Regulations 1991 or an entry or specification is required by or under CEMA were to a person carrying on a relevant activity; (b) any other reference to importation or exportation were to a relevant activity; (c) any reference to goods were to the goods, technology, services or funds to which the relevant activity relates. (2) For the purposes of paragraph (1), a “relevant activity” means an activity— (a) which would, unless done under the authority of a trade licence, constitute a contravention of any prohibition in Chapters 2 to 6B of Part 5 (Trade), except— (i) any prohibition on imports or exports, and (ii) the prohibition in regulation 46Z39 (detained transport assets); (b) which would constitute a contravention of the prohibition in regulation 55(1) (circumventing etc. prohibitions) , except where the contravention relates to the prohibition in regulation 46Z39. ## 76 General trade licences: records (1) This regulation applies in relation to a person (“P”) who does any act authorised by a general licence issued under regulation 65 (trade licences) (“the licence”). (2) P must keep a register or record containing such details as may be necessary to allow the following information , where appropriate, to be identified in relation to each act done under the authority of the licence— (a) a description of the act; (b) a description of any goods, technology, services or funds to which the act relates; (c) the date of the act or the dates between which the act took place; (d) the quantity of any goods or funds to which the act relates; (e) P's name and address; (f) the name and address of any consignee of goods to which the act relates or any recipient of technology, services or funds to which the act relates; (g) in so far as it is known to P, the name and address of the end-user of the goods, technology, services or funds to which the act relates; (h) if different from P, the name and address of the supplier of any goods to which the act relates; (i) any further information required by the licence. (3) The register or record relating to an act must be kept until the end of the calendar year in which the register or record is created and for a further period of 4 years from the end of that calendar year. (4) P must notify the Secretary of State in writing of P's name and the address at which the register or record may be inspected, and must make a further such notification if those details change. (5) A notification under paragraph (4) must be given no later than 30 days after— (a) P first does any act authorised by the licence, or (b) there is any change to the details previously notified. (6) A person who fails to comply with a requirement in paragraph (2), (3) or (4) commits an offence. ## 77 General trade licences: inspection of records (1) A person authorised by the Secretary of State or the Commissioners (an “official”) may at any reasonable hour enter premises notified under regulation 76(4) for the purposes of monitoring compliance with or detecting evasion of regulation 76(2) or (3). (2) An official may require any person on the premises to produce any register or record required to be kept under regulation 76, or any document included in such a register or record, that is in the person's possession or control. (3) An official may inspect and copy any such register, record or document. (4) An official must, if requested to do so, produce documentary evidence that he or she is authorised to exercise a power conferred by this regulation. (5) A person commits an offence if, without reasonable excuse, the person— (a) intentionally obstructs an official in the performance of any of the official's functions under this regulation, or (b) fails to produce a register, record or document when reasonably required to do so by an official under this regulation. ## 77A Internet services: power to request information and produce documents (1) OFCOM may request a person to provide information within paragraph (2) if OFCOM believe that the person may be able to provide the information. (2) Information within this paragraph is such information as OFCOM may reasonably require for the purpose of monitoring compliance with or detecting evasion of regulation 54A (preventing provision of certain internet services to or for the benefit of designated persons). (3) OFCOM may specify the way in which, and the period within which, information is to be provided. (4) If no such period is specified, the information which has been requested must be provided within a reasonable time. (5) A request may include a continuing obligation to keep OFCOM informed as circumstances change, or on such regular basis as OFCOM may specify. (6) A request may include a request to produce specified documents or documents of a specified description. (7) Where OFCOM request that documents be produced, OFCOM may— (a) take copies of or extracts from any document so produced, (b) request any person producing a document to give an explanation of it, and (c) where that person is a body corporate, partnership or unincorporated body other than a partnership, request any person who is— (i) in the case of a partnership, a present or past partner or employee of the partnership, or (ii) in any other case, a past or present officer or employee of the body concerned, to give such an explanation. ## 77B Internet services: information offences (1) A person commits an offence, if that person— (a) without reasonable excuse, refuses or fails within the time and in the manner specified (or, if no time has been specified, within a reasonable time) to comply with any request under regulation 77A; (b) knowingly or recklessly gives any information, or produces any document, which is false in a material particular in response to such a request; (c) with intent to evade any provision of regulation 77A, destroys, mutilates, defaces, conceals or removes any document; (d) otherwise intentionally obstructs OFCOM in the exercise of their powers under regulation 77A. (2) Where a person is convicted of an offence under this regulation, the court may make an order requiring that person, within such period as may be specified in the order, to comply with the request. ## 78 Disclosure of information (1) The Secretary of State, the Treasury , OFCOM or the Commissioners may, in accordance with this regulation, disclose— (a) any information obtained under or by virtue of Part 7 (Exceptions and licences), this Part or Part 10 (Maritime enforcement), or (b) any information held in connection with— (i) anything done under or by virtue of Part 2 (Designation of persons), Part 3 (Finance), Part 3A (Director disqualification sanctions), Part 5 (Trade), Part 6 (Ships) or Part 6A (Aircraft), or (ii) any exception or licence under Part 7 or anything done in accordance with such an exception or under the authority of such a licence. (2) Information referred to in paragraph (1) may be disclosed for, or in connection with, any of the following purposes— (a) any purpose stated in regulation 4; (b) the exercise of functions under these Regulations; (c) facilitating, monitoring or ensuring compliance with these Regulations; (d) taking any action with a view to instituting, or otherwise for the purposes of, any proceedings in the United Kingdom— (i) for an offence under any provision of these Regulations, (ii) for an offence under CEMA in connection with any prohibition in Part 5 on imports or exports, ... (iii) in relation to a monetary penalty under section 146 of the Policing and Crime Act 2017 (breach of financial sanctions legislation) , (iv) in relation to a monetary penalty under regulation 88A (OFCOM: power to impose monetary penalties) , or (v) in relation to a monetary penalty under regulation 88C(1) , (1A), (1B), (3) or (3A) (Treasury: power to impose monetary penalties) (e) taking any action with a view to instituting, or otherwise for the purposes of, any proceedings in any of the Channel Islands, the Isle of Man, or any British overseas territory, for an offence— (i) under a provision in any such jurisdiction that is similar to a provision of these Regulations, or (ii) in connection with a prohibition in any such jurisdiction that is similar to a prohibition referred to in sub-paragraph (d)(ii); (f) compliance with an international obligation ; (g) facilitating the exercise by an authority outside the United Kingdom or by an international organisation of functions which correspond to functions under these Regulations. (3) Information referred to in paragraph (1) may be disclosed to the following persons— (a) a police officer; (b) any person holding or acting in any office under or in the service of— (i) the Crown in right of the Government of the United Kingdom, (ii) the Crown in right of the Scottish Government, the Northern Ireland Executive or the Welsh Government, (iii) the States of Jersey, Guernsey or Alderney or the Chief Pleas of Sark, (iv) the Government of the Isle of Man, or (v) the Government of any British overseas territory; (c) any law officer of the Crown for Jersey, Guernsey or the Isle of Man; (d) the Scottish Legal Aid Board; (e) the Financial Conduct Authority, the Prudential Regulation Authority, the Bank of England, the Jersey Financial Services Commission, the Guernsey Financial Services Commission or the Isle of Man Financial Services Authority; (f) any other regulatory body (whether or not in the United Kingdom); (g) any organ of the United Nations; (h) the Council of the European Union, the European Commission or the European External Action Service; (i) the Government of any country; (j) any other person where the Secretary of State, the Treasury or the Commissioners (as the case may be) consider that it is appropriate to disclose the information. (4) Information referred to in paragraph (1) may be disclosed to any person with the consent of a person who, in their own right, is entitled to the information. (5) In paragraph (4) “in their own right” means not merely in the capacity as a servant or agent of another person. (6) In paragraph (1)(b)— (a) the reference to information includes information obtained at a time when any provision of these Regulations is not in force, and (b) the reference to a licence under Part 7 includes— (i) a licence or authorisation which has effect or is treated as if it were a licence which had been issued under that Part, and (ii) a licence which is deemed to have been issued under that Part. ## 78A Finance: disclosure to the Treasury (1) A relevant public authority may disclose information to the Treasury if the disclosure is made for the purpose of enabling or assisting the Treasury to discharge any of its functions in connection with any sanctions regulations contained in these Regulations. (2) In this regulation— “relevant public authority” means— (a)any person holding or acting in any office under or in the service of— (i)the Crown in right of the Government of the United Kingdom, (ii)the Crown in right of the Scottish Government, the Northern Ireland Executive or the Welsh Government, (b)any local authority, (c)any police officer, (d)the Financial Conduct Authority, the Prudential Regulation Authority, the Bank of England or any other regulatory body in the United Kingdom, or (e)any other person exercising functions of a public nature; “local authority” means— (a)in relation to England— (i)a county council, (ii)a district council, (iii)a London Borough council, (iv)the Common Council of the City of London in its capacity as a local authority, (v)the Council of the Isles of Scilly, or (vi)an eligible parish council within the meaning of section 1(2) of the Local Government Act 2000, (b)in relation to Wales, a county council, a county borough council or a community council, (c)in relation to Scotland, a council constituted under section 2 of the Local Government etc. (Scotland) Act 1994, or (d)in relation to Northern Ireland, a district council. ## 79 Part 8: supplementary (1) A disclosure of information under regulation 78 or 78A does not breach any restriction on such disclosure imposed by statute or otherwise. (2) But nothing in those regulations authorises a disclosure that— (a) contravenes the data protection legislation, or (b) is prohibited by any of Parts 1 to 7 or Chapter 1 of Part 9 of the Investigatory Powers Act 2016 . (3) Nothing in this Part is to be read as requiring a person who has acted or is acting as counsel or solicitor for any person to disclose any privileged information in their possession in that capacity. (4) Regulations 78 and 78A do not limit the circumstances in which information may be disclosed apart from those regulations. (5) Nothing in this Part limits any conditions which may be contained in a Treasury licence or a trade licence. (6) In this regulation— “the data protection legislation” has the same meaning as in the Data Protection Act 2018 (see section 3 of that Act) ; “privileged information” means information with respect to which a claim to legal professional privilege (in Scotland, to confidentiality of communications) could be maintained in legal proceedings. ## Part 9: Enforcement ## 80 Penalties for offences (1) A person who commits an offence under any provision of Part 3 (Finance), regulation 67 (finance: licensing offences), 57 (Crimean ports direction, Donetsk ports direction or Kherson and Zaporizhzhia ports direction), 57ZA (prohibition on chartering or operating specified ships), 57A (prohibition on port entry), 57B(4) (directions prohibiting port entry), 57C(3) (movement of ships) or 57N(1) to (4) (aircraft offences) is liable— (a) on summary conviction in England and Wales, to imprisonment for a term not exceeding the general limit in a magistrates’ court or a fine (or both); (b) on summary conviction in Scotland, to imprisonment for a term not exceeding 12 months or a fine not exceeding the statutory maximum (or both); (c) on summary conviction in Northern Ireland, to imprisonment for a term not exceeding 6 months or a fine not exceeding the statutory maximum (or both); (d) on conviction on indictment, to imprisonment for a term not exceeding 7 years or a fine (or both). (2) A person who commits an offence under any provision of Part 5 (Trade) is liable— (a) on summary conviction in England and Wales, to imprisonment for a term not exceeding the general limit in a magistrates’ court or a fine (or both); (b) on summary conviction in Scotland, to imprisonment for a term not exceeding 12 months or a fine not exceeding the statutory maximum (or both); (c) on summary conviction in Northern Ireland, to imprisonment for a term not exceeding 6 months or a fine not exceeding the statutory maximum (or both); (d) on conviction on indictment, to imprisonment for a term not exceeding 10 years or a fine (or both). (3) A person who commits an offence under regulation 9(6) or 9B(6) (confidentiality), 67A (director disqualification: licensing offences), 68 (trade: licensing offences), 68ZA (detained transport asset: licensing offences), 68ZB (ships: licensing offences), 68A (aircraft: licensing offences), 76(6) (general trade licences: records) or 77(5) (general trade licences: inspection of records) is liable— (a) on summary conviction in England and Wales, to imprisonment for a term not exceeding the general limit in a magistrates’ court or a fine (or both); (b) on summary conviction in Scotland, to imprisonment for a term not exceeding 12 months or a fine not exceeding the statutory maximum (or both); (c) on summary conviction in Northern Ireland, to imprisonment for a term not exceeding 6 months or a fine not exceeding the statutory maximum (or both); (d) on conviction on indictment, to imprisonment for a term not exceeding 2 years or a fine (or both). (4) A person who commits an offence under regulation 57B(6) (directions prohibiting port entry: confidentiality), 57C(5) (movement of ships: confidentiality), 57N(5) (aircraft: confidentiality), 70(6) , 70A(6) or 74 (information offences in connection with Part 3) , or 77B (internet services: information offences) is liable— (a) on summary conviction in England and Wales, to imprisonment for a term not exceeding 6 months or a fine (or both); (b) on summary conviction in Scotland, to imprisonment for a term not exceeding 6 months or a fine not exceeding level 5 on the standard scale (or both); (c) on summary conviction in Northern Ireland, to imprisonment for a term not exceeding 6 months or a fine not exceeding level 5 on the standard scale (or both). (5) In relation to an offence committed before 2nd May 2022 the reference in each of paragraphs (1)(a), (2)(a) and (3)(a) to the general limit in a magistrates’ court is to be read as a reference to 6 months. ## 81 Liability of officers of bodies corporate etc. (1) Where an offence under these Regulations , committed by a body corporate— (a) is committed with the consent or connivance of any director, manager, secretary or other similar officer of the body corporate, or any person who was purporting to act in any such capacity, or (b) is attributable to any neglect on the part of any such person, that person as well as the body corporate is guilty of the offence and is liable to be proceeded against and punished accordingly. (2) In paragraph (1) “director”, in relation to a body corporate whose affairs are managed by its members, means a member of the body corporate. (3) Paragraph (1) also applies in relation to a body that is not a body corporate, with the substitution for the reference to a director of the body of a reference— (a) in the case of a partnership, to a partner; (b) in the case of an unincorporated body other than a partnership— (i) where the body's affairs are managed by its members, to a member of the body; (ii) in any other case, to a member of the governing body. (4) Section 171(4) of CEMA (which is a provision similar to this regulation) does not apply to any offence under these Regulations to which that provision would, in the absence of this paragraph, apply. ## 82 Jurisdiction to try offences (1) Where an offence under regulation 9(6) or 9B(6) (confidentiality), Part 3 (Finance), regulation 46Z9B, 46Z9C or 46Z9D (maritime transportation of certain oil and oil products), regulation 46Z39 (detained transport assets), regulation 54D (legal advisory services), regulation 67 (finance: licensing offences) , 68ZA (detained transport assets: licensing offences), 68ZB (ships: licensing offences), 68A (aircraft: licensing offences) , regulation 70(6) or 74 (information offences in connection with Part 3) , or 77B (internet services: information offences) is committed in the United Kingdom— (a) proceedings for the offence may be taken at any place in the United Kingdom, and (b) the offence may for all incidental purposes be treated as having been committed at any such place. (2) Where an offence under these Regulations is committed outside the United Kingdom— (a) proceedings for the offence may be taken at any place in the United Kingdom, and (b) the offence may for all incidental purposes be treated as having been committed at any such place. (3) In the application of paragraph (2) to Scotland, any such proceedings against a person may be taken— (a) in any sheriff court district in which the person is apprehended or is in custody, or (b) in such sheriff court district as the Lord Advocate may determine. (4) In paragraph (3) “sheriff court district” is to be read in accordance with the Criminal Procedure (Scotland) Act 1995 (see section 307(1) of that Act) . ## 83 Procedure for offences by unincorporated bodies (1) Paragraphs (2) and (3) apply if it is alleged that an offence under these Regulations has been committed by an unincorporated body (as opposed to by a member of the body). (2) Proceedings in England and Wales or Northern Ireland for such an offence must be brought against the body in its own name. (3) For the purposes of proceedings, for such an offence brought against an unincorporated body— (a) rules of court relating to the service of documents have effect as if the body were a body corporate; (b) the following provisions apply as they apply in relation to a body corporate (i) section 33 of the Criminal Justice Act 1925 and Schedule 3 to the Magistrates' Courts Act 1980 ; (ii) section 18 of the Criminal Justice Act (Northern Ireland) 1945 and Article 166 of, and Schedule 4 to, the Magistrates' Courts (Northern Ireland) Order 1981 . (4) A fine imposed on an unincorporated body on its conviction of an offence under these Regulations is to be paid out of the funds of the body. ## 84 Time limit for proceedings for summary offences (1) Proceedings for an offence under these Regulations which is triable only summarily may be brought within the period of 12 months beginning with the date on which evidence sufficient in the opinion of the prosecutor to justify the proceedings comes to the prosecutor's knowledge. (2) But such proceedings may not be brought by virtue of paragraph (1) more than 3 years after the commission of the offence. (3) A certificate signed by the prosecutor as to the date on which the evidence in question came to the prosecutor's knowledge is conclusive evidence of the date on which it did so; and a certificate to that effect and purporting to be so signed is to be treated as being so signed unless the contrary is proved. (4) In relation to proceedings in Scotland— (a) section 136(3) of the Criminal Procedure (Scotland) Act 1995 (date of commencement of summary proceedings) applies for the purposes of this regulation as it applies for the purposes of that section, and (b) references in this regulation to the prosecutor are to be treated as references to the Lord Advocate. ## 85 Trade enforcement: application of CEMA (1) Where the Commissioners investigate or propose to investigate any matter with a view to determining— (a) whether there are grounds for believing that a relevant offence has been committed, or (b) whether a person should be prosecuted for such an offence, the matter is to be treated as an assigned matter. (2) In paragraph (1) “assigned matter” has the meaning given by section 1(1) of CEMA . (3) In this regulation a “relevant offence” means an offence under— (a) Part 5 (Trade), except— (i) regulation 46Z39 (detained transport assets), (ii) regulation 54D (legal advisory services), but only insofar as the offence under that regulation relates to legal advisory services concerning relevant activity which would be prohibited under any of regulations 11 to 19, (iii) regulation 55 (circumventing etc. prohibitions), but only insofar as the offence under that regulation relates to circumvention or contravention of the prohibition in regulation 46Z39 (detained transport assets), (aa) regulation 67 (finance: licensing offences) but only insofar as the offence under that regulation relates to offences under regulations 46Z9B to 46Z9D (maritime transportation of certain oil and oil products), (b) regulation 68 (trade: licensing offences), (c) regulation 76(6) (general trade licences: records), or (d) regulation 77(5) (general trade licences: inspection of records). (3A) The Commissioners may not investigate the suspected commission of a relevant offence listed in paragraph (3B), unless the suspected offence has been the subject of— (a) a referral to the Commissioners by— (i) the Secretary of State, (ii) the Treasury, or (iii) OFCOM, where such referral relates to a suspected offence under regulation 54A(4); (b) a decision by the Commissioners to treat the suspected offence as if it had been referred to them under sub-paragraph (a). (3B) Paragraph (3A) applies to the suspected commission of a relevant offence under any of the following provisions— (za) regulation 24(3) insofar as the offence does not relate to dual-use goods, military goods, or defence and security goods; (zaa) regulation 25(3) insofar as it does not relate to the import or export of goods or the transfer of technology to or from the UK, to dual-use goods and dual-use technology, military goods and military technology, or defence and security goods and defence and security technology; (zab) regulation 26(3) insofar as it does not relate to the import or export of goods or the transfer of technology to or from the UK, to dual-use goods and dual use technology, military goods and military technology, or defence and security goods and defence and security technology; (zac) regulation 27(3) insofar as it does not relate to the import or export of goods or the transfer of technology to or from the UK, to dual-use goods and dual use technology, military goods and military technology, or defence and security goods and defence and security technology; (zad) regulation 28(7) insofar as it does not relate to the import or export of goods or the transfer of technology to or from the UK, to dual-use goods and dual-use technology, military goods and military technology, or defence and security goods and defence and security technology; (zae) regulation 29(3) insofar as it does not relate to the import or export of goods or the transfer of technology to or from the UK, to dual-use goods and dual use technology, military goods and military technology, or defence and security goods and defence and security technology; (zb) regulation 29A(3) insofar as it does not relate to the import or export of goods; (zc) regulation 30(3); (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (c) regulation 41(3); (ca) regulation 42(3) insofar as it does not relate to the import or export of goods or to the transfer of technology to or from the United Kingdom; (caa) regulation 42A(3) insofar as it does not relate to the transfer of technology to or from the UK; (cb) regulation 43(3) insofar as it does not relate to the import or export of goods or to the transfer of technology to or from the United Kingdom; (cc) regulation 44(5) insofar as it does not relate to the import or export of goods or to the transfer of technology to or from the United Kingdom; (d) regulation 45(3) insofar as it does not relate to the import or export of goods or to the transfer of technology to or from the United Kingdom; (dza) regulation 46(3); (da) regulation 46A(4) insofar as it does not relate to the import or export of goods or the transfer of technology to or from the UK; (db) regulation 46AA(4); (dc) regulation 46AB(4); (e) regulation 46B(4) insofar as it does not relate to the import or export of goods; (ea) regulation 46BA(3) (technical assistance relating to luxury goods) insofar as it does not relate to the import or export of goods; (eb) regulation 46BB(3) (financial services and funds relating to luxury goods) insofar as it does not relate to the import or export of goods; (ec) regulation 46BC(4) (brokering services relating to luxury goods) insofar as it does not relate to the import or export of goods; (ed) regulation 46E(3) insofar as it does not relate to the import or export of goods; (f) regulation 46F(3); (g) regulation 46G(3) insofar as it does not relate to the import or export of goods; (h) regulation 46H(3) insofar as it does not relate to the import or export of goods; (hza) regulation 46I(3) insofar as it does not relate to the import or export of goods; (hzb) regulation 46IH(3) insofar as it does not relate to the import or export of goods; (ha) regulation 46II(3); (i) regulation 46K(3); (ia) regulation 46L(4) insofar as it does not relate to the import or export of goods; (j) regulation 46N(4) insofar as it does not relate to the import or export of goods; (jza) regulation 46O(3) insofar as it does not relate to the import or export of goods; (jzb) regulation 46P(5) insofar as it does not relate to the import or export of goods; (jzc) regulation 46Q(3) insofar as it does not relate to the import or export of goods; (jzca) regulation 46T(3) insofar as it does not relate to the import or export of goods; (jzcb) regulation 46V(3) insofar as it does not relate to the import or export of goods; (jzcc) regulation 46W(3) insofar as it does not relate to the import or export of goods; (jzcd) regulation 46X(3) insofar as it does not relate to the import or export of goods; (jzd) regulation 46XC(3) insofar as it does not relate to the import or export of goods; (ja) regulation 46XD(3); (jb) regulation 46XE(3) insofar as it does not relate to the import or export of goods; (jc) regulation 46XF(3) insofar as it does not relate to the import or export of goods; (jd) regulation 46XG(3) insofar as it does not relate to the import or export of goods; (k) regulation 46Y(4) insofar as it does not relate to the import or export of goods or to the transfer of technology to or from the United Kingdom; (kza) regulation 46YA(3) insofar as it does not relate to the transfer of technology to or from the United Kingdom; (ka) regulation 46Z(3) insofar as it does not relate to the import or export of goods or to the transfer of technology to or from the United Kingdom; (kb) regulation 46Z1(5) insofar as it does not relate to the import or export of goods or to the transfer of technology to or from the United Kingdom; (l) regulation 46Z2(3) insofar as it does not relate to the import or export of goods or to the transfer of technology to or from the United Kingdom; (la) regulation 46Z5(3) insofar as it does not relate to the import or export of goods; (lb) regulation 46Z7(3) insofar as it does not relate to the import or export of goods; (lc) regulation 46Z8(3) insofar as it does not relate to the import or export of goods; (ld) regulation 46Z9(3) insofar as it does not relate to the import or export of goods; (m) regulation 46Z9B(8); (n) regulation 46Z9B(9); (o) regulation 46Z9C(4); (p) regulation 46Z9C(5); (q) regulation 46Z9D(4); (r) regulation 46Z9D(5); (rzza) regulation 46Z9G(3) insofar as it does not relate to the import or export of goods; (rzzb) regulation 46Z9H(3) insofar as it does not relate to the import or export of goods; (rzzc) regulation 46Z9I(3) insofar as it does not relate to the import or export of goods; (rza) regulation 46Z12(3) insofar as it does not relate to the import or export of goods; (rzb) regulation 46Z14(3) insofar as it does not relate to the import or export of goods; (rzc) regulation 46Z15(3) insofar as it does not relate to the import or export of goods; (rzd) regulation 46Z16(3) insofar as it does not relate to the import or export of goods; (rze) regulation 46Z16D(4) insofar as it does not relate to the import or export of goods; (rzf) regulation 46Z16E(3) insofar as it does not relate to the import or export of goods; (rzg) regulation 46Z16G(3) insofar as it does not relate to the import or export of goods; (rzh) regulation 46Z16H(3) insofar as it does not relate to the import of goods; (rzi) regulation 46Z16I(3) insofar as it does not relate to the import or export of goods; (ra) regulation 46Z16L(3) insofar as it does not relate to the import or export of goods; (rb) regulation 46Z16M(3); (rc) regulation 46Z16N(3) insofar as it does not relate to the import or export of goods; (rd) regulation 46Z16O(3) insofar as it does not relate to the import or export of goods; (re) regulation 46Z16P(3) insofar as it does not relate to the import or export of goods; (rf) regulation 46Z19(3) insofar as it does not relate to the import or export of goods; (rg) regulation 46Z21(3) insofar as it does not relate to the import or export of goods; (rh) regulation 46Z22(3) insofar as it does not relate to the import or export of goods; (ri) regulation 46Z23(3) insofar as it does not relate to the import or export of goods; (ria) regulation 46Z23C(3) insofar as it does not relate to the import or export of goods; (rib) regulation 46Z23D(3) insofar as it does not relate to the import or export of goods; (ric) regulation 46Z23E(3) insofar as it does not relate to the import or export of goods; (rid) regulation 46Z23F(3) insofar as it does not relate to the import or export of goods; (rie) regulation 46Z23G(3) insofar as it does not relate to the import or export of goods; (rj) regulation 46Z26(3) insofar as it does not relate to the import or export of goods; (rk) regulation 46Z27(3) insofar as it does not relate to the import or export of goods; (rl) regulation 46Z28(3) insofar as it does not relate to the import or export of goods; (rm) regulation 46Z29(3) insofar as it does not relate to the import or export of goods; (rn) regulation 46Z29B(6) insofar as it does not relate to the import or export of goods; (ro) regulation 46Z29C(3) insofar as it does not relate to the import or export of goods; (rp) regulation 46Z29D(3) insofar as it does not relate to the import or export of goods; (s) regulation 46Z30(4) insofar as it does not relate to the import or export of goods or to the transfer of technology to or from the United Kingdom; (saa) regulation 46Z30A(3) insofar as it does not relate to the transfer of technology to or from the United Kingdom; (sa) regulation 46Z31(3) insofar as it does not relate to the import or export of goods or to the transfer of technology to or from the United Kingdom; (sb) regulation 46Z32(5) insofar as it does not relate to the import or export of goods or to the transfer of technology to or from the United Kingdom; (t) regulation 46Z33(3) insofar as it does not relate to the import or export of goods or to the transfer of technology to or from the United Kingdom; (ta) regulation 46Z34(3) insofar as it does not relate to the transfer of technology to or from the United Kingdom; (tb) regulation 46Z35(3) insofar as it does not relate to the transfer of technology to or from the United Kingdom; (tc) regulation 46Z36(3) insofar as it does not relate to the transfer of technology to or from the United Kingdom; (td) regulation 46Z37(5) insofar as it does not relate to the transfer of technology to or from the United Kingdom; (te) regulation 46Z38(3) insofar as it does not relate to the transfer of technology to or from the United Kingdom; (u) regulation 49(3); (ua) regulation 50(3) insofar as it does not relate to the import or export of goods; (ub) regulation 51(3) insofar as it does not relate to the import or export of goods; (uc) regulation 52(5) insofar as it does not relate to the import or export of goods; (v) regulation 53(3) insofar as it does not relate to the import or export of goods; (w) regulation 54(3); (x) regulation 54A(4); (y) regulation 54C(3); (z) regulation 54D(4); (z1) regulation 67(1); (z2) regulation 67(2). (3BA) In paragraph (3B)(ea) to (ec), “third country” means a country that is not the United Kingdom, the Isle of Man or Russia. (3BB) Paragraph (3A) also applies to the suspected commission of a relevant offence under regulation 55(2), insofar as the activity to which the suspected offence relates is the circumvention of, or enabling or facilitation of a contravention of, a prohibition in relation to an offence specified in paragraph (3B). (3C) Paragraph (3A) also applies to the suspected commission of a relevant offence under any of regulations 68(1), 68(2), 76(6) and 77(5) insofar as— (a) the suspected offence relates to a licence issued under regulation 65, and (b) the prohibited activity authorised by that licence would, if no licence had been issued, amount to an offence specified in paragraph (3B)(a) to (z). (4) Section 138 of CEMA (arrest of persons) applies to a person who has committed, or whom there are reasonable grounds to suspect of having committed, a relevant offence as it applies to a person who has committed, or whom there are reasonable grounds to suspect of having committed, an offence for which the person is liable to be arrested under the customs and excise Acts, but as if— (a) any reference to an offence under, or for which a person is liable to be arrested under, the customs and excise Acts were to a relevant offence; (b) in subsection (2), the reference to any person so liable were to a person who has committed, or whom there are reasonable grounds to suspect of having committed, a relevant offence. (5) The provisions of CEMA mentioned in paragraph (6) apply in relation to proceedings for a relevant offence as they apply in relation to proceedings for an offence under the customs and excise Acts, but as if— (a) any reference to the customs and excise Acts were to any of the provisions mentioned in paragraph (3)(a) to (d); (b) in section 145(6), the reference to an offence for which a person is liable to be arrested under the customs and excise Acts were to a relevant offence; (c) in section 151, the reference to any penalty imposed under the customs and excise Acts were to any penalty imposed under these Regulations in relation to a relevant offence; (d) in section 154(2)— (i) the reference to proceedings relating to customs or excise were to proceedings under any of the provisions mentioned in paragraph (3)(a) to (d), and (ii) the reference to the place from which any goods have been brought included a reference to the place to which goods have been exported, supplied or delivered or the place to or from which technology has been transferred. (6) The provisions of CEMA are sections 145, 146, 147, 148(1), 150, 151, 152, 154 and 155 (legal proceedings). (7) Any term in this regulation that is defined in Chapter 1 (Interpretation) of Part 5 (Trade) bears the same meaning as in that Chapter of that Part. ## 86 Trade offences in CEMA: modification of penalty . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 87 Application of Chapter 1 of Part 2 of Serious Organised Crime and Police Act 2005 Chapter 1 of Part 2 of the Serious Organised Crime and Police Act 2005 (investigatory powers) applies to any offence under Part 3 (Finance) , regulations 46Z9B to 46Z9D (maritime transportation of certain oil and oil products) , regulation 54D (legal advisory services) or regulation 67 (finance: licensing offences). ## 88 Monetary penalties Each provision in Part 5 (Trade) which contains a prohibition imposed for a purpose mentioned in section 3(1) or (2) of the Act and regulation 70A (designated persons: reporting obligations) are to be regarded as not being financial sanctions legislation for the purposes of Part 8 of the Policing and Crime Act 2017 . ## 88A OFCOM: power to impose monetary penalties (1) OFCOM may impose a monetary penalty on a person if they are satisfied, on the balance of probabilities, that— (a) the person has failed to comply with a requirement that is imposed under regulation 54A (internet services), or (b) the person has failed to comply with an obligation that is imposed by or under regulation 77A (internet services: power to request information and produce documents). (2) The amount of the penalty is to be such amount as OFCOM may determine, not exceeding £1,000,000. (3) Any monetary penalty payable under this regulation is recoverable by OFCOM as a civil debt. (4) Any monetary penalty received by OFCOM by virtue of this regulation must be paid into the Consolidated Fund. ## 88B OFCOM: monetary penalties: procedural rights (1) Before imposing a monetary penalty on a person under regulation 88A, OFCOM must inform the person of their intention to do so. (2) OFCOM must also— (a) explain the grounds for imposing the penalty, (b) specify the amount of the penalty, (c) explain that the person is entitled to make representations, and (d) specify the period within which any such representations must be made. (3) If (having considered any representations), OFCOM decides to impose the penalty, OFCOM must inform the person of their decision. (4) A person to which the decision relates may appeal to the Upper Tribunal against the decision. (5) On an appeal under paragraph (4), the Upper Tribunal may— (a) dismiss the appeal, (b) quash OFCOM’s decision to impose the penalty, or (b) uphold that decision but substitute a different amount for the amount determined by OFCOM. ## 88C Treasury: power to impose monetary penalties (1) The Treasury may impose a monetary penalty on a person if they are satisfied, on the balance of probabilities, that the person has committed an offence under regulation 46Z9B, 46Z9C or 46Z9D (maritime transportation of certain oil and oil products). (1A) The Treasury may impose a monetary penalty on a person if they are satisfied, on the balance of probabilities, that the person has committed an offence under regulation 70A (designated persons: reporting obligations). (1B) The Treasury may impose a monetary penalty on a person if they are satisfied, on the balance of probabilities, that the person has committed an offence under regulation 18 (investments in relation to non-government controlled Ukrainian territory) or 18B (investments in relation to Russia) by carrying on an activity mentioned in regulation 18(2)(a) or 18B(2)(a) or (b). (2) For the purposes of paragraph (1), any defence that the person did not know and had no reasonable cause to suspect that an offence referred to in that paragraph had been committed is to be ignored. (2A) For the purposes of paragraph (1A), any requirement for the person to have acted without reasonable excuse, or with knowledge or recklessness, is to be ignored. (2B) For the purposes of paragraph (1B), any requirement imposed by the provisions mentioned there for the person to have known or suspected any matter is to be ignored. (3) The Treasury may impose a monetary penalty on a person if they are satisfied, on the balance of probabilities, that the person has committed an offence under— (a) regulation 55 (circumventing etc. prohibitions); (b) regulation 67 (licensing offences); (c) regulation 70(6) (reporting obligations); or (d) regulation 74 (information offences), in so far as the relevant activity relates to an offence referred to in paragraph (1). (3A) The Treasury may impose a monetary penalty on a person if they are satisfied, on the balance of probabilities, that the person has committed an offence under— (a) regulation 19 (circumventing etc. prohibitions), (b) regulation 67 (licensing offences), (c) regulation 70(6) (reporting obligations), or (d) regulation 74 (information offences), in so far as the relevant activity relates to an offence referred to in paragraph (1B). (3B) For the purposes of paragraph (3A), any requirement imposed by or by virtue of the provisions mentioned in sub-paragraphs (a) - (d) for the person to have acted without reasonable excuse, or with knowledge or recklessness, is to be ignored. (4) In paragraphs (3) and (3A), “relevant activity” means an activity which contravenes a prohibition specified in sub-paragraph (a), (b), (c) or (d) of that paragraph. (5) The amount of the penalty under paragraph (1) , (1A) , (1B), (3) or (3A) is to be such amount as the Treasury may determine but it may not exceed the permitted maximum. (6) Where it is possible to estimate the value of the breach of the prohibition specified in paragraph (1) , (1B), (3) or (3A), the permitted maximum is the greater of— (a) £1,000,000, and (b) 50% of the estimated value of the breach. (6A) Where it is possible to estimate the value of the funds or economic resources which the Treasury have not been informed of under regulation 70A(1), (2) or (5) (as the case may be), the permitted maximum is the greater of— (a) £1,000,000, and (b) 50% of the value of the funds or economic resources which the Treasury have not been informed of. (7) In any other case, the permitted maximum is £1,000,000. (8) Any monetary penalty payable under this regulation is recoverable by the Treasury as a civil debt. (9) Any monetary penalty received by the Treasury by virtue of this regulation must be paid into the Consolidated Fund. (10) The Treasury may publish reports at such intervals as it considers appropriate in cases where— (a) a monetary penalty has not been imposed under this regulation; but (b) the Treasury are satisfied, on the balance of probabilities, that a person has committed an offence under a provision referred to in paragraph (1) , (1A) , (1B), (3) or (3A). ## 88D Treasury monetary penalties: procedural rights (1) Before imposing a monetary penalty on a person under regulation 88C, the Treasury must inform the person of its intention to do so. (2) The Treasury must also— (a) explain the grounds for imposing the penalty; (b) specify the amount of the penalty; (c) explain that the person is entitled to make representations; and (d) specify the period within which any such representations must be made. (3) If (having considered any representations), the Treasury decides to impose the penalty, the Treasury must— (a) inform the person of its decision; (b) explain that the person is entitled to seek a review by a Minister of the Crown; and (c) specify the period within which the person must inform the Treasury that the person wishes to seek such a review. (4) If the person seeks a review, the Minister may— (a) uphold the decision to impose the penalty and its amount; (b) uphold the decision to impose the penalty but substitute a different amount; or (c) cancel the decision to impose the penalty. (5) If on a review under paragraph (4) the Minister decides to uphold the Treasury’s decision to impose the penalty and its amount, or to uphold the Treasury’s decision to impose the penalty but to substitute a different amount, the person may appeal (on any ground) to the Upper Tribunal. (6) On an appeal under paragraph (5), the Upper Tribunal may quash the Minister’s decision and if it does so may— (a) quash the Treasury’s decision to impose the penalty; (b) uphold that decision but substitute a different amount for the amount determined by the Treasury (or, in a case where the Minister substituted a different amount, by the Minister). (7) In this regulation, “Minister of the Crown” means the holder of an office in His Majesty’s Government in the United Kingdom. ## Part 10: Maritime enforcement ## 89 Exercise of maritime enforcement powers (1) A maritime enforcement officer may, for a purpose mentioned in paragraph (2) or (3), exercise any of the maritime enforcement powers in relation to— (a) a British ship in foreign waters or international waters, (b) a ship without nationality in international waters, or (c) a foreign ship in international waters, and a ship within sub-paragraph (a), (b) or (c) is referred to in this Part as “a relevant ship”. (2) The maritime enforcement powers may be exercised for the purpose of enforcing any of the following— (a) a prohibition in any of regulations 22 to 26 (trade sanctions relating to restricted goods and restricted technology); (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (ba) a prohibition in any of regulations 30B to 30D (trade sanctions in respect of goods and technology relating to non-government controlled Ukrainian territory); (c) a prohibition in any of regulations 40 to 42 (trade sanctions relating to energy-related goods); (ca) a prohibition in regulation 46B (trade sanctions relating to luxury goods); (cb) a prohibition in any of regulations 46D to 46F (trade sanctions relating to iron and steel products); (cbza) a prohibition in regulation 46IB (trade sanctions in relation to relevant processed iron or steel products); (cba) a prohibition in regulation 46L (trade sanctions in relation to banknotes); (cbb) a prohibition in regulation 46N (trade sanctions in relation to jet fuel and fuel additives); (cbc) a prohibition in regulation 46S or 46T (trade sanctions in relation to Schedule 3D revenue generating goods); (cbd) a prohibition in any of regulations 46XB to 46XD (trade sanctions in relation to Schedule 3DA revenue generating goods); (cc) a prohibition in regulation 46Y (trade sanctions relating to G7 dependency and further goods); (cd) a prohibition in ... regulation 46Z4 or 46Z5 (trade sanctions relating to oil and oil products); (cda) a prohibition in regulation 46Z9B (trade sanctions relating to maritime transportation of certain oil and oil products to and between third countries); (cdb) a prohibition in regulation 46Z9F (trade sanctions relating to relevant processed oil products); (ce) a prohibition in regulation 46Z11 or 46Z12 (trade sanctions relating to gold); (cea) a prohibition in regulation 46Z16B or 46Z16C (trade sanctions relating to gold jewellery and relevant processed gold); (cf) a prohibition in regulation 46Z18 or 46Z19 (trade sanctions relating to coal and coal products); (cfa) a prohibition in any of regulations 46Z23B to 46Z23D (trade sanctions relating to uranium); (cg) a prohibition in regulation 46Z25 or 46Z26 (trade sanctions relating to liquefied natural gas); (cga) a prohibition in regulation 46Z29B (trade sanctions relating to maritime transportation of liquefied natural gas to and between third countries); (ch) a prohibition in regulation 46Z30 (trade sanctions in relation to Russia’s vulnerable goods); (d) a prohibition in any of regulations 47 to 50 (exports and imports etc. in relation to non-government controlled Ukrainian territory); (e) a prohibition imposed by a condition of a trade licence in relation to a prohibition mentioned in sub-paragraph (a) to (d). (3) The maritime enforcement powers may also be exercised in relation to a relevant ship for the purpose of— (a) investigating the suspected carriage of relevant goods on the ship, or (b) preventing the continued carriage on the ship of goods suspected to be relevant goods. (4) In this Part, “the maritime enforcement powers” are the powers conferred by regulations 91 and 92. (5) This regulation is subject to regulation 93 (restrictions on exercise of maritime enforcement powers). ## 90 Maritime enforcement officers (1) The following persons are “maritime enforcement officers” for the purposes of this Part— (a) a commissioned officer of any of Her Majesty's ships; (b) a member of the Ministry of Defence Police (within the meaning of section 1 of the Ministry of Defence Police Act 1987 ); (c) a constable— (i) who is a member of a police force in England and Wales, (ii) within the meaning of section 99 of the Police and Fire Reform (Scotland) Act 2012 , or (iii) who is a member of the Police Service of Northern Ireland or the Police Service of Northern Ireland Reserve; (d) a special constable— (i) appointed under section 27 of the Police Act 1996 , (ii) appointed under section 9 of the Police and Fire Reform (Scotland) Act 2012, or (iii) in Northern Ireland, appointed by virtue of provision incorporating section 79 of the Harbours, Docks, and Piers Clauses Act 1847 ; (e) a constable who is a member of the British Transport Police Force; (f) a port constable, within the meaning of section 7 of the Marine Navigation Act 2013 , or a person appointed to act as a constable under provision made by virtue of section 16 of the Harbours Act 1964 ; (g) a designated customs official within the meaning of Part 1 of the Borders, Citizenship and Immigration Act 2009 (see section 14(6) of that Act) ; (h) a designated NCA officer who is authorised by the Director General of the National Crime Agency (whether generally or specifically) to exercise the powers of a maritime enforcement officer under this Part. (2) In this regulation, “a designated NCA officer” means a National Crime Agency officer who is either or both of the following— (a) an officer designated under section 10 of the Crime and Courts Act 2013 as having the powers and privileges of a constable; (b) an officer designated under that section as having the powers of a general customs official. ## 91 Power to stop, board, search etc. (1) This regulation applies if a maritime enforcement officer has reasonable grounds to suspect that a relevant ship is carrying prohibited goods or relevant goods. (2) The officer may— (a) stop the ship; (b) board the ship; (c) for the purpose of exercising a power conferred by paragraph (3) or regulation 92, require the ship to be taken to, and remain in, a port or anchorage in the United Kingdom or any other country willing to receive it. (3) Where the officer boards a ship by virtue of this regulation, the officer may— (a) stop any person found on the ship and search that person for— (i) prohibited goods or relevant goods, or (ii) any thing that might be used to cause physical injury or damage to property or to endanger the safety of any ship; (b) search the ship, or any thing found on the ship (including cargo) for prohibited goods or relevant goods; (4) The officer may— (a) require a person found on a ship boarded by virtue of this regulation to provide information or produce documents; (b) inspect and copy such information or documents. (5) The officer may exercise a power conferred by paragraph (3)(a)(i) or (b) only to the extent reasonably required for the purpose of discovering prohibited goods or relevant goods. (6) The officer may exercise the power conferred by paragraph (3)(a)(ii) in relation to a person only where the officer has reasonable grounds to believe that the person might use a thing to cause physical injury or damage to property or to endanger the safety of any ship. (7) The officer may use reasonable force, if necessary, in the exercise of any power conferred by this regulation. ## 92 Seizure power (1) This regulation applies if a maritime enforcement officer is lawfully on a relevant ship (whether in exercise of the powers conferred by regulation 91 or otherwise). (2) The officer may seize any of the following which are found on the ship, in any thing found on the ship, or on any person found on the ship— (a) goods which the officer has reasonable grounds to suspect are prohibited goods or relevant goods, or (b) things within regulation 91(3)(a)(ii). (3) The officer may use reasonable force, if necessary, in the exercise of any power conferred by this regulation. ## 93 Restrictions on exercise of maritime enforcement powers (1) The authority of the Secretary of State is required before any maritime enforcement power is exercised in reliance on regulation 89 in relation to— (a) a British ship in foreign waters, or (b) a foreign ship in international waters. (2) In relation to a British ship in foreign waters other than the sea and other waters within the seaward limits of the territorial sea adjacent to any relevant British possession, the Secretary of State may give authority under paragraph (1) only if the State in whose waters the power would be exercised consents to the exercise of the power. (3) The Secretary of State may give authority under paragraph (1) only if— (a) the home state has requested the assistance of the United Kingdom for a purpose mentioned in regulation 89(2) or (3), (b) the home state has authorised the United Kingdom to act for such a purpose, or (c) the United Nations Convention on the Law of the Sea 1982 or a UN Security Council Resolution otherwise permits the exercise of the power in relation to the ship. ## 94 Interpretation of Part 10 (1) Subject to paragraph (2), any expression used in this Part and in section 19 or 20 of the Act has the same meaning in this Part as it has in section 19 or (as the case may be) section 20 of the Act. (2) For the purpose of interpreting any reference to “prohibited goods” or “relevant goods” in this Part, any reference in section 19 or 20 of the Act to a “relevant prohibition or requirement” is to be read as a reference to any prohibition specified in regulation 89(2)(a) to (e). ## Part 11: Supplementary and final provision ## 95 Notices (1) This regulation applies in relation to a notice required by regulation 66 (licences: general provisions) to be given to a person. (2) The notice may be given to an individual— (a) by delivering it to the individual, (b) by sending it to the individual by post addressed to the individual at his or her usual or last-known place of residence or business, or (c) by leaving it for the individual at that place. (3) The notice may be given to a person other than an individual— (a) by sending it by post to the proper officer of the body at its principal office, or (b) by addressing it to the proper officer of the body and leaving it at that office. (3A) The notice may be given to the person by electronic means. (4) The notice may be given to the person by other means ... with the person's consent. (5) In this regulation, the reference in paragraph (3) to a “principal office”— (a) in relation to a registered company, is to be read as a reference to the company's registered office; (b) in relation to a body incorporated or constituted under the law of a country other than the United Kingdom, includes a reference to the body's principal office in the United Kingdom (if any). (6) In this regulation— “proper officer”— (a)in relation to a body other than a partnership, means the secretary or other executive officer charged with the conduct of the body's general affairs, and (b)in relation to a partnership, means a partner or a person who has the control or management of the partnership business; “registered company” means a company registered under the enactments relating to companies for the time being in force in the United Kingdom. ## 96 Article 20 of the Export Control Order 2008 Article 20 of the Export Control Order 2008 (embargoed destinations) is not to be taken to prohibit anything prohibited by Part 5 (Trade). ## 97 Trade: overlapping offences A person is not to be taken to commit an offence under the Export Control Order 2008 if the person would, in the absence of this regulation, commit an offence under both— (a) article 34, 35, 37 or 38 of that Order, and (b) any provision of Part 5 (Trade) or regulation 68 (trade: licensing offences), 76(6) (general trade licences: records) or 77(5) (general trade licences: inspection of records). ## 97A Disapplication of Banking Act 2009 requirement to recognise third-country resolution actions (1) The duty of the Bank of England to make a decision under section 89H(2) of the Banking Act 2009 (recognition of third-country resolution actions) does not apply in relation to the notification of third-country resolution action in respect of— (a) a designated person, or (b) a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by a designated person. (2) In paragraph (1)— “designated person” has the same meaning as it has in Chapter 1 of Part 3 (asset-freeze etc.); “third-country resolution action” has the meaning given in section 89H(7) of the Banking Act 2009. ## 98 Revocations of relevant retained EU law The following are revoked— (a) Council Regulation (EU) No 269/2014 of 17 March 2014 (concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine) ; (b) Council Regulation (EU) No 692/2014 of 23 June 2014 (concerning restrictive measures in response to the illegal annexation of Crimea and Sevastopol) ; (c) Council Regulation (EU) No 833/2014 of 31 July 2014 (concerning restrictive measures in view of Russia's actions destabilising the situation in Ukraine) . ## 99 Other revocations and amendments (1) The Ukraine Financial Sanctions Regulations are revoked. (2) The Export Control (Russia, Crimea and Sevastopol Sanctions) Order 2014 is revoked. ## 100 Transitional provision: Treasury licences (1) Paragraphs (2) to (4) apply to a licence which— (a) was granted, or deemed to be granted, by the Treasury under the Ukraine Financial Sanctions Regulations, (b) was in effect immediately before IP completion day, and (c) authorises an act which would (on and after IP completion day, and in the absence of paragraphs (2) to (4)) be prohibited by Part 3 (Finance), and such a licence is referred to in this regulation as “an existing financial sanctions licence”. (2) An existing financial sanctions licence has effect on and after IP completion day as if it had been issued by the Treasury under regulation 64(1) (Treasury licences). (3) Any reference in an existing financial sanctions licence to the Ukraine Financial Sanctions Regulations is to be treated on and after IP completion day as a reference to these Regulations. (4) Any reference in an existing financial sanctions licence to a prohibition in— (a) the Ukraine Financial Sanctions Regulations, or (b) the EU Russia Regulations, is to be treated on and after IP completion day as a reference to the corresponding prohibition in Part 3 (Finance). (5) Paragraph (6) applies where— (a) an application for a licence, or for the variation of a licence, under the Ukraine Financial Sanctions Regulations was made before IP completion day, (b) the application is for authorisation of acts which would (on and after IP completion day) be prohibited by Part 3, and (c) a decision to grant or refuse the application has not been made before that date. (6) The application is to be treated on and after IP completion day as an application for a licence, or for the variation of a licence (as the case may be), under regulation 64(1) (Treasury licences). ## 101 Transitional provision: trade licences (1) Paragraph (2) applies in relation to each licence or authorisation granted by the Secretary of State which— (a) was in effect immediately before IP completion day, and (b) authorises an act— (i) which would otherwise be prohibited by any provision of the Export Control Order 2008 except article 20 of that Order (embargoed destinations), or which requires an authorisation under or pursuant to the Dual-Use Regulation, and (ii) which would (on and after IP completion day, and in the absence of paragraph (2)) be prohibited by Part 5 (Trade), and such a licence or authorisation is referred to in this regulation as “an existing trade licence”. (2) A licence is deemed to have been issued by the Secretary of State on IP completion day under regulation 65 (trade licences)— (a) disapplying every provision of Part 5 (Trade) which would, in the absence of this paragraph, prohibit any act authorised by the existing trade licence, and (b) otherwise in the same terms as the existing trade licence. (3) Paragraphs (4) to (6) apply to a licence or authorisation granted by the Secretary of State which— (a) was in effect immediately before IP completion day, ... (aa) is not an existing trade licence, and (b) authorises an act— (i) which would otherwise be prohibited by the EU Russia Regulations, and (ii) which would (on or after IP completion day), and in the absence of Paragraphs (4) to (6), be prohibited by Part 5 (Trade), and such a licence or authorisation is referred to in this regulation as “an existing trade sanctions licence”. (4) An existing trade sanctions licence has effect on and after IP completion day as if it were a licence which had been issued by the Secretary of State under regulation 65 (trade licences). (5) Any reference in an existing trade sanctions licence to a provision of the Export Control (Russia, Crimea and Sevastopol Sanctions) Order 2014 or the Export Control Order 2008 is to be treated on and after IP completion day as a reference to the corresponding provision of these Regulations (if any). (6) Any reference in an existing trade sanctions licence to a prohibition in the EU Russia Regulations is to be treated on and after IP completion day as a reference to the corresponding prohibition in Part 5 (Trade). ## 102 Transitional provision: pending applications for trade licences (1) Paragraph (2) applies where— (a) an application was made before IP completion day for a licence or authorisation under or pursuant to the Export Control Order 2008 or the Dual-Use Regulation, (b) the application is for authorisation of an act prohibited by Part 5 (Trade), and (c) a decision to grant or refuse the application has not been made before IP completion day. (2) The application is to be treated on and after IP completion day as including an application for a licence under regulation 65 (trade licences). (3) Paragraph (4) applies where— (a) an application was made before IP completion day for a licence or authorisation under the Export Control (Russia, Crimea and Sevastopol Sanctions) Order 2014 or the EU Russia Regulations, (b) the application is for authorisation of an act prohibited by Part 5 (Trade), and (c) a decision to grant or refuse the application has not been made before IP completion day. (4) The application is to be treated on and after IP completion day as an application for a licence under regulation 65 (trade licences). ## 103 Transitional provision: prior obligations (1) Where— (a) a person was named in an Annex to the EU Russia Regulations immediately before IP completion day, and (b) the person is a designated person immediately before IP completion day, any reference in a provision mentioned in paragraph (2) to the date on which a person became a designated person is a reference to the date on which the person was named in an Annex to the EU Russia Regulations. (2) The provisions referred to in paragraph (1) are— (a) regulation 58(5) (finance: exceptions from prohibitions), (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (c) paragraph 8 of Schedule 5 (prior obligations). (3) In this regulation, “designated person” has the same meaning as it has in Chapter 1 of Part 3 (finance restrictions in relation to designated persons). ## Signature Alan Duncan Minister of State Foreign and Commonwealth Office ## Schedule 1: Rules for interpretation of regulations 7(2) and 16(7) ## 1 Application of Schedule (1) The rules set out in the following paragraphs of this Schedule apply for the purpose of interpreting regulations 7(2) and 16(7). (2) They also apply for the purpose of interpreting this Schedule. ## 2 Joint interests If two or more persons each hold a share or right jointly, each of them is treated as holding that share or right. ## 3 Joint arrangements (1) If shares or rights held by a person and shares or rights held by another person are the subject of a joint arrangement between those persons, each of them is treated as holding the combined shares or rights of both of them. (2) A “joint arrangement” is an arrangement between the holders of shares or rights that they will exercise all or substantially all the rights conferred by their respective shares or rights jointly in a way that is pre-determined by the arrangement. (3) “Arrangement” has the meaning given by paragraph 12. ## 4 Calculating shareholdings (1) In relation to a person who has a share capital, a reference to holding “more than 50% of the shares” in that person is to holding shares comprised in the issued share capital of that person of a nominal value exceeding (in aggregate) 50% of that share capital. (2) In relation to a person who does not have a share capital— (a) a reference to holding shares in that person is to holding a right or rights to share in the capital or, as the case may be, profits of that person; (b) a reference to holding “more than 50% of the shares” in that person is to holding a right or rights to share in more than 50% of the capital or, as the case may be, profits of that person. ## 5 Voting rights (1) A reference to the voting rights in a person is to the rights conferred on shareholders in respect of their shares (or, in the case of a person not having a share capital, on members) to vote at general meetings of the person on all or substantially all matters. (2) In relation to a person that does not have general meetings at which matters are decided by the exercise of voting rights— (a) a reference to holding voting rights in the person is to be read as a reference to holding rights in relation to the person that are equivalent to those of a person entitled to exercise voting rights in a company; (b) a reference to holding “more than 50% of the voting rights” in the person is to be read as a reference to holding the right under the constitution of the person to block changes to the overall policy of the person or to the terms of its constitution. ## 6 In applying regulations 7(2) and 16(7) and this Schedule, the voting rights in a person are to be reduced by any rights held by the person itself. ## 7 Rights to appoint or remove members of the board A reference to the right to appoint or remove a majority of the board of directors of a person is to the right to appoint or remove directors holding a majority of the voting rights at meetings of the board on all or substantially all matters. ## 8 A reference to a board of directors, in the case of a person who does not have such a board, is to be read as a reference to the equivalent management body of that person. ## 9 Shares or rights held “indirectly” (1) A person holds a share “indirectly” if the person has a majority stake in another person and that other person— (a) holds the share in question, or (b) is part of a chain of persons— (i) each of whom (other than the last) has a majority stake in the person immediately below it in the chain, and (ii) the last of whom holds the share. (2) A person holds a right “indirectly” if the person has a majority stake in another person and that other person— (a) holds that right, or (b) is part of a chain of persons— (i) each of whom (other than the last) has a majority stake in the person immediately below it in the chain, and (ii) the last of whom holds that right. (3) For these purposes, a person (“A”) has a “majority stake” in another person (“B”) if— (a) A holds a majority of the voting rights in B, (b) A is a member of B and has the right to appoint or remove a majority of the board of directors of B, (c) A is a member of B and controls alone, pursuant to an agreement with other shareholders or members, a majority of the voting rights in B, or (d) A has the right to exercise, or actually exercises, dominant influence or control over B. (4) In the application of this paragraph to the right to appoint or remove a majority of the board of directors, a person (“A”) is to be treated as having the right to appoint a director if— (a) any person's appointment as director follows necessarily from that person's appointment as director of A, or (b) the directorship is held by A itself. ## 10 Shares held by nominees A share held by a person as nominee for another is to be treated as held by the other (and not by the nominee). ## 11 Rights treated as held by person who controls their exercise (1) Where a person controls a right, the right is to be treated as held by that person (and not by the person who in fact holds the right, unless that person also controls it). (2) A person “controls” a right if, by virtue of any arrangement between that person and others, the right is exercisable only— (a) by that person, (b) in accordance with that person's directions or instructions, or (c) with that person's consent or concurrence. ## 12 “Arrangement” includes— (a) any scheme, agreement or understanding, whether or not it is legally enforceable, and (b) any convention, custom or practice of any kind. ## 13 Rights exercisable only in certain circumstances etc. (1) Rights that are exercisable only in certain circumstances are to be taken into account only— (a) when the circumstances have arisen, and for so long as they continue to obtain, or (b) when the circumstances are within the control of the person having the rights. (2) But rights that are exercisable by an administrator or by creditors while a person is subject to relevant insolvency proceedings are not to be taken into account while the person is subject to those proceedings. (3) “Relevant insolvency proceedings” means— (a) administration within the meaning of the Insolvency Act 1986 (b) administration within the meaning of the Insolvency (Northern Ireland) Order 1989 , or (c) proceedings under the insolvency law of another country during which a person's assets and affairs are subject to the control or supervision of a third party or creditor. (4) Rights that are normally exercisable but are temporarily incapable of exercise are to continue to be taken into account. ## 14 Rights attached to shares held by way of security Rights attached to shares held by way of security provided by a person are to be treated for the purposes of this Schedule as held by that person— (a) where apart from the right to exercise them for the purpose of preserving the value of the security, or of realising it, the rights are exercisable only in accordance with that person's instructions, and (b) where the shares are held in connection with the granting of loans as part of normal business activities and apart from the right to exercise them for the purpose of preserving the value of the security, or of realising it, the rights are exercisable only in that person's interests. ## Schedule 2: Persons named in relation to financial restrictions ## 1 Sberbank ## 2 VTB bank ## 3 Gazprombank ## 4 Vnesheconombank (VEB) ## 5 Rosselkhozbank ## 6 OPK Oboronprom ## 7 United Aircraft Corporation ## 8 Uralvagonzavod ## 9 Rosneft ## 10 Transneft ## 11 Gazprom Neft ## Schedule 2A: Critical-industry goods and critical-industry technology ## 1 Interpretation (1) A thing is specified in this Schedule if it is specified in Parts 1A to 9, and a reference in any note in this Schedule to a thing being “controlled” or subject to “controls” is to be read as a reference to it being specified. (2) In this Schedule, defined terms are printed in quotation marks. (3) Terms printed in quotation marks and not defined in this Schedule have the meaning given to them in— (a) Schedule 2 to the Export Control Order 2008, or (b) Annex I of the Dual-Use Regulation, as applicable. ## 2 Interpretation (1) In this Schedule— “controlled materials” means controlled energetic materials specified in 1C011, 1C111, 1C239 of Annex I of the Dual-Use Regulation and ML8 in Schedule 2 to the Export Control Order 2008; “dynamic adaptive routing” means automatic rerouting of traffic based on sensing and analysis of current actual network conditions, but does not include cases of routing decisions taken on predefined information; “fluoride fibres” means fibres manufactured from bulk fluoride compounds; “hybrid computer” means equipment that can— (a)accept data, (b)process data, in both analogue and digital representation, and (c)provide output of data; “media access unit” means equipment that contains one or more communication interfaces (“network access controller”, “communications channel controller”, modem or computer bus) to connect terminal equipment to a network; “stored program controlled” means a control using instructions stored in an electronic storage that a processor can execute in order to direct the performance of predetermined functions, and equipment may be “stored program controlled” whether the electronic storage is internal or external to the equipment; “terminal interface equipment” means equipment at which information enters or leaves the telecommunication systems, for example a telephone, data device, computer, or facsimile device. (2) For the purposes of this Schedule, the interpretative notes set out in Table 1 apply. Table 1 Interpretative notes “multi-data-stream processing” refers to the “microprogram” or equipment architecture technique that permits simultaneous processing of two or more data sequences under the control of one or more instruction sequences by means such as: Single Instruction Multiple Data (SIMD) architectures such as vector or array processors; Multiple Single Instruction Multiple Data (MSIMD) architectures; Multiple Instruction Multiple Data (MIMD) architectures, including those that are tightly coupled, closely coupled or loosely coupled; structured arrays of processing elements, including systolic arrays. “data signalling rate” means the rate, as defined in International Telecommunications Union Recommendation 53-36, taking into account that, for non-binary modulation, baud and bit per second are not equal. Bits for coding, checking and synchronization functions are to be included. When determining the “data signalling rate”, servicing and administrative channels shall be excluded. It is the maximum one-way rate, i.e., the maximum rate in either transmission or reception. “spectral efficiency” is a figure of merit parametrized to characterize the efficiency of transmission system that uses complex modulation schemes such as QAM (quadrature amplitude modulation), Trellis coding, QSPK (Q-phased shift key), etc.. It is defined as the Digital transfer rate (bits/second) divided by 6dB spectrum bandwidth (Hz). ## 1A Special materials and related equipment Microorganisms and Toxins Item Regulation 53A applies? 1B999 Specific processing equipment as follows: a. Electrolytic cells for fluorine “production”; b. Particle accelerators; c. Industrial process control hardware/systems designed for power industries; d. Freon and chilled water-cooling systems capable of continuous cooling duties of 100,000 BTU/hr (29.3 kW) or greater; e. Equipment for the “production” of structural composites, fibres, prepregs and preforms. 1C990 Fibrous and filamentary materials for “use” in “composite” structures and with a specific modulus of 3.18 x 106 m or greater and a specific tensile strength of 7.62 x 104 m or greater. Yes 1C992 Commercial charges and devices containing energetic materials, and nitrogen trifluoride in a gaseous state. Yes Note: For the purposes of this entry the mass of the non-controlled substance in any ‘mixture’ is omitted when determining the total mass of the controlled material. These items are as follows: a. Shaped charges specially designed for oil well operations, utilising one charge functioning along a single axis, that upon detonation produce a hole, and a.1. Contain any formulation of controlled materials; a.2. Have only a uniform shaped conical liner with an included angle of 90 degrees or less; a.3. Contain more than 0.010 kg but less than or equal to 0.090 kg of “controlled materials”; and a.4. Have a diameter not exceeding 11.43 cm/ 4.5 inches; Yes b. Shaped charges specially designed for oil well operations containing less than or equal to 0.010 kg of controlled materials; Yes c. Detonation cord or shock tubes containing less than or equal to 0.064 kg per meter (300 grains per foot) of controlled materials; Yes d. Cartridge power devices, that contain less than or equal to 0.70 kg of controlled materials in the deflagration material; Yes e. Oil well cartridges, that contain less than or equal to 0.015 kg of “controlled materials”; Yes f. Commercial prefabricated slurries and emulsions containing less than or equal to 10.0 kg and less than or equal to thirty-five percent by weight of materials controlled by ML8 in Schedule 2 of the Export Control Order 2008; Yes g. Cutters and severing tools containing less than or equal to 3.5 kg of controlled materials; Yes h. Pyrotechnic devices when designed exclusively for commercial purposes (e.g., theatrical stages, motion picture special effects, and fireworks displays) and containing less than or equal to 3.0 kg of controlled materials; Yes i. Other commercial explosive devices and charges not controlled by 1C992.a to.h. containing less than or equal to 1.0 kg of controlled materials. Note: 1C992.i includes automotive safety devices; extinguishing systems; cartridges for riveting guns; explosive charges for agricultural, oil and gas operations, sporting goods, commercial mining, or public works purposes; and delay tubes used in the assembly of commercial explosive devices. Yes j. Nitrogen trifluoride (NF3) in a gaseous state - Nitrogen trifluoride (CAS RN 7783-54-2) 1C996 Hydraulic fluids containing synthetic hydrocarbon oils, having all the following characteristics: Yes a. A flash point exceeding 477 K (204 degrees C); b. A pour point at 239 K ( -34 degrees C) or less; c. A viscosity index of 75 or more; and d. A thermal stability at 616 K (343 degrees C). 1C997 Ammonium nitrate, including fertilisers and fertiliser blends containing more than 15% by weight ammonium nitrate, except liquid fertilisers (containing any amount of ammonium nitrate) or dry fertilisers containing less than 15% by weight ammonium nitrate 1C998 Non fluorinated polymeric substances as follows: a. Polyarylene ether ketones, as follows: a.1 Polyether ether ketone (PEEK); a.2. Polyether ketone ketone (PEKK); a.3. Polyether ketone (PEK); a.4. Polyether ketone ether ketone ketone (PEKEKK); Yes 1C999 Specific materials, as follows: a. Hardened steel and tungsten carbide precision ball bearings (3mm or greater diameter); Yes b. 304 and 316 stainless steel plate; c. Monel plate; d. Tributyl phosphate; e. Nitric acid in concentrations of 20 weight percent or greater; f. Fluorine; g. Alpha emitting radionuclides, Aromatic polyamides (aramids) not controlled by 1C010, 1C210 or 1C990, presented in any of the following forms— (a) primary forms; (b) filament yarn or monofilaments; (c) filament tows; (d) rovings; (e) staple or chopped fibres; (f) fabrics; (g) pulp or flocks. Nanomaterials as follows— (a) semiconductor nanomaterials; (b) composite-based nanomaterials; (c) any of the following carbon-based nanomaterials— (i) carbon nanotubes; (ii) carbon nanofibres; (iii) fullerenes; (iv) graphenes; (v) carbon onions. Notes: For the purpose of the entry above, “nanomaterial” means a material that meets at least one of the following criteria— (a) it consists of particles, with one or more external dimensions in the size range 1 - 100 nm for more than 1 % of their number size distribution, (b) it has internal or surface structures in one or more dimensions in the size range 1 - 100 nm, or (c) it has a specific surface area by volume greater than 60 m2/cm3, excluding materials consisting of particles with a size lower than 1 nm. 1D999 Specific software as follows: a. “Software” specially designed for industrial process control hardware/systems controlled by 1B999; b. “Software” specially designed for equipment for the “production” of structural composites, fibres, prepregs and preforms controlled by 1B999. 1E994 “Technology” for the “development”, “production”, or “use” of fibrous and filamentary materials controlled by 1C990. Yes “Technology” “required” for the “development”, “production” or “use” of the systems, equipment, components and software specified in the entries above relating to aromatic polyamides and nanomaterials. Rare-earth metals and compounds, either in organic or inorganic form, including mixtures whether or not intermixed or interalloyed. Note 1: Rare-earth metals and compounds include Scandium, Yttrium, Lanthanum, Cerium, Praseodymium, Neodymium, Promethium, Samarium, Europium, Gadolinium, Terbium, Dysprosium, Holmium, Erbium, Thulium, Ytterbium and Lutetium; Note 2: For the purposes of the prohibition, minerals containing rare-earth metals are excluded; Note 3: the prohibition does not prohibit mixtures in which no individual metal or compound specified in this entry constitutes more than 5% by the weight of the mixture. Tungsten, tungsten carbide and alloys, not controlled by 1C117 or 1C226 of Annex 1 of the Dual-Use Regulation, containing more than 90 % tungsten by weight. Note 1: For the purpose of this control, wire is excluded. Note 2: For the purpose of this control, surgical or medical instruments are excluded. ## 1B MATERIALS PROCESSING Item Regulation 53A applies? 2A983 Explosives or detonator detection equipment, both bulk and trace based, consisting of an automated device, or combination of devices for automated decision making to detect the presence of different types of explosives, explosive residue, or detonators as follows and specifically designed components thereof: Note: For the purpose of this entry, automated decision making is the ability of the equipment to detect explosives or detonators at the design or operator-selected level of sensitivity and provide an automated alarm when explosives or detonators at or above the sensitivity level are detected. This entry does not control equipment that depends on operator interpretation of indicators such as inorganic/organic colour mapping of the items(s) being scanned. Note: Explosives or detonation detection equipment in 2A983 includes equipment for screening people, documents, baggage, other personal effects, cargo and/or mail. a. Explosives detection equipment for automated decision making to detect and identify bulk explosives utilising, but not limited to, x-ray (e.g., computed tomography, dual energy, or coherent scattering), nuclear (e.g. thermal neutron analysis, pulse fast neutron analysis, pulse fast neutron transmission spectroscopy, and gamma resonance absorption), or electromagnetic techniques (e.g. quadropole resonance and dielectrometry). Yes b. Detonator detection equipment for automated decision making to detect and identify initiation devices (e.g. detonators, blasting caps) utilising, but not limited to, x-ray (e.g. dual energy or computed tomography) or electromagnetic techniques. Yes 2A984 Concealed object detection equipment operating in the frequency range from 30 GHz to 3000 GHz and having a spatial resolution of 0.1 milliradian up to and including 1 milliradian at a standoff distance of 100 metres; and specially designed components thereof. Note: Concealed object detection equipment includes but is not limited to equipment for screening people, documents, baggage, other personal effects, cargo and mail. Technical Note: The range of frequencies span what is generally considered as the millimetre-wave, submillimetre-wave and terahertz frequency regions. Yes 2A991 Bearings and bearing systems as follows: This entry does not control balls with tolerance specified by the manufacturer in accordance with ISO 3290 as grade 5 or worse. Note (1) (a) DN is the product of the bearing bore diameter in mm and the bearing rotational velocity in rpm. (b) Operating temperatures include those temperatures obtained when a gas turbine engine has stopped after operation. (2) Annular Bearing Engineers Committee (ABEC); American National Standards Institute (ANSI); Anti-Friction Bearing Manufacturers Association (AFBMA). a. Ball bearings or solid ball bearings, having tolerances specified by the manufacturer in accordance with ABEC 7, ABEC 7P, or ABEC 7T or ISO Standard Class 4 or better (or equivalents) and having any of the following characteristics. Yes a.1. Manufactured for “use” at operating temperatures above 573 K (300 degrees C) either by using special materials or by special heat treatment; or a.2. With lubricating elements or component modifications that, according to the manufacturer’s specifications, are specially designed to enable the bearings to operate at speeds exceeding 2.3 million DN. b. Solid tapered roller bearings, having tolerances specified by the manufacturer in accordance with ANSI/AFBMA Class 00 (inch) or Class A (metric) or better (or equivalents) and having any of the following characteristics. b.1. With lubricating elements or component modifications that, according to the manufacturer’s specifications, are specially designed to enable the bearings to operate at speeds exceeding 2.3 million DN; or b.2. Manufactured for “use” at operating temperatures below 219 K (54 degrees C) or above 423 K (150 degrees C). c. Gas-lubricated foil bearing manufactured for “use” at operating temperatures of 561 K (288 °C) or higher and a unit load capacity exceeding 1 MPa. d. Active magnetic bearing systems. Yes e. Fabric-lined self-aligning or fabric-lined journal sliding bearings manufactured for “use” at operating temperatures below 219 K(-54 degrees C) or above 423 K (150 degrees C). 2A992 Piping, fittings and valves made of, or lined with stainless, copper-nickel alloy or other alloy steel containing 10% or more nickel and/or chromium as follows: a. Pressure tube, pipe, and fittings of 200 mm (8 in.) or more inside diameter, and suitable for operation at pressures of 3.4 MPa (500 psi) or greater; b. Pipe valves having all of the following characteristics that are not controlled by 2B350.g of Annex I of the Dual-Use Regulation; b.1. A pipe size connection of 200 mm (8 in.) or more inside diameter; and b.2. Rated at 10.3 MPa (1,500 psi) or more. 2A993 Pumps designed to move molten metals by electromagnetic forces. 2A994 Portable electric generators, weighing 2300 kg or less on wheels or transportable in a 2½ ton truck without a special set up requirement and specially designed components thereof. 2A999 Specific processing equipment as follows: a. Bellows sealed valves; TECHNICAL NOTES FOR 2B991 TO 2B999: 1. Secondary parallel contouring axes, (e.g., the w-axis on horizontal boring mills or a secondary rotary axis the centre line of which is parallel to the primary rotary axis) are not counted in the total number of contouring axes. Rotary axes need not rotate over 360°. A rotary axis can be driven by a linear device (e.g., a screw or a rack-and-pinion). 2. The number of axes which can be coordinated simultaneously for “contouring control” is the number of axes along or around which, during processing of the workpiece, simultaneous and interrelated motions are performed between the workpiece and a tool. This does not include any additional axes along or around which other relative motions within the machine are performed, such as: 2.a. Wheel-dressing systems in grinding machines; Yes 2.b. Parallel rotary axes designed for mounting of separate workpieces; 2.c. Co-linear rotary axes designed for manipulating the same workpiece by holding it in a chuck from different ends. 3. Axis nomenclature shall be in accordance with International Standard ISO 841:2001, Industrial automation systems and integration - Numerical control of machines - Coordinate system and motion nomenclature. Yes 4. A “tilting spindle” is counted as a rotary axis. Yes 5. ‘Stated “unidirectional positioning repeatability”’ may be used for each specific machine model as an alternative to individual machine tests, and is determined as follows: Yes 5.a. Select five machines of a model to be evaluated; Yes 5.b. Measure the linear axis repeatability (R↑,R↓) according to ISO 230-2:2014 and evaluate “unidirectional positioning repeatability” for each axis of each of the five machines; Yes 5.c. Determine the arithmetic mean value of the “unidirectional positioning repeatability”-values for each axis of all five machines together. These arithmetic mean values “unidirectional positioning repeatability” ( ) become the stated value of each axis for the model...)( x, y, …); Yes 5.d. Since the Category 2 list refers to each linear axis there will be as many ‘stated “unidirectional positioning repeatability”’ values as there are linear axes; Yes 5.e. If any axis of a machine model not controlled by 2B001.a. to 2B001.c. has a ‘stated “unidirectional positioning repeatability”’ equal to or less than the specified “unidirectional positioning repeatability” of each machine tool model plus 0.7 µm, the builder should be required to reaffirm the accuracy level once every eighteen months. Yes 6. For the purpose of 2B, measurement uncertainty for the “unidirectional positioning repeatability” of machine tools, as defined in the International Standard ISO 230-2:2014, shall not be considered. Yes 7. For the purpose of 2B, the measurement of axes shall be made according to test procedures in 5.3.2. of ISO 230-2:2014. Tests for axes longer than 2 meters shall be made over 2 m segments. Axes longer than 4 m require multiple tests (e.g., two tests for axes longer than 4 m and up to 8 m, three tests for axes longer than 8 m and up to 12 m), each over 2 m segments and distributed in equal intervals over the axis length. Test segments are equally spaced along the full axis length, with any excess length equally divided at the beginning, in between, and at the end of the test segments. The smallest “unidirectional positioning repeatability”-value of all test segments is to be reported. Yes 2B991 Numerical control units for machine tools and “numerically controlled” machine tools as follows: a. Numerical control units for machine tools: a.1. Having four interpolating axes that can be coordinated simultaneously for “contouring control”; or a.2. Having two or more axes that can be coordinated simultaneously for contouring control and a minimum programmable increment better (less) than 0.001 mm; a.3. “Numerical control” units for machine tools having two, three or four interpolating axes that can be coordinated simultaneously for contouring control and capable of receiving directly (online) and processing computer aided design (CAD) data for internal preparation of machine instructions; or b. Motion control boards specially designed for machine tools and having any of the following characteristics: b.1. Interpolation in more than four axes; b.2. Capable of “real-time processing” of data to modify tool path, feed rate and spindle data, during the machining operation, by any of the following: b.2.a. Automatic calculation and modification of part programme data for machining in two or more axes by means of measuring cycles and access to source data; or b.2.b. “Adaptive control” with more than one physical variable measured and processed by means of a computing model (strategy) to change one or more machining instructions to optimise the process. b.3. Capable of receiving and processing CAD data for internal preparation of machine instructions; or c. “Numerically controlled” machine tools that, according to the manufacturer’s technical specifications, can be equipped with electronic devices for simultaneous “contouring control” in two or more axes and that have both of the following characteristics: c.1. Two or more axes that can be coordinated simultaneously for contouring control; and c.2. Positioning accuracies according to ISO 230/2 (2006), with all compensations available: c.2.a. Better than 15µm along any linear axis (overall positioning) for grinding machines; c.2.b. Better than 15µm along any linear axis (overall positioning) for milling machines; or c.2.c. Better than 15µm along any linear axis (overall positioning) for turning machines; or d. Machine tools, as follows, for removing or cutting metals, ceramics or composites, that, according to the manufacturer’s technical specifications, can be equipped with electronic devices for simultaneous “contouring control” in two or more axes: d.1. Machine tools for turning, grinding, milling or any combination thereof, having two or more axes that can be coordinated simultaneously for “contouring control” and having any of the following characteristics: d.1.a. One or more contouring tilting spindles; Note: 2B991.d.1.a. applies to machine tools for grinding or milling only. d.1.b. Camming (axial displacement) in one revolution of the spindle less (better) than 0.0006 mm total indicator reading (TIR); Note: 2B991.d.1.b. applies to machine tools for turning only. d.1.c. Run out (out of true running) in one revolution of the spindle less (better) than 0.0006 mm total indicator reading (TIR); d.1.d. The positioning accuracies with all compensations available, are less (better) than: 0.001° on any rotary axis; d.2. Electrical discharge machines (EDM) of the wire feed type that have five or more axes that can be coordinated simultaneously for “contouring control”. Yes 2B992 Non “numerically controlled” machine tools for generating optical quality surfaces as follows and specially designed components therefor. a. Turning machines using a single point cutting tool and having all of the following characteristics: a.1. Slide positioning accuracy less (better) than 0.0005 mm per 300 mm of travel; a.2. Bidirectional slide positioning repeatability less (better) than 0.00025 mm per 300 mm of travel; a.3. Spindle “run out” and “camming” less (better) than 0.0004 mm total indicator reading (TIR); a.4. Angular deviation of the slide movement (yaw, pitch and roll) less (better) than 2 seconds of arc, TIR, over full travel; and a.5. Slide perpendicularity less (better) than 0.001 mm per 300 mm of travel; Technical Note: The bidirectional slide positioning repeatability (R) of an axis is the maximum value of the repeatability of positioning at any position along or around the axis determined using the procedure and under the conditions specified in Part 2.11 of ISO 230/2: 1988. b. Fly cutting machines having all of the following characteristics: b.1. Spindle “run out” and “camming” less (better) than 0.0004 mm TIR; and b.2. Angular deviation of slide movement (yaw, pitch and roll) less (better) than 2 seconds of arc, TIR, over full travel. 2B993 Gearmaking and/or finishing machinery capable of producing gears to a quality level of better than AGMA 11. Yes 2B996 Dimensional inspection or measuring systems or equipment as follows. a. Manual dimensional inspection machines, having both of the following characteristics: a.1. Two or more axes; and a.2. A measurement uncertainty equal to or less (better) than (3 + L/300) micrometre in any axes (L measured length in mm). 2B997 “Robots” that are capable of employing feedback information in real-time processing from one or more sensors to generate or modify “programs” or to generate or modify numerical program data. 2B998 Assemblies, circuit boards or inserts as follows specially designed for machine tools controlled by 2B991, or for equipment controlled by 2B993, 2B996 or 2B997. Yes a. Spindle assemblies, consisting of spindles and bearings as a minimal assembly, with radial (“run out”) or axial (“camming”) axis motion in one revolution of the spindle less (better) than 0.0006 mm total indicator reading (TIR); b. Single point diamond cutting tool inserts, having all of the following characteristics: b.1. Flawless and chip free cutting edge when magnified 400 times in any direction; b.2. Cutting radius from 0.1 to 5 mm inclusive; and b.3. Cutting radius out of roundness less (better) than 0.002 mm TIR. c. Specially designed printed circuit boards with mounted parts or components capable of upgrading, according to the manufacturer’s specifications, “numerical control” units, machine tools or feed-back devices to or above the levels specified in 2B991, 2B993, 2B996, 2B997, or 2B998. Yes 2B999 Specific processing equipment, as follows: a. Isostatic presses; b. Bellows manufacturing equipment, including hydraulic forming equipment and bellows forming dies; c. Laser welding machines; d. MIG welders; e. E-beam welders; f. Monel equipment, including valves, piping, tanks and vessels; g. 304 and 316 stainless steel valves, piping, tanks and vessels; Note: Fittings are considered part of “piping” for purposes of 2B999.g. h. Mining and drilling equipment, as follows: h.1. Large boring equipment capable of drilling holes greater than 61cm/two feet in diameter; h.2. Large earth-moving equipment used in the mining industry; i. Electroplating equipment designed for coating parts with nickel or aluminium; j. Pumps designed for industrial service and for “use” with an electrical motor of 5 HP or greater; k. Vacuum valves, piping, flanges, gaskets and related equipment specially designed for use in high-vacuum service; l. Spin forming and flow forming machines; m. Centrifugal multiplane balancing machines; n. Austenitic stainless-steel plate, valves, piping, tanks and vessels. 2D983 “Software” specially designed or modified for the “development”, “production” or “use” of equipment controlled by 2A983. 2D984 “Software” required for the “development”, “production” or “use” of concealed object detection equipment controlled by 2A984. Yes 2D991 “Software” specially designed for the “development”, “production” or “use” of equipment controlled by 2B991, 2B993, or 2B996, 2B997, and 2B998. Yes 2D992 Specific “software”, as follows (see List of Items Controlled). a.1. For flexible manufacturing units (FMUs) which consist at least of (1) A machine tool described in 2B001.c. of Annex I of the Dual-Use Regulation; and (2) A dimensional inspection machine described in Category 2 of Annex I of the Dual-Use Regulation, or another digitally controlled measuring machine controlled by an entry in Category 2 of Annex I of the Dual-Use Regulation; and Yes a.2. Capable of generating or modifying, in “real-time processing”, programs or data by using the signals obtained simultaneously by means of at least two detection techniques, such as: Yes a.2.a. Machine vision (optical ranging); Yes a.2.b. Infrared imaging; Yes a.2.c. Acoustical imaging (acoustical ranging); Yes a.2.d. Tactile measurement; Yes a.2.e. Inertial positioning; Yes a.2.f. Force measurement; and Yes a.2.g. Torque measurement. Yes Note: 2D992.a. does not control “software” which only provides rescheduling of functionally identical equipment within “flexible manufacturing units” using prestored part programs and a prestored strategy for the distribution of the part programs. 2D993 “Software” specially designed or modified for the “development”, “production” or “use” of items controlled by 2A992 or 2A993. 2D994 “Software” specially designed for the “development” or “production” of portable electric generators controlled by 2A994. 2E984 “Technology” required for the “development”, “production” or “use” of equipment controlled by 2A984 or required for the “development” of “software” controlled by 2D984. Yes 2E991 “Technology” for the use of equipment controlled by 2B991, 2B993, 2B996, or 2B997. 2E993 “Technology” according to the General Technology Note of Annex I of the Dual-Use Regulation for the “use” of equipment controlled by 2A992 or 2A993. 2E994 “Technology” for the “use” of portable electric generators controlled by 2A994. Continuous flow reactors and their modular components. Technical note: Continuous flow reactors consist in plug and play systems where reactants are continuously fed into the reactor and the resultant product is collected at the outlet. Modular components are fluidic modules, liquid pumps, valves, packed-bed modules, mixer modules, pressure gauges, liquid-liquid separators, etc. Nucleic acid assemblers and synthesizers not controlled by 2B352.i, which are partly or entirely automated, and designed to generate nucleic acids greater than 50 bases. Automated peptide synthesizers capable to work under controlled atmosphere conditions. ## 1C Ancillary chemicals used in advanced chip production CAS code Description 1344-28-1 Aluminium Oxide (Activated alumina with a specific surface area of at least 350m2/g) 1344-28-1 Aluminium Oxide other than that specified above 12125-01-8 Ammonium Fluoride 7784-42-1 Arsine 10043-11-5 Boron Nitride 75-59-2 Tetramethylammonium Hydroxide 7783-82-6 Tungsten Hexafluoride ## 2 Electronics 3A991 Electronic devices and components a. “Microprocessor microcircuits”, “microcomputer microcircuits”, and microcontroller microcircuits having any of the following: a.1. A performance speed of 5 GFLOPS or more and an arithmetic logic unit with an access width of 32 bit or more; a.2. A clock frequency rate exceeding 25 MHz; or a.3. More than one data or instruction bus or serial communication port that provides a direct external interconnection between parallel “microprocessor microcircuits” with a transfer rate of 2.5 Mbyte/s; b. Storage integrated circuits, as follows: b.1. Electrical erasable programmable read-only memories (EEPROMs) with a storage capacity: b.1.a. Exceeding 16 Mbits per package for flash memory types; or b.1.b. Exceeding either of the following limits for all other EEPROM types: b.1.b.1. Exceeding 1 Mbit per package; or b.1.b.2. Exceeding 256 kbit per package and a maximum access time of less than 80 ns; b.2 Static random access memories (SRAMs) with a storage capacity: b.2.a. Exceeding 1 Mbit per package; or b.2.b. Exceeding 256 kbit per package and a maximum access time of less than 25 ns; c. Analog-to-digital converters having any of the following: c.1. A resolution of 8 bit or more, but less than 12 bit, with an output rate greater than 200 mega samples per second; c.2. A resolution of 12 bit with an output rate greater than 105 mega samples per second; c.3. A resolution of more than 12 bit but equal to or less than 14 bit with an output rate greater than 10 mega samples per second; or c.4. A resolution of more than 14 bit with an output rate greater than 2.5 mega samples per second; d. Field programmable logic devices having a maximum number of single-ended digital input/outputs between 200 and 700; e. Fast Fourier Transform (FFT) processors having a rated execution time for a 1,024 point complex FFT of less than 1 ms; f. Custom integrated circuits for which either the function is unknown, or the control status of the equipment in which the integrated circuits will be used is unknown to the manufacturer, having any of the following: f.1. More than 144 terminals; or f.2. A typical “basic gate propagation delay time” of less than 0.4 ns; g. Traveling-wave “vacuum electronic devices,” pulsed or continuous wave, as follows: g.1. Coupled cavity devices, or derivatives thereof; g.2. Devices based on helix, folded waveguide, or serpentine waveguide circuits, or derivatives thereof, having either of the following: g.2.a. An “instantaneous bandwidth” of half an octave or more; and g.2.b. The product of the rated average output power (expressed in kW) and the maximum operating frequency (expressed in GHz) of more than 0.2; or g.2.c. An “instantaneous bandwidth” of less than half an octave; and g.2.d. The product of the rated average output power (expressed in kW) and the maximum operating frequency (expressed in GHz) of more than 0.4; h. Flexible waveguides designed for use at frequencies exceeding 40 GHz; i. Surface acoustic wave and surface skimming (shallow bulk) acoustic wave devices (i.e., “signal processing” devices employing elastic waves in materials), having either of the following: i.1. A carrier frequency exceeding 1 GHz; or i.2. A carrier frequency of 1 GHz or less; and i.2.a. A frequency side-lobe rejection exceeding 55 dB; i.2.b. A product of the maximum delay time and bandwidth (time in µs and bandwidth in MHz) of more than 100; or i.2.c. A dispersive delay of more than 10 µs; j. Cells as follows: j.1. Primary cells having an energy density of 550 Wh/kg or less at 293 K (20ºC); j.2. Secondary cells having an energy density of 350 Wh/kg or less at 293 K (20ºC); Note:3A991.j does not control batteries, including single cell batteries. Technical Notes: 1. For the purposes of 3A991.j energy density (Wh/kg) is calculated from the nominal voltage multiplied by the nominal capacity in ampere-hours divided by the mass in kilograms. If the nominal capacity is not stated, energy density is calculated from the nominal voltage squared then multiplied by the discharge duration in hours divided by the discharge load in Ohms and the mass in kilograms. 2. For the purposes of 3A991.j, a ‘cell’ is defined as an electrochemical device, which has positive and negative electrodes, and electrolyte, and is a source of electrical energy. It is the basic building block of a battery. 3. For the purposes of 3A991.j.1, a ‘primary cell’ is a ‘cell’ that is not designed to be charged by any other source. 4. For the purposes of 3A991.j.2, a ‘secondary cell’ is a ‘cell’ that is designed to be charged by an external electrical source. k. “Superconductive” electromagnets or solenoids, specially designed to be fully charged or discharged in less than one minute, having all of the following: Note: 3A991.k does not control “superconductive” electromagnets or solenoids specially designed for Magnetic Resonance Imaging (MRI) medical equipment. k.1. Maximum energy delivered during the discharge divided by the duration of the discharge of more than 500 kJ per minute; k.2. Inner diameter of the current carrying windings of more than 250 mm; and k.3. Rated for a magnetic induction of more than 8T or “overall current density” in the winding of more than 300 A/mm2; l. Circuits or systems designed for electromagnetic energy storage, containing components manufactured from “superconductive” materials specially designed for operation at temperatures below the “critical temperature” of at least one of their “superconductive” constituents, having all of the following: l.1. Resonant operating frequencies exceeding 1 MHz; l.2. A stored energy density of 1 MJ/m3 or more; and l.3. A discharge time of less than 1 ms; m. Hydrogen/hydrogen-isotope thyratrons of ceramic-metal construction and rated for a peak current of 500 A or more; n. Digital integrated circuits based on any compound semiconductor having an equivalent gate count of more than 300 (2 input gates); o. “Space qualified” solar cells, cell-interconnect-coverglass (CIC) assemblies, solar panels, and solar arrays; p. Ceramic frequency filters; q. Cermet trimmers. 3A992 General purpose electronic equipment, as follows: a. Electronic test equipment; b. Digital instrumentation magnetic tape data recorders having any of the following; b.1. A maximum digital interface transfer rate exceeding 60 Mbit/s and employing helical scan techniques; b.2. A maximum digital interface transfer rate exceeding 120 Mbit/s and employing fixed head techniques; or b.3. “Space qualified”; c. Equipment having a maximum digital interface transfer rate exceeding 60 Mbit/s and designed to convert digital video magnetic tape recorders for use as digital instrumentation data recorders; d. Non-modular analogue oscilloscopes having a bandwidth of 1 GHz or greater; e. Modular analogue oscilloscope systems having either of the following: e.1. A mainframe with a bandwidth of 1 GHz or greater; or e.2. Plug-in modules with an individual bandwidth of 4 GHz or greater; f. Analogue sampling oscilloscopes for the analysis of recurring phenomena with an effective bandwidth greater than 4 GHz; g. Digital oscilloscopes and transient recorders, using analogue-to-digital conversion techniques, capable of storing transients by sequentially sampling single-shot inputs at successive intervals of less than 1 ns (greater than 1 giga-sample per second), digitising to 8 bits or greater resolution and storing 256 or more samples. Note: This entry controls the following components designed for analogue oscilloscopes: 1. Plug-in units; 2. External amplifiers; 3. Pre-amplifiers; 4. Sampling devices; 5. Cathode ray tubes. 3A999 Specific processing equipment as follows. a. Frequency changers capable of operating in the frequency range from 300 up to 600 Hz; b. Mass spectrometers; c. All flash x-ray machines, and components of pulsed power systems designed therefor, including Marx generators, high power pulse shaping networks, high voltage capacitors, and triggers; d. Pulse amplifiers; e. Time delay generation or time interval measurement equipment, as follows: e.1 Digital time delay generators having a resolution of 50 nanoseconds or less over time intervals of 1μs or greater; or e.2 Multi-channel (three or more) or modular time interval meter and chronometry equipment having a resolution of 50 ns or less over time intervals of 1 μs or greater; f. Chromatography and spectrometry analytical instruments 3B991 Equipment for the manufacture of electronic components and materials, and specially designed components therefor. a. Equipment specially designed for the manufacture of electron tubes, optical elements and components controlled by entry 3A001 of Annex I of the Dual-Use Regulation, or entry 3A991; b. Equipment for the manufacture of semiconductor devices, integrated circuits and “electronic assemblies”, as follows, and systems incorporating or having the characteristics of such equipment: Note:3B991.b also controls equipment used or modified for use in the manufacture of other devices, such as imaging devices, electro-optical devices, acoustic-wave devices. b.1. Equipment for the processing of materials for the manufacture of devices and components, as specified in the heading of 3B991.b, as follows: Note:3B991 does not control quartz furnace tubes, furnace liners, paddles, boats (except specially designed caged boats), bubblers, cassettes or crucibles specially designed for the processing equipment b.1.a. Equipment specially designed for producing polycrystalline silicon and materials controlled by entry 3A001 of Annex I of the Dual-Use Regulation; b.1.b. Equipment specially designed for purifying or processing III/V and II/VI semiconductor materials controlled by entries 3C001, 3C002, 3C003, 3C004, or 3C005 of Annex I of the Dual-Use Regulation except crystal pullers, for which see 3B991.b.1.c below; b.1.c. Crystal pullers and furnaces, as follows: Note:3B991.b.1.c does not control diffusion and oxidation furnaces. b.1.c.1. Annealing or recrystallising equipment other than constant temperature furnaces employing high rates of energy transfer capable of processing wafers at a rate exceeding 0.005 m2 per minute; b.1.c.2. “Stored program controlled” crystal pullers having any of the following: b.1.c.2.a. Rechargeable without replacing the crucible container; b.1.c.2.b. Capable of operation at pressures above 2.5 x 105 Pa; or b.1.c.2.c. Capable of pulling crystals of a diameter exceeding 100 mm; b.1.d. “Stored program controlled” equipment for epitaxial growth having any of the following: b.1.d.1. Capable of producing silicon layer with a thickness uniform to less than ± 2.5% across a distance of 200 mm or more; b.1.d.2. Capable of producing a layer of any material other than silicon with a thickness uniformity across the wafer of equal to or better than ± 3.5%; or b.1.d.3. Capable of rotating individual wafers during processing; b.1.e. Molecular beam epitaxial growth equipment; b.1.f. Magnetically enhanced ‘sputtering’ equipment with specially designed integral load locks capable of transferring wafers in an isolated vacuum environment; Note: ‘Sputtering’ is an overlay coating process wherein positively charged ions are accelerated by an electric field towards the surface of a target (coating material). The kinetic energy of the impacting ions is sufficient to cause target surface atoms to be released and deposited on the substrate. (Note: Triode, magnetron or radio frequency sputtering to increase adhesion of coating and rate of deposition are ordinary modifications of the process.) b.1.g. Equipment specially designed for ion implantation, ion-enhanced or photo-enhanced diffusion, having any of the following: b.1.g.1. Patterning capability; b.1.g.2. Beam energy (accelerating voltage) exceeding 200 keV; b.1.g.3 Optimised to operate at a beam energy (accelerating voltage) of less than 10 keV; or b.1.g.4. Capable of high energy oxygen implant into a heated “substrate”; b.1.h. “Stored program controlled” equipment for selective removal (etching) by means of anisotropic dry methods (e.g., plasma), as follows: b.1.h.1. ‘Batch types’ having either of the following: b.1.h.1.a. End-point detection, other than optical emission spectroscopy types; or b.1.h.1.b. Reactor operational (etching) pressure of 26.66 Pa or less; b.1.h.2. ‘Single wafer types’ having any of the following: b.1.h.2.a. End-point detection, other than optical emission spectroscopy types; b.1.h.2.b. Reactor operational (etching) pressure of 26.66 Pa or less; or b.1.h.2.c. Cassette-to-cassette and load locks wafer handling; Notes: 1. ‘Batch types’ refers to machines not specially designed for production processing of single wafers. Such machines can process two or more wafers simultaneously with common process parameters, e.g., RF power, temperature, etch gas species, flow rates. 2. ’Single wafer types’ refers to machines specially designed for production processing of single wafers. These machines may use automatic wafer handling techniques to load a single wafer into the equipment for processing. The definition includes equipment that can load and process several wafers but where the etching parameters, e.g., RF power or end point, can be independently determined for each individual wafer. b.1.i. “Chemical vapor deposition” (CVD) equipment, e.g., plasma-enhanced CVD (PECVD) or photo-enhanced CVD, for semiconductor device manufacturing, having either of the following capabilities, for deposition of oxides, nitrides, metals or polysilicon: b.1.i.1. “Chemical vapor deposition” equipment operating below 105 Pa; or b.1.i.2. PECVD equipment operating either below 60 Pa (450 millitorr) or having automatic cassette-to-cassette and load lock wafer handling; Note: 3B991.b.1.i does not control low pressure “chemical vapor deposition” (LPCVD) systems or reactive ’sputtering’ equipment. b.1.j. Electron beam systems specially designed or modified for mask making or semiconductor device processing having any of the following: b.1.j.1. Electrostatic beam deflection; b.1.j.2. Shaped, non-Gaussian beam profile; b.1.j.3. Digital-to-analogue conversion rate exceeding 3 MHz; b.1.j.4. Digital-to-analogue conversion accuracy exceeding 12 bit; or b.1.j.5. Target-to-beam position feedback control precision of 1 μm or finer; Note: 3B991.b.1.j does not control electron beam deposition systems or general purpose scanning electron microscopes. b.1.k. Surface finishing equipment for the processing of semiconductor wafers as follows: b.1.k.1. Specially designed equipment for backside processing of wafers thinner than 100 μm and the subsequent separation thereof; or b.1.k.2. Specially designed equipment for achieving a surface roughness of the active surface of a processed wafer with a two-sigma value of 2 μm or less, total indicator reading (TIR); Note:3B991.b.1.k does not control single-side lapping and polishing equipment for wafer surface finishing. b.1.l. Interconnection equipment which includes common single or multiple vacuum chambers specially designed to permit the integration of any equipment controlled by 3B991 into a complete system; b.1.m. “Stored program controlled” equipment using “lasers” for the repair or trimming of “monolithic integrated circuits” with either of the following: b.1.m.1. Positioning accuracy less than ± 1 μm; or b.1.m.2. Spot size (kerf width) less than 3 μm. b.2. ‘Masks’, ‘mask’ “substrates,” mask-making equipment and image transfer equipment for the manufacture of devices and components as specified in the heading of 3B991, as follows: Note: The term ’masks’ or ‘mask’ refers to those used in electron beam lithography, X-ray lithography, and ultraviolet lithography, as well as the usual ultraviolet and visible photo-lithography. b.2.a. Finished masks, reticles and designs therefor, except: b.2.a.1. Finished masks or reticles for the production of integrated circuits not controlled by entry 3A001 of Annex I of the Dual-Use Regulation; or b.2.a.2. Masks or reticles, having both of the following: b.2.a.2.a. Their design is based on geometries of 2.5 μm or more; and b.2.a.2.b. The design does not include special features to alter the intended use by means of production equipment or “software”; b.2.b. Mask “substrates” as follows: b.2.b.1. Hard surface (e.g., chromium, silicon, molybdenum) coated “substrates” (e.g., glass, quartz, sapphire) for the preparation of masks having dimensions exceeding 125 mm x 125 mm; or b.2.b.2. “Substrates” specially designed for X-ray masks; b.2.c. Equipment, other than general purpose computers, specially designed for computer aided design (CAD) of semiconductor devices or integrated circuits; b.2.d. Equipment or machines, as follows, for mask or reticle fabrication: Note:3B991.b.2.d.1 and b.2.d.2 do not control mask fabrication equipment using photo-optical methods which was either commercially available before the 1st January, 1980, or has a performance no better than such equipment. b.2.d.1. Photo-optical step and repeat cameras capable of producing arrays larger than 100 mm x 100 mm, or capable of producing a single exposure larger than 6 mm x 6 mm in the image (i.e., focal) plane, or capable of producing line widths of less than 2.5 μm in the photoresist on the “substrate”; b.2.d.2. Mask or reticle fabrication equipment using ion or “laser” beam lithography capable of producing line widths of less than 2.5 μm; or b.2.d.3. Equipment or holders for altering masks or reticles or adding pellicles to remove defects; b.2.e. “Stored program controlled” equipment for the inspection of masks, reticles or pellicles with: b.2.e.1. A resolution of 0.25 μm or finer; and b.2.e.2. A precision of 0.75 μm or finer over a distance in one or two coordinates of 63.5 mm or more; Note: 3B991.b.2.e does not control general purpose scanning electron microscopes except when specially designed and instrumented for automatic pattern inspection. b.2.f. Align and expose equipment for wafer production using photo-optical or X-ray methods, e.g., lithography equipment, including both projection image transfer equipment and step and repeat (direct step on wafer) or step and scan (scanner) equipment, capable of performing any of the following: Note:3B991.b.2.f does not control photo-optical contact and proximity mask align and expose equipment or contact image transfer equipment. b.2.f.1. Production of a pattern size of less than 2.5 μm; b.2.f.2. Alignment with a precision finer than ± 0.25 μm (3 sigma); b.2.f.3. Machine-to-machine overlay no better than ± 0.3 μm; or b.2.f.4. A light source wavelength shorter than 400 nm; b.2.g. Electron beam, ion beam or X-ray equipment for projection image transfer capable of producing patterns less than 2.5 μm; Note:For focused, deflected-beam systems (direct write systems), see 3B991.b.1.j or b.10. b.2.h. Equipment using “lasers” for direct write on wafers capable of producing patterns less than 2.5 μm. b.3. Equipment for the assembly of integrated circuits, as follows: b.3.a. “Stored program controlled” die bonders having all of the following: b.3.a.1. Specially designed for “hybrid integrated circuits”; b.3.a.2. X-Y stage positioning travel exceeding 37.5 x 37.5 mm; and b.3.a.3. Placement accuracy in the X-Y plane of finer than ± 10 μm; b.3.b. “Stored program controlled” equipment for producing multiple bonds in a single operation (e.g., beam lead bonders, chip carrier bonders, tape bonders); b.3.c. Semi-automatic or automatic hot cap sealers, in which the cap is heated locally to a higher temperature than the body of the package, specially designed for ceramic microcircuit packages controlled by entry 3A001 of Annex I of the Dual-Use Regulation and that have a throughput equal to or more than one package per minute. b.4. Filters for clean rooms capable of providing an air environment of 10 or less particles of 0.3 μm or smaller per 0.02832 m3 and filter materials therefor. 3B992 Equipment for the inspection or testing of electronic components and materials, and specially designed components therefor. a. Equipment specially designed for the inspection or testing of electron tubes, optical elements and specially designed components therefor, controlled by entry 3A001 of Annex I of the Dual-Use Regulation or 3A991; b. Equipment specially designed for the inspection or testing of semiconductor devices, integrated circuits and “electronic assemblies”, as follows, and systems incorporating or having the characteristics of such equipment: Note: 3B992.b also controls equipment used or modified for use in the inspection or testing of other devices, such as imaging devices, electro-optical devices, acoustic-wave devices. b.1. “Stored program controlled” inspection equipment for the automatic detection of defects, errors or contaminants of 0.6 μm or less in or on processed wafers, “substrates”, other than printed circuit boards or integrated circuits, using optical image acquisition techniques for pattern comparison; Note: 3B992.b.1 does not control general purpose scanning electron microscopes, except when specially designed and instrumented for automatic pattern inspection. b.2. Specially designed “stored program controlled” measuring and analysis equipment, as follows: b.2.a. Specially designed for the measurement of oxygen or carbon content in semiconductor materials; b.2.b. Equipment for line width measurement with a resolution of 1 μm or finer; b.2.c. Specially designed flatness measurement instruments capable of measuring deviations from flatness of 10 μm or less with a resolution of 1 μm or finer. b.3. “Stored program controlled” wafer probing equipment having any of the following: b.3.a. Positioning accuracy finer than 3.5 μm; b.3.b. Capable of testing devices having more than 68 terminals; or b.3.c. Capable of testing at a frequency exceeding 1 GHz; b.4. Test equipment as follows: b.4.a. “Stored program controlled” equipment, specially designed for testing discrete semiconductor devices and unencapsulated dice, capable of testing at frequencies exceeding 18 GHz; Technical Note: Discrete semiconductor devices include photocells and solar cells. b.4.b. “Stored program controlled” equipment specially designed for testing integrated circuits and “electronic assemblies” thereof, capable of functional testing: b.4.b.1. At a ‘pattern rate’ exceeding 20 MHz; or b.4.b.2. At a ‘pattern rate’ exceeding 10 MHz but not exceeding 20 MHz and capable of testing packages of more than 68 terminals. Notes: 3B992.b.4.b does not control test equipment specially designed for testing: 1. Memory; 2. “Electronic assemblies” for home and entertainment applications; and 3. Electronic components, and integrated circuits not controlled by entry 3A001 of Annex I of the Dual-Use Regulation or 3A991 provided such test equipment does not incorporate computing facilities with “user accessible programmability”. Technical Note: For purposes of 3B992.b.4.b, ‘pattern rate’ is defined as the maximum frequency of digital operation of a tester. It is therefore equivalent to the highest data rate that a tester can provide in non-multiplexed mode. It is also referred to as test speed, maximum digital frequency or maximum digital speed. b.4.c. Equipment specially designed for determining the performance of focal-plane arrays at wavelengths of more than 1,200 nm, using “stored program controlled” measurements or computer aided evaluation and having any of the following: b.4.c.1. Using scanning light spot diameters of less than 0.12 mm; b.4.c.2. Designed for measuring photosensitive performance parameters and for evaluating frequency response, modulation transfer function, uniformity of responsivity or noise; or b.4.c.3. Designed for evaluating arrays capable of creating images with more than 32 x 32 line elements; b.5. Electron beam test systems designed for operation at 3 keV or below, or “laser” beam systems, for non-contact probing of powered-up semiconductor devices having any of the following: b.5.a. Stroboscopic capability with either beam blanking or detector strobing; b.5.b. An electron spectrometer for voltage measurements with a resolution of less than 0.5 V; or b.5.c. Electrical tests fixtures for performance analysis of integrated circuits; Note:3B992.b.5 does not control scanning electron microscopes, except when specially designed and instrumented for non-contact probing of a powered-up semiconductor device. b.6. “Stored program controlled” multifunctional focused ion beam systems specially designed for manufacturing, repairing, physical layout analysis and testing of masks or semiconductor devices and having either of the following: b.6.a. Target-to-beam position feedback control precision of 1 μm or finer; or b.6.b. Digital-to-analogue conversion accuracy exceeding 12 bit; b.7. Particle measuring systems employing “lasers” designed for measuring particle size and concentration in air having both of the following: b.7.a. Capable of measuring particle sizes of 0.2 μm or less at a flow rate of 0.02832 m3 per minute or more; and b.7.b. Capable of characterising Class 10 clean air or better. 3B993 Equipment for the manufacture of Printed Circuit Boards (PCBs) and specially designed components and accessories therefor, as follows: a. Film processing equipment; b. Solder mask coating equipment; c. Photo plotter equipment; d. Plating or electroplating deposition equipment; e. Vacuum chambers and presses; f. Roll laminators; g. Alignment equipment; h. Etching equipment. 3B994 Automated optical inspection equipment for testing Printed Circuit Boards (PCBs), based on optical or electrical sensors, and capable to detect any of the following quality defects: a. Spacing, area, volume or height; b. Bill boarding; c. Components (presence, absence, flipped, offset, polarity, or skew); d. Solder (bridging, insufficient solder joints); e. Leads (insufficient paste, lifting); f. Tombstoning; or g. Electrical (shorts, opens, resistance, capacitance, power, grid performance). 3C992 Positive resists designed for semiconductor lithography specially adjusted (optimised) for use at wavelengths between 370 and 193 nm. 3C993 Chemicals and materials of the type used in the production of Printed Circuit Boards (PCBs), as follows: a. PCB composite substrates made of glass fibre or cotton (e.g. FR-4, FR-2, FR-6, CEM-1,G-10, etc.); b. Multilayer PCB substrates, containing at least one layer of any of the following materials: b.1. Aluminium; b.2. Polytetrafluoroethylene (PTFE); or b.3. Ceramic materials (e.g. alumina, titanium oxide, etc.); c. Etchant chemicals; c.1. Ferric chloride (7705-08-0); c.2. Cupric chloride (7447-39-4); c.3. Ammonium persulphate (7727-54-0); c.4. Sodium persulphate (7775-27-1); c.5. Chemical preparations specially designed for etching and containing any of the chemicals included in c.1 to c.4. Note: 3C993.c. does not control “chemical mixtures” containing one or more of the chemicals specified in entry c. in which no individually specified chemical constitutes more than 10 % by the weight of the mixture. d. Copper foil with a minimum purity 95 % and of a thickness less than 100 μm; e. Polymeric substances and films thereof of less than 0.5 mm of thickness, as follows: e.1. Aromatic polyimides; e.2. Parylenes; e.3. Benzocyclobutenes (BCBs); e.4. Polybenzoxazoles. 3D991 “Software” specially designed for the “development”, “production”, or “use” of electronic devices, or components controlled by entry 3A991 ..., general purpose electronic equipment controlled by 3A992, or manufacturing and test equipment controlled by 3B991 and 3B992; or “software” specially designed for the “use” of equipment controlled by entry 3B001.g and h of Annex I of the Dual-Use Regulation. 3D992 “Software” specially designed for the test, “development” or “production” of Printed Circuit Boards (PCBs). 3E991 “Technology” for the “development,” “production” or “use” of electronic devices or components controlled by entry 3A991 ..., general purpose electronic equipment controlled by 3A992, or manufacturing and test equipment controlled by 3B991 or 3B992, or materials controlled by 3C992. 3E992 “Technology” for the “development”, “production” or “use” of Printed Circuit Boards (PCBs). ## 3 Computers 4A994 Computers, “electronic assemblies” and related equipment, and specially designed components therefor. Note 1: The control status of the “digital computers” and related equipment described in 4A994 is determined by the control status of other equipment or systems provided: a. The “digital computers” or related equipment are essential for the operation of the other equipment or systems; b. The “digital computers” or related equipment are not a “principal element” of the other equipment or systems; and N.b. 1: The control status of “signal processing” or “image enhancement” equipment specially designed for other equipment with functions limited to those required for the other equipment is determined by the control status of the other equipment even if it exceeds the “principal element” criterion. N.b. 2: For the control status of “digital computers” or related equipment for telecommunications equipment, see Category 5, Part 1 (Telecommunications) of Annex I of the Dual-Use Regulation. c. The “technology” for the “digital computers” and related equipment is determined by Category 4E of Annex I of the Dual-Use Regulation. a. Electronic computers and related equipment, and “electronic assemblies” and specially designed components therefor, rated for operation at an ambient temperature above 343 K (70°C); b. “Digital computers”, including “signal processing” or ”image enhancement” equipment, having an “Adjusted Peak Performance” (“APP”) equal to or greater than 0.0128 Weighted TeraFLOPS (WT); c. “Electronic assemblies” that are specially designed or modified to enhance performance by aggregation of processors, as follows: c.1. Designed to be capable of aggregation in configurations of 16 or more processors; c.2. Not used. Note 1: 4A994.c applies only to “electronic assemblies” and programmable interconnections with a “APP” not exceeding the limits in 4A994.b, when shipped as unintegrated “electronic assemblies”. It does not apply to “electronic assemblies” inherently limited by nature of their design for use as related equipment controlled by 4A994.k. Note 2: 4A994.c does not control any “electronic assembly” specially designed for a product or family of products whose maximum configuration does not exceed the limits of 4A994.b. d. Not used; e. Not used; f. Equipment for “signal processing” or “image enhancement” having an “Adjusted Peak Performance” (“APP”) equal to or greater than 0.0128 Weighted TeraFLOPS WT; g. Not used; h. Not used; i. Equipment containing “terminal interface equipment” exceeding the limits in 5A991; j. Equipment specially designed to provide external interconnection of “digital computers” or associated equipment that allows communications at data rates exceeding 80 Mbyte/s; Note:4A994.j does not control internal interconnection equipment (e.g., backplanes, buses) passive interconnection equipment, “network access controllers” or “communication channel controllers”. k. “Hybrid computers” and “electronic assemblies” and specially designed components therefor containing analogue-to-digital converters having all of the following: k.1. 32 channels or more; and k.2. A resolution of 14 bit (plus sign bit) or more with a conversion rate of 200,000 Hz or more. 4D993 “Program” proof and validation “software,” “software” allowing the automatic generation of “source codes,” and operating system “software” that are specially designed for “real-time processing” equipment. a. “Program” proof and validation “software” using mathematical and analytical techniques and designed or modified for “programs” having more than 500,000 “source code” instructions; b. “Software” allowing the automatic generation of “source codes” from data acquired on line from external sensors described in Annex I of the Dual-Use Regulation; c. Operating system “software” specially designed for “real-time processing” equipment that guarantees a “global interrupt latency time” of less than 20 µs. Note: “Global interrupt latency time” is the time taken by the computer system to recognise an interrupt due to the event, service the interrupt and perform a context switch to an alternate memory-resident task waiting on the interrupt. 4D994 Software” other than that controlled in entry 4D001 of Annex I of the Dual-Use Regulation specially designed or modified for the “development”, “production”, or “use” of equipment controlled by entry 4A101 of Annex I of the Dual-Use Regulation, or 4A994. 4E992 “Technology” for the “development,” “production,” or “use” of equipment controlled by 4A994, or “software” controlled by 4D993 or 4D994. 4E993 “Technology” for the “development” or “production” of equipment designed for “multi-data-stream processing.” ### Part 4: Telecommunications and information security ## 1 Telecommunication equipment 5A991 Telecommunication equipment. Note: 1. ‘Asynchronous transfer mode’ (‘ATM’) is a transfer mode in which the information is organised into cells; it is asynchronous in the sense that the recurrence of cells depends on the required or instantaneous bit rate. 2. ‘Bandwidth of one voice channel’ is data communication equipment designed to operate in one voice channel of 3,100 Hz, as defined in CCITT Recommendation G.151. 3. ‘Communications channel controller’ is the physical interface that controls the flow of synchronous or asynchronous digital information. It is an assembly that can be integrated into computer or telecommunications equipment to provide communications access. 4. ‘Datagram’ is a self-contained, independent entity of data carrying sufficient information to be routed from the source to the destination data terminal equipment without reliance on earlier exchanges between this source and destination data terminal equipment and the transporting network. 5. ‘Gateway’ is the function, realised by any combination of equipment and “software”, to carry out the conversion of conventions for representing, processing or communicating information used on one system into the corresponding, but different conventions used in another system. 6. ‘Packet’ is a group of binary digits including data and call control signals that is switched as a composite whole. The data, call control signals, and possible error control information are arranged in a specified format. a. Any type of telecommunications equipment, not controlled by 5A001.a, specially designed to operate outside the temperature range from 219 K (-54 °C) to 397 K (124 °C). b. Telecommunication transmission equipment and systems, and specially designed components therefor, having any of the following characteristics, functions or features: a. Categorised as follows, or combinations thereof: 1. Radio equipment (e.g., transmitters, receivers and transceivers); 2. Line terminating equipment; 3. Intermediate amplifier equipment; 4. Repeater equipment; 5. Regenerator equipment; 6. Translation encoders (transcoders); 7. Multiplex equipment (statistical mutiplex included); 8. Modulators/demodulators (modems); 9. Transmultiplex equipment (see CCITT Rec. G701); 10. “Stored program controlled” digital cross-connection equipment; 11. ‘Gateways’ and bridges; 12. “Media access units”; and b. Designed for use in single or multi-channel communication via any of the following: 1. Wire (line); 2. Coaxial cable; 3. Optical fibre cable; 4. Electromagnetic radiation; or 5. Underwater acoustic wave propagation. b.1. Employing digital techniques, including digital processing of analogue signals, and designed to operate at a “digital transfer rate” at the highest multiplex level exceeding 45 Mbit/s or a “total digital transfer rate” exceeding 90 Mbit/s; Note: 5A991.b.1 does not control equipment specially designed to be integrated and operated in any satellite system for civil use. b.2. Modems using the ‘bandwidth of one voice channel’ with a “data signalling rate” exceeding 9,600 bits per second; b.3. Being “stored program controlled” digital cross-connect equipment with “digital transfer rate” exceeding 8.5 Mbit/s per port. b.4. Being equipment containing any of the following: b.4.a. ‘Network access controllers’ and their related common medium having a “digital transfer rate” exceeding 33 Mbit/s; or b.4.b. “Communication channel controllers” with a digital output having a “data signalling rate” exceeding 64,000 bit/s per channel; Note: If any uncontrolled equipment contains a “network access controller”, it cannot have any type of telecommunications interface, except those described in, but not controlled by 5A991.b.4. b.5. Employing a “laser” and having any of the following: b.5.a. A transmission wavelength exceeding 1,000 nm; or b.5.b. Employing analogue techniques and having a bandwidth exceeding 45 MHz; Note: 5A991.b.5.b does not control commercial TV systems. b.5.c. Employing coherent optical transmission or coherent optical detection techniques (also called optical heterodyne or homodyne techniques); b.5.d. Employing wavelength division multiplexing techniques; or b.5.e. Performing optical amplification; b.6. Radio equipment operating at input or output frequencies exceeding: b.6.a. 31 GHz for satellite-earth station applications; or b.6.b. 26.5 GHz for other applications; Note: 5A991.b.6. does not control equipment for civil use when conforming with an International Telecommunications Union (ITU) allocated band between 26.5 GHz and 31 GHz. b.7. Being radio equipment employing any of the following: b.7.a. Quadrature-amplitude-modulation (QAM) techniques above level 4 if the “total digital transfer rate” exceeds 8.5 Mbit/s; b.7.b. QAM techniques above level 16 if the “total digital transfer rate” is equal to or less than 8.5 Mbit/s; b.7.c. Other digital modulation techniques and having a “spectral efficiency” exceeding 3 bit/s/Hz; or b.7.d. Operating in the 1.5 MHz to 87.5 MHz band and incorporating adaptive techniques providing more than 15 dB suppression of an interfering signal. Notes: 1. 5A991.b.7 does not control equipment specially designed to be integrated and operated in any satellite system for civil use. 2. 5A991.b.7 does not control radio relay equipment for operation in an ITU allocated band: a. Having any of the following: a.1. Not exceeding 960 MHz; or a.2. With a “total digital transfer rate” not exceeding 8.5 Mbit/s; and b. Having a “spectral efficiency” not exceeding 4 bit/s/Hz. c. “Stored program controlled” switching equipment and related signalling systems, having any of the following characteristics, functions or features, and specially designed components therefor: Note: Statistical multiplexers with digital input and digital output which provide switching are treated as “stored program controlled” switches. c.1. Data (message) switching equipment or systems designed for “packet-mode operation” and electronic assemblies and components therefor, c.2. Not used; c.3. Routing or switching of ‘datagram’ packets; Note: The restrictions in 5A991.c.3 do not apply to networks restricted to using only ‘network access controllers’ or to ‘network access controllers’ themselves. c.4. Not used. c.5. Multi-level priority and pre-emption for circuit switching; Note: 5A991.c.5 does not control single-level call pre-emption. c.6. Designed for automatic hand-off of cellular radio calls to other cellular switches or automatic connection to a centralised subscriber data base common to more than one switch; c.7. Containing “stored program controlled” digital cross connect equipment with “digital transfer rate” exceeding 8.5 Mbit/s per port. c.8. “Common channel signalling” operating in either non-associated or quasi-associated mode of operation; c.9. “Dynamic adaptive routing”; c.10. Being packet switches, circuit switches and routers with ports or lines exceeding any of the following: c.10.a. A “data signalling rate” of 64,000 bit/s per channel for a ‘communications channel controller’; or Note: 5A991.c.10.a does not control multiplex composite links composed only of communication channels not individually controlled by 5A991.b.1. c.10.b. A “digital transfer rate” of 33 Mbit/s for a ‘network access controller’ and related common media; Note: 5A991.c.10 does not control packet switches or routers with ports or lines not exceeding the limits in 5A991.c.10. c.11. “Optical switching”; c.12. Employing ‘Asynchronous Transfer Mode’ (‘ATM’) techniques; d. Optical fibres and optical fibre cables of more than 50 m in length designed for single mode operation; e. Centralised network control having all of the following: e.1. Receives data from the nodes; and e.2. Process these data in order to provide control of traffic not requiring operator decisions, and thereby performing “dynamic adaptive routing”; Note: 5A991.e does not preclude control of traffic as a function of predictable statistical traffic conditions. f. Phased array antennas, operating above 10.5 GHz, containing active elements and distributed components, and designed to permit electronic control of beam shaping and pointing, except for landing systems with instruments meeting International Civil Aviation Organisation (ICAO) standards (microwave landing systems (MLS)); g. Mobile communications equipment and electronic assemblies and components therefor; h. Radio relay communications equipment designed for use at frequencies equal to or exceeding 19.7 GHz and components therefor. 5B991 Telecommunications test equipment. 5C991 Preforms of glass or of any other material optimised for the manufacture of optical fibres controlled by 5A991. 5D991 “Software” specially designed or modified for the “development,” “production” or “use” of equipment controlled by 5A991 and 5B991, and dynamic adaptive routing software, as follows: a. “Software”, other than in machine-executable form, specially designed for “dynamic adaptive routing”; b. Not used. 5E991 “Technology” for the “development”, “production” or “use” of equipment controlled by 5A991 or 5B991, or “software” controlled by 5D991, and other “technologies” as follows: Note: 1. ‘Synchronous digital hierarchy’ (SDH) is a digital hierarchy providing a means to manage, multiplex, and access various forms of digital traffic using a synchronous transmission format on different types of media. The format is based on the Synchronous Transport Module (STM) that is defined by CCITT Recommendation G.703, G.707, G.708, G.709 and others yet to be published. The first level rate of ‘SDH’ is 155.52 Mbits/s. 2. ‘Synchronous optical network’ (SONET) is a network providing a means to manage, multiplex and access various forms of digital traffic using a synchronous transmission format on fiber optics. The format is the North America version of ‘SDH’ and also uses the Synchronous Transport Module (STM). However, it uses the Synchronous Transport Signal (STS) as the basic transport module with a first level rate of 51.81 Mbits/s. The SONET standards are being integrated into those of ‘SDH’. a. Specific “technologies” as follows: a.1. “Technology” for the processing and application of coatings to optical fibre specially designed to make it suitable for underwater use; a.2. “Technology” for the “development” of equipment employing ‘Synchronous Digital Hierarchy’ (‘SDH’) or ‘Synchronous Optical Network’ (‘SONET’) techniques. ## 2 Information security 5A992 “Information security” systems, equipment and components, described by entry 5A002 of Annex I of the Dual-Use Regulation and classified under Note 3 to Category 5, Part 2 of Annex I of the Dual-Use Regulation (Cryptography Note). 5D992 “Information Security” “software” described by entry 5D002 to Category 5, Part 2 in Annex I of the Dual-Use Regulation and classified under Note 3 to Category 5, Part 2 of Annex I of the Dual-Use Regulation (Cryptography Note). Note: This entry does not control “software” designed or modified to protect against malicious computer damage, e.g., viruses, where the use of “cryptography” is limited to authentication, digital signature and/or the decryption of data or files. 5E992 “Information Security” “technology” as follows: a. “Technology” for the “use” of items controlled by 5A992 or “software” controlled by 5D992. ## 5 Sensors and lasers 6A991 Marine or terrestrial acoustic equipment capable of detecting or locating underwater objects or features or positioning surface vessels or underwater vehicles; and specially designed components therefor. 6A992 Optical Sensors as follows a. Image intensifier tubes and specially designed components therefor, as follows: a.1. Image intensifier tubes having all the following: a.1.a. A peak response in wavelength range exceeding 400 nm, but not exceeding 1,050 nm; a.1.b. A microchannel plate for electron image amplification with a hole pitch (centre‑to‑centre spacing) of less than 25 μm; and a.1.c. Having any of the following: a.1.c.1. An S‑20, S‑25 or multialkali photocathode; or a.1.c.2. A GaAs or GaInAs photocathode; a.2. Specially designed microchannel plates having both of the following: a.2.a. 15,000 or more hollow tubes per plate; and a.2.b. Hole pitch (centre‑to‑centre spacing) of less than 25 μm. b. Direct view imaging equipment operating in the visible or infrared spectrum, incorporating image intensifier tubes having the characteristics listed in 6A992.a.1. 6A993 Cameras as follows: a. Cameras that meet the criteria of Note 3 to entry 6A003.b.4. of Annex I of the Dual-Use Regulation. 6A994 Optics as follows: a. Optical filters: a.1. For wavelengths longer than 250 nm, comprised of multi‑layer optical coatings and having either of the following: a.1.a. Bandwidths equal to or less than 1 nm Full Width Half Intensity (FWHI) and peak transmission of 90% or more; or a.1.b. Bandwidths equal to or less than 0.1 nm FWHI and peak transmission of 50% or more; Note: 6A994 does not control optical filters with fixed air gaps or Lyot‑type filters. a.2. For wavelengths longer than 250 nm, and having all of the following: a.2.a. Tunable over a spectral range of 500 nm or more; a.2.b. Instantaneous optical bandpass of 1.25 nm or less; a.2.c. Wavelength resettable within 0.1 ms to an accuracy of 1 nm or better within the tunable spectral range; and a.2.d. A single peak transmission of 91% or more; a.3. Optical opacity switches (filters) with a field of view of 30 degrees or wider and a response time equal to or less than 1 ns; b. “Fluoride fibre” cable, or optical fibres therefor, having an attenuation of less than 4 dB/km in the wavelength range exceeding 1,000 nm but not exceeding 3,000 nm. 6A995 “Lasers” as follows: a. Carbon dioxide (CO2) “lasers” having any of the following: a.1. A CW output power exceeding 10 kW; a.2. A pulsed output with a “pulse duration” exceeding 10 µs; and a.2.a. An average output power exceeding 10 kW; or a.2.b. A pulsed “peak power” exceeding 100 kW; or a.3. A pulsed output with a “pulse duration” equal to or less than 10 μs; and a.3.a. A pulse energy exceeding 5 J per pulse and “peak power” exceeding 2.5 kW; or a.3.b. An average output power exceeding 2.5 kW; b. Semiconductor lasers, as follows b.1. Individual, single‑transverse mode semiconductor “lasers” having: b.1.a. An average output power exceeding 100 mW; or b.1.b. A wavelength exceeding 1,050 nm; b.2. Individual, multiple‑transverse mode semiconductor “lasers”, or arrays of individual semiconductor “lasers”, having a wavelength exceeding 1,050 nm; c. Ruby “lasers” having an output energy exceeding 20 J per pulse; d. Non-“tunable” “pulsed lasers” having an output wavelength exceeding 975 nm but not exceeding 1,150 nm and having any of the following: d.1. A “pulse duration” equal to or exceeding 1 ns but not exceeding 1 μs, and having any of the following: d.1.a. A single transverse mode output and having any of the following: d.1.a.1. A ‘wall-plug efficiency’ exceeding 12% and an “average output power” exceeding 10 W and capable of operating at a pulse repetition frequency greater than 1kHz; or d.1.a.2. An “average output power” exceeding 20 W; or d.1.b. A multiple transverse mode output and having any of the following: d.1.b.1. A ‘wall-plug efficiency’ exceeding 18% and an “average output power” exceeding 30W; d.1.b.2. A “peak power” exceeding 200 MW; or d.1.b.3. An “average output power” exceeding 50 W; or d.2. A “pulse duration” exceeding 1 μs and having any of the following: d.2.a. A single transverse mode output and having any of the following: d.2.a.1. A ‘wall-plug efficiency’ exceeding 12% and an “average output power” exceeding 10 W and capable of operating at a pulse repetition frequency greater than 1 kHz; or d.2.a.2. An “average output power” exceeding 20 W; or d.2.b. A multiple transverse mode output and having any of the following: d.2.b.1. A ‘wall-plug efficiency’ exceeding 18% and an “average output power” exceeding 30 W; or d.2.b.2. An “average output power” exceeding 500 W; e. Non-“tunable” continuous wave “(CW) lasers”, having an output wavelength exceeding 975 nm but not exceeding 1,150nm and having any of the following: e.1. A single transverse mode output and having any of the following: e.1.a. A ‘wall-plug efficiency’ exceeding 12% and an “average output power” exceeding 10 W and capable of operating at a pulse repetition frequency greater than 1 kHz; or e.1.b. An “average output power” exceeding 50 W; or e.2. A multiple transverse mode output and having any of the following: e.2.a. A ‘wall-plug efficiency’ exceeding 18% and an “average output power” exceeding 30 W; or e.2.b. An “average output power” exceeding 500 W; Note: 6A995.e.2.b does not control multiple transverse mode, industrial “lasers” with output power less than or equal to 2kW with a total mass greater than 1,200kg. For the purpose of this note, total mass includes all components required to operate the “laser,” e.g., “laser,” power supply, heat exchanger, but excludes external optics for beam conditioning and/or delivery. f. Non-“tunable” “lasers”, having a wavelength exceeding 1,400 nm, but not exceeding 1555 nm and having any of the following: f.1. An output energy exceeding 100 mJ per pulse and a pulsed “peak power” exceeding 1 W; or f.2. An average or CW output power exceeding 1 W; g. Free electron “lasers”. 6A996 “Magnetometers”, “Superconductive” electromagnetic sensors, and specially designed components therefor, as follows a. “Magnetometers”, having a ‘sensitivity’ lower (better) than 1.0 nT (rms) per square root Hz. Technical Note: For the purposes of 6A996, ‘sensitivity’ (noise level) is the root mean square of the device ‑limited noise floor which is the lowest signal that can be measured. b. “Superconductive” electromagnetic sensors and components manufactured from “superconductive” materials, having all of the following: b.1. Designed for operation at temperatures below the “critical temperature” of at least one of their “superconductive” constituents (including Josephson effect devices or “superconductive” quantum interference devices (SQUIDS)); b.2. Designed for sensing electromagnetic field variations at frequencies of 1 KHz or less; and b.3. Having any of the following: b.3.a. Incorporating thin-film SQUIDS with a minimum feature size of less than 2 μm and with associated input and output coupling circuits; b.3.b. Designed to operate with a magnetic field slew rate exceeding 1 x 106 magnetic flux quanta per second; b.3.c. Designed to function without magnetic shielding in the earth’s ambient magnetic field; or b.3.d. Having a temperature coefficient less (smaller) than 0.1 magnetic flux quantum/K. 6A997 Gravity meters (gravimeters) for ground use as follows: a. Having a static accuracy of less (better) than 100 microgal; or b. Being of the quartz element (Worden) type. 6A998 Radar systems, equipment and specially designed components therefor, as follows: a. Airborne radar equipment and specially designed components therefor. b. “Space-qualified” “laser” radar or Light Detection and Ranging (LIDAR) equipment specially designed for surveying or for meteorological observation. c. Millimetre wave enhanced vision radar imaging systems specially designed for rotary wing aircraft and having all of the following: c.1. Operates at a frequency of 94 GHz; c.2. An average output power of less than 20 mW; c.3. Radar beam width of 1 degree; and c.4. Operating range equal to or greater than 1500 m. 6A999 Specific processing equipment, as follows: a. Seismic detection equipment not controlled in paragraph c. b. Radiation hardened TV cameras, c. Seismic intrusion detection systems that detect, classify and determine the bearing on the source of a detected signal. 6B995 Equipment, including tools, dies, fixtures or gauges, and other specially designed components therefor, specially designed or modified for any of the following: a. For the manufacture or inspection of: a.1. Free electron “laser” magnet wigglers; a.2. Free electron “laser” photo injectors; b. For the adjustment, to required tolerances, of the longitudinal magnetic field of free electron “lasers”. 6C992 Optical sensing fibres that are modified structurally to have a ‘beat length’ of less than 500 mm (high birefringence) or optical sensor materials not described in entry 6C002.b. of Annex I of the Dual-Use Regulation and having a zinc content of equal to or more than 6% by ‘mole fraction.’ Note: ‘Mole fraction’ is defined as the ratio of moles of ZnTe to the sum of the moles of CdTe and ZnTe present in the crystal. 2) ‘Beat length’ is the distance over which two orthogonally polarised signals, initially in phase, must pass in order to achieve a 2 Pi radian(s) phase difference. 6C994 Optical materials. a. Low optical absorption materials, as follows: a.1. Bulk fluoride compounds containing ingredients with a purity of 99.999% or better; or Note: 6C994.a.1 controls fluorides of zirconium or aluminium and variants. a.2. Bulk fluoride glass made from compounds controlled by entry 6C004.e.1 of Annex I of the Dual-Use Regulation; b. ‘Optical fibre preforms’ made from bulk fluoride compounds containing ingredients with a purity of 99.999% or better, specially designed for the manufacture of “fluoride fibres” controlled by 6A994.b. 6D991 “Software,” specially designed for the “development”, “production”, or “use” of items controlled by entries 6A002 and 6A003 of Annex I of the Dual-Use Regulation, 6A991, 6A996, 6A997, or 6A998. 6D992 “Software” specially designed for the “development” or “production” of equipment controlled by 6A992, 6A994, or 6A995. 6D993 Other “software”. a. Air Traffic Control (ATC) “software” application “programs” hosted on general purpose computers located at Air Traffic Control centres, and capable of automatically handing over primary radar target data (if not correlated with secondary surveillance radar (SSR) data) from the host ATC centre to another ATC centre. b. “Software” specially designed for seismic intrusion detection systems in 6A999.c. c. “Source Code” specially designed for seismic intrusion detection systems in 6A999.c. 6E991 “Technology” for the “development”, “production” or “use” of equipment controlled by 6A991, 6A996, 6A997, 6A998 or 6A99.c. 6E992 “Technology” for the “development” or “production” of equipment, materials or “software” controlled by 6A992, 6A994, or 6A995, 6B995, 6C992, 6C994, or 6D993. 6E993 Other “technology” as follows. a. Optical fabrication technologies for serially producing optical components at a rate exceeding 10 m2 of surface area per year on any single spindle and having all of the following: a.1. Area exceeding 1 m2, and a.2. Surface figure exceeding λ/10 (rms) at the designed wavelength; b. “Technology” for optical filters with a bandwidth equal to or less than 10 nm, a field of view (FOV) exceeding 40° and a resolution exceeding 0.75 line pairs per milliradian; c. “Technology” for the “development” or “production” of cameras controlled by 6A993; d. “Technology” “required” for the “development” or “production” of non‑triaxial fluxgate “magnetometers” or non‑triaxial fluxgate “magnetometer” systems, having any of the following: d.1. ‘Sensitivity’ lower (better) than 0.05 nT (rms) per square root Hz at frequencies of less than 1 Hz; or d.2. ‘Sensitivity’ lower (better) than 1 x 10‑3 nT (rms) per square root Hz at frequencies of 1 Hz or more; e. “Technology” “required” for the “development” or “production” of infrared up-conversion devices having all of the following: e.1. A response in the wavelength range exceeding 700 nm but not exceeding 1500 nm; and e.2. A combination of an infrared photodetector, light emitting diode (LED), and nanocrystal to convert infrared light into visible light. Technical Note: For the purposes of entry 6E993, ‘sensitivity’ (or noise level) is the root mean square of the device-limited noise floor which is the lowest signal that can be measured. ## 6 Navigation and avionics 7A994 Navigation direction finding equipment, airborne communication equipment, all aircraft inertial navigation systems, and other avionic equipment, including components, 7B994 Other equipment for the test, inspection, or “production” of navigation and avionics equipment. 7D994 “Software” for the “development”, “production”, or “use” of navigation, airborne communication and other avionics. 7E994 “Technology” for the “development,” “production” or “use” of navigation, airborne communication, and other avionics equipment. ## 7 Marine 8A992 Vessels, marine systems or equipment, and specially designed components therefor, and marine boilers and components therefor. a. Underwater vision systems, as follows: a.1. Television systems (comprising camera, lights, monitoring and signal transmission equipment) having a limiting resolution when measured in air of more than 500 lines and specially designed or modified for remote operation with a submersible vehicle; or a.2. Underwater television cameras having a limiting resolution when measured in air of more than 700 lines; Technical Note: Limiting resolution in television is a measure of horizontal resolution usually expressed in terms of the maximum number of lines per picture height discriminated on a test chart, using IEEE Standard 208/1960 or any equivalent standard. b. Photographic still cameras specially designed or modified for underwater use, having a film format of 35 mm or larger, and having autofocusing or remote focusing specially designed for underwater use; c. Stroboscopic light systems, specially designed or modified for underwater use, capable of a light output energy of more than 300 J per flash; d. Other underwater camera equipment; e. Other submersible systems; f. Vessels (surface or underwater), including inflatable boats, and specially designed components therefor; g. Marine engines (both inboard and outboard), and submarine engines, and specially designed components therefor; h. Other self-contained underwater breathing apparatus (scuba gear) and related equipment, ; i. Life jackets, inflation cartridges, compasses, wetsuits, masks, fins, weight belts, and dive computers; j. Underwater lights and propulsion equipment; k. Air compressors and filtration systems, specially designed for filling air cylinders. l. Marine boilers designed to have any of the following: l.1. Heat release rate (at maximum rating) equal to or in excess of 190,000 BTU per hour per cubic foot of furnace volume; or l.2. Ratio of steam generated in kg per hour (at maximum rating) to the dry weight of the boiler in kg equal to or in excess of 0.83. m. Components for marine boilers described in 8A992.l. 8D992 “Software” specially designed or modified for the “development”, “production” or “use” of equipment controlled by 8A992. 8D999 “Software” specially designed for the operation of unmanned submersible vehicles. 8E992 “Technology” for the “development”, “production” or “use” of equipment controlled by 8A992. maritime goods and maritime technology within the meaning in regulation 21 (interpretation of Part 5). ## 8 Aerospace and Propulsion 9A990 Diesel engines and tractor units, and specially designed components therefor. a. Diesel engines for trucks, tractor units, and automotive applications of continuous power output of 400 BHP (298 kW) or greater (performance based on Society of Automotive Engineers J1349 standard conditions of 100 kPa and 25°C); b. Off-road semi-trailer wheeled tractor units of carriage capacity 9 t or more and specially designed components therefor; c. On-road semi-trailer tractor units, with single or tandem rear axles rated for 9 t per axel or greater and specially designed components therefor. 9A991 “Aircraft” and gas turbine engines and components a. Not used; b. Not used; c. Aero gas turbine engines and specially designed components therefor; d. Not used; e. Pressurised aircraft breathing equipment and specially designed components therefor; f. reciprocating or rotary internal combustion piston engines; g. electric engines. ... 9B990 Vibration test equipment and specially designed components therefor. 9B991 “Equipment,” tooling or fixtures specially designed for manufacturing or measuring gas turbine blades, vanes or tip shroud castings, as follows: a. Automated equipment using non-mechanical methods for measuring aerofoil wall thickness; b. Tooling, fixtures or measuring equipment for the “laser”, water jet or ECM/EDM hole drilling processes controlled by entry 9E003.c of Annex I of the Dual-Use Regulation; c. Ceramic core leaching equipment; d. Ceramic core manufacturing equipment or tools; e. Ceramic shell wax pattern preparation equipment; f. Ceramic shell burn out or firing equipment. 9D990 “Software”, for the “development” or “production” of equipment controlled by 9A990 or 9B990. 9D991 “Software”, for the “development” or “production” of equipment controlled by 9A991 or 9B991. 9E990 “Technology”, for the “development” or “production” or “use” of equipment controlled by 9A990 or 9B990. 9E991 “Technology”, for the “development”, “production” or “use” of equipment controlled by 9A991 or 9B991. 9E993 Other “technology”, not described by entry 9E003 of Annex I of the Dual-Use Regulation, as follows: a. Rotor blade tip clearance control systems employing active compensating casing “technology” limited to a design and development data base; b. Gas bearing for turbine engine rotor assemblies. Jet fuel and fuel additives Any thing falling within a commodity code mentioned in column 1 of the following table. Commodity code (1) Item (2) Jet fuel (other than kerosene): 2710 12 70 —spirit type jet fuel (light oils) 2710 19 29 —other than kerosene (medium oils) 2710 19 21 —kerosene type jet fuel (medium oils) 2710 20 90 —kerosene type jet fuel blended with biodiesel Oxidation inhibitors Oxidation inhibitors used in additives for lubricating oils: 3811 21 00 — oxidation inhibitors containing petroleum oils 3811 29 00 — other oxidation inhibitors 3811 90 00 Oxidation inhibitors used for other liquids used for the same purpose as mineral oils Static dissipater additives Static dissipater additives for lubricating oils: 3811 21 00 — containing petroleum oils 3811 29 00 — other 3811 90 00 Static dissipater additives for other liquids used for the same purpose as mineral oils Corrosion inhibitors Corrosion inhibitors for lubricating oils: 3811 21 00 — containing petroleum oils 3811 29 00 — other 3811 90 00 Corrosion inhibitors for other liquids used for the same purpose as mineral oils Fuel system icing inhibitors (anti-icing additives) Fuel system icing inhibitors for lubricating oils: 3811 21 00 — containing petroleum oils 3811 29 00 — other 3811 90 00 Fuel system icing inhibitors for other liquids used for the same purpose as mineral oils Metal de-activators Metal de-activators for lubricating oils: 3811 21 00 —containing petroleum oils 3811 29 00 — other 3811 90 00 Metal de-activator for other liquids used for the same purpose as mineral oils Biocide additives Biocide additives for lubricating oils: 3811 21 00 — containing petroleum oils 3811 29 00 — other 3811 90 00 Biocide additives for other liquids used for the same purpose as mineral oils Thermal stability improver additives Thermal stability improver for lubricating oils: 3811 21 00 — containing petroleum oils 3811 29 00 — other 3811 90 00 Thermal stability improver for other liquids used for the same purposes as mineral oils ### Part 9: Miscellaneous items ## 1 Equipment for oil production or oil exploration as follows— (a) drill head integrated measurement equipment, including inertial navigation systems for measurement while drilling (MWD); (b) gas monitoring systems and detectors therefor, designed for continuous operation and detection of hydrogen sulphide; (c) equipment for seismological measurements, including reflection seismetics and seismic vibrators; (d) sediment echo sounders. ## 2 Collector equipment for metal ores in deep seabed. ## 3 Equipment for the “production” of printed electronics for organic light emitting diodes (OLED), organic field-effect transistors (OFET) or organic photovoltaic cells (OPVC). ## 4 Equipment for the “production” of microelectromechanical systems (MEMS) using the mechanical properties of silicon, including sensors in chip format like pressure membranes, bending beams or micro adjustment devices. ## 5 Equipment, specially designed for the production of E-Fuels (electrofuels and synthetic fuels) or ultra efficient solar cells (efficiency > 30 %). ## 6 Numerical controlled machine tools, having one or more linear axis with a travel length greater than 8000 mm. ## 7 Advanced materials as follows— (a) materials for cloaking or adaptive camouflage; (b) metamaterials, e.g. with a negative refractive index; (c) high entropy alloys (HEA); (d) Heusler compounds; (e) Kitaev materials, including kitaev spin liquids. ## 8 Conjugated polymers (conductive, semiconductive, electroluminescent) for printed or organic electronics. ## 9 Energetic materials as follows and mixtures thereof, except where the material is incorporated in a medical product— (a) ammonium picrate (CAS 131-74-8); (b) black powder; (c) hexanitrodiphenylamine (CAS 131-73-7); (d) difluoroamine (CAS 10405-27-3); (e) nitrostarch (CAS 9056-38-6); (f) tetranitronaphthalene; (g) trinitroanisole; (h) trinitronaphthalene; (i) trinitroxylene; (j) N-pyrrolidinone; 1-methyl-2-pyrrolidinone (CAS 872-50-4); (k) dioctylmaleate (CAS 142-16-5); (l) ethylhexylacrylate (CAS 103-11-7); (m) triethylaluminium (TEA) (CAS 97-93-8), trimethylaluminium (TMA) (CAS 75-24-1), and other pyrophoric metal alkyls and aryls of lithium, sodium, magnesium, zinc or boron; (n) nitroglycerin (or glyceroltrinitrate, trinitroglycerine) (NG) (CAS 55-63-0); (o) Ethylenediaminedinitrate (EDDN) (CAS 20829-66-7); (p) lead azide (CAS 13424-46-9), normal lead styphnate (CAS 15245-44-0) and basic lead styphnate (CAS 12403-82-6), and primary explosives or priming compositions containing azides or azide complexes; (q) diethyldiphenylurea (CAS 85-98-3); dimethyldiphenylurea (CAS 611-92-7); methylethyldiphenyl urea; (r) N,N-diphenylurea (unsymmetrical diphenylurea) (CAS 603-54-3); (s) methyl-N,N-diphenylurea (methyl unsymmetrical diphenylurea) (CAS 13114-72-2); (t) ethyl-N,N-diphenylurea (ethyl unsymmetrical diphenylurea) (CAS 64544-71-4); (u) 4-Nitrodiphenylamine (4-NDPA)(CAS 836-30-6); (v) 2,2-dinitropropanol (CAS 918-52-5). Note: For the purpose of this entry, “medical product” means (1) a pharmaceutical formulation designed for human administration in the treatment of medical conditions, and (2) prepackaged for distribution as a clinical or medical product. ## 10 “Technology” “required” for the “development”, “production” or “use” of the systems, equipment, components and software specified in paragraphs 1 to 8. ## 11 “Software” specially designed or modified for the “development”, “production” or “use” of the systems, equipment and components specified in paragraphs 3 to 6. ## 12 Nettings, Canopies, Tents, Blankets and Apparel, specially designed for camouflage. ## 13 All-terrain vehicles. [Note: For the purpose of this entry, an “all-terrain vehicle” means a motorised vehicle designed to travel on three or four low pressure (less than 0.9 bar gauge pressure) tyres on unpaved surfaces, typically having a seat designed to be straddled by the operator and handlebars for steering control and includes quad bikes, off-road vehicles and utility terrain vehicles. ## 14 Lithium and lithium compounds as follows— (a) Lithium (CAS 7439-93-2); (b) Lithium carbonate (CAS 554-13-2); (c) Lithium hydroxide (CAS 1310-65-2 and CAS 1310-66-3); (d) Lithium oxide (CAS 12057-24-8); (e) Lithium cobalt oxide (CAS 12190-79-3); (f) Lithium iron phosphate (CAS 15365-14-7); (g) Lithium manganese oxide (CAS 12057-17-9); (h) Lithium nickel manganese cobalt oxide (CAS 346417-97-8); or (i) Lithium titanate (CAS 12031-82-2). ## 15 Ultra-High-Molecular-Weight Polyethylene (UHMWPE) not controlled by 1C010 or 1C210, presented in any of the following forms— (a) Primary forms (9002-88-4); (b) Filament yarns or monofilaments; (c) Filament tows; (d) Rovings; (e) Staples or chopped fibres; (f) Fabrics; (g) Pulps or flocks. ## 16 Constituent chemicals for propellants as follows— (a) Toluene Diisocyanate, in any isomeric form (CAS 584-84-9, 91-08-7, 26471-62-5, 9002-68-2, 26628-22-8); (b) Methyl Diphenyl Diisocyanate (CAS 101-68-8); (c) Isophorone Diisocyanate (CAS 4098-71-9); (d) Xylidine in any isomeric form (CAS 87-59-2, 95-68-1, 95-78-3, 87-62-7, 95-63-6 or 108-69-0); (e) Hydroxy Terminated Polyether (HTPE); (f) Hydroxy Terminated Caprolactone Ether (HTCE). Technical note: this item refers to pure substance and any mixture containing at least 50% of the chemicals listed above. ## Schedule 2B: Consumer communication devices ## 1 In regulation 60B, “consumer communication device” means any of the following, of a type which is generally available to the public— (a) computers falling within entries 5A992 and 4A994.b of Schedule 2A ; (b) disk drives and solid-state storage equipment falling within entry 5A992 of Schedule 2A; (c) input/output control units (other than industrial controllers designed for chemical processing); (d) graphics accelerators and graphics coprocessors; (e) monitors falling within entry 5A992 of Schedule 2A; (f) printers falling within entry 5A992 of Schedule 2A; (g) modems falling within entries 5A991.b.2, 5A991.b.4 or 5A992 of Schedule 2A; (h) network access controllers and communications channel controllers falling within entry 5A991.b.4 of Schedule 2A; (i) keyboards, mice and similar devices specified in entry 5A992 of Schedule 2A; (j) mobile phones, including cellular and satellite telephones, personal digital assistants, and subscriber information module (SIM) cards and similar devices falling within entries 5A992 or 5A991 of Schedule 2A; (k) memory devices falling within entry 5A992 of Schedule 2A; (l) information security equipment, software (except encryption source code) and peripherals falling within entries 5A992 or 5D992 of Schedule 2A; (m) digital cameras and memory cards falling within entry 6A993 or 5A992 of Schedule 2A; (n) television and radio receivers falling within entry 5A992 of Schedule 2A; (o) recording devices falling within entry 5A992 of Schedule 2A; (p) batteries, chargers, carrying cases and accessories for the goods falling within paragraphs (a) to (o) above; (q) software (except encryption source code) falling within entries 4D994, 5D991 and 5D992 of Schedule 2A, which is for use with equipment described in paragraphs (a) to (p) above. ## 2 For the purposes of paragraph 1, goods and technology are generally available to the public if they are — (a) sold from stock at retail selling points without restriction, by means of— (i) over the counter transactions, (ii) mail order transactions, (iii) electronic transactions, or (iv) telephone order transactions, and (b) designed for installation by the user without further substantial support by the supplier. ## Schedule 2C: Aviation and space goods and technology ### Part 1: General ## 1 Interpretation For the purposes of this Schedule, whether a thing “falls within chapter 88 of the Goods Classification Table” is to be interpreted in accordance with paragraph 1 of Schedule 3. ## 2 Interpretation Terms printed in quotation marks and not defined in this Schedule have the meaning given to them in— (a) Schedules 2 and 3 of the Export Control Order 2008, or (b) Annex I of the Dual-Use Regulation, as applicable. ### Part 2: Aviation and space goods ## 3 Any thing falling within chapter 88 of the Goods Classification Table. ### Part 3: Aviation and space technology ## 4 “Technology” for the “development”, “production” or “use” of things falling within chapter 88 of the Goods Classification Table. ## 5 “Software” for the “development”, “production” or “use” of things falling within chapter 88 of the Goods Classification Table. ## Schedule 2D: Oil refining goods and technology ## 1 Interpretation (1) Paragraph 1 of Schedule 3 applies for the purposes of interpreting Part 2. (2) Terms printed in quotation marks and not defined in this Schedule have the meaning given to them in— (a) Schedules 2 and 3 to the Export Control Order 2008, or (b) Annex I of the Dual-Use Regulation, as applicable. ## 2 Oil refining goods Any thing falling within— (a) a commodity code mentioned in column 1 of the following table, and (b) the description in column 2 corresponding to that code. Commodity code Description ex 8479 89 97 ex 8543 70 90 Alkylation and isomerization units ex 8479 89 97 ex 8543 70 90 Aromatic hydrocarbon production units ex 8419 40 00 Atmospheric-vacuum crude distillation units (CDU) ex 8479 89 97 ex 8543 70 90 Catalytic reforming / cracker units ex 8419 50 20, 8419 50 80 Cold boxes in the LNG-process ex 8419 89 10 Cooling towers and similar plant for direct cooling (without a separating wall) by means of recirculated water, designed to be used with the equipment listed in this schedule ex 8419 50 20 or 8419 50 80 Cryogenic exchangers in the LNG-process ex 8414 10 81 Cryogenic pumps in the LNG-process ex 8419 89 98 ex 8419 89 30 ex 8419 89 10 Delayed cokers ex 8419 89 98 ex 8419 89 30 ex 8419 89 10 Flexicoking units ex 8479 89 97 Hydrocracking reactors ex 8419 89 98 ex 8419 89 30 ex 8419 89 10 ex 8479 89 97 Hydrocracking reactor vessels ex 8479 89 97 ex 8543 70 90 Hydrogen generation equipment ex 8419 60 00 ex 8419 89 98 ex 8421 39 15 ex 8421 39 25 ex 8421 39 35 ex 8421 39 85 ex 8479 89 97 ex 8543 70 90 Hydrogen recovery and purification equipment ex 8479 89 97 ex 8543 70 90 Hydrotreatment equipment/units ex 8479 89 97 ex 8543 70 90 Naphtha isomerisation units ex 8479 89 97 ex 8543 70 90 Polymerisation units ex 8418 69 00 Process units for gas cooling in the LNG-process ex 8419 60 00 Process units for the liquefaction of the natural gas ex 8419 40 00 Process units for the separation and fractionation of the hydrocarbons in the LNG-process ex 8419 60 00 ex 8419 89 10 ex 8419 89 30 ex 8419 89 98 ex 8421 39 35 ex 8421 39 85 ex 8479 89 97 ex 8543 70 90 Refinery fuel gas treatment and sulphur recovery equipment (including amine scrubbing units, sulphur recovery units, tail gas treatment units) ex 8456 90 00 ex 8479 89 97 ex 8543 70 90 Solvent de-asphalting units ex 8479 89 97 ex 8543 70 90 Sulphur production units ex 8479 89 97 ex 8543 70 90 Sulphuric acid alkylation and sulphuric acid regeneration units ex 8419 89 10 ex 8419 89 30 ex 8419 89 98 ex 8479 89 97 ex 8543 70 90 Thermal cracking units ex 8479 89 97 ex 8543 70 90 Toluene and heavy aromatics: Transalkylation units ex 8479 89 97 ex 8543 70 90 Visbreakers ex 8479 89 97 ex 8543 70 90 Vacuum gas oil hydrocracking units ## 3 Oil refining goods Catalysts used in the following processes for the refining of crude oil to produce petroleum products— (a) fluid catalytic cracking; (b) hydroprocessing, including hydrotreating and hydrocracking, (c) alkylation; (d) catalytic reforming. ## 4 Oil refining technology “Software” for the “development”, “production” or “use” of any thing falling within paragraphs 2 and 3. ## 5 Oil refining technology “Technology” for the “development”, “production” or “use” of any thing falling within paragraphs 2 to 4. ## Schedule 2E: Quantum computing and advanced materials goods and technology ## 1 Interpretation (1) Terms printed in quotation marks and not defined or interpreted in this Schedule have the meaning given to them in— (a) Schedules 2 and 3 to the Export Control Order 2008, or (b) Annex I of the Dual-Use Regulation, as applicable. (2) For the purposes of this Schedule, the interpretative notes in Part 2 apply. ## 2 Quantum computing and advanced materials goods Equipment, “electronic assemblies” and components, specially designed for “quantum computers”, quantum electronics, quantum sensors, quantum processing units, qubit circuits, qubit devices or quantum radar systems. Note 1: “Quantum computers” perform computations that harness the collective properties of quantum states, such as superposition, interference and entanglement. Note 2: Units, circuits and devices include but are not limited to superconducting circuits, quantum annealing, ion trap, photonic interaction, silicon/spin and cold atoms. ## 3 Quantum computing and advanced materials goods “Cryogenic refrigeration systems” designed to maintain temperatures below 1.1 kelvin for 48 hours or more and related cryogenic refrigeration equipment and components as follows: (a) pulse tubes; (b) cryostats; (c) dewars; (d) gas handling systems (GHS); (e) compressors; (f) control units. Note: “Cryogenic refrigeration systems” include but are not limited to dilution refrigeration, adiabatic demagnisation refrigerators and laser cooling systems. ## 4 Quantum computing and advanced materials goods Ultra-High vacuum (“UHV”) equipment as follows— (a) UHV pumps (sublimation, turbomolecular, diffusion, cryogenic, ion-getter); (b) UHV pressure gauges. Note: UHV means 100 nanoPascals (nPa) or lower ## 5 Quantum computing and advanced materials goods High quantum efficiency (“QE”) photodetectors and sources with a QE greater than 80% in the wavelength range exceeding 400 nanometers but not exceeding 1,600 nanometers. ## 6 Quantum computing and advanced materials goods Manufacturing equipment as follows— (a) additive manufacturing equipment for the production of metal parts; (b) additive manufacturing equipment for “energetic materials”, including equipment using ultrasonic extrusion; (c) vat photopolymerisation additive manufacturing equipment using stereo lithography (SLA) or direct light processing (DLP); (d) machines for additive manufacturing by plastics or rubber deposit; (e) machines for additive manufacturing by plaster, cement, ceramics or glass deposit; (f) parts of machines for additive manufacturing. Note: Paragraph 6(a) only applies to the following systems— (i) powder-bed systems using selective laser melting (SLM), laser cladding, direct metal laser sintering (DMLS) or electron beam melting (ELM), or (ii) powder-fed systems using laser cladding, direct energy deposition or laser metal deposition. ## 7 Quantum computing and advanced materials goods Metal powders and metal alloy powders specially designed for the additive manufacturing equipment specified in paragraph 6(a). ## 8 Quantum computing and advanced materials goods Microscopes, related equipment and detectors, as follows— (a) scanning electron microscopes (SEM); (b) scanning auger microscopes; (c) transmission electron microscopes (TEM); (d) atomic force microscopes (AFM); (e) scanning force microscopes (SFM); (f) equipment and detectors specially designed for use with the microscopes specified in sub-paragraphs (a) to (e), employing any of the following— (i) X-ray photo spectroscopy (XPS); (ii) energy-dispersive X-ray spectroscopy (EDX, EDS); (iii) electron back scatter detector (EBSD) systems; (iv) electron spectroscopy for chemical analysis (ESCA). ## 9 Quantum computing and advanced materials goods “Decapsulation” equipment for semiconductor devices. Note: “Decapsulation” means the removal of a cap, lid, or encapsulating material from a packaged integrated circuit by mechanical, thermal, or chemical methods. ## 10 Quantum computing and advanced materials technology “Software” specially designed or modified for the “development”, “production” or “use” of the systems, equipment and components specified in paragraphs 2 to 9. ## 11 Quantum computing and advanced materials technology “Software” for digital twins (DT) of additive manufactured products or for the determination of the reliability of additive manufactured products. ## 12 Quantum computing and advanced materials technology “Technology” “required” for the “development”, “production” or “use” of the systems, equipment, components and software specified in paragraphs 2 to 11. ### Part 3: Quantum computing and related goods ## 13 Fused Quartz. ## 14 Piezoelectric Quartz. ## 15 Rubidium. ## 16 Diamonds. ## 17 Precious stones. ## 18 Synthetic or reconstructed precious or semi-precious stones. ## 19 Transparent windows and all-glass enclosures for vacuum/cryogenic systems, cryogenic windows. ## 20 Mu-metal shield. ## 21 Advanced liquid cooling systems and advanced immersion cooling systems. ## 22 AI accelerators in the form of a module. ## 23 AI accelerators presented as a microchip. ## 24 Rubidium dispenser. ## 25 Quadrature splitter. ## 26 Niobium-titanium alloys wire. ## 27 Signal generator. ## 28 Low-noise RF amplifiers, RF switches. ## 29 Cryogenic low-noise amplifier (e.g. IMPA, HEMT, etc.). ## 30 Other cryogenic electronics (e.g. attenuator, BPF, isolator, circulator). ## 31 Electro-Optic modulator. ## 32 Photonic crystal fibre amplifier. ## 33 Lock-in amplifier. ## 34 Ion trap. ## 35 Laser shutter; Laser lock. ## 36 Magneto optical trap. ## 37 Spatial modulator; Acousto-optical modulators & deflectors. ## 38 Peizo controller. ## 39 Sensor-fusion modules. ## Schedule 3: Energy-related goods , energy-related technology and infrastructure-related goods ### Part 1: General ## 1 Interpretation (1) For the purposes of this Schedule— (a) a thing “falls within” a commodity code if it is, or would be, classified under that commodity code, as set out in the Goods Classification Table; (b) a thing “falls within” a chapter if it is, or would be, classified under that chapter, as set out in the Goods Classification Table; (c) where a commodity code or chapter is preceded by “ex”, the goods specified in this Schedule constitute only a part of the scope of the commodity code or chapter and must fall within both the description given to that code or chapter in this Schedule and the scope of the code or chapter in the Goods Classification Table. (2) For the purposes of determining whether or not a thing is, or would be, “classified” in accordance with sub-paragraph (1), the rules of interpretation contained in the following have effect— (a) Part Two (Goods Classification Table Rules of Interpretation) of the Tariff of the United Kingdom; (b) notes to a section or chapter of the Goods Classification Table. (3) For the purposes of this paragraph— “commodity code” includes a code denoting a heading or sub-heading; “the Goods Classification Table” means the table so named in Annex Ⅰ in Part Three of the Tariff of the United Kingdom; “the Tariff of the United Kingdom” means the document containing the legal classification and import rate for products being imported into the United Kingdom, entitled “The Tariff of the United Kingdom”, as revised or re-issued from time to time , including by any document published under regulations made under section 8(1) of the Taxation (Cross-border Trade) Act 2018 replacing the same in whole or in part. (4) For the purposes of this Schedule, “technology” has the meaning given in paragraph 37 of Schedule 1 to the Act. ## 1A Interpretation Terms printed in quotation marks and not defined in this Schedule have the meaning given to them in Annex I of the Dual-Use Regulation. ### Part 2: Energy-related goods ## 2 Any thing falling within the following commodity codes— 7304 11 00 7304 19 10 7304 19 30 7304 19 90 7304 22 00 7304 23 00 7304 29 10 7304 29 30 7304 29 90 7305 11 00 7305 12 00 7305 19 00 7305 20 00 7306 11 7306 19 7306 21 00 7306 29 00 8207 13 00 8207 19 10 8413 82 00 8413 92 00 8430 49 00 8705 20 00 8905 20 00 8905 90 10 ## 3 Any thing falling— (a) within a commodity code mentioned in column 1 of the following table; and (b) within the description in column 2 beside that code. Code Description ex 8413 50 Reciprocating positive displacement pumps for liquids, power-driven with a maximum flow-rate greater than 18 m 3 /hour and a maximum outlet pressure greater than 40 bar, specially designed to pump drilling muds and/or cement into oil wells ex 8413 60 Rotary positive displacement pumps for liquids, power-driven with a maximum flow-rate greater than 18 m 3 /hour and a maximum outlet pressure greater than 40 bar, specially designed to pump drilling muds and/or cement into oil wells ex 8431 39 00 Parts suitable for use solely or principally with the oil field machinery of heading 8428 ex 8431 43 00 Parts suitable for use solely or principally with the oil field machinery of subheadings 8430 41 or 8430 49 ex 8431 49 Parts suitable for use solely or principally with the oil field machinery of heading 8426, 8429 and 8430 ## 3A Any thing falling within the first column of the following table. Item Regulation 53A applies? a. Oil and gas exploration equipment .... b. Hydraulic fracturing items, as follows: . . . b.2. Hydraulic fracturing proppant, fracking fluid, and chemical additives therefor. Yes b.3. High pressure pumps. Yes ### Part 3: Infrastructure-related goods ## 4 Any thing falling within the following chapters— (a) chapters 25 to 29; (b) chapters 72 to 76; (c) chapters 78 to 81; (d) chapter 86; (e) chapters 88 and 89; and (f) chapter 98. ## 5 Any thing falling within the following commodity codes— 3824 3826 00 8207 13 00 8207 19 10 8401 to 8418 8420 to 8432 8435 to 8437 8439 to 8443 8444 00 8445 8447 8448 8449 00 00 8450 8452 to 8468 8470 to 8484 8486 8487 8501 to 8505 8507 8511 8514 8515 8525 to 8548 8701 8702 8704 8705 8706 00 8709 8710 00 00 8716 7106 to 7112 9013 to 9015 9025 to 9033 ### Part 4: Energy-related technology ## 6 Technology “required” for the “development”, “production” or “use” of any thing falling within paragraphs 2 to 3A. ## Schedule 3A: Luxury goods ## 1 Interpretation (1) Paragraph 1 of Schedule 3 applies for the purposes of interpreting Part 2. (2) In Part 2, “sales price” means the sales price of the item or quantity specified excluding value added taxes. (3) For the purposes of this Schedule, where a sales price is specified per item, “item” is to be construed as the unit usually packaged for retail sale (where applicable), whether a singular good or a number of goods if packaged to be sold together. ## 2 Luxury items Horses, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price exceeds £250 per animal— Commodity code Description 0101 21 00 Pure-bred breeding animals 0101 29 90 Other ## 3 Luxury items Caviar and caviar substitutes, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price exceeds £250 per 1.5kg, or equivalent per item— Commodity code Description 1604 31 00 Caviar 1604 32 00 Caviar substitutes ## 4 Luxury items Truffles and preparations thereof falling within the commodity codes set out in the following table, provided that the sales price exceeds £250 per 1.5kg, or equivalent per item— Commodity code Description 0709 56 00 Truffles 0710 80 69 Other 0711 59 00 Other 0712 39 00 Other 2001 90 97 Other 2003 90 10 Truffles 2103 90 90 Other 2104 10 00 Soups and broths and preparations therefor 2104 20 00 Homogenised composite food preparations 2106 00 00 Food preparations not elsewhere specified or included ## 5 Luxury items Wines (including sparkling wines), beers, spirits and spirituous beverages, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price per item exceeds £250— Commodity code Description 2203 00 00 Beer made from malt 2204 10 11 Champagne 2204 10 91 Asti spumante 2204 10 93 Other 2204 10 94 With a protected geographical indication (PGI) 2204 10 96 Other varietal wines 2204 10 98 Other 2204 21 00 In containers holding 2 litres or less 2204 29 00 Other 2205 00 00 Vermouth and other wine of fresh grapes flavoured with plants or aromatic substances 2206 00 00 Other fermented beverages (for example, cider, perry, mead, saké); mixtures of fermented beverages and mixtures of fermented beverages with non-alcoholic beverages, not elsewhere specified or included 2207 10 00 Undenatured ethyl alcohol of an alcoholic strength by volume of 80 % vol or higher 2208 00 00 Undenatured ethyl alcohol of an alcoholic strength by volume of less than 80 % vol; spirits, liqueurs and other spirituous beverages ## 6 Luxury items Cigars or cigarillos falling within the commodity codes set out in the table below, provided that the sales price per item exceeds £10— Commodity code Description 2402 10 00 Cigars, cheroots and cigarillos, containing tobacco 2402 90 00 Other ## 7 Luxury items Perfumes, toilet waters and cosmetics, including beauty and make-up products, meaning any thing which falls within the following commodity codes, provided that the sales price exceeds the price corresponding to that code set out in the third column of the table— Commodity code Description Sales price 3303 Perfumes and toilet waters £250 per 6.25 litres 3304 00 00 Beauty or make-up preparations and preparations for the care of the skin (other than medicaments), including sunscreen or suntan preparations; manicure or pedicure preparations £250 per item or 6.25 litres if liquid 3305 00 00 Preparations for use on the hair £250 per item or 6.25 litres if liquid 3307 00 00 Pre-shave, shaving or aftershave preparations, personal deodorants, bath preparations, depilatories and other perfumery, cosmetic or toilet preparations, not elsewhere specified or included; prepared room deodorisers, whether or not perfumed or having disinfectant properties £250 per item or 6.25 litres if liquid 6704 00 00 Wigs, false beards, eyebrows and eyelashes, switches and the like, of human or animal hair or of textile materials; articles of human hair not elsewhere specified or included £250 per item ## 8 Luxury items Leather, saddlery, travel goods, handbags or similar articles, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price per item exceeds £250— Commodity code Description 4201 00 00 Saddlery and harness for any animal (including traces, leads, knee pads, muzzles, saddle-cloths, saddlebags, dog coats and the like), of any material 4202 00 00 Trunks, suitcases, vanity cases, executive-cases, briefcases, school satchels, spectacle cases, binocular cases, camera cases, musical instrument cases, gun cases, holsters and similar containers; travelling-bags, insulated food or beverages bags, toilet bags, rucksacks, handbags, shopping-bags, wallets, purses, map-cases, cigarette-cases, tobacco-pouches, tool bags, sports bags, bottle-cases, jewellery boxes, powder boxes, cutlery cases and similar containers, of leather or of composition leather, of sheeting of plastics, of textile materials, of vulcanised fibre or of paperboard, or wholly or mainly covered with such materials or with paper 4205 00 90 Other 9605 00 00 Travel sets for personal toilet, sewing or shoe or clothes cleaning ## 9 Luxury items Garments, clothing, accessories or shoes, meaning any thing which falls within the following commodity codes or chapters, provided that the sales price per item exceeds £250 — Commodity code Description 4203 00 00 Articles of apparel and clothing accessories, of leather or of composition leather 4303 00 00 Articles of apparel, clothing accessories and other articles of furskin 6101 00 00 Men’s or boys’ overcoats, car coats, capes, cloaks, anoraks (including ski jackets), windcheaters, wind-jackets and similar articles, knitted or crocheted, other than those of heading 6103 6102 00 00 Women’s or girls’ overcoats, car coats, capes, cloaks, anoraks (including ski jackets), windcheaters, wind-jackets and similar articles, knitted or crocheted, other than those of heading 6104 6103 00 00 Men’s or boys suits, ensembles, jackets, blazers, trousers, bib and brace overalls, breeches and shorts (other than swimwear), knitted or crocheted 6104 00 00 Women’s or girls’ suits, ensembles, jackets, blazers, dresses, skirts, divided skirts, trousers, bib and brace overalls, breeches and shorts (other than swimwear), knitted or crocheted 6105 00 00 Men’s or boys’ shirts, knitted or crocheted 6106 00 00 Women’s or girls’ blouses, shirts and shirt-blouses, knitted or crocheted 6107 00 00 Men’s or boys’ underpants, briefs, nightshirts, pyjamas, bathrobes, dressing gowns and similar articles, knitted or crocheted 6108 00 00 Women’s or girls’ slips, petticoats, briefs, panties, nightdresses, pyjamas, négligés, bathrobes, dressing gowns and similar articles, knitted or crocheted 6109 00 00 T-shirts, singlets and other vests, knitted or crocheted 6110 00 00 Jerseys, pullovers, cardigans, waistcoats and similar articles, knitted or crocheted 6111 00 00 Babies’ garments and clothing accessories, knitted or crocheted 6112 11 00 Of cotton 6112 12 00 Of synthetic fibres 6112 19 00 Of other textile materials 6112 20 00 Ski suits 6112 31 00 Of synthetic fibres 6112 39 00 Of other textile materials 6112 41 00 Of synthetic fibres 6112 49 00 Of other textile materials 6113 00 10 Of knitted or crocheted fabrics of heading 5906 6113 00 90 Other 6114 00 00 Other garments, knitted or crocheted 6115 00 00 Pantyhose, tights, stockings, socks and other hosiery, including graduated compression hosiery (for example, stockings for varicose veins) and footwear without applied soles, knitted or crocheted 6116 00 00 Gloves, mittens and mitts, knitted or crocheted 6117 00 00 Other made-up clothing accessories, knitted or crocheted; knitted or crocheted parts of garments or of clothing accessories 6201 00 00 Men’s or boys’ overcoats, car coats, capes, cloaks, anoraks (including ski jackets), windcheaters, wind-jackets and similar articles, other than those of heading 6203 6202 00 00 Women’s or girls overcoats, car coats, capes, cloaks, anoraks (including ski jackets), windcheaters, wind-jackets and similar articles, other than those of heading 6204 6203 00 00 Men’s or boys’ suits, ensembles, jackets, blazers, trousers, bib and brace overalls, breeches and shorts (other than swimwear) 6204 00 00 Women’s or girls’ suits, ensembles, jackets, blazers, dresses, skirts, divided skirts, trousers, bib and brace overalls, breeches and shorts (other than swimwear) 6205 00 00 Men’s or boys’ shirts 6206 00 00 Women’s or girls’ blouses, shirts and shirt-blouses 6207 00 00 Men’s or boys singlets and other vests, underpants, briefs, nightshirts, pyjamas, bathrobes, dressing gowns and similar articles 6208 00 00 Women’s or girls’ singlets and other vests, slips, petticoats, briefs, panties, nightdresses, pyjamas, négligés, bathrobes, dressing gowns and similar articles 6209 00 00 Babies’ garments and clothing accessories 6210 10 00 Of fabrics of heading 5602 or 5603 6210 20 00 Other garments, of the type described in subheadings 6201 11 to 6201 19 6210 30 00 Other garments, of the type described in subheadings 6202 11 to 6202 19 6210 40 00 Other men’s or boys’ garments 6210 50 00 Other women’s or girls’ garments 6211 11 00 Men’s or boys’ 6211 12 00 Women’s or girls’ 6211 20 00 Ski suits 6211 32 00 Of cotton 6211 33 00 Of man-made fibres 6211 39 00 Of other textile materials 6211 42 00 Of cotton 6211 43 00 Of man-made fibres 6211 49 00 Of other textile materials 6212 00 00 Brassières, girdles, corsets, braces, suspenders, garters and similar articles and parts thereof, whether or not knitted or crocheted 6213 00 00 Handkerchiefs 6214 00 00 Shawls, scarves, mufflers, mantillas, veils and the like 6215 00 00 Ties, bow ties and cravats 6216 00 00 Gloves, mittens and mitts 6217 00 00 Other made-up clothing accessories; parts of garments or of clothing accessories, other than those of heading 6212 6401 00 00 Waterproof footwear with outer soles and uppers of rubber or of plastics, the uppers of which are neither fixed to the sole nor assembled by stitching, riveting, nailing, screwing, plugging or similar processes 6402 20 00 Footwear with upper straps or thongs assembled to the sole by means of plugs 6402 91 00 Covering the ankle 6402 99 00 Other 6403 19 00 Other 6403 20 00 Footwear with outer soles of leather, and uppers which consist of leather straps across the instep and around the big toe 6403 40 00 Other footwear, incorporating a protective metal toecap 6403 51 00 Covering the ankle 6403 59 00 Other 6403 91 00 Covering the ankle 6403 99 00 Other 6404 19 10 Slippers and other indoor footwear 6404 20 00 Footwear with outer soles of leather or composition leather 6405 00 00 Other footwear 6504 00 00 Hats and other headgear, plaited or made by assembling strips of any material, whether or not lined or trimmed 6505 00 10 Of fur felt or of felt of wool and fur, made from the hat bodies, hoods or plateaux of heading 6501 00 00 6505 00 30 Peaked caps 6505 00 90 Other 6506 99 00 Of other materials 6601 91 00 Having a telescopic shaft 6601 99 00 Other 6602 00 00 Walking sticks, seat-sticks, whips, riding-crops and the like 9619 00 81 Napkins and napkin liners for babies ## 10 Luxury items Carpets, rugs and tapestries, hand-made or not, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price per item exceeds £250— Commodity code Description 5701 00 00 Carpets and other textile floor coverings, knotted, whether or not made up 5702 10 00 ‘Kelem’, ‘Schumacks’, ‘Karamanie’ and similar hand-woven rugs 5702 20 00 Floor coverings of coconut fibres (coir) 5702 31 80 Other 5702 32 00 Of man-made textile materials 5702 39 00 Of other textile materials 5702 41 90 Other 5702 42 00 Of man-made textile materials 5702 50 00 Other, not of pile construction, not made up 5702 91 00 Of wool or fine animal hair 5702 92 00 Of man-made textile materials 5702 99 00 Of other textile materials 5703 00 00 Carpets and other textile floor coverings, tufted, whether or not made up 5704 00 00 Carpets and other textile floor coverings, of felt, not tufted or flocked, whether or not made up 5705 00 00 Other carpets and other textile floor coverings, whether or not made up 5805 00 00 Hand-woven tapestries of the type Gobelins, Flanders, Aubusson, Beauvais and the like, and needle-worked tapestries (for example, petit point, cross stitch), whether or not made up ## 11 Luxury items Pearls, precious and semi-precious stones, articles of pearls, jewellery, gold- or silversmith articles falling within the commodity codes set out in the following table— Commodity code Description 7101 00 00 Pearls, natural or cultured, whether or not worked or graded but not strung, mounted or set; pearls, natural or cultured, temporarily strung for convenience of transport 7102 00 00 Diamonds, whether or not worked, but not mounted or set, excluding for industrial use 7103 00 00 Precious stones (other than diamonds) and semi-precious stones, whether or not worked or graded but not strung, mounted or set; ungraded precious stones (other than diamonds) and semi-precious stones, temporarily strung for convenience of transport 7104 91 00 Diamonds, excluding for industrial use 7105 00 00 Dust and powder of natural or synthetic precious or semi-precious stones 7106 00 00 Silver (including silver plated with gold or platinum), unwrought or in semi-manufactured forms, or in powder form 7107 00 00 Base metals clad with silver, not further worked than semi-manufactured 7108 00 00 Gold (including gold plated with platinum), unwrought or in semi-manufactured forms, or in powder form 7109 00 00 Base metals or silver, clad with gold, not further worked than semi-manufactured 7110 11 00 Unwrought or in powder form 7110 19 00 Other 7110 21 00 Unwrought or in powder form 7110 29 00 Other 7110 31 00 Unwrought or in powder form 7110 39 00 Other 7110 41 00 Unwrought or in powder form 7110 49 00 Other 7111 00 00 Base metals, silver or gold, clad with platinum, not further worked than semi-manufactured 7113 00 00 Articles of jewellery and parts thereof, of precious metal or of metal clad with precious metal 7114 00 00 Articles of goldsmiths’ or silversmiths’ wares and parts thereof, of precious metal or of metal clad with precious metal 7115 00 00 Other articles of precious metal or of metal clad with precious metal 7116 00 00 Articles of natural or cultured pearls, precious or semi-precious stones (natural, synthetic or reconstructed) ## 12 Luxury items Coins and banknotes, meaning any thing which falls within the commodity codes set out in the following table, provided that such items are not legal tender, — Commodity code Description 4907 00 30 Banknotes 7118 10 00 Coin (other than gold coin), not being legal tender 7118 90 00 Other ## 13 Luxury items Any item of cutlery, bladed or edged instruments and tools falling within the commodity codes set out in the following table, provided such items are comprised of precious metal or plated or clad with precious metal — Commodity code Description 7114 00 00 Articles of goldsmiths’ or silversmiths’ wares and parts thereof, of precious metal or of metal clad with precious metal 7115 00 00 Other articles of precious metal or of metal clad with precious metal 8214 00 00 Other articles of cutlery (for example, hair clippers, butchers’ or kitchen cleavers, choppers and mincing knives, paperknives); manicure or pedicure sets and instruments (including nail files) 8215 00 00 Spoons, forks, ladles, skimmers, cake-servers, fish-knives, butter-knives, sugar tongs and similar kitchen or tableware 9307 00 00 Swords, cutlasses, bayonets, lances and similar arms and parts thereof and scabbards and sheaths therefor ## 14 Luxury items Tableware of porcelain, china, stoneware or earthenware or fine pottery falling within within the commodity codes set out in the following table, provided that the sales price per item exceeds £250— Commodity code Description 6911 00 00 Tableware, kitchenware, other household articles and toilet articles, of porcelain or china 6912 00 23 Stoneware 6912 00 25 Earthenware or fine pottery 6912 00 83 Stoneware 6912 00 85 Earthenware or fine pottery 6914 10 00 Of porcelain or china 6914 90 00 Other ## 15 Luxury items Items of lead crystal falling within the commodity codes set out in the following table, provided that the sales price per item exceeds £250— Commodity code Description 7009 91 00 Unframed 7009 92 00 Framed 7010 00 00 Carboys, bottles, flasks, jars, pots, phials, ampoules and other containers, of glass, of a kind used for the conveyance or packing of goods; preserving jars of glass; stoppers, lids and other closures, of glass 7013 22 00 Of lead crystal 7013 33 00 Of lead crystal 7013 41 00 Of lead crystal 7013 91 00 Of lead crystal 7018 10 00 Glass beads, imitation pearls, imitation precious or semi-precious stones and similar glass smallwares 7018 90 00 Other 7020 00 80 Other 9405 50 00 Non-electrical lamps and lighting fittings 9405 91 00 Of glass ## 16 Luxury items Electronic items for domestic use, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price per item exceeds £630— Commodity code Description . . . . . . . . . . . . . . . . . . 8415 10 00 Window or wall types, self-contained or ‘split-system’ 8418 10 00 Combined refrigerator-freezers, fitted with separate external doors 8418 21 00 Compression-type 8418 29 00 Other 8418 30 00 Freezers of the chest type, not exceeding 800 litres capacity 8418 40 00 Freezers of the upright type, not exceeding 900 litres capacity 8419 81 00 For making hot drinks or for cooking or heating food 8422 11 00 Of the household type . . . . . . 8443 12 00 Offset printing machinery, sheet fed, office type (using sheets with one side not exceeding 22 cm and the other side not exceeding 36 cm in the unfolded state) 8443 31 00 Machines which perform two or more of the functions of printing, copying or facsimile transmission, capable of connecting to an automatic data-processing machine or to a network 8443 32 00 Other, capable of connecting to an automatic data-processing machine or to a network 8443 39 00 Other 8450 11 00 Fully-automatic machines 8450 12 00 Other machines, with built-in centrifugal drier 8450 19 00 Other 8451 21 00 Each of a dry linen capacity not exceeding 10 kg 8452 10 00 Sewing machines of the household type 8470 10 00 Electronic calculators capable of operation without an external source of electric power and pocket-size data-recording, reproducing and displaying machines with calculating functions 8470 21 00 Incorporating a printing device 8470 29 00 Other 8470 30 00 Other calculating machines . . . . . . 8472 90 80 Other 8479 60 00 Evaporative air coolers 8508 11 00 Of a power not exceeding 1,500 watts and having a dust bag or other receptacle capacity not exceeding 20 litres 8508 19 00 Other 8508 60 00 Other vacuum cleaners 8509 80 00 Other appliances 8516 31 00 Hairdryers 8516 50 00 Microwave ovens 8516 60 10 Cookers (incorporating at least an oven and a hob) 8516 71 00 Coffee or tea makers 8516 72 00 Toasters 8516 79 00 Other . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8526 91 00 Radio navigational aid apparatus . . . . . . . . . . . . 8531 10 00 Burglar or fire alarms and similar apparatus . . . . . . . . . . . . 8543 70 50 Sunbeds, sunlamps and similar suntanning equipment . . . . . . . . . . . . 9504 90 80 Other ## 17 Luxury items Electrical/electronic or optical apparatus for recording and reproducing sound and images, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price per item exceeds £840— Commodity code Description 8519 00 00 Sound recording or sound reproducing apparatus . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9006 00 00 Photographic (other than cinematographic) cameras; photographic flashlight apparatus and flashbulbs other than discharge lamps of heading 8539 . . . . . . ## 18 Luxury items Vehicles, except ambulances, for the transport of persons on earth, air or sea, teleferics, chairlifts, ski-draglines, traction mechanisms for funiculars and motorbikes, as well as their accessories and spare parts, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price exceeds— (a) £42,000 per vehicle, (b) £4,200 per teleferic, chairlift, ski-dragline, traction mechanism for funiculars or motorbike, or (c) £420 per accessory or spare part, as applicable— Commodity code Description 4011 10 00 Of a kind used on motor cars (including station wagons and racing cars) . . . . . . . . . . . . 4011 40 00 Of a kind used on motorcycles 4011 90 00 Other 7009 10 00 Rear-view mirrors for vehicles . . . . . . 8408 00 00 Compression-ignition internal combustion piston engines (diesel or semi-diesel engines) 8409 00 00 Parts suitable for use solely or principally with the engines of heading 8407 or 8408 . . . . . . . . . . . . 8431 39 00 Parts and acccessories of teleferics, chairlifts, ski-draglines, traction mechanisms for funiculars 8483 00 00 Transmission shafts (including cam shafts and crank shafts) and cranks; bearing housings and plain shaft bearings; gears and gearing; ball or roller screws; gear boxes and other speed changers, including torque converters; flywheels and pulleys, including pulley blocks; clutches and shaft couplings (including universal joints) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8703 21 Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with only spark-ignition internal combustion reciprocating piston engine of a cylinder capacity <=1,000 cm³ 8703 22 Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with only spark-ignition internal combustion reciprocating piston engine of a cylinder capacity >1,000 cm³ but <=1,500 cm³ 8703 31 Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with only diesel engine of a cylinder capacity <=1,500 cm³ . . . . . . . . . . . . 8708 00 00 Parts and accessories of the motor vehicles of headings 8701 to 8705 . . . . . . 8712 00 00 Bicycles and other cycles (including delivery tricycles), not motorised 8714 00 00 Parts and accessories of vehicles of headings 8711 to 8713 . . . . . . . . . . . . 8716 90 00 Parts . . . . . . . . . . . . . . . . . . ## 19 Luxury items Clocks and watches and their parts, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price per item exceeds £250— Commodity code Description 9101 00 00 Wristwatches, pocket-watches and other watches, including stopwatches, with case of precious metal or of metal clad with precious metal 9102 00 00 Wristwatches, pocket-watches and other watches, including stopwatches, other than those of heading 9101 9103 00 00 Clocks with watch movements, excluding clocks of heading 9104 9104 00 00 Instrument panel clocks and clocks of a similar type for vehicles, aircraft, spacecraft or vessels 9105 00 00 Other clocks 9108 00 00 Watch movements, complete and assembled 9109 00 00 Clock movements, complete and assembled 9110 00 00 Complete watch or clock movements, unassembled or partly assembled (movement sets); incomplete watch or clock movements, assembled; rough watch or clock movements 9111 00 00 Watch cases and parts thereof 9112 00 00 Clock cases and cases of a similar type for other goods of this chapter, and parts thereof 9113 00 00 Watch straps, watch bands and watch bracelets, and parts thereof 9114 00 00 Other clock or watch parts ## 20 Luxury items Musical instruments, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price per item exceeds £1260— Commodity code Description 9201 00 00 Pianos, including automatic pianos; harpsichords and other keyboard stringed instruments 9202 00 00 Other string musical instruments (for example, guitars, violins, harps) 9205 00 00 Wind musical instruments (for example, keyboard pipe organs, accordions, clarinets, trumpets, bagpipes), other than fairground organs and mechanical street organs 9206 00 00 Percussion musical instruments (for example, drums, xylophones, cymbals, castanets, maracas) 9207 00 00 Musical instruments, the sound of which is produced, or must be amplified, electrically (for example, organs, guitars, accordions) ## 21 Luxury items Works of art, collectors’ pieces and antiques, meaning any thing which falls within chapter 97. ## 22 Luxury items Articles and equipment for sports, including skiing, golf, diving and water sports, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price per item exceeds £250— Commodity code Description 4015 19 00 Other 4015 90 00 Other 6210 40 00 Other men’s or boys’ garments 6210 50 00 Other women’s or girls’ garments 6211 11 00 Men’s or boys’ 6211 12 00 Women’s or girls’ 6211 20 00 Ski suits 6216 00 00 Gloves, mittens and mitts 6402 12 00 Ski-boots, cross-country ski footwear and snowboard boots 6402 19 00 Other 6403 12 00 Ski-boots, cross-country ski footwear and snowboard boots 6403 19 00 Other 6404 11 00 Sports footwear; tennis shoes, basketball shoes, gym shoes, training shoes and the like 6404 19 90 Other 9004 90 00 Other 9020 00 00 Other breathing appliances and gas masks, excluding protective masks having neither mechanical parts nor replaceable filters 9506 11 00 Skis 9506 12 00 Ski-fastenings (ski-bindings) 9506 19 00 Other 9506 21 00 Sailboards 9506 29 00 Other 9506 31 00 Clubs, complete 9506 32 00 Golf balls 9506 39 00 Other 9506 40 00 Articles and equipment for table tennis 9506 51 00 Lawn-tennis rackets, whether or not strung 9506 59 00 Other 9506 61 00 Lawn-tennis balls 9506 69 10 Cricket and polo balls 9506 69 90 Other 9506 70 Ice skates and roller skates, including skating boots with skates attached 9506 91 Articles and equipment for general physical exercise, gymnastics or athletics 9506 99 10 Cricket and polo equipment, other than balls 9506 99 90 Other 9507 00 00 Fishing rods, fish-hooks and other line fishing tackle; fish landing nets, butterfly nets and similar nets; decoy ‘birds’ (other than those of heading 9208 or 9705) and similar hunting or shooting requisites ## 23 Luxury items Articles and equipment for billiards, automatic bowling, casino games and games operated by coins, banknotes, bank cards, tokens or by any other means of payment, video games consoles and amusement machines, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price per item exceeds £250— Commodity code Description 9504 20 00 Articles and accessories for billiards of all kinds 9504 30 00 Other games, operated by coins, banknotes, bank cards, tokens or by any other means of payment, other than automatic bowling alley equipment 9504 40 00 Playing cards 9504 30 00 Video game consoles and machines, other than those of subheading 9504 50 9504 90 80 Other ## Schedule 3B: Iron and steel products ## 1 Interpretation Paragraph 1 of Schedule 3 applies for the purposes of interpreting Parts 2 and 3. ## 2 Specified products for the purposes of Part 2 Any thing falling within a commodity code mentioned in column 1 of the following table— Commodity code Description (1)GOES means Grain Oriented Electrical Steel. 7208 10 00 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7208 25 00 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7208 26 00 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7208 27 00 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7208 36 00 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7208 37 00 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7208 38 00 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7208 39 00 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7208 40 00 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7208 52 99 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7208 53 90 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7208 54 00 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7211 14 00 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7211 19 00 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7212 60 00 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7225 19 10 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7225 30 10 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7225 30 30 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7225 30 90 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7225 40 15 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7225 40 90 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7226 19 10 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7226 91 20 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7226 91 91 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7226 91 99 Non Alloy and Other Alloy Hot Rolled Sheets and Strips 7209 15 00 Non Alloy and Other Alloy Cold Rolled Sheets 7209 16 90 Non Alloy and Other Alloy Cold Rolled Sheets 7209 17 90 Non Alloy and Other Alloy Cold Rolled Sheets 7209 18 91 Non Alloy and Other Alloy Cold Rolled Sheets 7209 25 00 Non Alloy and Other Alloy Cold Rolled Sheets 7209 26 90 Non Alloy and Other Alloy Cold Rolled Sheets 7209 27 90 Non Alloy and Other Alloy Cold Rolled Sheets 7209 28 90 Non Alloy and Other Alloy Cold Rolled Sheets 7209 90 20 Non Alloy and Other Alloy Cold Rolled Sheets 7209 90 80 Non Alloy and Other Alloy Cold Rolled Sheets 7211 23 20 Non Alloy and Other Alloy Cold Rolled Sheets 7211 23 30 Non Alloy and Other Alloy Cold Rolled Sheets 7211 23 80 Non Alloy and Other Alloy Cold Rolled Sheets 7211 29 00 Non Alloy and Other Alloy Cold Rolled Sheets 7211 90 20 Non Alloy and Other Alloy Cold Rolled Sheets 7211 90 80 Non Alloy and Other Alloy Cold Rolled Sheets 7225 50 20 Non Alloy and Other Alloy Cold Rolled Sheets 7225 50 80 Non Alloy and Other Alloy Cold Rolled Sheets 7226 20 00 Non Alloy and Other Alloy Cold Rolled Sheets 7226 92 00 Non Alloy and Other Alloy Cold Rolled Sheets 7209 16 10 Electrical Sheets (other than GOES) 7209 17 10 Electrical Sheets (other than GOES) 7209 18 10 Electrical Sheets (other than GOES) 7209 26 10 Electrical Sheets (other than GOES) 7209 27 10 Electrical Sheets (other than GOES) 7209 28 10 Electrical Sheets (other than GOES) 7225 19 90 Electrical Sheets (other than GOES) 7226 19 80 Electrical Sheets (other than GOES) 7210 41 00 20 Metallic Coated Sheets 7210 41 00 30 Metallic Coated Sheets 7210 49 00 20 Metallic Coated Sheets 7210 49 00 30 Metallic Coated Sheets 7210 61 00 20 Metallic Coated Sheets 7210 61 00 30 Metallic Coated Sheets 7210 69 00 20 Metallic Coated Sheets 7210 69 00 30 Metallic Coated Sheets 7212 30 00 20 Metallic Coated Sheets 7212 30 00 30 Metallic Coated Sheets 7212 50 61 20 Metallic Coated Sheets 7212 50 61 30 Metallic Coated Sheets 7212 50 69 20 Metallic Coated Sheets 7212 50 69 30 Metallic Coated Sheets 7225 92 00 20 Metallic Coated Sheets 7225 92 00 30 Metallic Coated Sheets 7225 99 00 11 Metallic Coated Sheets 7225 99 00 22 Metallic Coated Sheets 7225 99 00 23 Metallic Coated Sheets 7225 99 00 41 Metallic Coated Sheets 7225 99 00 45 Metallic Coated Sheets 7225 99 00 91 Metallic Coated Sheets 7225 99 00 92 Metallic Coated Sheets 7225 99 00 93 Metallic Coated Sheets 7226 99 30 10 Metallic Coated Sheets 7226 99 30 30 Metallic Coated Sheets 7226 99 70 11 Metallic Coated Sheets 7226 99 70 13 Metallic Coated Sheets 7226 99 70 91 Metallic Coated Sheets 7226 99 70 93 Metallic Coated Sheets 7226 99 70 94 Metallic Coated Sheets 7210 20 00 Metallic Coated Sheets 7210 30 00 Metallic Coated Sheets 7210 90 80 Metallic Coated Sheets 7212 20 00 Metallic Coated Sheets 7212 50 20 Metallic Coated Sheets 7212 50 30 Metallic Coated Sheets 7212 50 40 Metallic Coated Sheets 7212 50 90 Metallic Coated Sheets 7225 91 00 Metallic Coated Sheets 7226 99 10 Metallic Coated Sheets 7210 41 00 80 Metallic Coated Sheets 7210 49 00 80 Metallic Coated Sheets 7210 61 00 80 Metallic Coated Sheets 7210 69 00 80 Metallic Coated Sheets 7212 30 00 80 Metallic Coated Sheets 7212 50 61 80 Metallic Coated Sheets 7212 50 69 80 Metallic Coated Sheets 7225 92 00 80 Metallic Coated Sheets 7225 99 00 25 Metallic Coated Sheets 7225 99 00 95 Metallic Coated Sheets 7226 99 30 90 Metallic Coated Sheets 7226 99 70 19 Metallic Coated Sheets 7226 99 70 96 Metallic Coated Sheets 7210 70 80 Organic Coated Sheets 7212 40 80 Organic Coated Sheets 7209 18 99 Tin Mill products 7210 11 00 Tin Mill products 7210 12 20 Tin Mill products 7210 12 80 Tin Mill products 7210 50 00 Tin Mill products 7210 70 10 Tin Mill products 7210 90 40 Tin Mill products 7212 10 10 Tin Mill products 7212 10 90 Tin Mill products 7212 40 20 Tin Mill products 7208 51 20 Non Alloy and Other Alloy Quarto Plates 7208 51 91 Non Alloy and Other Alloy Quarto Plates 7208 51 98 Non Alloy and Other Alloy Quarto Plates 7208 52 91 Non Alloy and Other Alloy Quarto Plates 7208 90 20 Non Alloy and Other Alloy Quarto Plates 7208 90 80 Non Alloy and Other Alloy Quarto Plates 7210 90 30 Non Alloy and Other Alloy Quarto Plates 7225 40 12 Non Alloy and Other Alloy Quarto Plates 7225 40 40 Non Alloy and Other Alloy Quarto Plates 7225 40 60 Non Alloy and Other Alloy Quarto Plates 7219 11 00 Stainless Hot Rolled Sheets and Strips 7219 12 10 Stainless Hot Rolled Sheets and Strips 7219 12 90 Stainless Hot Rolled Sheets and Strips 7219 13 10 Stainless Hot Rolled Sheets and Strips 7219 13 90 Stainless Hot Rolled Sheets and Strips 7219 14 10 Stainless Hot Rolled Sheets and Strips 7219 14 90 Stainless Hot Rolled Sheets and Strips 7219 22 10 Stainless Hot Rolled Sheets and Strips 7219 22 90 Stainless Hot Rolled Sheets and Strips 7219 23 00 Stainless Hot Rolled Sheets and Strips 7219 24 00 Stainless Hot Rolled Sheets and Strips 7220 11 00 Stainless Hot Rolled Sheets and Strips 7220 12 00 Stainless Hot Rolled Sheets and Strips 7219 31 00 Stainless Cold Rolled Sheets and Strips 7219 32 10 Stainless Cold Rolled Sheets and Strips 7219 32 90 Stainless Cold Rolled Sheets and Strips 7219 33 10 Stainless Cold Rolled Sheets and Strips 7219 33 90 Stainless Cold Rolled Sheets and Strips 7219 34 10 Stainless Cold Rolled Sheets and Strips 7219 34 90 Stainless Cold Rolled Sheets and Strips 7219 35 10 Stainless Cold Rolled Sheets and Strips 7219 35 90 Stainless Cold Rolled Sheets and Strips 7219 90 20 Stainless Cold Rolled Sheets and Strips 7219 90 80 Stainless Cold Rolled Sheets and Strips 7220 20 21 Stainless Cold Rolled Sheets and Strips 7220 20 29 Stainless Cold Rolled Sheets and Strips 7220 20 41 Stainless Cold Rolled Sheets and Strips 7220 20 49 Stainless Cold Rolled Sheets and Strips 7220 20 81 Stainless Cold Rolled Sheets and Strips 7220 20 89 Stainless Cold Rolled Sheets and Strips 7220 90 20 Stainless Cold Rolled Sheets and Strips 7220 90 80 Stainless Cold Rolled Sheets and Strips 7219 21 10 Stainless Hot Rolled Quarto Plates 7219 21 90 Stainless Hot Rolled Quarto Plates 7214 30 00 Non Alloy and Other Alloy Merchant Bars and Light Sections 7214 91 10 Non Alloy and Other Alloy Merchant Bars and Light Sections 7214 91 90 Non Alloy and Other Alloy Merchant Bars and Light Sections 7214 99 31 Non Alloy and Other Alloy Merchant Bars and Light Sections 7214 99 39 Non Alloy and Other Alloy Merchant Bars and Light Sections 7214 99 50 Non Alloy and Other Alloy Merchant Bars and Light Sections 7214 99 71 Non Alloy and Other Alloy Merchant Bars and Light Sections 7214 99 79 Non Alloy and Other Alloy Merchant Bars and Light Sections 7214 99 95 Non Alloy and Other Alloy Merchant Bars and Light Sections 7215 90 00 Non Alloy and Other Alloy Merchant Bars and Light Sections 7216 10 00 Non Alloy and Other Alloy Merchant Bars and Light Sections 7216 21 00 Non Alloy and Other Alloy Merchant Bars and Light Sections 7216 22 00 Non Alloy and Other Alloy Merchant Bars and Light Sections 7216 40 10 Non Alloy and Other Alloy Merchant Bars and Light Sections 7216 40 90 Non Alloy and Other Alloy Merchant Bars and Light Sections 7216 50 10 Non Alloy and Other Alloy Merchant Bars and Light Sections 7216 50 91 Non Alloy and Other Alloy Merchant Bars and Light Sections 7216 50 99 Non Alloy and Other Alloy Merchant Bars and Light Sections 7216 99 00 Non Alloy and Other Alloy Merchant Bars and Light Sections 7228 10 20 Non Alloy and Other Alloy Merchant Bars and Light Sections 7228 20 10 Non Alloy and Other Alloy Merchant Bars and Light Sections 7228 20 91 Non Alloy and Other Alloy Merchant Bars and Light Sections 7228 30 20 Non Alloy and Other Alloy Merchant Bars and Light Sections 7228 30 41 Non Alloy and Other Alloy Merchant Bars and Light Sections 7228 30 49 Non Alloy and Other Alloy Merchant Bars and Light Sections 7228 30 61 Non Alloy and Other Alloy Merchant Bars and Light Sections 7228 30 69 Non Alloy and Other Alloy Merchant Bars and Light Sections 7228 30 70 Non Alloy and Other Alloy Merchant Bars and Light Sections 7228 30 89 Non Alloy and Other Alloy Merchant Bars and Light Sections 7228 60 20 Non Alloy and Other Alloy Merchant Bars and Light Sections 7228 60 80 Non Alloy and Other Alloy Merchant Bars and Light Sections 7228 70 10 Non Alloy and Other Alloy Merchant Bars and Light Sections 7228 70 90 Non Alloy and Other Alloy Merchant Bars and Light Sections 7228 80 00 Non Alloy and Other Alloy Merchant Bars and Light Sections 7214 20 00 Rebars 7214 99 10 Rebars 7222 11 11 Stainless Bars and Light Sections 7222 11 19 Stainless Bars and Light Sections 7222 11 81 Stainless Bars and Light Sections 7222 11 89 Stainless Bars and Light Sections 7222 19 10 Stainless Bars and Light Sections 7222 19 90 Stainless Bars and Light Sections 7222 20 11 Stainless Bars and Light Sections 7222 20 19 Stainless Bars and Light Sections 7222 20 21 Stainless Bars and Light Sections 7222 20 29 Stainless Bars and Light Sections 7222 20 31 Stainless Bars and Light Sections 7222 20 39 Stainless Bars and Light Sections 7222 20 81 Stainless Bars and Light Sections 7222 20 89 Stainless Bars and Light Sections 7222 30 51 Stainless Bars and Light Sections 7222 30 91 Stainless Bars and Light Sections 7222 30 97 Stainless Bars and Light Sections 7222 40 10 Stainless Bars and Light Sections 7222 40 50 Stainless Bars and Light Sections 7222 40 90 Stainless Bars and Light Sections 7221 00 10 Stainless Wire Rod 7221 00 90 Stainless Wire Rod 7213 10 00 Non Alloy and Other Alloy Wire Rod 7213 20 00 Non Alloy and Other Alloy Wire Rod 7213 91 10 Non Alloy and Other Alloy Wire Rod 7213 91 20 Non Alloy and Other Alloy Wire Rod 7213 91 41 Non Alloy and Other Alloy Wire Rod 7213 91 49 Non Alloy and Other Alloy Wire Rod 7213 91 70 Non Alloy and Other Alloy Wire Rod 7213 91 90 Non Alloy and Other Alloy Wire Rod 7213 99 10 Non Alloy and Other Alloy Wire Rod 7213 99 90 Non Alloy and Other Alloy Wire Rod 7227 10 00 Non Alloy and Other Alloy Wire Rod 7227 20 00 Non Alloy and Other Alloy Wire Rod 7227 90 10 Non Alloy and Other Alloy Wire Rod 7227 90 50 Non Alloy and Other Alloy Wire Rod 7227 90 95 Non Alloy and Other Alloy Wire Rod 7216 31 10 Angles, Shapes and Sections of Iron or Non Alloy Steel 7216 31 90 Angles, Shapes and Sections of Iron or Non Alloy Steel 7216 32 11 Angles, Shapes and Sections of Iron or Non Alloy Steel 7216 32 19 Angles, Shapes and Sections of Iron or Non Alloy Steel 7216 32 91 Angles, Shapes and Sections of Iron or Non Alloy Steel 7216 32 99 Angles, Shapes and Sections of Iron or Non Alloy Steel 7216 33 10 Angles, Shapes and Sections of Iron or Non Alloy Steel 7216 33 90 Angles, Shapes and Sections of Iron or Non Alloy Steel 7301 10 00 Sheet Piling 7302 10 22 Railway Material 7302 10 28 Railway Material 7302 10 40 Railway Material 7302 10 50 Railway Material 7302 40 00 Railway Material 7306 30 41 Other tubes, pipes 7306 30 49 Other tubes, pipes 7306 30 72 Other tubes, pipes 7306 30 77 Other tubes, pipes 7306 61 10 Hollow sections 7306 61 92 Hollow sections 7306 61 99 Hollow sections 7304 11 00 Seamless Stainless Tubes and Pipes 7304 22 00 Seamless Stainless Tubes and Pipes 7304 24 00 Seamless Stainless Tubes and Pipes 7304 41 00 Seamless Stainless Tubes and Pipes 7304 49 83 Seamless Stainless Tubes and Pipes 7304 49 85 Seamless Stainless Tubes and Pipes 7304 49 89 Seamless Stainless Tubes and Pipes 7304 19 10 Other Seamless Tubes 7304 19 30 Other Seamless Tubes 7304 19 90 Other Seamless Tubes 7304 23 00 Other Seamless Tubes 7304 29 10 Other Seamless Tubes 7304 29 30 Other Seamless Tubes 7304 29 90 Other Seamless Tubes 7304 31 20 Other Seamless Tubes 7304 31 80 Other Seamless Tubes 7304 39 30 Other Seamless Tubes 7304 39 50 Other Seamless Tubes 7304 39 82 Other Seamless Tubes 7304 39 83 Other Seamless Tubes 7304 39 88 Other Seamless Tubes 7304 51 81 Other Seamless Tubes 7304 51 89 Other Seamless Tubes 7304 59 82 Other Seamless Tubes 7304 59 83 Other Seamless Tubes 7304 59 89 Other Seamless Tubes 7304 90 00 Other Seamless Tubes 7305 11 00 Large welded tubes 7305 12 00 Large welded tubes 7305 19 00 Large welded tubes 7305 20 00 Large welded tubes 7305 31 00 Large welded tubes 7305 39 00 Large welded tubes 7305 90 00 Large welded tubes 7306 11 00 Other Welded Pipes 7306 19 00 Other Welded Pipes 7306 21 00 Other Welded Pipes 7306 29 00 Other Welded Pipes 7306 30 12 Other Welded Pipes 7306 30 18 Other Welded Pipes 7306 30 80 Other Welded Pipes 7306 40 20 Other Welded Pipes 7306 40 80 Other Welded Pipes 7306 50 21 Other Welded Pipes 7306 50 29 Other Welded Pipes 7306 50 80 Other Welded Pipes 7306 69 10 Other Welded Pipes 7306 69 90 Other Welded Pipes 7306 90 00 Other Welded Pipes 7215 10 00 Non-alloy and other alloy cold finished bars 7215 50 11 Non-alloy and other alloy cold finished bars 7215 50 19 Non-alloy and other alloy cold finished bars 7215 50 80 Non-alloy and other alloy cold finished bars 7228 10 90 Non-alloy and other alloy cold finished bars 7228 20 99 Non-alloy and other alloy cold finished bars 7228 50 20 Non-alloy and other alloy cold finished bars 7228 50 40 Non-alloy and other alloy cold finished bars 7228 50 61 Non-alloy and other alloy cold finished bars 7228 50 69 Non-alloy and other alloy cold finished bars 7228 50 80 Non-alloy and other alloy cold finished bars 7217 10 10 Non Alloy Wire 7217 10 31 Non Alloy Wire 7217 10 39 Non Alloy Wire 7217 10 50 Non Alloy Wire 7217 10 90 Non Alloy Wire 7217 20 10 Non Alloy Wire 7217 20 30 Non Alloy Wire 7217 20 50 Non Alloy Wire 7217 20 90 Non Alloy Wire 7217 30 41 Non Alloy Wire 7217 30 49 Non Alloy Wire 7217 30 50 Non Alloy Wire 7217 30 90 Non Alloy Wire 7217 90 20 Non Alloy Wire 7217 90 50 Non Alloy Wire 7217 90 90 Non Alloy Wire ## 3 Specified products for the purposes of Part 3 Any thing falling within a commodity code mentioned in column 1 of the following table— (1) Commodity code (2) Description 7206 Iron and non-alloy steel in ingots or other primary forms (excl. Remelting scrap ingots, products obtained by continuous casting and iron of heading 7203) 7207 Semi-finished products of iron or non-alloy steel 7208 5210 Rolled on four faces or in a closed box pass, of a width not exceeding 1250 mm 7208 5310 Rolled on four faces or in a closed box pass, of a width not exceeding 1250 mm and of a thickness of 4 mm or more 7211 1300 Rolled on four faces or in a closed box pass, of a width exceeding 150 mm and a thickness of not less than 4 mm, not in coils and without patterns in relief 7214 1000 Other bars and rods of iron or non-alloy steel, not further worked than forged, hot-rolled, hot-drawn or hot-extruded, but including those twisted after rolling 7216 6110 Angles, shapes and sections, not further worked than cold-formed or cold-finished 7216 6190 Angles, shapes and sections, not further worked than cold-formed or cold-finished 7216 6900 Angles, shapes and sections, not further worked than cold-formed or cold-finished 7216 9110 Angles, Shapes and Sections of Iron or Non Alloy Steel 7216 9180 Angles, Shapes and Sections of Iron or Non Alloy Steel 7218 Stainless steel in ingots or other primary forms; semi-finished products of stainless steel 7223 Wire of stainless steel, in coils (excl. Bars and rods) 7224 Steel, alloy, other than stainless, in ingots or other primary forms, semi-finished products of alloy steel other than stainless 7225 1100 Flat-rolled products of other alloy steel, of a width of 600 mm or more 7226 1100 Flat-rolled products of other alloy steel, of a width of less than 600 mm 7228 1050 Other bars and rods of other alloy steel; angles, shapes and sections, of other alloy steel; hollow drill bars and rods, of alloy or non-alloy steel 7228 4010 Other bars and rods of other alloy steel; angles, shapes and sections, of other alloy steel; hollow drill bars and rods, of alloy or non-alloy steel 7228 4090 Other bars and rods of other alloy steel; angles, shapes and sections, of other alloy steel; hollow drill bars and rods, of alloy or non-alloy steel 7229 Wire of alloy steel other than stainless, in coils (excl. Bars and rods) 7301 2000 Angles, shapes and sections 7302 1010 Railway Material 7302 1090 Railway Material 7302 3000 Railway Material 7302 9000 Railway Material 7303 Tubes, pipes and hollow profiles, of cast iron 7304 5110 Other Seamless Tubes 7304 5930 Other Seamless Tubes 7307 Tube or pipe fittings e.g. “couplings, elbows, sleeves”, of iron or steel 7308 Structures and parts of structures e.g. “bridges and bridge-sections, lock-gates, towers, lattice masts, roofs, roofing frameworks, doors and windows and their frames and thresholds for doors, shutters, balustrades, pillars and columns”, of iron or steel; plates, rods, angles, shapes, sections, tubes and the like, prepared for use in structures, of iron or steel (excl. Prefabricated buildings of heading 9406) 7309 Reservoirs, tanks, vats and similar containers, of iron or steel, for any material “other than compressed or liquefied gas”, of a capacity of > 300 l, not fitted with mechanical or thermal equipment, whether or not lined or heat-insulated (excl. Containers specifically constructed or equipped for one or more types of transport) 7310 Tanks, casks, drums, cans, boxes and similar containers, of iron or steel, for any material “other than compressed or liquefied gas”, of a capacity of <= 300 l, not fitted with mechanical or thermal equipment, whether or not lined or heat- insulated, n.e.s. 7311 Containers of iron or steel, for compressed or liquefied gas (excl. Containers specifically constructed or equipped for one or more types of transport) 7312 Stranded wire, ropes, cables, plaited bands, slings and the like, of iron or steel (excl. Electrically insulated products and twisted fencing wire and barbed wire) 7313 Barbed wire of iron or steel; twisted hoop or single flat wire, barbed or not, and loosely twisted double wire, of a kind used for fencing, of iron or steel 7314 Cloth, incl. Endless bands, grill, netting and fencing, of iron or steel wire, expanded metal of iron or steel (excl. Woven products of metal fibres of a kind used for cladding, lining or similar purposes) 7315 Chain and parts thereof, or iron or steel (excl. Watch chains, necklace chains and the like, cutting and saw chain, skid chain, scraper chain for conveyors, toothed chain for textile machinery and the like, safety devices with chains for securing doors, measuring chains) 7316 Anchors, grapnels and parts thereof, of iron or steel 7317 Nails, tacks, drawing pins, corrugated nails, staples and similar articles of iron or steel, whether or not with heads of other material (excl. Such articles with heads of copper and staples in strips) 7318 Screws, bolts, nuts, coach screws, screw hooks, rivets, cotters, cotter pins, washers, incl. Spring washers, and similar articles, of iron or steel (excl. Lag screws, stoppers, plugs and the like, threaded) 7319 Sewing needles, knitting needles, bodkins, crochet hooks, embroidery stilettos and similar articles, for use in the hand, of iron or steel; safety pins and other pins of iron or steel, n.e.s. 7320 Springs and leaves for springs, of iron or steel 7321 Stoves, ranges, grates, cookers, incl. Those with subsidiary boilers for central heating, barbecues, braziers, gas rings, plate warmers and similar non-electric domestic appliances, and parts thereof of iron or steel (excl. Boilers and radiators for central heating, geysers and hot water cylinders) 7322 Radiators for central heating, not-electrically heated, and parts thereof, of iron or steel; air heaters and hot-air distributors (incl. Distributors which can also distribute fresh or conditioned air), not-electrically heated, incorporating a motor-driven fan or blower, and parts thereof, of iron or steel 7323 Table, kitchen or other household articles, and parts thereof, of iron or steel; iron or steel wool; pot scourers and scouring or polishing pads, gloves and the like, of iron or steel (excl. Cans, boxes and similar containers of heading 7310; waste baskets; shovels, corkscrews and other articles of the nature of a work implement; articles of cutlery, spoons, ladles, forks etc. Of heading 8211 to 8215; ornamental articles; sanitary ware) 7324 Sanitary ware, and parts thereof, of iron or steel (excl. Cans, boxes and similar containers of heading 7310, small wall cabinets for medical supplies or toiletries and other furniture of chapter 94, and fittings) 7325 Articles of iron or steel, cast, n.e.s. 7326 Articles of iron or steel, n.e.s. (excl. Cast articles) ## 4 Specified products for the purposes of Part 4 Any thing falling within a commodity code mentioned in column 1 of the following table— Commodity code Description 7201 Pig iron and spiegeleisen in pigs, blocks or other primary forms 7202 Ferro-alloys 7203 Ferrous products obtained by direct reduction of iron ore and other spongy ferrous products, in lumps, pellets or similar forms; iron having a minimum purity by weight of 99.94%, in lumps, pellets or similar forms 7204 Ferrous waste and scrap; remelting scrap ingots of iron and steel 7205 Granules and powders, of pig iron, spiegeleisen, iron or steel ## Schedule 3BA: Metals ## 1 Interpretation Paragraph 1 of Schedule 3 applies for the purposes of interpreting Part 2. ## 2 Specified products for the purposes of this Schedule Any thing falling within a commodity code mentioned in column 1 of the following table. Commodity code (1) Description (2) 74 Copper and articles thereof 75 Nickel and articles thereof 76 Aluminium and articles thereof 78 Lead and articles thereof 79 Zinc and articles thereof 80 Tin and articles thereof 8101 Tungsten (wolfram) and articles thereof, including waste and scrap 8102 Molybdenum and articles thereof, including waste and scrap 8103 Tantalum and articles thereof, including waste and scrap 8104 Magnesium and articles thereof, including waste and scrap 8105 Cobalt mattes and other intermediate products of cobalt metallurgy, cobalt and articles thereof, including waste and scrap 8106 Bismuth and articles thereof, including waste and scrap 8109 Zirconium and articles thereof, including waste and scrap 8110 Antimony and articles thereof, including waste and scrap 8111 Manganese and articles thereof, including waste and scrap 8112 Beryllium, chromium. hafnium, rhenium, thallium, cadmium, germanium, vanadium, gallium, indium and niobium (columbium) and articles of these metals, including waste and scrap 8113 Cermets and articles thereof, including waste and scrap 82 Tools, implements, cutlery, spoons and forks of base metal; parts thereof of base metal 83 Miscellaneous articles of base metal ## Schedule 3C: Defence and Security Goods and Defence and Security Technology ### Part 1: PRELIMINARY ## 1 Application to non-government controlled Ukrainian territory Regulation 53A applies, subject to paragraph 2, in relation to all the goods and technology specified in Parts 2, 3 and 4. ## 2 CAS numbers (1) For the purposes of this Schedule “CAS Number” when followed by a numerical sequence is a reference to the CAS Registry Numbers assigned to chemicals by the Chemical Abstracts Service. (2) But regulation 53A applies to chemicals of the same structural formula (including hydrates) regardless of name or CAS Number. ### Part 2: Interception and monitoring goods and interception and monitoring technology ## 1 Interception and monitoring equipment This Part applies to any goods which can perform any of the following functions (whether individually or as part of a system)— (a) deep packet inspection; (b) network interception, including associated systems management and data retention functions; (c) radio frequency monitoring, including associated processing or examination; (d) network and satellite jamming; (e) remote infection; (f) speaker recognition, including associated processing functions; (g) IMSI, MSISDN, IMEI and TMSI interception and monitoring; (h) tactical SMS, GSM, GPS, GPRS, UMTS, CDMA, and PSTN interception and monitoring; (i) DHCP, SMTP and GTP information interception and monitoring; (j) pattern recognition and pattern profiling; (k) remote forensics; (l) semantic processing; (m) WEP and WPA code breaking; (n) interception of VoIP (including proprietary and standard protocols). ## 2 Interception and monitoring equipment Any software which can perform any of the functions described in paragraph 1(a) to (n) (whether individually or as part of a system). ## 3 Other software and other technology Any software or other technology which is specially designed for the development, production or use of any goods or software described in paragraph 1 or 2. ## 4 Interpretation For the purposes of this Part, the following terms have the meaning given to them in the Dual-Use Regulation— “development”; “production”; “software”; “technology”; “use”. ### Part 3: Internal repression goods and internal repression technology ## 1 Firearms and related goods Firearms, ammunition and related accessories, as follows— (a) firearms; (b) ammunition specially designed for firearms; (c) weapon-sights. ## 2 Firearms and related goods Simulators for training persons to use firearms. ## 3 Firearms and related goods Bombs and grenades. ## 3A Other related goods (1) Any goods within commodity codes 9303 and 9304 not covered by paragraphs 1 to 3 above. (2) Paragraph 1 of Schedule 3 applies for the purposes of interpreting sub-paragraph (1). ## 4 Vehicles (1) Subject to sub-paragraph (3), the following types of vehicles— (a) vehicles equipped with a water cannon, specially designed or modified for the purpose of riot control; (b) vehicles specially designed or modified to be electrified to repel boarders; (c) vehicles specially designed or modified to remove barricades, including construction equipment with ballistic protection; (d) vehicles specially designed for the transport or transfer of prisoners or detainees; (e) vehicles specially designed to deploy mobile barriers. (2) Components for the vehicles specified in sub-paragraphs (1)(a) to (e) that have been designed for the purposes of riot control. (3) Vehicles that might otherwise fall within sub-paragraph (1)(a) to (e) are not internal repression goods if they are specially designed for the purposes of fire-fighting. (4) For the purposes of this paragraph, “vehicle” includes a trailer. ## 5 Explosive substances and related goods (1) Equipment and devices specially designed to initiate explosions by electrical or non-electrical means, including— (a) firing sets; (b) detonators; (codes for electric detonators and detonating caps); (c) igniters; (d) boosters; (e) detonating cord. (2) Components that have been specially designed for any thing mentioned in sub-paragraph (1). (3) Sub-paragraphs (1) and (2) do not apply to any thing that has been specially designed for a specific commercial use. (4) For the purpose of sub-paragraph (3), a “specific commercial use” means the actuation or operation by explosive means of other equipment or devices the function of which is not the creation of explosions, including— (a) car air-bag inflaters; (b) electric-surge arresters; (c) fire sprinkler actuators. (5) Linear cutting explosive charges. (6) The following explosives and related substances— (a) amatol; (b) nitrocellulose (containing more than 12.5 % nitrogen); (c) nitroglycol; (d) pentaerythritol tetranitrate (PETN); (e) picryl chloride; (f) 2,4,6-trinitrotoluene (TNT). ## 6 Other goods (1) Subject to sub-paragraph (2), the following equipment designed for the protection of a person— (a) body armour providing ballistic or stabbing protection or both; (b) helmets providing ballistic or fragmentation protection, or both, including anti-riot helmets; (c) anti-riot shields and ballistic shields. (2) Sub-paragraph (1) does not apply to— (a) any thing specially designed to protect persons for the following purposes— (i) participation in competitive sport; (ii) ensuring safety at work; (b) any thing mentioned in sub-paragraph (1)(a) or (b) when accompanying a person for that person’s own protection. ## 7 Other goods Night vision equipment. ## 8 Other goods Thermal imaging equipment. ## 9 Other goods Image intensifier tubes. ## 10 Other goods Razor barbed wire. ## 11 Other goods The following types of knives— (a) knives that are designed for use by military personnel (military knives); (b) knives that are designed for use as a weapon for inflicting injury (combat knives); (c) bayonets with blade lengths in excess of 10 cm. ## 12 Other goods Law enforcement striking weapons, including saps, police batons, side handle batons, tonfas, sjamboks, and whips. ## 13 Other goods (1) Handcuffs, straitjackets and specially designed components and accessories. (2) Sub-paragraph (1) does not apply to— (a) medical devices that are equipped to restrain patient movement during medical procedures; (b) devices which confine memory impaired patients to appropriate medical facilities. ## 14 Other goods Technology exclusively for the development or production of equipment controlled by paragraph 15. ## 15 Other goods (1) Chemical agents, including tear gas formulation containing 1 per cent. or less of orthochlorobenzalmalononitrile (CS), or 1 per cent. or less of chloroacetophenone (CN), except in individual containers with a net weight of 20 grams or less; liquid pepper except when packaged in individual containers with a net weight of 3 ounces (85.05 grams) or less; smoke bombs; non-irritant smoke flares, canisters, grenades and charges; and other pyrotechnic articles having dual military and commercial use, and specially designed components thereof. (2) Other irritating chemical substances, and mixtures thereof containing at least 0.3 % by weight of the active substance, as follows, except where the material is incorporated in a medical product— Commodity Code Description 2934 9990 Dibenzo[b,f][1,4]oxazepine (CR) (CAS 257-07-8) 2939 7990 8-Methyl-N-vanillyl-trans-6-nonenamide (capsaicin) (CAS 404-86-4) 2939 7990 8-Methyl-N-vanillylnonamide (dihydrocapsaicin) (CAS 19408-84-5) 2939 7990 N-Vanillyl-9-methyldec-7-(E)-enamide (homocapsaicin) (CAS 58493-48-4) 2939 7990 N-Vanillyl-9-methyldecanamide (homodihydrocapsaicin) (CAS 20279-06-5) 2939 7990 N-Vanillyl-7-methyloctanamide (nordihydrocapsaicin) (CAS 28789-35-7) 2934 9990 4-Nonanolylmorpholine (MPA) (CAS 5299-64-9) 2924 2970 Cis-4-acetylaminodicyclohexylmethane (CAS 37794-87-9) . . . . . . . . . . . . 2926 9070 Malononitrile (CAS 109-77-3) 2922 29 o-Aminophenol (CAS 95-55-6) . . . . . . 2915 9070 Chloroacetyl Chloride (CAS 79-04-9) 2914 39 Acetophenone (CAS 98-86-2) 2913 2-Chlorobenzaldehyde (CAS 89-98-5) 2906 29 2-Chlorobenzyl Alcohol (CAS 17849-38-6) 2903 9980 Benzene, 1-chloro-2-(dimethoxymethyl) (CAS 70380-66-4) 2903 13 Chloroform (CAS 67-66-3) Note: For the purposes of paragraph (2) which precedes this table, “medical product” means— (1) a pharmaceutical formulation designed for human administration in the treatment of medical conditions, and (2) prepackaged for distribution as a clinical or medical product. ## 16 Other goods Fingerprinting powders, dyes, and inks. ## 17 Production equipment Any equipment which is specially designed or modified for the development or for one or more of the production phases of any item mentioned in paragraphs 1 to 13 of this Part. ## 18 Software and technology Any software which is specially designed for the simulators mentioned in paragraph 2. ## 19 Software and technology Any technology which is specially designed for the development, production or use of any item mentioned in paragraphs 1 to 11. ## 20 Interpretation (1) In this Part, “firearm” means any portable barrelled weapon that expels, is designed to expel or may be converted to expel, a shot, bullet or projectile by the action of a combustible propellant. (2) For the purposes of this Schedule, the following terms have the meaning given to them in Annex I of the Dual-Use Regulation— “development”; “production”; “software”; “technology”; “use”. ## 4 Chemicals and equipment Chemicals Chemical Name CAS Number Regulation 53A applies? Aluminium chloride (7446-70-0) Ammonia (7664-41-7) Dichloromethane (75-09-2) N,N-Dimethylaniline (121-69-7) Isopropyl bromide (75-26-3) Isopropyl ether (108-20-3) Monoisopropylamine (75-31-0) Potassium Bromide (7758-02-3) Pyridine (110-86-1) Sodium bromide (7647-15-6) Sodium metal (7440-23-5) Tributylamine (102-82-9) Triethylamine (121-44-8) Trimethylamine (75-50-3) Diethylenetriamine (111-40-0) Butyrylcholinesterase (BCHE) Not Applicable Yes Pyridostigmine bromide (101-26-8) Obidoxime chloride (114-90-9) Acetylene (CAS 74-86-2) Acetone (CAS 67-64-1) Antimony (CAS 7440-36-0) Arsenic (CAS 7440-38-2) Arsenic trioxide (CAS 1327-53-3) Bis(2-chloroethyl)ethylamine hydrochloride (CAS 3590-07-6) Bis(2-chloroethyl)methylamine hydrochloride (CAS 55-86-7) Benzil (CAS 134-81-6) Benzaldehyde (CAS 100-52-7) Benzoin (CAS 119-53-9) 2-bromochloroethane (CAS 107-04-0) Chlorine (CAS 7782-50-5) Diethyl ether (CAS 60-29-7) Dimethyl ether (CAS 115-10-6) Dimethylaminoethanol (CAS 108-01-0) Dicyclohexylamine (DCA) (CAS 101-83-7) Ethylene (CAS 74-85-1) Ethylene dichloride (CAS 107-06-2) 2-methoxyethanol (CAS 109-86-4) Ethyl bromide (CAS 74-96-4) Ethyl chloride (CAS 75-00-3) Ethylamine (CAS 75-04-7) Ethylene oxide (CAS 75-21-8) Fluorapatite (CAS 1306-05-4) Hexamine (CAS 100-97-0) Yes Hydrogen sulfide (CAS 7783-06-4) Isocyanatomethane (CAS 624-83-9) Isopropanol, 95% concentration or greater (CAS 67-63-0) Mandelic acid (CAS 90-64-2) Methylamine (CAS 74-89-5) Methyl bromide (CAS 74-83-9) Methyl chloride (CAS 74-87-3) Methyl iodide (CAS 74-88-4) Methylmercaptan (CAS 74-93-1) Monoethylene Glycol (MEG) (CAS 107-21-1) Nitromethane (CAS 75-52-5) Oxalyl chloride (CAS 79-37-8) Picric acid (CAS 88-89-1) Potassium sulfide (CAS 1312-73-8) Potassium thiocyanate (CAS 333-20-0) Quinaldine (CAS 91-63-4) Thiophosphoryl chloride (CAS 3982-91-0) Tributylphosphite (CAS 102-85-2) Triisobutylphosphite (CAS 1606-96-8) Tris(2-chloroethyl)amine hydrochloride (CAS 817-09-4) Sodium hypochlorite (CAS 7681-52-9) Sulfur trioxide (CAS 7446-11-9) White/yellow phosphorus (CAS 12185-10-3, 7723-14-0) Mercury (7439‐97‐6) Barium chloride (10361‐37‐2) Sulphuric acid, with a concentration by weight of 90% or greater (7664‐93‐9) 3,3‐dimethyl‐1‐butene (558‐37‐2) 2,2‐dimethylpropanal (630‐19‐3) 2,2‐dimethylpropylchloride (753‐89‐9) 2‐methylbutene (26760‐64‐5) 2‐chloro‐3‐methylbutane (631‐65‐2) 2,3‐dimethyl‐2,3‐butanediol (76‐09‐5) 2‐methyl‐2‐butene (513‐35‐9) Butyl lithium (109‐72‐8) Bromo(methyl)magnesium (75‐16‐1) Formaldehyde (50‐00‐0) Diethanolamine (111‐42‐2) Dimethylcarbonate (616‐38‐6) Methyldiethanolamine hydrochloride (54060‐15‐0) Methanol (67‐56‐1) Ethanol (64‐17‐5) Yes 1‐butanol (71‐36‐3) 2‐butanol (78‐92‐2) Iso‐butanol (78‐83‐1) Tert‐butanol (75‐65‐0) Cyclohexanol (108‐93‐0) Diethylamine hydrochloride (660‐68‐4) Diisopropylamine hydrochloride (819‐79‐4) 3‐Quinuclidinone hydrochloride (1193‐65‐3) 3‐Quinuclidinol hydrochloride (6238‐13‐7) (R)‐3‐ Quinuclidinol hydrochloride (42437‐96‐7) N,N‐Diethylaminoethanol hydrochloride (14426‐20‐1) Acetyl-alpha-methylfentanyl 101860-00-8 Alfentanil 71195-58-9 Alpha-methylfentanyl 79704-88-4 Alpha-methylthiofentanyl 103963-66-2 Beta-hydroxyfentanyl 78995-10-5 Beta-hydroxy-3-methylfentanyl 78995-14-9 Fentanyl 437-38-7 3-methylfentanyl 42045-86-3 3-methylthiofentanyl 86052-04-2 Para-fluorofentanyl 90736-23-5 Remifentanil 132875-61-7 Sufentanil 56030-54-7 Thiofentanyl 60771-38-2 Acryloylfentanyl (Acrylfentanyl) 82003-75-6 Carfentanil 59708-52-0 4-Fluoroisobutyrfentanyl (4-FIBF, pFIBF) 244195-32-2 Furanyl fentanyl 101345-66-8 Ocfentanil 101343-69-5 Tetrahydrofuranyl fentanyl (THF-F) 2142571-01-3 Cyclopropylfentanyl 1169-68-2 Methoxyacetylfentanyl 101345-67-9 Orthofluorofentanyl 910616-29-4 Parafluorobutyrylfentanyl 244195-31-1 Crotonylfentanyl 760930-59-4 Valerylfentanyl 122882-90-0 4-Anilino-N-phenethylpiperidine (ANPP) 21409-26-7 N-Phenethyl-4-piperidone (NPP) 39742-60-4 Dialkyl(≤C10) chlorophosphates N/A Dialkyl(≤C10) fluorophosphates N/A N,N-Methylisopropylacetamidine 1339185-57-7 N,N-Methylethylacetamidine 1339632-40-4 N,N-Ethylisopropylacetamidine 1339156-10-3 N,N-Methylpropylacetamidine 1344238-28-3 N,N-Ethylpropylacetamidine 1339737-43-7 N,N-Isopropylpropylacetamidine 1341389-98-7 N,N-Methylethylpropanamidine 1339424-26-8 N,N-Ethylisopropylpropanamidine 1344354-09-1 N,N-Methylpropylpropanamidine 1340216-25-2 N,N-Ethylpropylpropanamidine 1341493-60-4 N,N-Isopropylpropylpropanamidine 1343225-93-3 N,N-Methylisopropylpropanamidine 1339042-55-5 N,N-Methylethylbutanamidine 1341049-51-1 N,N-Methylpropylbutanamidine 1343721-02-7 N,N-Ethylpropylbutanamidine 1343806-12-1 N,N-Isopropylpropylbutanamidine 1343316-02-8 N,N-Methylisopropylbutanamidine 1340219-94-4 N,N-Ethylisopropylbutanamidine 1342204-10-7 N,N-Methylethylisobutanamidine 1342365-47-2 N,N-Ethylpropylisobutanamidine 1342566-58-8 N,N-Methylpropylisobutanamidine 1342270-21-6 N,N-Isopropylpropylisobutanamidine 1342156-11-9 N,N-Methylisopropylisobutanamidine 1341992-96-8 N,N-Ethylisopropylisobutanamidine 1339048-76-8 N,N-Dimethylacetamidine hydrobromide 1801188-12-4 N,N-Dimethylacetamidine hydrochloride 2909-15-1 N,N-Diethylacetamidine hydrochloride 91400-32-7 N,N-Diethylacetamidine hydrobromide 78053-54-0 N,N-Dimethylpropanamidine dihydrochloride 79972-73-9 N,N-Dimethylpropanamidine hydrochloride 56776-15-9 Calcium carbide 75-20-7 Carbon monoxide 630-08-0 Monoethyleneglycol 107-21-1 Sulphur 7704-34-9 Sulphur dioxide 7446-09-5 Chemical name CAS number Regulation 53A applies? 2-Chloroacetophenone (CN)* 532-27-4 2-Chlorobenzylidenemalonitrile (CS)* 2698-41-1 Dibenzo[b,f][1,4]oxazepine (CR)*† 257-07-8 Oleoresin capsicum (OC) 8023-77-6 8-Methyl-N-vanillyl-trans-6-nonenamide (capsaicin)† 404-86-4 8-Methyl-N-vanillylnonamide (dihydrocapsaicin)† 19408-84-5 N-Vanillylnonamide (pseudocapsaicin, PAVA) 2444-46-4 N-Vanillyl-9-methyldec-7-(E)-enamide (homocapsaicin)† 58493-48-4 N-Vanillyl-9-methyldecanamide (homodihydrocapsaicin)† 20279-06-5 N-Vanillyl-7-methyloctanamide (nordihydrocapsaicin)† 28789-35-7 4-Nonanolylmorpholine (MPA)*† 5299-64-9 2’-Chloroacetophenone 2142-68-9 3’-Chloroacetophenone 99-02-5 α-Chlorobenzylidenemalononitrile 18270-61-6 Cis-4-acetylaminodicyclohexylmethane† 37794-87-9 Cis-4-acetylaminodicyclohexylmethane (trans) 37794-48-2 Benzyl alcohol 100-51-6 Glyoxal 107-22-2 Malononitrile 109-77-3 Tetrahydrofuran 109-99-9 Morpholine 110-91-8 Nonanoic acid 112-05-0 Vanillylamine 1196-92-5 1-(2-Chlorophenyl)ethanol 13524-04-4 1-Phenyl-1-(trimethylsiloxy)ethylene 13735-81-4 Chloroethynylbenzene 1483-82-5 2-Nitrobenzene-1-sulfonyl chloride 1694-92-4 2-Chlorobenzylalcohol 17849-38-6 E-6-methyl-4-heptenoic acid ethyl ester 179617-47-1 2,2,2-trichloro-1-phenylethanol 2000-43-3 3-Chlorostyrene 2039-85-2 2-Chlorostyrene 2039-87-4 Ethanone, 1-(3-chlorophenyl)-, oxime 24280-07-7 3,4-Dihydroxybenzylamine 37491-68-2 N-Formylmorpholine 4394-85-8 2-Fluorobenzaldehyde 4394-85-8 2-Bromo-1-(2-chlorophenyl)ethanone 5000-66-8 8-Methyl-7-oxononanoic acid 55277-54-8 8-Methylnonanoic acid 5963-14-4 4-Benzoylbenzoic acid 611-95-0 3-Chloro-1-ethylbenzene 620-16-6 Benzaldehyde, 2-(2-nitrophenoxy)- 66961-19-1 Phenol, 2-[[(2-chlorophenyl)methylene]amino]-, potassium salt (1:1) 684277-93-8 3-Chloro-alpha-methylbenzenemethanol 6939-95-3 2-Bromoacetophenone 70-11-1 Benzene, 1-chloro-2-(dimethoxymethyl)- 70380-66-4 o-Chloroacetophenone oxime 7147-44-6 Vanillylamine hydrochloride 7149-10-2 Isopropylamine 75-31-0 Tert-Butylamine 75-64-9 2-Chloropropionyl chloride 7623-09-8 Nonanoyl chloride 764-85-2 3-Chlorophenylacetylene 766-83-6 Chloroacetic acid 79-11-8 4-Toluenesulfonylmethylnitrosamide 80-11-5 1-Chloro-2-ethynylbenzene 873-31-4 2-Chlorobenzonitrile 873-32-5 2-Chloro-1-ethylbenzene 89-96-3 2-Chlorobenzyl amine 89-97-4 2-Chlorobenzaldehyde 89-98-5 Methyl benzoate 93-58-3 2-Aminophenol 95-55-6 8-Methyl-6-nonenoic acid chloride 95636-02-5 Acetophenone 98-86-2 Benzoyl chloride 98-88-4 Benzyl bromide 100-39-0 Styrene 100-42-5 Benzyl chloride 100-44-7 Benzaldehyde 100-52-7 Alpha-Toluenethiol 100-53-8 Diphenylthiourea 102-08-9 Dibenzyl ether 103-50-4 2-Bromoethylbenzene 103-63-9 Formanilide 103-70-8 Phenyl isocyanate 103-71-9 Phenyl isothiocyanate 103-72-0 p-Tolualdehyde 104-87-0 Ethyl bromoacetate 106-36-2 p-Xylene 106-42-3 3-Chloro-1-propene 107-05-1 2-Methoxybicyclo[4.1.0]hepta-2,4-diene 1070988-39-4 2-Propen-1-ol 107-18-6 Ethylene glycol 107-21-1 Methyl formate 107-31-3 Acetic anhydride 108-24-7 m-Xylene 108-38-3 Toluene 108-88-3 Chlorobenzene 108-90-7 Ethyl vinyl ether 109-92-2 N,N,N',N'-Tetraethyl-As-[2-(phenylmethyl)phenyl]arsonous diamide 110458-54-3 Arsonous dichloride, [2-(phenylmethyl)phenyl]- 110458-55-4 Arsonic acid, [2-(phenylmethyl)phenyl]- 110458-56-5 Cyclohexylboron dibromide 1104637-39-9 Arsinous amide, As, As, N-triphenyl- 110837-99-5 Piperidine 110-89-4 Methyl 4-bromocrotonate 1117-71-1 Propylene 115-07-1 Piperonal 120-57-0 Trimethyl phosphite 121-45-9 Dimethyl titanocene 1271-66-5 N,N-Dimethylacetamide 127-19-5 (Bromodimethyl)sulfonium bromide 128-08-5 (E,E)-piperic acid 136-72-1 Acetoacetic acid ethyl ester 141-97-9 3,3,5,5-Tetramethyl-1,2,4-trioxolane 15592-50-4 (Chloromethylsilyl)benzene 1631-82-9 1-Chloro-4-(1-methylethenyl)benzene 1712-70-5 Arsenodiamidous chloride, tetraethyl- 1734-99-2 Propyl propanethiosulfinate 1948-52-3 1-(4-Chlorophenyl)ethanone oxime 1956-39-4 2,4,4,6-tetrabromo-2,5-cyclohexadienone 20244-61-5 Cobaltic acetylacetonate 21679-46-9 1,1,1,3,3-Hexabromopropan-2-one 23162-64-3 1-Bromo-2-(phenylmethyl)benzene 23450-18-2 Ethylmagnesium chloride 2386-64-3 1-Chloro-N,N,2-trimethyl-1-propenylamine 26189-59-3 DABCO 26189-59-3 Bromotrimethylsilane 2857-97-8 Glyoxylic acid 298-12-4 Triphosgene 32315-10-9 1,1,3,3-Tetramethyldisiloxane 3277-26-7 1-(4-Chlorophenyl)ethanol 3391-10-4 2-(Hydroxyimino)acetic acid 3545-80-0 2-(4-Chlorophenyl)-2-methyl-1,3-dioxolane 36881-02-4 2-Bromomethyl-1,3-dioxolane 4360-63-8 Ethyl fluoroacetate 459-72-3 Methyl 2-chloroacetoacetate 4755-81-1 Phenylphosphorus tetrachloride 4895-65-2 Formaldehyde 50-00-0 Acetyl bromide 506-96-7 o-Tolualdehyde 529-20-4 Ethyl dichloroacetate 535-15-9 2’-Bromo-4-chloroacetophenone 536-38-9 2-Bromoethanol 540-51-2 Cycloheptatriene 544-25-2 Hydroxylamine hydrochloride 5470-11-1 9-Bromo-9-phenylfluorene 55135-66-5 2-Nitrobenzaldehyde 552-89-6 2-Bromo-1-propene 557-93-7 Carbon tetrabromide 558-13-4 Carbon tetrachloride 56-23-5 Methallyl chloride 563-47-3 Glycerol 56-81-5 3-Methylbenzyl alcohol 587-03-1 Acridarsine,5,10-dihydro-5-hydroxy-, 5-oxide 5880-36-4 4-Methylbenzyl alcohol 589-18-4 1-Bromoacetone 598-31-2 Triphenylphosphine 603-35-0 2-Chloroacetoacetic acid ethyl ester 609-15-4 1,2-Benzenedimethanol 612-14-6 2-Nitrobenzyl alcohol 612-25-9 1-Chloro-2-butanone 616-27-3 Dimethyl carbonate 616-38-6 2-Iodoxybenzoic acid 617171-82-6 Triethylsilane 617-86-7 Benzyl iodide 620-05-3 3-Methylbenzaldehyde 620-23-5 1-Chloro-4-ethylbenzene 622-98-0 Glycine ethyl ester hydrochloride 623-33-6 Diazoacetic acid ethyl ester 623-73-4 Phenylarsine oxide 637-03-6 Ethanol 64-17-5 Acetic acid 64-19-7 4-Hydroxy-3,5-dinitrobenzenesulfonic acid 67329-16-2 Methanol 67-56-1 Acetone 67-64-1 Methylmagnesium chloride 676-58-4 Chloroform 67-66-3 N,N-Dimethylformamide 68-12-2 Phenyldichloroarsine 696-28-6 Diisopropylethylamine 7087-68-5 Diphenylchloroarsine 712-48-1 Benzene 71-43-2 Tetraethylammonium bromide 71-91-0 Tetraethylammonium p-toluenesulfonate 733-44-8 Acetonitrile 75-05-8 Acetaldehyde 75-07-0 Methylmagnesium bromide 75-16-1 Trimethylamineborane 75-22-9 Acetyl chloride 75-36-5 Phosgene 75-44-5 Nitromethane 75-52-5 Dichloromethysilane 75-54-7 1,1,1-Trichloro-2-propanol 76-00-6 Dimethyl sulfate 77-78-1 Arsenic trichloride 7784-34-1 Methyl ethyl ketone 78-93-3 1-Chloroacetone 78-95-5 2-Chloroacetyl chloride 79-04-9 Bromoacetic acid 79-08-3 Methyl chloroformate 79-22-1 Cumene hydroperoxide 80-15-9 4-Chlorophenylacetylene 873-73-4 Trichloroisocyanuric acid 87-90-1 2-Nitrotoluene 88-72-2 Picric acid 88-89-1 2-Methylbenzyl alcohol 89-95-2 Polyvinylpyrrolidone 9003-39-8 Polymethylhydrosiloxane 9004-73-3 (2-Bromoethynyl)benzene 932-87-6 2-Phenyl-1,3-dioxolane 936-51-6 m-Chloroperbenzoic acid 937-14-4 Benzoyl peroxide 94-36-0 o-Xylene 95-47-6 Triethylaluminium 97-93-8 Phenylarsonic acid 98-05-5 4’-Bromoacetophenone 99-90-1 3,6-Bis(triphenylphosphonium)cyclohexene peroxodisulfate 380601-37-6 4-Benzoyloxy-TEMPO 3225-26-1 Crotonic acid piperidide 3626-69-5 4-Nitroaniline 100-01-6 N-Methyl-4-nitroaniline 100-15-2 Phenylmagnesium bromide 100-58-3 N-Methylaniline 100-61-8 Valerophenone 1009-14-9 6-Methyl-1-hepten-3-ol 101342-75-0 2-Chloro-α-methylbenzenemethanethiol 1016716-81-6 Ethyl (6Z)-8-methyl-6-nonenoate 1025371-44-1 1-Iodo-7-methyloctane 10266-06-5 2-(3-Chlorophenyl)-1,2-propanediol 102877-33-8 2-(2-Chlorophenyl)-1,2-propanediol 102877-34-9 Phenylacetic acid 103-82-2 2,5-Dioxo-1-pyrrolidinyl nonanoate 104943-23-9 4-Methoxyaniline 104-94-9 Diethyl malonate 105-53-3 4-Chloroaniline 106-47-8 Acrolein 107-02-8 Acrylonitrile 107-13-1 2,4,4-Trimethyl-2-pentanamine 107-45-9 1-Bromo-3-methylbutane 107-82-4 Isovaleryl chloride 108-12-3 3-Chloroaniline 108-42-9 Bromobenzene 108-86-1 Cyclohexanone 108-94-1 Phenol, 4-(aminomethyl)-2-methoxy-, 1-(4-methylbenzenesulfonate) 1104050-74-9 Butyl vinyl ether 111-34-2 1-Octene 111-66-0 9-Methyldecanoic acid 1119-63-7 Nonanamide 1120-07-7 5-Octenoic acid, 7-methyl-, methyl ester, (Z)- 112375-41-4 Methyl (6Z)-8-methyl-6-nonenoate 112375-42-5 7-Decenoic acid, 9-methyl-, methyl ester, (Z)- 112375-43-6 Hexanedioic acid, 2-[2-methyl-1-(phenylsulfonyl)propyl]-, 6-methyl 1-phenyl ester (R*,R*) 112375-45-8 Hexanedioic acid, 2-[2-methyl-1-(phenylsulfonyl)propyl]-, 6-methyl 1-phenyl ester (R*,S*) 112375-46-9 Heptanedioic acid, 2-[2-methyl-1-(phenylsulfonyl)propyl]-, 7-methyl 1-phenyl ester (R*,R*) 112375-47-0 Heptanedioic acid, 2-[2-methyl-1-(phenylsulfonyl)propyl]-, 7-methyl 1-phenyl ester (R*,S*) 112375-48-1 Octanedioic acid, 2-[2-methyl-1-(phenylsulfonyl)propyl]-, 8-methyl 1-phenyl ester (R*,R*) 112375-49-2 Octanedioic acid, 2-[2-methyl-1-(phenylsulfonyl)propyl]-, 8-methyl 1-phenyl ester (R*,S*) 112375-50-5 Methyl (5E)-7-methyl-5-octenoate 112375-53-8 Methyl (6E)-8-methyl-6-nonenoate 112375-54-9 7-Decenoic acid, 9-methyl-, methyl ester, (E)- 112375-55-0 5-Octenoyl chloride, 7-methyl-, (E)- 112375-57-2 7-Decenoyl chloride, 9-methyl-, (E)- 112375-58-3 5-Octenamide, N-[(4-hydroxy-3-methoxyphenyl)methyl]-7-methyl-, (Z)- 112375-60-7 7-Decenamide, N-[(3-hydroxy-4-methoxyphenyl)methyl]-9-methyl-, (Z)- 112375-61-8 Ferulic acid 1135-24-6 2-[1-(3-Chlorophenyl)ethyl]-4,4,5,5-tetramethyl-1,3,2-dioxaborolane 1138077-59-4 3-Chloro-α-methylbenzenemethanethiol 1152553-03-1 N-[(4-Hydroxy-3-methoxyphenyl)methyl]-8-methyl-7-nonenamide 1186100-99-1 2-Chlorobenzoic acid 118-91-2 Glycine, N-[4-(bromomethyl)-2-oxo-2H-1-benzopyran-7-yl]-N-[2-(1,1-dimethylethoxy)-2-oxoethyl]-, 1,1-dimethylethyl ester 1196872-69-1 Dibenzoylmethane 120-46-7 1-Chloro-3-(1-methoxyethyl)benzene 12072-25-2 8-Bromo-7-(methoxymethoxy)-2-quinolinemethanol 1210057-53-6 Uranium, [N-[[2-(2-chlorophenyl)-2-iminoethyl]dimethylsilyl]-1,1,1-trimethylsilanaminato(2-)-N,N′]bis[1,1,1-trimethyl-N-(trimethylsilyl)silanaminato]-, (T-4)- 121029-69-4 2-[1-(2-Chlorophenyl)ethylidene]hydrazinecarboxamide 121149-68-6 Vanillin 121-33-5 Benzeneacetic acid, [8-[[bis(carboxymethyl)amino]methyl]-6-bromo-7-hydroxy-2-oxo-2H-1-benzopyran-4-yl]methyl ester 1221557-58-9 (6-Bromo-7-hydroxy-2-oxo-2H-1-benzopyran-4-yl)methyl benzeneacetate 1221557-59-0 Carbamic acid, N-[2-(3,4-dihydroxyphenyl)ethyl]-, (6-bromo-7-hydroxy-2-oxo-2H-1-benzopyran-4-yl)methyl ester 1221557-61-4 Glycine, N-[[6-bromo-7-hydroxy-4-(hydroxymethyl)-2-oxo-2H-1-benzopyran-8-yl]methyl]-N-[2-(1,1-dimethylethoxy)-2-oxoethyl]-, 1,1-dimethylethyl ester 1221557-63-6 Glycine, N-[[6-bromo-7-hydroxy-4-[[[[2-methoxy-4-[[[(6E)-8-methyl-1-oxo-6-nonen-1 yl]amino]methyl]phenoxy]carbonyl]oxy]methyl]-2-oxo-2H-1-benzopyran-8-yl]methyl]-N-[2-(1,1-dimethylethoxy)-2-oxoethyl]-, 1,1-dimethylethyl ester 1221557-69-2 Glycine, N-[[6-bromo-7-hydroxy-4-[[[[2-methoxy-4-[[[(6E)-8-methyl-1-oxo-6-nonen-1-yl]amino]methyl]phenoxy]carbonyl]oxy]methyl]-2-oxo-2H-1-benzopyran-8-yl]methyl]-N-(carboxymethyl)- 1221557-70-5 2-(2-Chlorophenyl)-2-methyl-1,3-dioxolane 122801-34-7 7-Methyloctanoyl chloride 122876-14-6 Ethyl (4E)-8-methyl-4-nonenoate 1228896-94-3 rel-(1R,6S,7S)-7-(1-Methylethyl)-1-[(trimethylsilyl)oxy]bicyclo[4.1.0]heptane 1231682-77-1 rel-(1R,6S,7S)-7-(1-Methylethyl)bicyclo[4.1.0]heptan-1-ol 1231682-88-4 4-Aminophenol 123-30-8 Benzeneacetic acid, [8-[[bis[2-(1,1-dimethylethoxy)-2-oxoethyl]amino]methyl]-6-bromo-7-hydroxy-2-oxo-2H-1-benzopyran-4-yl]methyl ester 1238892-35-7 2-[1-(2-Chlorophenyl)ethenyl]-4,4,5,5-tetramethyl-1,3,2-dioxaborolane 1239700-56-1 Nonanal 124-19-6 Glycine, N-(carboxymethyl)-N-[4-[[2-methoxy-4-[[[(6E)-8-methyl-1-oxo-6-nonen-1-yl]amino]methyl]phenoxy]methyl]-2-oxo-2H-1-benzopyran-7-yl]- 1242436-81-2 Methanesulfonyl chloride 124-63-0 Phenol, 4-(aminomethyl)-2-methoxy-, hydrobromide (1:1) 1257404-84-4 1H-Imidazolium, 2-azido-4,5-dihydro-1,3-dimethyl-, hexafluorophosphate(1-) (1:1) 1266134-54-6 4-Bromo-5-phenyl-2-(tricyclo[3.3.1.1]dec-1-ylimino)-3(2H)-furanone 126681-77-4 4-Bromodihydro-5-phenyl-2,3-furandione 126681-83-2 Chloroprene 126-99-3 9-Methyldecanoyl chloride 127506-23-4 7-(2-Methylpropyl)-2-oxepanone 13023-56-8 Triisopropylsilyl chloride 13154-24-0 1,3-Dithiane, 2-(3-chlorophenyl)-2-methyl- 1318799-26-6 (αS)-3-Chloro-α-methylbenzenemethanol 135145-34-5 1-(2-Methylpropyl)cyclohexanol 13553-14-5 1-(2-Chlorophenyl)-2-phenoxyethanone 135774-33-3 3-(Chloromethyl)-3-phenyl-1,2-dioxetane 136749-73-0 1,1′-(1,2-Dichloro-1,2-ethenediyl)bis[benzene] 13700-82-8 8-Methyl-6-nonenoyl chloride 1370701-65-7 1-Phenyl-2-(trimethylsilyl)ethanone 13735-78-9 a-(Trimethylsiloxy)styrene 13735-81-4 Polymixin B sulfate 1405-20-5 3-Chloro-α-methylbenzeneacetic acid 14161-84-3 rel-(2R,3R)-1-(1,1-Dimethylethyl)-3-methyl-4-oxo-2-azetidinecarboxaldehyde 1416916-69-2 [N(E)]-N-(2-Iminoethylidene)-2-methyl-2-propanamine 1416916-70-5 (2E)-2-[(1,1-Dimethylethyl)imino]acetaldehyde 1416916-71-6 6-Nonenamide, N-[[4-[(8-bromo-7-hydroxy-2-quinolinyl)methoxy]-3-methoxyphenyl]methyl]-8-methyl-, (6E)- 1417436-54-4 Nonanamide, N-[[4-[(8-bromo-7-hydroxy-2-quinolinyl)methoxy]-3-methoxyphenyl]methyl]- 1417436-55-5 2-Quinolinemethanol, 8-bromo-7-(methoxymethoxy)-, 2-methanesulfonate 1417436-63-5 6-Nonenamide, N-[[4-[[8-bromo-7-(methoxymethoxy)-2-quinolinyl]methoxy]-3-methoxyphenyl]methyl]-8-methyl-, (6E)- 1417436-73-7 Nonanamide, N-[[4-[[8-bromo-7-(methoxymethoxy)-2-quinolinyl]methoxy]-3-methoxyphenyl]methyl]- 1417436-74-8 Malonic acid 141-82-2 Methyl 5-hydroxypentanoate 14273-92-8 3-Iodoacetophenone 14452-30-3 (2E)-3-(3-Chlorophenyl)-2-propenoic acid 14473-90-6 2-[1-(3-Chlorophenyl)ethylidene]hydrazinecarboxamide 14760-30-6 (2-Chloroethynyl)benzene 1483-82-5 (2-Chlorophenyl)copper 149098-19-1 1-Fluoro-2-nitrobenzene 1493-27-2 1-(2-Chlorophenyl)-1,4-pentanedione 153686-97-6 Zincate(2-), tetramethyl-, dilithium, (T-4)- 15691-62-0 1,3-Bis(1,1-dimethylethyl)-1,3-dihydro-2H-imidazol-2-ylidene 157197-53-0 Benzenesulfinic acid, 3-chloro-, sodium salt (1:1) 15946-37-9 3-Chloro-N,N-diethylbenzamide 15952-65-5 2-Chloro-1-phenyl-1-pentanone 16130-53-3 1-Chloro-3-[1-(phenylmethoxy)ethyl]benzene 1616490-77-7 1-Chloro-2-[1-(phenylmethoxy)ethyl]benzene 1616490-78-8 (3-Chlorophenyl)copper 162893-69-8 Chloro(1-chloro-2-oxo-2-phenylethyl)ethylaluminium 1632285-38-1 a-(Chloromethyl)benzenemethanol 1674-30-2 Nonanoic acid, 1,1′-anhydride 1680-36-0 (1E)-1,3-Butadien-1-ylbenzene 16939-57-4 1-Chloro-3-(1-methylethenyl)benzene 1712-71-6 1-Chloro-3-[1-[(4-methoxyphenyl)methoxy]ethyl]benzene 1715946-95-4 Coenzyme A, S-nonanoate 17331-98-5 1,1-Diethoxy-2-methylpropane 1741-41-9 2-(1H-Benzotriazol-1-yloxy)-1-phenylethanone 1771703-30-0 2-Chlorobenzyl alcohol 17849-38-6 4-Heptenoic acid, 6-methyl-, ethyl ester, (E)- 179617-47-1 4-Octenoic acid, 7-methyl-, ethyl ester, (E)- 179617-48-2 1,1’-(Dimethylsilylene) bis(2-chloroacetate) 18135-56-3 (Trimethylsilyl)imidazole 18156-74-6 (1E)-1-(2-Furanyl)-4-methyl-1-penten-3-one 185256-87-5 [[(Trifluoromethyl)seleno]methyl]benzene 186047-38-1 Lithium, (chloromethyl)- 18645-12-0 1-(1-Bromoethenyl)-3-chlorobenzene 187409-14-9 α-Bromobenzeneacetyl chloride 19078-72-9 Ethyl 2-chloro-β-oxobenzenepropanoate 19112-35-7 1,3,5,7-Tetramethyl-8-phenyl-4,4-difluoroboradiazaindacene 194235-40-0 2-Chlorobenzene-1-diazonium,tetrafluoroboranuide 1956-97-4 1-Chloro-2-(1-methoxyethyl)benzene 20001-46-1 2-Diazo-1-phenyl-1,3-butanedione 2009-96-3 3-Acetylphenylboronic acid 204841-19-0 8-Methylnonanoyl chloride 205651-88-3 5-Bromopentanoic acid 2067-33-6 2-(3-Chlorophenyl)oxirane 20697-04-5 Sulfoxonium, dimethyl(2-oxo-2-phenylethyl)-, inner salt 20718-17-6 Ethoxy[2-ethoxy-1-(ethoxycarbonyl)-2-oxoethyl]magnesium 207746-86-9 Benzene, [hydroxy[(1-phenylethenyl)oxy]iodo]- 2077998-23-1 2-Diazo-1,3-diphenyl-1,3-propanedione 2085-31-6 2,3,4,5,6,6-Hexachloro-2,4-cyclohexadien-1-one 21306-21-8 8-Methyl-6-nonenoic acid 21382-25-2 3-Bromoacetophenone 2142-63-4 2’-Chloroacetophenone 2142-68-9 2-Chloro-1-phenylethanone oxime 21572-32-7 Trimethylsulfonium iodide 2181-42-2 2-Chloro-α-methylbenzeneacetic acid 2184-85-2 Boron, [2-[(3,5-dimethyl-2H-pyrrol-2-ylidene-κN)phenylmethyl]-3,5-dimethyl-1H-pyrrolato-κN]fluoro[N-[[4-(hydroxy-κO)-3-methoxyphenyl]methyl]nonanamidato]-, (T-4)- 2197030-81-0 α-Acetoxystyrene 2206-94-2 3-Methoxy-4-[[tris(1-methylethyl)silyl]oxy]benzenemethanamine 222620-67-9 3-Methoxy-4-[[tris(1-methylethyl)silyl]oxy]benzonitrile 222622-85-7 Sulfonium, (3-chlorophenyl)dimethyl-, 1,1,1-trifluoromethanesulfonate (1:1) 2230247-20-6 6-Bromo-4-(chloromethyl)-7-hydroxy-2H-1-benzopyran-2-one 223420-33-5 6-Bromo-7-hydroxy-4-(hydroxymethyl)-2H-1-benzopyran-2-one 223420-41-5 Nonanenitrile 2243-27-8 Phosphonium, (2-methylpropyl)triphenyl-, bromide (1:1) 22884-29-3 rel-(2R,3S)-2-Chloro-3-hydroxy-4-methyl-1-phenyl-1-pentanone 229180-29-4 (±)-1-(3-Methoxyphenyl)ethanol 23308-82-9 3-Chloro-α-methylbenzenemethanamine 24358-43-8 2,6-Diisopropylaniline 24544-04-5 3-Methoxy-4-[[(4-methylphenyl)sulfonyl]oxy]benzaldehyde 246224-09-9 Pinacolborane 25015-63-8 1-(3-Chloro-3-cyclohexen-1-yl)ethanone 2531230-25-6 Trichloromethanesulfonyl chloride 2547-61-7 4-Phenyl-2-butanone 2550-26-7 8-Methyl-6-oxononanoic acid 2570-89-0 Zucapsaicin 25775-90-0 1-Hydroxybenzotriazole 2592-95-2 α-(Dichloromethyl)benzenemethanol 2612-36-4 2-Iodobenzaldehyde 26260-02-6 2,2-Dichloroacetophenone 2648-61-5 2-Phenoxyaniline 2688-84-8 Benzylidenemalononitrile 2700-22-3 1-[2-Chloro-4-(1-hydroxy-1-methylethyl)phenyl]ethanone 270581-16-3 N-[1-(3-Chlorophenyl)ethenyl]-N-(fluorosulfonyl)sulfamoyl fluoride 2757165-71-0 N-(2-Phenoxyphenyl)formamide 2770-12-9 (T-4)-Dichlorobis(2-oxo-2-phenylethyl)selenium 28076-02-0 Ethyl α-diazo-β-oxobenzenepropanoate 28383-65-5 Benzaldehyde, 4-hydroxy-3-methoxy-, oxime 2874-33-1 3-Chlorobenzenesulfonyl chloride 2888-06-4 1-(3-Chloro-4-hydroxyphenyl)ethanone 2892-29-7 2,2,2-Trichloro-1-phenylethanone 2902-69-4 3-[(1E)-2-Phenylethenyl]-2-cyclohexen-1-one 29179-20-2 Trans-4-Nitrochalcone 2960-55-6 Heptanoic acid, 7-bromo-, ethyl ester 29823-18-5 [(Dichloromethyl)sulfinyl]benzene 30058-54-9 Not yet assigned 3018860-26-6 1,2,3-Benzotrioxole, hexahydro-3a-(2-methylpropyl)- 3018860-27-7 Nonanoic acid, 6-hydrazinylidene-8-methyl- 3018860-28-8 Not yet assigned 3018860-29-9 N-Vanillyldecanamide 31078-36-1 2-(2-Chlorophenyl)-2-methyl-1,3-dithiane 310905-00-1 (6Z)-8-Methyl-6-nonenoic acid 31467-60-4 Benzaldehyde, 2-hydroxy-, sodium salt (1:1) 3166-83-4 Diazoacetophenone 3282-32-4 (2-Chloro-1,1-dimethoxyethyl)benzene 33604-55-6 3-Chloro-2-phenylpropene 3360-52-9 2-Oxo-2-phenylethyl α-oxobenzeneacetate 339320-65-9 [(2-Methylpropyl)sulfonyl]benzene 34009-07-9 3-Chlorobenzaldehyde oxime 34158-71-9 (4-Chloro-1-butyn-1-yl)benzene 35006-61-2 Heptanoic acid, 7-oxo-, methyl ester 35376-00-2 1-(2-Chlorophenyl)ethanone 2-(2,4-dinitrophenyl)hydrazone 35468-02-1 Benzaldehyde-formyl-d 3592-47-0 1-Chloro-2-(1-methylethenyl)benzene 3609-45-8 (T-4)-Trichloro(4-methoxyphenyl)tellurium 36309-68-9 Benzoic acid, anhydride with 1,1,1-trifluoromethanesulfonic acid 36967-85-8 [(1E)-4,4,4-Trichloro-1-buten-1-yl]benzene 370598-07-5 Trichloronitrosomethane 3711-49-7 Bis(2-oxo-2-phenylethyl)mercury 37160-45-5 [C(E)]-2-Chlorobenzaldehyde oxime 3717-26-8 (Chloromethylene)dimethylammonium chloride 3724-43-4 2-Chloro-1-phenyl-2-(phenylsulfinyl)ethanone 38042-52-3 1-(2-Chlorophenyl)ethanone 2-(4-nitrophenyl)hydrazone 386270-97-9 2-Chlorophenylboronic acid 3900-89-8 2-(2-Methyl-1-oxopropyl)cyclohexanone 39207-65-3 Sodium chloroacetate 3926-62-3 1-(2-Methylpropyl)cyclohexene 3983-03-7 (1-Methoxyethyl)benzene 4013-34-7 Capsaicin 404-86-4 1,3-Bis(1,1-dimethylethyl)-2,3-dihydro-2-(methylthio)-1H-1,3,2-diazaborole 404876-33-1 N,N′-Di-tert-butylethylenediamine 4062-60-6 Bis(trifluoroacetyl)imide 407-24-9 2-Bromo-1-(3-chlorophenyl)ethanone 41011-01-2 Trans-β-Chlorostyrene 4110-77-4 1-(4-Chloro-3-cyclohexen-1-yl)ethanone 41747-24-4 1-(4-Bromophenyl)-2-chloroethanone 4209-02-3 Trifluoromethanesulfonyl chloride 421-83-0 6-Bromohexanoic acid 4224-70-8 2-(1-Hydroxy-2-methylpropyl)cyclohexanone 43108-68-5 2-(2-Methylpropylidene)cyclohexanone 43108-69-6 3-Methoxy-4-[[(4-methylphenyl)sulfonyl]oxy]benzaldehyde oxime 433239-24-8 Hexahydro[1,4]dioxino[2,3-b]-1,4-dioxin-2,3,6,7-tetrol 4405-13-4 Adamantyl isocyanate 4411-25-0 4-Hydroxy-3-methoxybenzonitrile 4421-08-3 4-Methylbenzenesulfonic acid 2-(1-phenylethylidene)hydrazide 4545-21-5 Hexanoic acid, 6-hydroxy-, methyl ester 4547-43-7 Benzenediazonium, 3-chloro-, tetrafluoroborate(1-) (1:1) 456-39-3 2-Chloro-1,3-diphenyl-1,3-propanedione 4571-27-1 Dicyandiamide 461-58-5 2-Iodo-1-phenylethanone 4636-16-2 2-(2-Methylpropyl)cyclohexanone 4668-64-8 3-Methoxy-4-[[(4-methylphenyl)sulfonyl]oxy]benzaldehyde oxime 433239-24-8 Hexahydro[1,4]dioxino[2,3-b]-1,4-dioxin-2,3,6,7-tetrol 4405-13-4 Adamantyl isocyanate 4411-25-0 4-Hydroxy-3-methoxybenzonitrile 4421-08-3 4-Methylbenzenesulfonic acid 2-(1-phenylethylidene)hydrazide 4545-21-5 Hexanoic acid, 6-hydroxy-, methyl ester 4547-43-7 Benzenediazonium, 3-chloro-, tetrafluoroborate(1-) (1:1) 456-39-3 2-Chloro-1,3-diphenyl-1,3-propanedione 4571-27-1 Dicyandiamide 461-58-5 2-Iodo-1-phenylethanone 4636-16-2 2-(2-Methylpropyl)cyclohexanone 4668-64-8 N-Hexylaniline 4746-32-1 4-Methyl-1-penten-3-ol 4798-45-2 5-Methyl-1-hexen-3-ol 4798-46-3 1,4-Dioxane-2,3-diol 4845-50-5 1-Chloro-3-(methylthio)benzene 4867-37-2 Vanillyl alcohol 498-00-0 2-Bromo-1-phenyl-1-pentanone 49851-31-2 ε-Caprolactone 502-44-3 Dimethylcadmium 506-82-1 1-(2-Chlorophenyl)-3,3-dimercapto-2-propen-1-one 50850-02-7 1-(3-Chlorophenyl)-3,3-dimercapto-2-propen-1-one 50850-03-8 Phosphonium, (5-carboxypentyl)triphenyl-, bromide (1:1) 50889-29-7 Phosphonium, (6-carboxyhexyl)triphenyl-, bromide (1:1) 50889-30-0 1,1-Dichloroacetone 513-88-2 Sodium methanethiolate 5188-07-8 α-(Trichloromethyl)benzenemethan-d-ol 52776-48-4 1,1′-Carbonyldiimidazole 530-62-1 3-Chlorobenzoic acid 535-80-8 Phenylacetylene 536-74-3 Iodosylbenzene 536-80-1 1-Phenyl-2-thioxo-4-imidazolidinone 54107-52-7 δ-Valerolactone 542-28-9 Dimethylzinc 544-97-8 2-(Hydroxyphenylmethylene)propanedinitrile 5515-36-6 2′-Aminoacetophenone 551-93-9 8-Methyl-1-nonanol 55505-26-5 9-Methyl-1-decanol 55505-28-7 1,1,2,2,3,3,4,4,5,5,6,6,6-Tridecafluoro-1-hexanesulfonyl chloride 55591-23-6 Ethanone, 1-phenyl-, ion(1-), lithium salt (1:1) 55905-98-1 2-(3-Methyl-1-oxobutyl)cyclohexanone 5601-48-9 9-Methyl-7-oxodecanoic acid 5601-57-0 Ethylaluminum dichloride 563-43-9 3-Methyl-2-butanone 563-80-4 Phosphonium, (7-ethoxy-7-oxoheptyl)triphenyl-, bromide (1:1) 57267-45-5 Ethanethioic acid, S-(3-chlorophenyl) ester 57500-15-9 2H-Imidazole, 2-(bromomethyl)-2,4-diphenyl- 57562-72-8 1,4-Diazabicyclo[3.1.0]hex-3-ene, 2-bromo-3,5-diphenyl- 57562-73-9 a-Hydroxyacetophenone 582-24-1 N-Vanillyloctanamide 58493-47-3 Homocapsaicin 58493-48-4 3-Chlorobenzaldehyde 587-04-2 N-[(2-Chlorophenyl)methylene]benzenamine 5877-49-6 1-Chloro-3-(2,2-dibromoethenyl)benzene 587846-80-8 Phenyllithium 591-51-5 7-Methyl-6-oxooctanoic acid 59210-01-4 2-(2-Methyl-1-oxopropyl)cyclopentanone 59210-11-6 (6E)-8-Methyl-6-nonenoic acid 59320-77-3 O-Methylhydroxylamine hydrochloride 593-56-6 Chloroiodomethane 593-71-5 Tetramethyltin 594-27-4 4-Methoxy-N-methylbenzenamine 5961-59-1 (4E)-6-Methyl-4-hepten-1-ol 59721-82-3 (3E)-7-Bromo-2-methyl-3-heptene 59721-83-4 1,3-Diethyl 2-[(4E)-6-methyl-4-hepten-1-yl]propanedioate 59721-84-5 3-Methyl-1-butyne 598-23-2 Pentanoic acid, 5-oxo-, methyl ester 6026-86-4 N-Hydroxysuccinimide 6066-82-6 2-Chlorobenzoyl chloride 609-65-4 4-Hydroxy-4-(4-hydroxy-3-methoxyphenyl)-2-butanone 61152-59-8 7-Decenoic acid, 9-methyl-, (E)- 61229-05-8 5-Octenoic acid, 7-methyl-, (E)- 61229-06-9 Norcapsaicin 61229-08-1 2-Methyl-2-(3-methylphenyl)-1,3-dioxolane 6135-57-5 1-Methylimidazole 616-47-7 1-Chlorostyrene 618-34-8 3-Chlorobenzoyl chloride 618-46-2 Dichloroacetaldehyde diethyl acetal 619-33-0 1-Chloro-3-ethylbenzene 620-16-6 Phenylethyl chloride 622-24-2 Aniline 62-53-3 2-[[(2-Chlorophenyl)methylene]amino]phenol 6266-10-0 1-Iodooctane 629-27-6 Carbon monoxide 630-08-0 Benzeneacetic acid, α-oxo-, potassium salt (1:1) 63468-90-6 (3-Chlorophenyl)boronic acid 63503-60-6 Ethyl 4-chloroacetoacetate 638-07-3 Formic acid 64-18-6 Cyclohepta[de]naphthalene-7,8-dione 64303-05-5 2-Bromo-1,3-bis(1,1-dimethylethyl)-2,3-dihydro-1H-1,3,2-diazaborole 64486-89-1 Methyl 8-methyl-4,7-dioxononanoate 66086-06-4 4-Bromoresorcinol 6626-15-9 2-Bromobenzaldehyde 6630-33-7 N,O-Dimethylhydroxylamine hydrochloride 6638-79-5 Methyl 6-oxohexanoate 6654-36-0 Morpholine, 4-(cyclohexenyl)- 66573-99-7 Tellurium, dichloro(4-methoxyphenyl)(2-oxo-2-phenylethyl)-, (T-4)- 67096-37-1 2-Chloro-N-methoxy-N-methylacetamide 67442-07-3 Isopropanol 67-63-0 Dimethyl sulfoxide 67-68-5 N-Methoxy-N-methylbenzamide 6919-61-5 7-Methyloctanoic acid 693-19-6 3-Chloro-α-methylbenzenemethanol 6939-95-3 Pyridine N-oxide 694-59-7 α-Fluorostyrene 696-31-1 4-Iodoanisole 696-62-8 N-[(4-Hydroxy-3-methoxyphenyl)methyl]dodecanamide 69693-11-4 N-[(4-Hydroxy-3-methoxyphenyl)methyl]tetradecanamide 69693-12-5 Phenacyl bromide 70-11-1 1-Chloro-2-(dimethoxymethyl)benzene 70380-66-4 Phenol, 4-(aminomethyl)-2-methoxy-, hydrochloride (1:1) 7149-10-2 4-(1-Phenylethenyl)morpholine 7196-01-2 Uranium, [1-(methyl-κC)-1,1-dimethyl-N-(trimethylsilyl)silanaminato(2-)-κN]bis[1,1,1-trimethyl-N-(trimethylsilyl)silanaminato]-, (T-4)- 72472-77-6 Bis(pinacolato)diborane 73183-34-3 Methyl iodide 74-88-4 Bromochloromethane 74-97-5 2-Bromopropane 75-26-3 Ethyl (6E)-8-methyl-6-nonenoate 75335-54-5 N-[(4-Hydroxy-3-methoxyphenyl)methyl]-8-methyl-6-nonenamide 7553-53-9 Tetramethylsilane 75-76-3 Chlorotrimethylsilane 75-77-4 Dichlorodimethylsilane 75-78-5 Trichloroacetic acid 76-03-9 4-Nitrophenyl chloroformate 7693-46-1 8-Methyl-6-nonynoic acid 780760-97-6 Triethyl orthoacetate 78-39-7 1-Bromo-2-methylpropane 78-77-3 Isobutyraldehyde 78-84-2 3-Buten-2-one 78-94-4 Chloroacetone 78-95-5 Trichloroethylene 79-01-6 Chloroacetyl chloride 79-04-9 Isobutyryl chloride 79-30-1 Sulfonium, dimethyl(2-oxo-2-phenylethyl)-, iodide (1:1) 79531-98-9 N-Methyl-N-nitroso-p-toluenesulfonamide 80-11-5 Bis(trifluoromethanesulfonyl)imide 82113-65-3 4-Methoxybenzyl chloride 824-94-2 9,10-Phenanthrenedione 84-11-7 1,3-Bis(1,1-dimethylethyl)-2,2-dimethyl-1,3-diaza-2-silacyclopent-4-ene 84814-09-5 Coenzyme A 85-61-0 N-[2-(1,1-Dimethylethoxy)-2-oxoethyl]glycine 1,1-dimethylethyl ester 85916-13-8 Benzene, 1-chloro-4-[(2-chloro-1-phenylethenyl)thio]-, (E)- 86602-23-5 2-[(1-Phenylethenyl)oxy]-1,3,2-benzodioxaphosphole 86804-83-3 N-[[3-Methoxy-4-[[tris(1-methylethyl)silyl]oxy]phenyl]methyl]nonanamide 871570-36-4 Acetic acid, 4-chlorophenyl ester 876-27-7 rel-(2R,3R)-3-(2-Bromophenyl)-2-chloro-3-hydroxy-1-phenyl-1-propanone 886225-18-9 1-Chloro-2-nitrobenzene 88-73-3 1,3,2-Benzodioxaphosphole, 2,2-dichloro-2,2-dihydro-2-[(1-phenylethenyl)oxy]- 88860-39-3 1-Chloro-2-ethylbenzene 89-96-3 2-Chlorobenzylamine 89-97-4 Salicylaldehyde 90-02-8 Guaiacol 90-05-1 Lithium bis(trifluoromethanesulfonyl)imide 90076-65-6 Xanthydrol 90-46-0 2-[(E)-[(2-Chlorophenyl)methylene]amino]phenol 914398-92-8 Methyllithium 917-54-4 Isobutylmagnesium bromide 926-62-5 1-(3-Chlorophenyl)-3-buten-1-one 929606-60-0 [(1E)-2-Chloro-1-ethoxyethenyl]benzene 929618-08-6 α,1-Dimethyl-α-phenyl-1H-imidazole-2-methanol 93031-48-2 4-Hydroxy-3-methoxybenzaldehyde O-methyloxime 93249-67-3 (2-Iodoethynyl)benzene 932-88-7 4-Chlorobenzenesulfenyl chloride 933-01-7 1-Morpholinocyclopentene 936-52-7 Ethyl benzoate 93-89-0 Benzoylacetone 93-91-4 (2E)-3-(2-Chlorophenyl)-2-propenoic acid 939-58-2 Ethyl benzoylacetate 94-02-0 Tosyl azide 941-55-9 1-Chloro-2-[1-[(trimethylsilyl)oxy]ethenyl]benzene 942625-95-8 Diphenyl sulfoxide 945-51-7 2-Chlorotoluene 95-49-8 (6E)-8-Methyl-6-nonenoyl chloride 95636-02-5 α-Bromobenzeneacetic acid 2-[(4-methylphenyl)sulfonyl]hydrazide 96409-93-7 4-Methylbenzenesulfonic acid 2-(2-bromo-1-chloro-2-phenylethylidene)hydrazide 96409-96-0 N-[(1-Chloro-2-phenylethenyl)imino]-4-methylbenzenesulfonamide 96409-97-1 (2-Chloro-1-methoxyethenyl)benzene 96410-00-3 1-(3-Chlorophenyl)-2-(trimethylsilyl)ethanone 96574-69-5 Furfural 98-01-1 Tosyl chloride 98-59-9 Phenylboronic acid 98-80-6 1-Phenylethanol 98-85-1 Nitrobenzene 98-95-3 1-(3-Chlorophenyl)ethanone 99-02-5 3′-Aminoacetophenone 99-03-6 8-Methyl-4,7-dioxononanoic acid 99182-10-2 p-Bromoacetophenone 99-90-1 S-(1,1-Dimethylethyl) ethanethioate 999-90-6 Equipment Item Regulation 53A applies? Floor-mounted fume hoods (walk-in style) with a minimum nominal width of 2.5 metres. Full face-mask air-purifying and air-supplying respirators. Yes Class II biosafety cabinets and glove boxes. Batch centrifuges with a rotor capacity of 4 L or greater, usable with biological materials. Fermenters with an internal volume of 10 L – 20 L, usable with biological materials. Yes Reaction vessels, reactors, agitators, heat exchangers, condensers, pumps (including single seal pumps), valves, storage tanks, containers, receivers, and distillation or absorption columns that meet AG performance parameters, regardless of their materials of construction. Yes Conventional or turbulent air-flow clean-air rooms and self-contained fan-HEPA filter units that may be used for P3 or P4 (BSL 3, BSL 4, L3, L4) containment facilities. Vacuum pumps with a manufacturer’s specified maximum flow-rate greater than 1 m3/h (under standard temperature and pressure conditions), casings (pump bodies), preformed casing-liners, impellers, rotors, and jet pump nozzles designed for such pumps, in which all surfaces that come into direct contact with the chemicals being processed are made from controlled materials. Laboratory equipment, including parts and accessories for such equipment, for the analysis or detection, destructive or non-destructive, of chemical substances. Whole chlor-alkali electrolysis cells – mercury, diaphragm, and membrane. Titanium electrodes (including those with coatings produced from other metal oxides), specially designed for use in chlor-alkali cells. Nickel electrodes (including those with coatings produced from other metal oxides), specially designed for use in chlor-alkali cells. Bipolar titanium nickel electrodes (including those with coatings produced from other metal oxides), specially designed for use in chlor-alkali cells. Asbestos diaphragms specially designed for use in chlor-alkali cells. Fluoropolymer based diaphragms specially designed for use in chlor-alkali cells. Fluoropolymer based ion exchange membranes specially designed for use in chlor-alkali cells. Compressors specially designed to compress wet or dry chlorine, regardless of material of construction. Microwave reactors— Machinery, plant or laboratory equipment, whether or not electrically heated, for the treatment of materials by a process involving a change of temperature such as heating 84 19 89 98 00. Yes Microreactors— Instruments and apparatus for physical or chemical analysis: 90 27 89 90 00 BE (classified similar item to 90 27 80 17 90, now invalid due to code changes), for similar microreactors. Solid & Liquid Aerosol generating equipment— Mechanical appliances (whether or not hand-operated), for projecting, dispersing or spraying liquids or powders: 84 24 89 70 00. Laboratory equipment Item Regulation 53A applies? Next-generation (second generation) and third generation DNA and RNA sequencers PCR Machines and qPCR (real-time) PCR machines Yes Solid phase DNA and RNA synthesisers Peptide synthesizers Automated nucleic acid extraction systems Ultracentrifuges Probe sonicators Fast protein liquid chromatography (FPLC) systems (medium pressure chromatography systems) Cell disruptors and tissue homogenisers, with a volume of 1 L or greater Associated Parts and Consumables Item Regulation 53A applies? Next generation (second generation) and third generation DNA and RNA sequencers DNA and RNA sequencing reagent kits Yes Library and template preparation kits Cluster generation kits Yes Flow cells Yes PCR Machines and qPCR (real-time) PCR machines Yes Solid phase DNA and RNA synthesisers Nucleoside phosphoramidites Columns Solid support resin Yes Reagent kits Yes Synthesis reagents Yes Peptide synthesizers Fmoc and T-Boc protected amino acids Resins Yes Synthesis reagents Yes Automated nucleic acid extraction systems Reagents Yes Rotor adapters Ultracentrifuges Ultracentrifuge rotors with total capacity 1 L or greater Probe sonicators Sonicator probes over 25mm diameter High volume (1 L or greater) sonicator continuous flow cell Fast protein liquid chromatography (FPLC) systems (medium pressure chromatography systems) FPLC columns Reagents Yes Cell disruptors and tissue homogenisers Other related items Item Regulation 53A applies? 0B999 Specific processing equipment as follows: a. Ring magnets. Yes b. Hot cells. c. Glove boxes suitable for use with radioactive materials. 0D999 Specific software, as follows: a. Software for neutronic calculations/modelling; b. Software for radiation transport calculations/modelling; c. Software for hydrodynamic calculations/modelling. Yes 1A995 Protective and detection equipment as follows and specially designed components therefor. a. Personal radiation monitoring dosimeters; b. Equipment limited by design or function to protect against hazards specific to civil industries, such as mining, quarrying, agriculture, pharmaceuticals, medical, veterinary, environmental, waste management, or to the food industry. Note: This entry does not control items for protection against chemical or biological agents that are consumer goods, packaged for retail sale or personal use, or medical products, such as latex exam gloves, latex surgical gloves, liquid disinfectant soap, disposable surgical drapes, surgical gowns, surgical foot covers, and surgical masks. 1A999 Specific processing equipment as follows: Radiation detection, monitoring and measurement equipment Radiographic detection equipment such as x-ray converters, and storage phosphor image plates. Yes 1C991 Vaccines, immunotoxins, medical products, diagnostic and food testing kits, as follows. Technical note:- For the purpose of this entry, ‘immunotoxins’ are monoclonal antibodies linked to a toxin with the intention of destroying a specific target cell while leaving adjacent cells intact. For the purpose of this entry, “medical products” are: (1) pharmaceutical formulations designed for testing and human (or veterinary) administration in the treatment of medical conditions, (2) prepackaged for distribution as clinical or medical products. For the purpose of this entry, “diagnostic and food testing kits” are specifically developed, packaged and marketed for diagnostic or public health purposes. For the purpose of this entry, “vaccine” is defined as a medicinal (or veterinary) product in a pharmaceutical formulation that is intended to stimulate a protective immunological response in humans or animals in order to prevent disease in those to whom or to which it is administered. Technical Note: For purposes of the controls described in this entry ‘toxins’ refers to those toxins, or their subunits, controlled under 1C351.d of Annex I of the Dual-Use Regulation a. Vaccines containing, or designed for use against, items controlled by 1C351, 1C353 or 1C354 of Annex I of the Dual-Use Regulation; Yes b. Immunotoxins containing items controlled by 1C351.d of Annex I of the Dual-Use Regulation; Yes c. Medical products that contain any of the following: Yes c.1. Toxins controlled by 1C351.d of Annex I of the Dual-Use Regulation (except for botulinum toxins controlled by 1C351.d.1 of Annex I of the Dual-Use Regulation, conotoxins controlled by 1C351.d.3, of Annex I of the Dual-Use Regulation or items controlled for CW reasons under 1C351.d.11 or .d.12 of Annex I of the Dual-Use Regulation); or Yes c.2. Genetically modified organisms or genetic elements controlled by 1C353.a.3 of Annex I of the Dual-Use Regulation (except for those that contain, or code for, botulinum toxins controlled by 1C351.d.1 of Annex I of the Dual-Use Regulation or conotoxins controlled by 1C351.d.3 of Annex I of the Dual-Use Regulation); Yes d. Medical products not controlled by 1C991.c that contain any of the following: Yes d.1. Botulinum toxins controlled by 1C351.d.1 of Annex I of the Dual-Use Regulation; Yes d.2. Conotoxins controlled by 1C351.d.3 of Annex I of the Dual-Use Regulation; or Yes d.3. Genetically modified organisms or genetic elements controlled by 1C353.a.3 of Annex I of the Dual-Use Regulation that contain, or code for, botulinum toxins controlled by 1C351.d.1 of Annex I of the Dual-Use Regulation or conotoxins controlled by 1C351.d.3 of Annex I of the Dual-Use Regulation; Yes e. Diagnostic and food testing kits containing items controlled by 1C351.d of Annex I of the Dual-Use Regulation. Yes 1C995 Mixtures that contain chemicals controlled by 1C350 or 1C450 of Annex 1 of the Dual-Use Regulation and medical, analytical, diagnostic, and food testing kits that contain chemicals controlled by 1C350, as follows: For the purpose of this entry, “medical, analytical, diagnostic, and food testing kits” are pre-packaged materials of defined composition that are specifically developed, packaged and marketed for medical, analytical, diagnostic, or public health purposes. a. Mixtures containing the following concentrations of precursor chemicals controlled by 1C350 of Annex I of the Dual-Use Regulation: a.1. Mixtures containing 30 per cent. or less, by weight, of any of the following— Chemical Name CAS Number Regulation 53A applies? Arsenic trichloride; 7784-34-1 Benzilic acid; 76-93-7 Diethyl ethylphosphonate; 78-38-6 Diethyl methylphosphonate; 683-08-9 Diethyl methylphosphonite 15715-41-0 Diethyl-N,N-dimethylphosphoroamidate; 2404-03-7 N,N-Diisopropylaminoethanethiol hydrochloride; 41480-75-5 N,N-Diisopropyl-beta-aminoethane thiol; 5842-07-9 N,N-Diisopropyl-beta-aminoethanol; 96-80-0 N,N-Diisopropyl-beta-aminoethyl chloride; 96-79-7 N,N-Diisopropyl-beta-aminoethyl chloride hydrochloride; 4261-68-1 Dimethyl ethylphosphonate; 6163-75-3 Dimethyl methylphosphonate; 756-79-6 N,N-dimethylamino-phosphoryl dichloride; 677-43-0 Ethyl phosphonous dichloride [Ethyl phosphinyl dichloride]; 1498-40-4 Ethyl phosphonus difluoride [Ethyl phosphinyl difluoride]; 430-78-4 Ethyl phosphonyl dichloride; 1066-50-8 Methylphosphonic acid; 993-13-5 Methylphosphonothioic dichloride. 676-98-2 Pinacolyl alcohol; 464-07-3 3-Quinuclidinol; 1619-34-7 Thiodiglycol. 111-48-8 a.2. Mixtures containing 30 per cent. or less, by weight, of: a.2.a. Any of the following— Chemical Name CAS Number Regulation 53A applies? Diethyl phosphite; 762-04-9 Dimethyl phosphite (dimethyl hydrogen phosphite); 868-85-9 Ethyldiethanolamine; 139-87-7 Phosphorus oxychloride; 10025-87-3 Phosphorus pentachloride; 10026-13-8 Phosphorus trichloride; 7719-12-2 Sulfur dichloride; 10545-99-0 Sulfur monochloride; 10025-67-9 Thionyl chloride; 7719-09-7 Triethanolamine; 102-71-6 Triethyl phosphite; 122-52-1 Trimethyl phosphite. 121-45-9 or a.2.b. Any of the following single precursor chemicals— Chemical Name CAS Number Regulation 53A applies? Ammonium hydrogen fluoride or ammonium bifluoride; 1341-49-7 2-Chloroethanol; 107-07-3 Diethylamine; 109-89-7 N,N-Diethylaminoethanol; 100-37-8 Diethyl chlorophosphite; 589-57-1 O,O-Diethyl phosphorodithioate; 298-06-6 O,O-Diethyl phosphorothioate; 2465-65-8 Di-isopropylamine; 108-18-9 Dimethylamine; 124-40-3 Dimethylamine hydrochloride; 506-59-2 Ethyl chlorofluorophosphate; 762-77-6 Ethyl dichlorophosphate; 1498-51-7 Ethyl difluorophosphate; 460-52-6 Hydrogen fluoride; 7664-39-3 3-Hydroxyl-1-methylpiperidine; 3554-74-3 Methyl benzilate; 76-89-1 Methyl chlorofluorophosphate; 754-01-8 Methyl dichlorophosphate; 677-24-7 Methyl difluorophosphate; 22382-13-4 N,N Diethylacetamidine; 14277-06-6 N,N-Diethylbutanamidine; 53510-30-8 N,N-Diethylformamidine; 90324-67-7 N,N Diethylisobutanamidine; 1342789-47-2 N,N-Diethylpropanamidine; 84764-73-8 N,N-Diisopropylbutanamidine; 1315467-17-4 N,N-Diisopropylformamidine; 857522-08-8 N,N-Dimethylacetamidine; 2909-14-0 N,N-Dimethylbutanamidine; 1340437-35-5 N,N-Dimethylformamidine; 44205-42-7 N,N-Dimethylisobutanamidine; 321881-25-8 N,N-Dimethylpropanamidine; 56776-14-8 N,N-Dipropylacetamidine; 1339586-99-0 N,N-Dipropylbutanamidine; 1342422-35-8 N,N-Dipropylformamidine; 48044-20-8 N,N-Dipropylisobutanamidine; 1342700-45-1 N,N-Dipropylpropanamidine; 1341496-89-6 Phosphorus pentasulfide; 1314-80-3 Pinacolone; 75-97-8 Potassium bifluoride; 7789-29-9 Potassium cyanide; 151-50-8 Potassium fluoride; 7789-23-3 3-Quinuclidone; 3731-38-2 Sodium bifluoride; 1333-83-1 Sodium cyanide; 143-33-9 Sodium fluoride; 7681-49-4 Sodium hexafluorosilicate; 16893-85-9 Sodium sulfide; 1313-82-2 Triethanolamine hydrochloride; 637-39-8 Tri-isopropyl phosphite. 116-17-6 b. Mixtures containing the following concentrations of toxic or precursor chemicals controlled by 1C450 of Annex I of the Dual-Use Regulation— b.1. Mixtures containing 30 per cent. or less, by weight, of any single CWC Schedule 2 chemicals controlled by 1C450.a.2, 1C450.b1, 1C450.b2, 1C450.b.3, 1C450.b.4, 1C450.b.5 or 1C450.b.6 of Annex I of the Dual-Use Regulation; b.1.a. ... b.1.b. ... b.2. Mixtures containing 30 per cent. or less, by weight, of any single CWC Schedule 3 chemical controlled by 1C450.a.4, 1C450.a.5, 1C450.a.6, 1C450.a.7, 1C450.b.8, of Annex I of the Dual-Use Regulation. c. “Medical, analytical, diagnostic, and food testing kits” that contain the following precursor chemicals in an amount not exceeding 300 grams per chemical. Chemical Name CAS Number Regulation 53A applies? Ammonium hydrogen fluoride or ammonium bifluoride; 1341-49-7 Yes to all items in column 1 of this table Arsenic trichloride 7784-34-1 Benzilic Acid 76-93-7 2-Chloroethanol; 107-07-3 Diethylamine; 109-89-7 N,N-Diethylaminoethanol; 100-37-8 Diethyl chlorophosphite; 589-57-1 Diethyl ethylphosphonate; 78-38-6 Diethyl methylphosphonate; 683-08-9 Diethyl methylphosphonite; 15715-41-0 Diethyl-N,N-dimethylphosphoroamidate; 2404-03-7 Diethyl phosphite; 762-04-9 O,O-Diethyl phosphorodithioate; 298-06-6 O,O-Diethyl phosphorothioate; 2465-65-8 Di-isopropylamine; 108-18-9 Dimethyl ethylphosphonate; 6163-75-3 Dimethyl methylphosphonate; 756-79-6 Dimethyl phosphite (dimethyl hydrogen phosphite); 868-85-9 Dimethylamine; 124-40-3 Dimethylamine hydrochloride; 506-59-2 Ethyl chlorofluorophosphate; 762-77-6 Ethyl dichlorophosphate; 1498-51-7 Ethyl difluorophosphate; 460-52-6 Ethyl phosphonous dichloride [Ethyl phosphinyl dichloride]; 1498-40-4 Ethyl phosphonus difluoride [Ethyl phosphinyl difluoride]; 430-78-4 Ethyl phosphonyl dichloride; 1066-50-8 Ethyldiethanolamine; 139-87-7 Hydrogen fluoride; 7664-39-3 3-Hydroxyl-1-methylpiperidine; 3554-74-3 Methyl benzilate; 76-89-1 Methyl chlorofluorophosphate; 754-01-8 Methyl dichlorophosphate; 677-24-7 Methyl difluorophosphate; 22382-13-4 Methylphosphonic acid; 993-13-5 Methylphosphonothioic dichloride; 676-98-2 N,N Diethylacetamidine; 14277-06-6 N,N-Diethylbutanamidine; 53510-30-8 N,N-Diethylformamidine; 90324-67-7 N,N Diethylisobutanamidine; 1342789-47-2 N,N-Diethylpropanamidine; 84764-73-8 N,N-Diisopropylaminoethanethiol hydrochloride; 41480-75-5 N,N-Diisopropyl-beta-aminoethane thiol; 5842-07-9 N,N-Diisopropyl-beta-aminoethanol; 96-80-0 N,N-Diisopropyl-beta-aminoethyl chloride; 96-79-7 N,N-Diisopropyl-beta-aminoethyl chloride hydrochloride; 4261-68-1 N,N-Diisopropylbutanamidine; 1315467-17-4 N,N-Diisopropylformamidine; 857522-08-8 N,N-Dimethylacetamidine; 2909-14-0 N,N-dimethylamino-phosphoryl dichloride; 677-43-0 N,N-Dimethylbutanamidine; 1340437-35-5 N,N-Dimethylformamidine; 44205-42-7 N,N-Dimethylisobutanamidine; 321881-25-8 N,N-Dimethylpropanamidine; 56776-14-8 N,N-Dipropylacetamidine; 1339586-99-0 N,N-Dipropylbutanamidine; 1342422-35-8 N,N-Dipropylformamidine; 48044-20-8 N,N-Dipropylisobutanamidine; 1342700-45-1 N,N-Dipropylpropanamidine; 1341496-89-6 Phosphorus oxychloride; 10025-87-3 Phosphorus pentachloride; 10026-13-8 Phosphorus pentasulfide; 1314-80-3 Phosphorus trichloride; 7719-12-2 Pinacolone; 75-97-8 Pinacolyl alcohol; 464-07-3 Potassium bifluoride; 7789-29-9 Potassium cyanide; 151-50-8 Potassium fluoride; 7789-23-3 3-Quinuclidinol; 1619-34-7 3-Quinuclidone; 3731-38-2 Sodium bifluoride; 1333-83-1 Sodium cyanide; 143-33-9 Sodium fluoride; 7681-49-4 Sodium hexafluorosilicate; 16893-85-9 Sodium sulfide; 1313-82-2 Sulfur dichloride; 10545-99-0 Sulfur monochloride; 10025-67-9 Thiodiglycol; 111-48-8 Thionyl chloride; 7719-09-7 Triethanolamine; 102-71-6 Triethanolamine hydrochloride; 637-39-8 Triethyl phosphite; 122-52-1 Trimethyl phosphite; 121-45-9 Tri-isopropyl phosphite. 116-17-6 ### Part 5: Engineering Biology - ancillary goods ## 1 Cell cultures, whether or not modified, excluding cell therapy products. ## 2 Enzymes; prepared enzymes not elsewhere specified or included. ## 3 Lye. ## 4 Prepared culture media for the development or maintenance of micro-organisms (including viruses and the like) or of plant, human or animal cells. ## 5 Diagnostic or laboratory reagents. ## 6 Microarray scanners or microarray printers with analysis functions. ## 7 Gene/genome editing tools (CRISPR-Cas9, TALENs). ## 8 Chemostats and microfluidic bioreactors. ## 9 Roller bottles (for cell culture) (consumable bottles for use with roller apparatus). ## 10 Optical filters for use in instrumentation. ## 11 Technical note: this Part does not control medical products or vaccines which is intended for the development of medical products or vaccines. For the purpose of this Part— “medical products” means pharmaceutical formulations— (a)designed for testing or human (or veterinary) administration in the treatment of medical conditions, and (b)prepackaged for distribution as clinical or medical products; “vaccine” means a medicinal (or veterinary) product in a pharmaceutical formulation that is— (a)intended to stimulate a protective immunological response in humans or animals in order to prevent disease in those to whom or to which it is administered, and (b)pre-packaged for distribution as a medicinal product. ## Schedule 3D: Schedule 3D Revenue generating goods ## 1 Paragraph 1 of Schedule 3 applies for the purpose of interpreting this Schedule. ## 1A In this Schedule, “n.e.s” means “not elsewhere specified”. ## 2 A Schedule 3D revenue generating good is any thing falling within a commodity code mentioned in column 1 of the table in Part 2 or column 1 of the table in Part 3. ... . . . . . . ## 2 Commodity code (1) Item (2) 2303 Residues of starch manufacture and similar residues, beet-pulp, bagasse and other waste of sugar manufacture, brewing or distilling dregs and waste, whether or not in the form of pellets 28352400 Phosphates of potassium 28352990 Phosphates (excl. phosphates of triammonium, monosodium, disodium, trisodium, of potassium, of calcium and of mercury) 29012100 Ethylene 29052200 Acyclic terpene alcohols 29054500 Glycerol 2909 Ethers, ether-alcohols, ether-phenols, ether-alcohol-phenols, alcohol peroxides, ether peroxides, acetal and hemiacetal peroxides, ketone peroxides (whether or not chemically defined), and their halogenated, sulphonated, nitrated or nitrosated derivatives 3104 20 Potassium chloride 3105 20 Mineral or chemical fertilisers containing the three fertilising elements nitrogen, phosphorus and potassium 3105 60 Mineral or chemical fertilisers containing the two fertilising elements phosphorus and potassium 3105 90 20 Other fertilisers containing potassium chloride 3105 90 80 Other fertilisers containing potassium chloride 4401 Fuel wood, in logs, in billets, in twigs, in faggots or in similar forms; wood in chips or particles; sawdust and wood waste and scrap, whether or not agglomerated in logs, briquettes, pellets or similar forms 4402 Wood charcoal (including shell or nut charcoal), whether or not agglomerated ## 3 Commodity Code (1) Item (2) 2803 carbon (carbon blacks and other forms of carbon not elsewhere specified or included) 3401 soap; organic surface-active products and preparations for use as soap, in the form of bars, cakes, moulded pieces or shapes, whether or not containing soap; organic surface-active products and preparations for washing the skin, in the form of liquid or cream and put up for retail sale, whether or not containing soap; paper, wadding, felt and nonwovens, impregnated, coated or covered with soap or detergent 3402 organic surface-active agents (excl. soap); surface-active preparations, washing preparations, incl. auxiliary washing preparations, and cleaning preparations, whether or not containing soap (excl. those of heading 3401) 3811 anti-knock preparations, oxidation inhibitors, gum inhibitors, viscosity improvers, anti-corrosive preparations and other prepared additives, for mineral oils, incl. gasoline, or for other liquids used for the same purposes as mineral oils 3819 hydraulic brake fluids and other prepared liquids for hydraulic transmission not containing petroleum oil or bituminous mineral oil, or containing < 70% petroleum oil or bituminous mineral oil by weight 3917 tubes, pipes and hoses, and fittings therefor, e.g. joints, elbows, flanges, of plastics 3923 articles for the conveyance or packaging of goods, of plastics; stoppers, lids, caps and other closures, of plastics 4803 toilet or facial tissue stock, towel or napkin stock and similar paper for household or sanitary purposes, cellulose wadding and webs of cellulose fibres, whether or not creped, crinkled, embossed, perforated, surface-coloured, surface-decorated or printed, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state 4818 toilet paper and similar paper, cellulose wadding or webs of cellulose fibres, of a kind used for household or sanitary purposes, in rolls of a width <= 36 cm, or cut to size or shape; handkerchiefs, cleansing tissues, towels, tablecloths, serviettes, bedsheets and similar household, sanitary or hospital articles, articles of apparel and clothing accessories, of paper pulp, paper, cellulose wadding or webs of cellulose fibres 8421 centrifuges, incl. centrifugal dryers (excl. those for isotope separation); filtering or purifying machinery and apparatus, for liquids or gases; parts thereof (excl. artificial kidneys) 8424 mechanical appliances, whether or not hand-operated, for projecting, dispersing or spraying liquids or powders, n.e.s.; fire extinguishers, charged or not (excl. fire-extinguishing bombs and grenades); spray guns and similar appliances (excl. electric machines and apparatus for hot spraying of metals or sintered metal carbides of heading 8515); steam or sand blasting machines and similar jet projecting machines; parts thereof, n.e.s. 8516 electric instantaneous or storage water heaters and immersion heaters; electric space-heating apparatus and soil-heating apparatus; electro-thermic hairdressing apparatus, e.g. hairdryers, hair curlers and curling tong heaters, and hand dryers; electric smoothing irons; other electro-thermic appliances of a kind used for domestic purposes; electric heating resistors (other than those of heading 8545); parts thereof 8531 electric sound or visual signalling apparatus, e.g. bells, sirens, indicator panels, burglar or fire alarms (excl. those for cycles, motor vehicles and traffic signalling); parts thereof ## Schedule 3DA: Schedule 3DA Revenue Generating Goods ### Part 1: Interpretation ## 1 Paragraph 1 of Schedule 3 applies for the purpose of interpreting this Schedule. ## 2 In this Schedule, “n.e.s” means “not elsewhere specified”. ## 3 A Schedule 3DA revenue generating good is any thing falling within a commodity code mentioned in column 1 of the table in Part 2 , column 1 of the table in Part 3 or column 1 of the table in Part 4. ## 2 Commodity Code (1) Item (2) 0306 Crustaceans, whether in shell or not, live, fresh, chilled, frozen, dried, salted or in brine; smoked crustaceans, whether in shell or not, whether or not cooked before or during the smoking process; crustaceans, in shell, cooked by steaming or by boiling in water, whether or not chilled, frozen, dried, salted or in brine 16043100 Caviar 16043200 Caviar substitutes 2208 Undenatured ethyl alcohol of an alcoholic strength by volume of less than 80 % vol; spirits, liqueurs and other spirituous beverages 2523 Portland cement, aluminous cement, slag cement, supersulphate cement and similar hydraulic cements, whether or not coloured or in the form of clinkers 28251000 Hydrazine and hydroxylamine and their inorganic salts 28254000 Nickel oxides and hydroxides 28255000 Copper oxides and hydroxides 28256000 Germanium oxides and zirconium dioxide 28257000 Molybdenum oxides and hydroxides 28258000 Antimony oxides 28259011 Calcium hydroxide of a purity of >= 98% calculated on the dry weight, in the form of particles of which not > 1% by weight have a particle-size > 75 micrometres and not > 4% by weight have a particle-size of < 1.3 micrometres 28259019 Calcium oxide, hydroxide and peroxide (excl. calcium hydroxide of a purity of >= 98% calculated on the dry weight, in the form of particles of which not > 1% by weight have a particle-size > 75 micrometres and not > 4% by weight have a particle-size of < 1.3 micrometres) 28259020 Beryllium oxide and hydroxide 28259040 Tungsten oxides and hydroxides 28259060 Cadmium oxide 28259085 Inorganic bases and metal oxides, hydroxides and peroxides, n.e.s. 28351000 Phosphinates “hypophosphites” and phosphonates “phosphites” 28352200 Mono- or disodium phosphate 28352500 Calcium hydrogenorthophosphate “dicalcium phosphate” 28352910 Phosphate of triammonium 28352930 Phosphate of trisodium 28353100 Sodium triphosphate “sodium tripolyphosphate”, whether or not chemically defined 28353900 Polyphosphates, whether or not chemically defined (excl. sodium triphosphate “sodium tripolyphosphate”, and inorganic or organic compounds of mercury whether or not chemically defined) 29012200 Propene “propylene” 29012300 Butene “butylene” and isomers thereof 29012400 Buta-1,3-diene and isoprene 29012900 Hydrocarbons, acyclic, unsaturated (excl. ethylene, propene “propylene”, butene “butylene” and isomers thereof and Buta-1,3-diene and isoprene) 2902 Cyclic hydrocarbons 29051200 Propan-1-ol “propyl alcohol” and propan-2-ol “isopropyl alcohol” 29051300 Butan-1-ol “n-butyl alcohol” 29051410 2-Methylpropan-2-ol “tert-butyl alcohol” 29051490 Butanols (excl. butan-1-ol “n-butyl alcohol” and 2-Methylpropan-2-ol “tert-butyl alcohol”) 29051620 Octan-2-ol 29051685 Octanol “octyl alcohol” and isomers thereof (excl. octan-2-ol) 29051700 Dodecan-1-ol “lauryl alcohol”, hexadecan-1-ol “cetyl alcohol” and octadecan-1-ol “stearyl alcohol” 29051900 Saturated monohydric acyclic alcohols (excl. methanol “methyl alcohol”, propan-1-ol “propyl alcohol”, propan-2-ol “isopropyl alcohol”, butanols, octanol “octyl alcohol” and isomers thereof, dodecan-1-ol “lauryl alcohol”, hexadecan-1-ol “cetyl alcohol” and octadecan-1-ol “stearyl alcohol”) 29052910 Allyl alcohol 29052990 Unsaturated monohydric acyclic alcohols (excl. allyl alcohol and acyclic terpene alcohols) 29053100 Ethylene glycol “ethanediol” 29053200 Propylene glycol “propane-1,2-diol” 29053920 Butane-1,3-diol 29053926 Butane-1,4-diol or tetramethylene glycol [1,4-butanediol] having a bio-based carbon content of 100% by mass 29053928 Butane-1,4-diol (excl. having a bio-based carbon content of 100%) 29053930 2,4,7,9-Tetramethyldec-5-yne-4,7-diol 29053995 Acyclic diols (excl. ethylene glycol “ethanediol”, propylene glycol “propane-1,2-diol”, butane-1,3-diol, butane-1,4-diol and 2,4,7,9-tetramethyldec-5-yne-4,7-diol) 29054100 2-Ethyl-2-“hydroxymethyl” propane-1,3-diol “trimethylolpropane” 29054200 Pentaerythritol 29054300 Mannitol 29054411 D-glucitol “sorbitol”, in aqueous solution containing <= 2% by weight of d-mannitol, calculated on the d-glucitol content 29054419 D-glucitol “sorbitol” in aqueous solution (excl. containing <= 2% by weight of d-mannitol, calculated on the d-glucitol content) 29054491 D-glucitol “sorbitol”, containing <= 2% by weight of d-mannitol, calculated on the d-glucitol content (excl. in aqueous solution) 29054499 D-glucitol “sorbitol” (excl. in aqueous solution and containing <= 2% by weight of d-mannitol, calculated on the d-glucitol content) 29054900 Tri- and other polyhydric acyclic alcohols (excl. 2-ethyl-2-”hydroxymethyl” propane-1,3-diol “trimethylolpropane”, pentaerythritol, mannitol, d-glucitol “sorbitol” and glycerol) 29055100 Ethchlorvynol “INN” 29055991 2,2-Bis “bromomethyl” propanediol 29055998 Halogenated, sulphonated, nitrated or nitrosated derivatives of acyclic alcohols (excl. 2,2-bis”bromomethyl”propanediol and ethchlorvynol “INN”) 2907 Phenols; phenol-alcohols 3902 Polymers of propylene or of other olefins, in primary forms 4011 New pneumatic tyres, of rubber 4403 Wood in the rough, whether or not stripped of bark or sapwood, or roughly squared 4404 Hoopwood; split poles; piles, pickets and stakes of wood, pointed but not sawn lengthwise; wooden sticks, roughly trimmed but not turned, bent or otherwise worked, suitable for the manufacture of walking sticks, umbrellas, tool handles or the like; chipwood and the like 4405 Wood wool; wood flour 4406 Railway or tramway sleepers (cross-ties) of wood 4407 Wood sawn or chipped lengthwise, sliced or peeled, whether or not planed, sanded or end-jointed, of a thickness exceeding 6 mm 4408 Sheets for veneering (including those obtained by slicing laminated wood), for plywood or for similar laminated wood and other wood, sawn lengthwise, sliced or peeled, whether or not planed, sanded, spliced or end-jointed, of a thickness not exceeding 6 mm 4409 Wood (including strips and friezes for parquet flooring, not assembled) continuously shaped (tongued, grooved, rebated, chamfered, V-jointed, beaded, moulded, rounded or the like) along any of its edges, ends or faces, whether or not planed, sanded or end-jointed 4410 Particle board, oriented strand board (OSB) and similar board (for example, waferboard) of wood or other ligneous materials, whether or not agglomerated with resins or other organic binding substances 4411 Fibreboard of wood or other ligneous materials, whether or not bonded with resins or other organic substances 4412 Plywood, veneered panels and similar laminated wood 4413 Densified wood, in blocks, plates, strips or profile shapes 4414 Wooden frames for paintings, photographs, mirrors or similar objects 4415 Packing cases, boxes, crates, drums and similar packings, of wood; cable-drums of wood; pallets, box pallets and other load boards, of wood; pallet collars of wood 4416 Casks, barrels, vats, tubs and other coopers’ products and parts thereof, of wood, including staves 4417 Tools, tool bodies, tool handles, broom or brush bodies and handles, of wood; boot or shoe lasts and trees, of wood 4418 Builders’ joinery and carpentry of wood, including cellular wood panels, assembled flooring panels, shingles and shakes 4419 Tableware and kitchenware, of wood 4420 Wood marquetry and inlaid wood; caskets and cases for jewellery or cutlery, and similar articles, of wood; statuettes and other ornaments, of wood; wooden articles of furniture not falling in Chapter 94 4421 Other articles of wood 4705 Wood pulp obtained by a combination of mechanical and chemical pulping processes 4804 Uncoated kraft paper and paperboard, in rolls or sheets, other than that of heading 4802 or 4803 6810 Articles of cement, of concrete or of artificial stone, whether or not reinforced 7005 Float glass and surface ground or polished glass, in sheets, whether or not having an absorbent, reflecting or non-reflecting layer, but not otherwise worked 7007 Safety glass, consisting of toughened (tempered) or laminated glass 7010 Carboys, bottles, flasks, jars, pots, phials, ampoules and other containers, of glass, of a kind used for the conveyance or packing of goods; preserving jars of glass; stoppers, lids and other closures, of glass 7019 Glass fibres (including glass wool) and articles thereof (for example, yarn, rovings, woven fabrics) 7106 Silver (including silver plated with gold or platinum), unwrought or in semi-manufactured forms, or in powder form . . . . . . . . . . . . 84111100 Turbojets of a thrust <= 25 kN 84111210 Turbojets of a thrust > 25 kN but <= 44 kN 84111230 Turbojets of a thrust > 44 kN but <= 132 kN 84111280 Turbojets of a thrust > 132 kN 84112100 Turbopropellers of a power <= 1,100 kW 84112220 Turbopropellers of a power > 1,100 kW but <= 3,730 kW 84112280 Turbopropellers of a power > 3,730 kW 84118100 Gas turbines of a power <= 5,000 kW (excluding turbojets and turbopropellers) 84118220 Gas turbines of a power > 5,000 kW but <= 20,000 kW (excluding turbojets and turbopropellers) 84118260 Gas turbines of a power > 20,000 kW but <= 50,000 kW (excluding turbojets and turbopropellers) 84118280 Gas turbines of a power > 50,000 kW (excluding turbojets and turbopropellers) 84119900 Parts of gas turbines, n.e.s. 8431 Parts suitable for use solely or principally with the machinery of headings 8425 to 8430 8901 Cruise ships, excursion boats, ferry-boats, cargo ships, barges and similar vessels for the transport of persons or goods 8904 Tugs and pusher craft 8905 Light-vessels, fire-floats, dredgers, floating cranes, and other vessels the navigability of which is subsidiary to their main function; floating docks; floating or submersible drilling or production platforms 9403 Other furniture and parts thereof ## 3 Commodity Code (1) Item (2) 2402 Cigars, cheroots, cigarillos and cigarettes, of tobacco or of tobacco substitutes 2811 inorganic acids and inorganic oxygen compounds of non-metals (excl. hydrogen chloride “hydrochloric acid”, chlorosulphuric acid, sulphuric acid, oleum, nitric acid, sulphonitric acids, diphosphorus pentaoxide, phosphoric acid, polyphosphoric acids, oxides of boron and boric acids) 2818 artificial corundum, whether or not chemically defined; aluminium oxide; aluminium hydroxide 2834 nitrites; nitrates 2836 carbonates; peroxocarbonates “percarbonates”; commercial ammonium carbonate containing ammonium carbamate 2903 halogenated derivatives of hydrocarbons 2905 11 methanol “methyl alcohol” 2914 ketones and quinones, whether or not with other oxygen function, and their halogenated, sulphonated, nitrated or nitrosated derivatives 2915 saturated acyclic monocarboxylic acids and their anhydrides, halides, peroxides and peroxyacids; their halogenated, sulphonated, nitrated or nitrosated derivatives 2917 polycarboxylic acids, their anhydrides, halides, peroxides and peroxyacids; their halogenated, sulphonated, nitrated or nitrosated derivatives 2922 oxygen-function amino-compounds 2923 quaternary ammonium salts and hydroxides; lecithins and other phosphoaminolipids, whether or not chemically defined 2931 separate chemically defined organo-inorganic compounds (excl. organo-sulphur compounds and those of mercury) 2933 heterocyclic compounds with nitrogen hetero-atom[s] only 3301 essential oils, whether or not terpeneless, incl. concretes and absolutes; resinoids; extracted oleoresins; concentrates of essential oils in fats, fixed oils, waxes or the like, obtained by enfleurage or maceration; terpenic by-products of the deterpenation of essential oils; aqueous distillates and aqueous solutions of essential oils 3304 beauty or make-up preparations and preparations for the care of the skin, incl. sunscreen or suntan preparations (excl. medicaments); manicure or pedicure preparations 3305 preparations for use on the hair 3306 preparations for oral or dental hygiene, incl. denture fixative pastes and powders; yarn used to clean between the teeth “dental floss”, in individual retail packages 3307 shaving preparations, incl. pre-shave and aftershave products, personal deodorants, bath and shower preparations, depilatories and other perfumery, toilet or cosmetic preparations, n.e.s.; prepared room deodorisers, whether or not perfumed or having disinfectant properties 3404 artificial waxes and prepared waxes 3801 artificial graphite; colloidal or semi-colloidal graphite; preparations based on graphite or other carbon in the form of pastes, blocks, plates or other semi-manufactures 3812 prepared rubber accelerators; compound plasticisers for rubber or plastics, n.e.s.; anti-oxidising preparations and other compound stabilisers for rubber or plastics 3817 mixed alkylbenzenes and mixed alkylnaphthalenes produced by the alkylation of benzene and naphthalene (excl. mixed isomers of cyclic hydrocarbons) 3823 industrial monocarboxylic fatty acids; acid oils from refining; industrial fatty alcohols 3824 prepared binders for foundry moulds or cores; chemical products and preparations for the chemical or allied industries, incl. mixtures of natural products, n.e.s. 3901 polymers of ethylene, in primary forms 3903 polymers of styrene, in primary forms 3904 polymers of vinyl chloride or of other halogenated olefins, in primary forms 3907 polyacetals, other polyethers and epoxide resins, in primary forms; polycarbonates, alkyd resins, polyallyl esters and other polyesters, in primary forms 3908 polyamides, in primary forms 3916 monofilament of which any cross-sectional dimension > 1 mm, rods, sticks and profile shapes, of plastics, whether or not surface-worked but not further worked 3919 self-adhesive plates, sheets, film, foil, tape, strip and other flat shapes, of plastics, whether or not in rolls (excl. floor, wall and ceiling coverings of heading 3918) 3920 plates, sheets, film, foil and strip, of non-cellular plastics, not reinforced, laminated, supported or similarly combined with other materials, without backing, unworked or merely surface-worked or merely cut into squares or rectangles (excl. self-adhesive products, and floor, wall and ceiling coverings of heading 3918) 3921 plates, sheets, film, foil and strip, of plastics, reinforced, laminated, supported or similarly combined with other materials, or of cellular plastic, unworked or merely surface-worked or merely cut into squares or rectangles (excl. self-adhesive products, floor, wall and ceiling coverings of heading 3918) 3925 builders’ ware of plastics, n.e.s. 3926 articles of plastics and articles of other materials of heading 3901to 3914, n.e.s. 4002 synthetic rubber and factice derived from oils, in primary forms or in plates, sheets or strip; mixtures of natural rubber, balata, gutta-percha, guayule, chicle or similar types of natural rubber with synthetic rubber or factice, in primary forms or in plates, sheets or strip 4107 leather further prepared after tanning or crusting “incl. parchment-dressed leather”, of bovine “incl. buffalo” or equine animals, without hair on, whether or not split (excl. chamois leather, patent leather and patent laminated leather, and metallised leather) 4202 trunks, suitcases, vanity cases, executive-cases, briefcases, school satchels, spectacle cases, binocular cases, camera cases, musical instrument cases, gun cases, holsters and similar containers; travelling-bags, insulated food or beverage bags, toilet bags, rucksacks, handbags, shopping-bags, wallets, purses, map-cases, cigarette-cases, tobacco-pouches, tool bags, sports bags, bottle-cases, jewellery boxes, powder-boxes, cutlery cases and similar containers, of leather or of composition leather, of sheeting of plastics, of textile materials, of vulcanised fibre or of paperboard, or wholly or mainly covered with such materials or with paper 4301 raw furskins, incl. heads, tails, paws and other pieces or cuttings suitable for use in furriery (excl. raw hides and skins of heading 4101, 4102 or 4103) 4703 chemical wood pulp, soda or sulphate (excl. dissolving grades) 4801 newsprint as specified in note 4 to chapter 48, in rolls of a width > 28 cm or in square or rectangular sheets with one side > 28 cm and the other side > 15 cm in the unfolded state 4802 uncoated paper and paperboard, of a kind used for writing, printing or other graphic purposes, and non-perforated punchcards and punch-tape paper, in rolls or in square or rectangular sheets, of any size, and handmade paper and paperboard (excl. newsprint of heading 4801and paper of heading 4803) 4805 other paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, not worked other than as specified in note 3 to this chapter, n.e.s. 4810 paper and paperboard, coated on one or both sides with kaolin “china clay” or other inorganic substances, with or without a binder, and with no other coating, whether or not surface-coloured, surface-decorated or printed, in rolls or in square or rectangular sheets, of any size (excl. all other coated papers and paperboards) 4811 paper, paperboard, cellulose wadding and webs of cellulose fibres, coated, impregnated, covered, surface-coloured, surface-decorated or printed, in rolls or in square or rectangular sheets, of any size (excl. goods of heading 4803, 4809 and 4810) 4819 cartons, boxes, cases, bags and other packing containers, of paper, paperboard, cellulose wadding or webs of cellulose fibres, n.e.s.; box files, letter trays, and similar articles, of paperboard of a kind used in offices, shops or the like 4823 paper, paperboard, cellulose wadding and webs of cellulose fibres, in strips or rolls of a width <= 36 cm, in rectangular or square sheets of which no side > 36 cm in the unfolded state, or cut to shape other than rectangular or square, and articles of paper pulp, paper, paperboard, cellulose wadding or webs or cellulose fibres, n.e.s. 5402 synthetic filament yarn, incl. synthetic monofilaments of < 67 decitex (excl. sewing thread and yarn put up for retail sale) 5601 wadding of textile materials and articles thereof; textile fibres with a length of <= 5 mm “flock”, textile dust and mill neps (excl. wadding and articles thereof impregnated or coated with pharmaceutical substances or put up for retail sale for medical, surgical, dental or veterinary purposes, and products impregnated, coated or covered with perfumes, cosmetics, soaps etc.) 5603 nonwovens, whether or not impregnated, coated, covered or laminated, n.e.s. 6204 women’s or girls’ suits, ensembles, jackets, blazers, dresses, skirts, divided skirts, trousers, bib and brace overalls, breeches and shorts (excl. knitted or crocheted, wind-jackets and similar articles, slips, petticoats and panties, tracksuits, ski suits and swimwear) 6305 sacks and bags, of a kind used for the packing of goods, of all types of textile materials 6403 footwear with outer soles of rubber, plastics, leather or composition leather and uppers of leather (excl. orthopaedic footwear, skating boots with ice or roller skates attached, and toy footwear) 6806 slag-wool, rock-wool and similar mineral wools; exfoliated vermiculite, expanded clays, foamed slag and similar expanded mineral materials; mixtures and articles of heat-insulating, sound- insulating or sound absorbing mineral materials (excl. articles of light concrete, asbestos, asbestos- cement, cellulose fibre-cement or the like, mixtures and other articles of or based on asbestos, and ceramic products) 6807 articles of asphalt or of similar materials, e.g. petroleum bitumen or coal tar pitch 6808 panels, boards, tiles, blocks and similar articles of vegetable fibre, of straw or of shavings, chips, particles, sawdust or other waste of wood, agglomerated with cement, plaster or other mineral binders (excl. articles of asbestos-cement, cellulose fibre-cement or the like) 6814 worked mica and articles of mica, incl. agglomerated or reconstituted mica, whether or not on a support of paper, paperboard or other materials (excl. electrical insulators, insulating fittings, resistors and capacitors, protective goggles of mica and their glasses, and mica in the form of christmas tree decorations) 6815 articles of stone or of other mineral substances, incl. carbon fibres, articles of carbon fibres and articles of peat, n.e.s. 6902 refractory bricks, blocks, tiles and similar refractory ceramic constructional goods (excl. those of siliceous fossil meals or similar siliceous earths) 6907 ceramic flags and paving, hearth or wall tiles; ceramic mosaic cubes and the like, whether or not on a backing (excl. of siliceous fossil meals or similar siliceous earths, refractory goods, tiles specially adapted as table mats, ornamental articles and tiles specifically manufactured for stoves) 7104 10 Piezoelectric quartz 7104 29 Synthetic or reconstructed precious or semi-precious stones, whether or not worked or graded but not strung, mounted or set; ungraded synthetic or reconstructed precious or semi-precious stones, temporarily strung for convenience of transport; other unworked or simply sawn or roughly shaped 7104 99 Synthetic or reconstructed precious or semi-precious stones, whether or not worked or graded but not strung, mounted or set; ungraded synthetic or reconstructed precious or semi-precious stones, temporarily strung for convenience of transport; other 7112 waste and scrap of precious metal or of metal clad with precious metal; other waste and scrap containing precious metal or precious-metal compounds, of a kind used principally for the recovery of precious metal (excl. waste and scrap melted down into unworked blocks, ingots, or similar forms) 7115 articles of precious metal or of metal clad with precious metal, n.e.s. . . . . . . . . . . . . . . . . . . . . . . . . 8407 spark-ignition reciprocating or rotary internal combustion piston engine 8408 compression-ignition internal combustion piston engine “diesel or semi-diesel engine” 8409 parts suitable for use solely or principally with internal combustion piston engine of heading 8407 or 8408 8412 engines and motors (excl. steam turbines, internal combustion piston engine, hydraulic turbines, water wheels, gas turbines and electric motors); parts thereof 8413 pumps for liquids, whether or not fitted with a measuring device (excl. ceramic pumps and secretion aspirating pumps for medical use and medical pumps carried on or implanted in the body); liquid elevators (excl. pumps); parts thereof 8414 air or vacuum pumps (excl. gas compound elevators and pneumatic elevators and conveyors); air or other gas compressors and fans; ventilating or recycling hoods incorporating a fan, whether or not fitted with filters; parts thereof 8418 refrigerators, freezers and other refrigerating or freezing equipment, electric or other; heat pumps; parts thereof (excl. air conditioning machines of heading 8415) 8419 machinery, plant or laboratory equipment whether or not electrically heated (excl. furnaces, ovens and other equipment of heading 8514), for the treatment of materials by a process involving a change of temperature such as heating, cooking, roasting, distilling, rectifying, sterilising, pasteurising, steaming, drying, evaporating, vaporising, condensing or cooling (excl. those used for domestic purposes); instantaneous or storage water heaters, non-electric; parts thereof 8422 dishwashing machines; machinery for cleaning or drying bottles or other containers; machinery for filling, closing, sealing or labelling bottles, cans, boxes, bags or other containers; machinery for capsuling bottles, jars, tubes and similar containers; other packing or wrapping machinery, incl. heat-shrink wrapping machinery; machinery for aerating beverages; parts thereof 8426 ships’ derricks; cranes, incl. cable cranes (excl. wheel-mounted cranes and vehicle cranes for railways); mobile lifting frames, straddle carriers and works trucks fitted with a crane 8450 household or laundry-type washing machines, incl. machines which both wash and dry; parts thereof 8455 metal-rolling mills and rolls therefor; parts of metal-rolling mills 8466 parts and accessories suitable for use solely or principally with the machines of headings 8456 to 8465, incl. work or tool holders, self-opening dieheads, dividing heads and other special attachments for the machines, n.e.s.; tool holders for any type of tool for working in the hand 8467 tools for working in the hand, pneumatic, hydraulic or with self-contained electric or non-electric motor; parts thereof 8471 automatic data-processing machines and units thereof; magnetic or optical readers, machines for transcribing data onto data media in coded form and machines for processing such data, n.e.s. 8474 machinery for sorting, screening, separating, washing, crushing, grinding, mixing or kneading earth, stone, ores or other mineral substances, in solid, incl. powder or paste, form; machinery for agglomerating, shaping or moulding solid mineral fuels, ceramic paste, unhardened cements, plastering materials or other mineral products in powder or paste form; machines for forming foundry moulds of sand; parts thereof 8477 machinery for working rubber or plastics or for the manufacture of products from these materials, not specified or included elsewhere in this chapter, parts thereof 8479 machines and mechanical appliances having individual functions, not specified or included elsewhere in this chapter; parts thereof 8480 moulding boxes for metal foundry; mould bases; moulding patterns; moulds for metal (other than ingot moulds), metal carbides, glass, mineral materials, rubber or plastics (excl. moulds of graphite or other carbons, ceramic or glass moulds and linotype moulds or matrices) 8481 taps, cocks, valves and similar appliances for pipes, boiler shells, tanks, vats or the like, incl. pressure-reducing valves and thermostatically controlled valves; parts thereof 8482 ball or roller bearings (excl. steel balls of heading 7326); parts thereof 8483 transmission shafts, incl. camshafts and crankshafts, and cranks; bearing housings and plain shaft bearings for machines; gears and gearing; ball or roller screws, gear boxes and other speed changers, incl. torque converters; flywheels and pulleys, incl. pulley blocks, clutches and shaft couplings, incl. universal joints; parts thereof 8487 machinery parts, n.e.s. in chapter 84 (excl. parts containing electrical connectors, insulators, coils, contacts or other electrical features) 8501 electric motors and generators (excl. generating sets) 8502 electric generating sets and rotary converters 8503 parts suitable for use solely or principally with electric motors and generators, electric generating sets and rotary converters, n.e.s. 8504 electrical transformers, static converters, e.g. rectifiers, and inductors; parts thereof 8511 electrical ignition or starting equipment of a kind used for spark-ignition or compression-ignition internal combustion engines, e.g. ignition magnetos, magneto-dynamos, ignition coils, sparking plugs, glow plugs and starter motors; generators, e.g. dynamos and alternators, and cut-outs of a kind used in conjunction with such engines; parts thereof 8517 telephone sets, incl. telephones for cellular networks or for other wireless networks; other apparatus for the transmission or reception of voice, images or other data, incl. apparatus for communication in a wired or wireless network [such as a local or wide area network]; parts thereof (excl. than transmission or reception apparatus of heading 8443, 8525, 8527 or 8528) 8523 discs, tapes, solid-state non-volatile storage devices, “smart cards” and other media for the recording of sound or of other phenomena, whether or not recorded, incl. matrices and masters for the production of discs (excl. products of chapter 37) 8525 transmission apparatus for radio-broadcasting or television, whether or not incorporating reception apparatus or sound recording or reproducing apparatus; television cameras, digital cameras and video camera recorders 8526 radar apparatus, radio navigational aid apparatus and radio remote control apparatus 8535 electrical apparatus for switching or protecting electrical circuits, or for making connections to or in electrical circuits, e.g., switches, fuses, lightning arresters, voltage limiters, surge suppressors, plugs and other connectors, junction boxes, for a voltage > 1 000v (excl. control desks, cabinets, panels etc. of heading 8537) 8536 electrical apparatus for switching or protecting electrical circuits, or for making connections to or in electrical circuits, e.g., switches, relays, fuses, surge suppressors, plugs, sockets, lamp holders and junction boxes, for a voltage <= 1 000v (excl. control desks, cabinets, panels etc. of heading 8537) 8537 boards, panels, consoles, desks, cabinets and other bases, equipped with two or more apparatus of heading 8535 or 8536, for electric control or the distribution of electricity, incl. those incorporating instruments or apparatus of chapter 90, and numerical control apparatus (excl. switching apparatus for line telephony or line telegraphy) 8538 parts suitable for use solely or principally with the apparatus of heading 8535, 8536 or 8537, n.e.s. 8539 electric filament or discharge lamps, incl. sealed beam lamp units and ultraviolet or infra-red lamps; arc lamps; light-emitting diode “led” lamps; parts thereof 8541 diodes, transistors and similar semiconductor devices; photosensitive semiconductor devices, incl. photovoltaic cells whether or not assembled in modules or made up into panels (excl. photovotaic generators); light emitting diodes “led”; mounted piezoelectric crystals; parts thereof 8542 electronic integrated circuits; parts thereof 8543 electrical machines and apparatus, having individual functions, n.e.s. in chapter 85 and parts thereof 8544 insulated “incl. enamelled or anodised” wire, cable “incl. coaxial cable” and other insulated electric conductors, whether or not fitted with connectors; optical fibre cables, made up of individually sheathed fibres, whether or not assembled with electric conductors or fitted with connectors 8545 carbon electrodes, carbon brushes, lamp carbons, battery carbons and other articles of graphite or other carbon, with or without metal, of a kind used for electrical purposes 8603 self-propelled railway or tramway coaches, vans and trucks (excl. those of heading 8604) 8606 railway or tramway goods vans and wagons (excl. self-propelled and luggage vans and post office coaches) 8701 tractors (other than tractors of heading 8709) 8703 motor cars and other motor vehicles principally designed for the transport of <10 persons, incl. station wagons and racing cars (excl. motor vehicles of heading 8702) 8704 motor vehicles for the transport of goods, incl. chassis with engine and cab 8716 trailers and semi-trailers; other vehicles, not mechanically propelled (excl. railway and tramway vehicles); parts thereof, n.e.s. 8802 powered aircraft “e.g. helicopters and aeroplanes”; spacecraft, incl. satellites, and suborbital and spacecraft launch vehicles 8903 yachts and other vessels for pleasure or sports; rowing boats and canoes 9001 optical fibres and optical fibre bundles; optical fibre cables (excl. made up of individually sheathed fibres of heading 8544); sheets and plates of polarising material; lenses, incl. contact lenses, prisms, mirrors and other optical elements of any material, unmounted (excl. such elements of glass not optically worked) 9006 photographic cameras, photographic flashlight apparatus and flashbulbs (excl. discharge lamps of heading 8539) 9013 liquid crystal devices not constituting articles provided for more specifically in other heading; lasers (excl. laser diodes); other optical appliances and instruments not elsewhere specified in chapter 90 9014 direction finding compasses; other navigational instruments and appliances (excl. radio navigational equipment) 9026 instruments and apparatus for measuring or checking the flow, level, pressure or other variables of liquids or gases, e.g. flow meters, level gauges, manometers, heat meters (excl. instruments and apparatus of heading 9014, 9015, 9028 or 9032) 9027 instruments and apparatus for physical or chemical analysis, e.g. polarimeters, refractometers, spectrometers, gas or smoke analysis apparatus; instruments and apparatus for measuring or checking viscosity, porosity, expansion, surface tension or the like; instruments and apparatus for measuring or checking quantities of heat, sound or light, incl. exposure meters; microtomes 9030 oscilloscopes, spectrum analysers and other instruments and apparatus for measuring or checking electrical quantities (excl. meters of heading 9028); instruments and apparatus for measuring or detecting alpha, beta, gamma, x-ray, cosmic or other ionising radiations 9031 measuring or checking instruments, appliances and machines not elsewhere specified in chapter 90; profile projectors 9032 regulating or controlling instruments and apparatus (excl. taps, cocks and valves of heading 8481) 9401 seats, whether or not convertible into beds, and parts thereof, n.e.s. (excl. medical, surgical, dental or veterinary of heading 9402) 9404 mattress supports (excl. spring interiors for seats); articles of bedding and similar furnishing, e.g. mattresses, quilts, eiderdowns, cushions, pouffes and pillows, fitted with springs or stuffed or internally filled with any material or of cellular rubber or plastics, whether or not covered (excl. pneumatic or water mattresses and pillows, blankets and covers) 9405 lamps and lighting fittings, incl. searchlights and spotlights, and parts thereof, n.e.s; illuminated signs, illuminated nameplates and the like having a permanently fixed light source, and parts thereof, n.e.s. 9406 prefabricated buildings, whether or not complete or already assembled ## PART 4 Commodity code (1) Item (2) 2804 29 10 Helium 2845 40 Helium-3 ## Schedule 3E: G7 dependency and further goods and G7 dependency and further technology ### Part 1: General ## 1 Interpretation Paragraph 1 of Schedule 3 applies for the purposes of interpreting Parts 2 to 5. ## 1A Interpretation In this Schedule, “ n.e.s”means “not elsewhere specified”. ## 1B Interpretation For the purposes of this Schedule, “technology” has the meaning given in paragraph 37 of Schedule 1 to the Act. ## 1C Interpretation Terms printed in quotation marks and not defined in this Schedule have the meaning given to them in Annex I of the Dual-Use Regulation. ### Part 2: G7 dependency and further goods ## 2 Subject to paragraph 2A, any thing falling within a commodity code mentioned in column 1 of the following table. ## 2A Goods coming within commodity codes 8703 23, 8703 24, 8703 32 and 8703 33 do not include ambulances. Commodity code (1) Description (2) 0601 10 Bulbs, tubers, tuberous roots, corms, crowns and rhizomes, dormant 0601 20 Bulbs, tubers, tuberous roots, corms, crowns and rhizomes, in growth or in flower; chicory plants and roots 0602 30 Rhododendrons and azaleas, grafted or not 0602 40 Roses, grafted or not 0602 90 Other live plants (including their roots), cuttings and slips; mushroom spawn - Other 0604 20 Foliage, branches and other parts of plants, without flowers or flower buds, and grasses, mosses and lichens, being goods of a kind suitable for bouquets or for ornamental purposes, fresh, dried, dyed, bleached, impregnated or otherwise prepared - Fresh 25 Salt; sulphur; earths and stone; plastering materials, lime and cement 26 Ores, slag and ash 2701 Coal; briquettes, ovoids and similar solid fuels manufactured from coal 2702 Lignite, whether or not agglomerated, excluding jet 2703 Peat (including peat litter), whether or not agglomerated 2704 Coke and semi-coke of coal, of lignite or of peat, whether or not agglomerated; retort carbon 2707 Oils and other products of the distillation of high temperature coal tar; similar products in which the weight of the aromatic constituents exceeds that of the non-aromatic constituents 2708 10 Pitch obtained from coal tar or from other mineral tars 2708 20 Pitch coke 2712 10 Petroleum jelly 2712 20 Paraffin wax containing < 0.75% by weight of oil 2712 90 Petroleum jelly; paraffin wax, microcrystalline petroleum wax, slack wax, ozokerite, lignite wax, peat wax, other mineral waxes, and similar products obtained by synthesis or by other processes, whether or not coloured 2715 Bituminous mastics, cut-backs and other bituminous mixtures based on natural asphalt, on natural bitumen, on petroleum bitumen, on mineral tar or on mineral tar pitch - Other 2801 Fluorine, chlorine, bromine and iodine 2802 Sulphur, sublimed or precipitated; colloidal sulphur 2804 Hydrogen, rare gases and other non-metals 2806 10 Hydrogen chloride (hydrochloric acid) 2806 20 Chlorosulphuric acid 2817 Zinc; oxide and peroxide 2818 30 Aluminium hydroxide 2819 10 Chromium trioxide 2819 90 Chromium oxides and hydroxides - Other 2820 10 Manganese dioxide 2820 90 Manganese oxides (excluding manganese dioxide) 2821 Iron oxides and hydroxides; earth colours containing 70 % or more by weight of combined iron evaluated as Fe2O3 2822 Cobalt oxides and hydroxides; commercial cobalt oxides 2823 Titanium oxides 2824 Lead oxides 2832 20 Sulphites (excluding sodium sulphites) 2835 Phosphinates (hypophosphites), phosphonates (phosphites) and phosphates; polyphosphates, whether or not chemically defined 2839 11 Metasilicates of sodium, including commercial metasilicates 2839 19 Silicates of sodium, including commercial silicates (excluding sodium metasilicates) 2839 90 Silicates; commercial alkali metal silicates - Other 2840 Borates; Peroxoborates (perborates) 2841 80 Tungstates (wolframates) 2843 10 Colloidal precious metals 2843 21 Silver nitrate 2843 29 Silver compounds - Other 2843 30 Gold compounds 2843 90 Inorganic or organic compounds of precious metals, whether or not chemically defined (excluding silver and gold); amalgams of precious metals 2847 Hydrogen peroxide, whether or not solidified with urea 2849 90 Carbides, whether or not chemically defined - other 2901 10 Saturated acyclic hydrocarbons 2901 21 Ethylene 2901 22 Propene “propylene” 2901 23 Butene (butylene) and isomers thereof 2901 24 Buta-1,3-diene and isoprene 2902 111 Cyclohexane 2902 19 Cyclanes, cyclenes and cycloterpenes (excluding cyclohexane) 2902 20 Benzene 2902 30 Toluene 2902 41 O-xylene 2902 42 M-xylene 2902 50 Styrene 2902 60 Ethylbenzene 2902 70 Cumene 2902 90 Cyclic hydrocarbons (excluding cyclanes, cyclenes, benzene, toluene, xylenes, styrene, ethylbenzene and cumene) 2903 Halogenated derivatives of hydrocarbons (excluding 2903 13 Chloroform (CAS 67-66-3) and 2903 9980 Benzene, 1-chloro-2-(dimethoxymethyl) (CAS 70380-66-4)) 2904 Sulphonated, nitrated or nitrosated derivatives of hydrocarbons, whether or not halogenated 2906 11 Menthol 2906 12 Cyclohexanol, methylcyclohexanols and dimethylcyclohexanols 2906 13 Sterols and inositols 2906 19 Cyclanic, cyclenic or cycloterpenic - Other 2906 21 Benzyl alcohol 2907 11 Phenol (hydroxybenzene) and its salts 2907 12 Cresols and their salts 2907 13 Octylphenol, nonylphenol and their isomers; salts thereof 2907 15 Naphthols and their salts 2907 19 Monophenols - Other 2907 21 Resorcinol and its salts 2907 22 Hydroquinone (quinol) and its salts 2907 23 4,4’-isopropylidenediphenol “bisphenol a, diphenylolpropane” and its salts 2907 29 Polyphenols and phenol-alcohols (excluding resorcinol and hydroquinone “quinol” and their salts, and 4,4’-isopropylidenediphenol “bisphenol a, diphenylolpropane” and its salts) 2909 11 Diethyl ether 2909 19 Acyclic ethers and their halogenated, sulphonated, nitrated or nitrosated derivatives (excluding diethyl ether) 2909 20 Cyclanic, cyclenic or cycloterpenic ethers and their halogenated, sulphonated, nitrated or nitrosated derivatives 2909 30 Cyclanic, cyclenic or cycloterpenic ethers and their halogenated, sulphonated, nitrated or nitrosated derivatives 2909 30 Aromatic ethers and their halogenated, sulphonated, nitrated or nitrosated derivatives 2909 41 2.2’-Oxydiethanol (diethylene glycol, digol) 2909 43 Monobutyl ethers of ethylene glycol or of diethylene glycol 2909 44 Monoalkylethers of ethylene glycol or of diethylene glycol (excluding monobutyl ethers) 2909 49 Ether-alcohols and their halogenated, sulphonated, nitrated or nitrosated derivatives - Other 2909 50 Ether-phenols, ether-alcohol-phenols and their halogenated, sulphonated, nitrated or nitrosated derivatives 2909 60 Alcohol peroxides, ether peroxides, ketone peroxides and their halogenated, sulphonated, nitrated or nitrosated derivatives 2910 20 Methyloxirane (propylene oxide) 2910 30 1-chloro-2,3-epoxypropane “epichlorohydrin” 2910 40 Dieldrin (iso, inn) 2910 50 Endrin (iso) 2910 90 Epoxides, epoxyalcohols, epoxyphenols and epoxyethers, with a three-membered ring, and their halogenated, sulphonated, nitrated or nitrosated derivatives (excluding oxirane “ethylene oxide”, methyloxirane “propylene oxide”, 1-chloro-2,3-epoxypropane “epichlorohydrin”, dieldrin (iso, inn) and endrin (iso)) 2911 Acetals and hemiacetals, whether or not with other oxygen function, and their halogenated, sulphonated, nitrated or nitrosated derivat 2912 11 Methanal “formaldehyde” 2912 12 Ethanal (acetaldehyde) 2912 19 Acyclic aldehydes, without other oxygen function (excluding methanal (formaldehyde) and ethanal (acetaldehyde)) 2912 21 Benzaldehyde 2912 29 Cyclic aldehydes, without other oxygen function (excluding benzaldehyde) 2912 41 Vanillin “4-hydroxy-3-methoxybenzaldehyde” 2912 42 Ethylvanillin “3-ethoxy-4-hydroxybenzaldehyde” 2912 49 Aldehyde-alcohols, aldehyde-ethers, aldehyde-phenols and aldehydes with other oxygen function - Other 2912 50 Cyclic polymers of aldehydes 2912 60 Paraformaldehyde 2915 90 Saturated acyclic monocarboxylic acids and their anhydrides, halides, peroxides and peroxyacids; their halogenated, sulphonated, nitrated or nitrosated derivatives - Other (excluding 2915 9070 Chloroacetyl Chloride (CAS 79-04-9 2916 11 Acrylic acid and its salts 2916 12 Esters of acrylic acid 2916 13 Esters of methacrylic acid 2916 15 Oleic, linoleic or linolenic acids, their salts and esters 2916 16 Binapacryl (iso) 2916 19 Unsaturated acyclic monocarboxylic acids, their anhydrides, halides, peroxides, peroxyacids and halogenated, sulphonated, nitrated or nitrosated derivatives (excluding acrylic acid and its salts and esters, methacrylic acid and its salts and esters, and oleic, linoleic or linolenic acids, their salts and esters, and binapacryl (iso)) 2916 20 Cyclanic, cyclenic or cycloterpenic monocarboxylic acids, their anhydrides, halides, peroxides, peroxyacids and their halogenated, sulphonated, nitrated or nitrosated derivatives (excluding inorganic or organic compounds of mercury) 2916 31 Benzoic acid, its salts and esters (excluding inorganic or organic compounds of mercury) 2916 32 Benzoyl peroxide and benzoyl chloride 2916 34 Phenylacetic acid and its salts 2916 39 Aromatic monocarboxylic acids, their anhydrides, halides, peroxides, peroxyacids and their halogenated, sulphonated, nitrated or nitrosated derivatives (excluding benzoic acid, its salts and esters, benzoyl peroxide, benzoyl chloride, phenylacetic acid and its salts, and inorganic or organic compounds of mercury whether or not chemically defined) 2918 Carboxylic acids with additional oxygen function and their anhydrides, halides, peroxides and peroxyacids; their halogenated, sulphonated, nitrated or nitrosated derivatives 2921 Amine-function compounds 2922 Oxygen-function amino-compounds 2923 Quaternary ammonium salts and hydroxides; lecithins and other phosphoaminolipids, whether or not chemically defined 2929 Compounds with other nitrogen function 2933 54 Other derivatives of malonylurea (barbituric acid); salts thereof 2933 71 6-Hexanelactam (epsilon caprolactam) 2938 Glycosides, natural or reproduced by synthesis, and their salts, ethers, esters and other derivatives 2940 Sugars, chemically pure, other than sucrose, lactose, maltose, glucose and fructose; sugar ethers, sugar acetals and sugar esters, and their salts, other than the products of heading 29.37, 29.38, or 29.39 3201 10 Quebracho extract 3201 20 Wattle extract 3201 90 Tanning extracts of vegetable origin; tannins and their salts, ethers, esters and other derivatives 3202 10 Synthetic organic tanning substances 3202 90 Synthetic organic tanning substances; inorganic tanning substances; tanning preparations, whether or not containing natural tanning substances; enzymatic preparations for pre-tanning 3203 Colouring matter of vegetable or animal origin, including dye extracts (excluding animal black), whether or not chemically defined; preparations based on colouring matter of vegetable or animal origin of a kind used to dye fabrics or produce colorant preparations (excluding preparations of headings 3207, 3208, 3209, 3210, 3213 and 3215) - Other 3204 Synthetic organic colouring matter, whether or not chemically defined; preparations as specified in note 3 to this chapter based on synthetic organic colouring matter; synthetic organic products of a kind used as fluorescent brightening agents or as luminophores, whether or not chemically defined 3206 Other colouring matter; preparations as specified in note 3 to this chapter, other than those of heading 3203, 3204 or 3205; inorganic products of a kind used as luminophores, whether or not chemically defined 3207 20 Vitrifiable enamels and glazes, engobes (slips) and similar preparations 3207 40 Glass frit and other glass, in the form of powder, granules or flakes 3208 10 Paints and varnishes (including enamels and lacquers) based on synthetic polymers or chemically modified natural polymers, dispersed or dissolved in a non-aqueous medium; solutions as defined in note 4 to Chapter 32 - Based on polyesters 3208 20 Paints and varnishes (including enamels and lacquers) based on synthetic polymers or chemically modified natural polymers, dispersed or dissolved in a non-aqueous medium; solutions as defined in note 4 to Chapter 32 - Based on acrylic or vinyl polymers 3208 90 Paints and varnishes (including enamels and lacquers) based on synthetic polymers or chemically modified natural polymers, dispersed or dissolved in a non-aqueous medium; solutions as defined in note 4 to Chapter 32 - Other 3209 10 Paints and varnishes, including enamels and lacquers, based on acrylic or vinyl polymers, dispersed or dissolved in an aqueous medium 3209 90 Paints and varnishes, including enamels and lacquers, based on synthetic or chemically modified natural polymers, dispersed or dissolved in an aqueous medium (excluding those based on acrylic or vinyl polymers) - Other 3210 Other paints and varnishes (including enamels, lacquers and distempers); prepared water pigments of a kind used for finishing leather 3211 Driers; prepared 3212 90 Pigments (including metallic powders and flakes) dispersed in non- aqueous media, in liquid or paste form, of a kind used in the manufacture of paints (including enamels); stamping foils; dyes and other colouring matter put up in forms or packings for retail sale - Other 3214 10 Glaziers’ putty, grafting putty, resin cements, caulking compounds and other mastics; painters’ fillings 3214 90 Glaziers’ putty, grafting putty, resin cements, caulking compounds and other mastics; painters’ fillings; non-refractory surfacing preparations for façades, indoor walls, floors, ceilings or the like - Other 3215 Printing ink, writing or drawing ink and other inks, whether or not concentrated or solid ex 3302 90 Odoriferous substances and mixtures (used as raw materials in industries other than the food or drink industries) 3402 Organic surface-active agents (other than soap); surface-active preparations, washing preparations (including auxiliary washing preparations) and cleaning preparations, whether or not containing soap, other than those of heading 3401 3403 11 Lubricating preparations (including cutting-oil preparations, bolt or nut release preparations, anti-rust or anti-corrosion preparations and mould-release preparations, based on lubricants) and preparations of a kind used for the oil or grease treatment of textile materials, leather, furskins or other materials, but excluding preparations containing, as basic constituents, 70 % or more by weight of petroleum oils or of oils obtained from bituminous minerals – Containing petroleum oils or oils obtained from bituminous minerals - Preparations for the treatment of textile materials, leather, furskins or other materials 3403 19 Lubricating preparations (including cutting-oil preparations, bolt or nut release preparations, anti-rust or anti-corrosion preparations and mould-release preparations, based on lubricants) and preparations of a kind used for the oil or grease treatment of textile materials, leather, furskins or other materials, but excluding preparations containing, as basic constituents, 70 % or more by weight of petroleum oils or of oils obtained from bituminous minerals – Containing petroleum oils or oils obtained from bituminous minerals - Other 3403 91 Preparations for the treatment of textile materials, leather, furskins or other materials 3403 99 Lubricating preparations (including cutting-oil preparations, bolt or nut release preparations, anti-rust or anti-corrosion preparations and mould-release preparations, based on lubricants) and preparations of a kind used for the oil or grease treatment of textile materials, leather, furskins or other materials, but excluding preparations containing, as basic constituents, 70 % or more by weight of petroleum oils or of oils obtained from bituminous minerals - Other 3404 Artificial waxes and prepared waxes 3405 Polishes, creams, scouring pastes, powders and similar; in any form, (including articles impregnated, coated or covered with such), for furniture, footwear, floors, coachwork, glass or metal 3505 10 Dextrins and other modified starches 3506 Prepared glues and other prepared adhesives, not elsewhere specified or included; products suitable for use as glues or adhesives, put up for retail sale as glues or adhesives, not exceeding a net weight of 1 kg 3701 Photographic plates and film in the flat, sensitised, unexposed, of any material other than paper, paperboard or textiles; instant print film in the flat, sensitised, unexposed, whether or not in packs 3702 10 Photographic film in rolls, unexposed, for x-ray (excluding that of paper, paperboard or textiles) 3702 31 Photographic film including instant print film, in rolls, sensitised, unexposed, without perforations, width <= 105 mm, for colour photography “polychrome” (excluding that of paper, paperboard or textiles) 3702 32 Other film, with silver halide emulsion 3702 39 Photographic film in rolls, sensitised, unexposed, of any material other than paper, paperboard or textiles; instant print film in rolls, sensitised, unexposed - Other 3702 41 Photographic film including instant print film, sensitised, in rolls, unexposed, without perforations, width > 610 mm, length > 200 m, for colour photography “polychrome” (excluding that of paper, paperboard or textiles) 3702 42 Photographic film “including instant print film”, sensitised, in rolls, unexposed, without perforations, width > 610 mm, length > 200 m, for monochrome photography (excluding that of paper, paperboard or textiles) 3702 43 Other film, without perforations, of a width exceeding 105 mm - Of a width exceeding 610 mm and of a length not exceeding 200 m 3702 44 Other film, without perforations, of a width exceeding 105 mm - Of a width exceeding 105 mm but not exceeding 610 mm 3702 52 Photographic film, sensitised, in rolls, unexposed, with perforations, for colour photography “polychrome”, width <= 16 mm (excluding of paper, paperboard or textiles) 3702 53 Photographic film, sensitised, in rolls, unexposed, with perforations, for colour photography “polychrome”, width > 16 mm to 35 mm, length <= 30 m, for slides 3702 54 Photographic film, sensitised, in rolls, unexposed, with perforations, for colour photography “polychrome”, width > 16 mm but <= 35 mm, length <= 30 m (excluding of paper, paperboard and textiles; for slides) 3702 55 Other film, for colour photography (polychrome) - Of a width exceeding 16 mm but not exceeding 35 mm and of a length exceeding 30 m 3702 56 Other film, for colour photography (polychrome) - Of a width exceeding 35 mm 3702 96 Photographic film, sensitised, in rolls, unexposed, with perforations, for monochrome photography, width <= 35 mm, length <= 30 m (excluding of paper, paperboard and textiles; x-ray film) 3702 97 Other film, for colour photography (polychrome) - Of a width not exceeding 35 mm and of a length exceeding 30 m 3702 98 Photographic film, sensitised, in rolls, unexposed, with perforations, for monochrome photography, width > 35 mm (excluding of paper, paperboard and textiles; x-ray film) 3703 10 Photographic paper, paperboard and textiles, sensitised, unexposed, in rolls > 610 mm wide 3703 20 Photographic paper, paperboard and textiles, sensitised, unexposed, for colour photography ‘polychrome’ (excluding products in rolls > 610 mm wide) 3703 90 Photographic paper, paperboard and textiles, sensitised, unexposed, for monochrome photography (excluding products in rolls > 610 mm wide) 3705 Photographic plates and film, exposed and developed (excluding products made of paper, paperboard or textiles, cinematographic film and ready-to-use printing plates) 3706 10 Cinematographic film, exposed and developed, whether or not incorporating soundtrack or consisting only of soundtrack, width >= 35 mm 3706 90 Cinematographic film, exposed and developed, whether or not incorporating soundtrack or consisting only of soundtrack, width < 35 mm 3707 Chemical preparations for photographic uses (other than varnishes, glues, adhesives and similar preparations); unmixed products for photographic uses, put up in measured portions or for retail sale 3801 Artificial graphite; colloidal or semi-colloidal graphite; preparations based on graphite or other carbon in the form of pastes, blocks, plates or other semi-manufactures 3802 Activated carbon; activated natural mineral products; animal black, whether or not spent 3806 Rosin and resin acids, and derivatives thereof; rosin spirit and rosin oils; run gums 3807 Wood tar; wood tar oils; wood creosote; wood naphtha; vegetable pitch; brewer’s pitch and similar preparations based on rosin, resin acids or vegetable pitch (excluding burgundy pitch, yellow pitch, stearin pitch, fatty acid pitch, fatty tar and glycerin pitch) 3808 94 Disinfectants; other than containing goods specified in Subheading Note 1 in this Chapter; put up in forms or packings for retail sale or as preparations or articles 3809 10 Finishing agents, dye carriers to accelerate the dyeing or fixing of dyestuffs and other products and preparations such as dressings and mordants of a kind used in the textile, paper, leather or like industries, n.e.s., with a basis of amylaceous substances 3809 91 Finishing agents, dye carriers to accelerate the dyeing or fixing of dyestuffs, and other products and preparations, e.g. dressings and mordants of a kind used in the textile or similar industries, n.e.s. (excluding those with a basis of amylaceous substances) 3809 92 Finishing agents, dye carriers to accelerate the dyeing or fixing of dyestuffs, and other products and preparations, e.g. dressings and mordants of a kind used in the paper or similar industries, n.e.s. (excluding those with a basis of amylaceous substances) 3809 93 Finishing agents, dye carriers to accelerate the dyeing or fixing of dyestuffs, and other products and preparations, e.g. dressings and mordants of a kind used in the leather or similar industries, n.e.s. (excluding those with a basis of amylaceous substances) 3810 10 Pickling preparations for metal surfaces; soldering, brazing or welding pastes and powders consisting of metal and other materials 3810 90 Fluxes and other auxiliary preparations for soldering, brazing or welding; preparations of a kind used as cores or coatings for welding electrodes or rods (excluding soldering, brazing or welding powders and pastes consisting of metal and other materials, and welding electrodes or rods of base metals or metal carbides coated with fluxes) 3811 Anti-knock preparations, oxidation inhibitors, gum inhibitors, viscosity improvers, anti-corrosive preparations and other prepared additives, for mineral oils (including gasoline) or for other liquids used for the same purposes as mineral oils 3813 Preparations and charges for fire-extinguishers; charged fire-extinguishing grenades (excluding full or empty fire-extinguishing devices, whether or not portable, unmixed chemically undefined products with fire-extinguishing properties in other forms) 3814 Organic composite solvents and thinners, n.e.s.; prepared paint or varnish removers (excluding nail varnish remover) 3815 11 Supported catalysts with nickel or a nickel compound as the active substance, n.e.s. 3815 12 Supported catalysts with precious metal or a precious-metal compound as the active substance, n.e.s. 3815 19 Supported catalysts, n.e.s. (excluding with precious metal, a precious-metal compound, nickel or a nickel compound as the active substance) 3815 90 Reaction initiators, reaction accelerators and catalytic preparations, n.e.s. (excluding rubber accelerators and supported catalysts) 3817 Mixed alkylbenzenes and mixed alkylnaphthalenes, other than those of heading 2707 or 2902 3818 Chemical elements doped for use in electronics, in the form of discs, wafers or similar forms; chemical compounds doped for use in electronics 3820 Anti-freezing preparations and prepared de-icing fluids (excluding prepared additives for mineral oils or other liquids used for the same purposes as mineral oils) 3823 Industrial monocarboxylic fatty acids; acid oils from refining; industrial fatty alcohols 3824 99 Chemical products and preparations of the chemical or allied industries, including those consisting of mixtures of natural products, n.e.s. - Other 3825 90 Residual products of the chemical or allied industries, n.e.s. (excluding waste) 3826 Biodiesel and mixtures thereof, not containing or containing < 70 % by weight of petroleum oils or oils obtained from bituminous minerals 3827 90 Mixtures containing halogenated derivatives of methane, ethane or propane, not elsewhere specified or included (excluding those of subheadings 3827 11 to 3827 69) 3901 40 Ethylene-alpha-olefin copolymers, having a specific gravity of < 0.94, in primary forms 3905 12 Poly “vinyl acetate”, in aqueous dispersion 3905 19 Poly “vinyl acetate”, in primary forms (excluding in aqueous dispersion) 3905 21 Vinyl acetate copolymers, in aqueous dispersion 3905 29 Vinyl acetate copolymers, in primary forms (excluding in aqueous dispersion) 3905 30 Poly “vinyl alcohol”, in primary forms, whether or not containing unhydrolyzed acetate groups 3905 91 Copolymers of vinyl, in primary forms (excluding vinyl chloride-vinyl acetate copolymers and other vinyl chloride copolymers, and vinyl acetate copolymers) 3905 99 Polymers of vinyl esters and other vinyl polymers, in primary forms (excluding those of vinyl chloride or other halogenated olefins, poly “vinyl acetate”, vinyl acetate copolymers and poly “vinyl alcohol”, whether or not containing unhydrolised acetate groups) 3906 10 Poly‘methyl methacrylate’, in primary forms 3906 90 Acrylic polymers, in primary forms (excluding poly‘methyl methacrylate’) 3907 21, 3907 29 Polyethers, in primary forms (excluding polyacetals) 3907 40 Polycarbonates, in primary forms 3907 70 Poly‘lactic acid’, in primary forms 3907 91 Unsaturated polyallyl esters and other polyesters, in primary forms (excluding polycarbonates, alkyd resins, poly‘ethylene terephthalate’ and poly‘lactic acid’) 3908 10 Polyamides-6, -11, -12, -6,6, -6,9, -6,10 or -6,12, in primary forms 3908 90 Polyamides, in primary forms (excluding polyamides-6, -11, -12, -6,6, -6,9, -6,10 and -6,12) 3913 Natural polymers (for example, alginic acid) and modified natural polymers (for example, hardened proteins, chemical derivatives of natural rubber), not elsewhere specified or included, in primary forms 3914 Ion-exchangers; based on polymers of heading no. 3901 to 3913, in primary forms 3915 Waste, parings and scrap, of plastics 3916 Monofilament of which any cross-sectional dimension exceeds 1mm, rods, sticks and profile shapes, whether or not surface-worked but not otherwise worked, of plastics 3919 90 20 Polyester film: - coated on one side with an acrylic thermal release adhesive that debonds at temperatures of 90 °c or more but not more than 200 °c, and a polyester liner, and - on the other side not coated or coated with an acrylic pressure sensitive adhesive or with an acrylic thermal release adhesive that debonds at temperatures of 90 °c or more but not more than 200 °c, and a polyester liner 3922 90 Bidets, lavatory pans, flushing cisterns and similar sanitary ware, of plastics (excluding baths, shower-baths, sinks, washbasins, lavatory seats and covers) 4002 11 Styrene-butadiene rubber latex ‘sbr’; carboxylated styrene-butadiene rubber latex ‘xsbr’ 4002 19 Styrene-butadiene rubber “sbr”; carboxylated styrene-butadiene rubber “xsbr”, in primary forms or in plates, sheets or strip (excluding latex) 4002 20 Butadiene rubber ‘br’, in primary forms or in plates, sheets or strip 4002 31 Isobutylene isoprene rubber ‘iir’, in primary forms or in plates, sheets or strip 4002 39 Halo-isobutene-isoprene rubber ‘ciir’ or ‘biir’, in primary forms or in plates, sheets or strip 4002 41 Chloroprene latex ‘chlorobutadiene rubber, cr’ 4002 49 Chloroprene “chlorobutadiene rubber, cr”, in primary forms or in plates, sheets or strip (excluding latex) 4002 51 Latex of acrylonitrile-butadiene rubber ‘nbr’ 4002 59 Acrylonitrile-butadiene rubber “nbr”, in primary forms or in plates, sheets or strip (excluding latex) 4002 60 Isoprene rubber “ir”, in primary forms or in plates, sheets or strip 4002 70 Ethylene-propylene diene rubber “epdm”, non-conjugated, in primary forms or in plates, sheets or strip 4002 80 Mixtures of natural rubber, balata, gutta-percha, guayule, chicle or similar types of natural rubber with synthetic rubber or factice, in primary forms or in plates, sheets or strip 4002 91 Synthetic rubber and factice derived from oils, in primary forms or in plates, sheets or strip (excluding styrene-butadiene rubber ‘sbr’, carboxylated styrene-butadiene rubber ‘xsbr’, butadiene rubber ‘br’, isobutylene isoprene rubber ‘iir’, halo-isobutene-isoprene rubber ‘ciir’ or ‘biir’, chloroprene rubber ‘cr’, acrylonitrile-butadiene rubber ‘nbr’, isoprene rubber ‘ir’ and non-conjugated ethylene-propylene diene rubber ‘epdm’) 4002 99 Synthetic rubber and factice derived from oils, in primary forms or in plates, sheets or strip (excluding latex, styrene-butadiene rubber ‘sbr’, carboxylated styrene-butadiene rubber ‘xsbr’, butadiene rubber ‘br’, isobutylene isoprene rubber ‘iir’, halo-isobutene-isoprene rubber ‘ciir’ or ‘biir’, chloroprene rubber ‘cr’, acrylonitrile-butadiene rubber ‘nbr’, isoprene rubber ‘ir’ and non-conjugated ethylene-propylene diene rubber ‘epdm’) 4005 10 Rubber, unvulcanised, compounded with carbon black or silica, in primary forms or in plates, sheets or strip 4005 20 Compounded rubber, unvulcanised, in the form of solutions or dispersions (excluding rubber compounded with carbon black or silica, and mixtures of natural rubber, balata, gutta-percha, guayule, chicle and similar natural gums containing synthetic rubber or factice derived from oils) 4005 91 Compounded rubber, unvulcanised, in the form of plates, sheets or strip (excluding rubber compounded with carbon black or silica, and mixtures of natural rubber, balata, gutta-percha, guayule, chicle and similar natural gums containing synthetic rubber or factice derived from oils) 4005 99 Compounded, unvulcanised rubber in primary forms (excluding solutions and dispersions, those containing carbon black or silica, mixtures of natural rubber, balata, gutta-percha, guayule, chicle or similar types of natural rubber with synthetic rubber or factice, and those in the form of plates, sheets or strip) 4006 10 “Camel-back” strips of unvulcanised rubber, for retreading rubber tyres 4006 90 Rods, bars, tubes, profiles and other forms of unvulcanised rubber, including mixed rubber, and articles of unvulcanised rubber, including mixed rubber (excluding plates, sheets and strip which, apart from basic surface-working, have not been cut, or have merely been cut into square or rectangular shapes, and “camel-back” strips) 4008 Plates, sheets, strip, rods and profile shapes, of vulcanised rubber other than hard rubber 4009 12 Tubes, pipes and hoses, of vulcanised rubber (excluding hard rubber), not reinforced or otherwise combined with other materials, with fittings 4009 41 Tubes, pipes and hoses, of vulcanised rubber (excluding hard rubber), reinforced or otherwise combined with materials other than metal or textile materials, without fittings 4010 11 Conveyor belts or belting, of vulcanised rubber, reinforced only with metal 4010 12 Conveyor belts or belting, of vulcanised rubber, reinforced only with textile materials 4010 19 Conveyor belts or belting, of vulcanised rubber (excluding reinforced only with metal or only with textile materials) 4010 31 Endless transmission belts of trapezoidal cross-section ‘v-belts’, of vulcanised rubber, v-ribbed, of an outside circumference > 60 cm but <= 180 cm 4010 32 Endless transmission belts of trapezoidal cross-section “v-belts”, of vulcanised rubber, of an outside circumference > 60 cm but <= 180 cm (excluding v-ribbed) 4010 33 Endless transmission belts of trapezoidal cross-section ‘v-belts’, of vulcanised rubber, v-ribbed, of an outside circumference > 180 cm but <= 240 cm 4010 34 Endless transmission belts of trapezoidal cross-section “v-belts”, of vulcanised rubber, of an outside circumference > 180 cm but <= 240 cm (excluding v-ribbed) 4010 35 Endless synchronous belts, of vulcanised rubber, of an outside circumference > 60 cm but <= 150 cm 4010 36 endless synchronous belts, of vulcanised rubber, of an outside circumference > 150 cm but <= 198 cm 4010 39 Transmission belts or belting, of vulcanised rubber (excluding endless transmission belts of trapezoidal cross-section ‘v-belts’, v-ribbed, of an outside circumference > 60 cm but <= 240 cm and endless synchronous belts of an outside circumference > 60 cm but <= 198 cm) 4011 20 New pneumatic tyres, of rubber, of a kind used for buses and lorries (excluding tyres with lug, corner or similar treads) 4011 30 New pneumatic tyres, of rubber, of a kind used on aircraft 4011 70 00 New pneumatic tyres, of rubber, of a kind used on agricultural or forestry vehicles and machines 4012 11 Retreaded pneumatic tyres, of rubber, of a kind used on motor cars ‘including station wagons and racing cars’ 4012 12 Retreaded pneumatic tyres, of rubber, of a kind used on buses or lorries 4012 13 Retreaded pneumatic tyres, of rubber, of a kind used on aircraft 4012 19 Retreaded pneumatic tyres, of rubber (excluding of a kind used on motor cars, station wagons, racing cars, buses, lorries and aircraft) 4012 20 Used pneumatic tyres of rubber 4012 90 Solid or cushion tyres, interchangeable tyre treads and tyre flaps, of rubber 4013 Inner tubes, of rubber 4016 93 Gaskets, washers and other seals, of vulcanised rubber (excluding hard rubber and those of cellular rubber) 4407 Wood sawn or chipped lengthwise, sliced or peeled, whether or not planed, sanded or end-jointed, of a thickness exceeding 6 mm 4408 10 Sheets for veneering, including those obtained by slicing laminated wood, for coniferous plywood or for other similar laminated coniferous wood and other coniferous wood, sawn lengthwise, sliced or peeled, whether or not planed, sanded, spliced or end-jointed, of a thickness of <= 6 mm 4411 13 Medium density fibreboard ‘mdf’ of wood, of a thickness > 5 mm but <= 9 mm 4411 94 Fibreboard of wood and other ligneous materials 4412 Plywood, veneered panels and similar laminated wood, whether or not agglomerated with resins or other organic bonding agents, of a density of <= 90.5 g/cm3 (excluding medium density fibreboard (“mdf”)) 4416 Casks, barrels, vats, tubs and other coopers’ products parts thereof, of wood, including staves 4418 40 Wooden shuttering for concrete constructional work (excluding plywood boarding) 4418 79 Flooring panels, assembled, of wood other than bamboo (excluding multilayer panels and panels for mosaic floors) 4418 81, 4418 82, 4418 83, 4418 89 Posts and beams, of wood 4503 10 Corks and stoppers of all types, of natural cork, including round-edged blanks 4503 90 Articles of natural cork (excluding cork in square or rectangular blocks, plates, sheets or strips; corks, stoppers and cork blanks; footwear and parts thereof; insoles, whether or not removable; headgear and parts thereof; plugs and dividers for shotgun cartridges; toys, games and sports equipment and parts thereof) 4504 10 Tiles of any shape, blocks, plates, sheets and strip, solid cylinders, including discs of agglomerated cork 4504 90 Agglomerated cork, with or without a binding substance, and articles of agglomerated cork (excluding footwear and parts thereof; insoles, whether or not removable; headgear and parts thereof; plugs and dividers for shotgun cartridges; toys, games and sports equipment and parts thereof; blocks, plates, sheets or strips; tiles of any shape; solid cylinders, including discs) 4701 Mechanical wood pulp, not chemically treated 4703 11 Unbleached coniferous chemical wood pulp, soda or sulphate (excluding dissolving grades) 4703 19 Unbleached non-coniferous chemical wood pulp, soda or sulphate (excluding dissolving grades) 4703 21 Semi-bleached or bleached coniferous chemical wood pulp, soda or sulphate (excluding dissolving grades) 4703 29 Semi-bleached or bleached non-coniferous chemical wood pulp, sulphite (excluding dissolving grades) 4705 Wood pulp obtained by a combination of mechanical and chemical pulping processes 4706 10 Cotton linters pulp 4706 20 Pulps of fibres derived from recovered “waste and scrap” paper or paperboard 4706 30 Pulps of fibrous cellulosic bamboo material 4706 91 Mechanical pulp of fibrous cellulosic material (excluding that of bamboo, wood, cotton linters and fibres derived from recovered (waste and scrap) paper or paperboard) 4706 92 Chemical pulp of fibrous cellulosic material (excluding that of bamboo, wood, cotton linters and fibres derived from recovered (waste and scrap) paper or paperboard) 4706 93 Semi-chemical pulp of fibrous cellulosic material (excluding that of bamboo, wood, cotton linters and fibres derived from recovered (waste and scrap) paper or paperboard)) 4707 10 Recovered “waste and scrap” paper or paperboard of unbleached kraft paper, corrugated paper or corrugated paperboard 4707 20 Recovered “waste and scrap” paper or paperboard made mainly of bleached chemical pulp, not coloured in the mass 4707 30 Recovered “waste and scrap” paper or paperboard made mainly of mechanical pulp, e.g. newspapers, journals and similar printed matter 4707 90 Recovered “waste and scrap” paper or paperboard, including unsorted waste and scrap (excluding waste and scrap of unbleached kraft paper or kraft paperboard, or of corrugated paper or corrugated paperboard, that of paper or paperboard made mainly of bleached chemical pulp not coloured in the mass, that of paper or paperboard made mainly of mechanical pulp, and paper wool) 4802 20 Paper and paperboard of a kind used as a base for photosensitive, heat-sensitive or electrosensitive paper and paperboard, uncoated, in rolls or in square or rectangular sheets, of any size 4802 40 Wallpaper base, uncoated 4802 58 Uncoated paper and paperboard, of a kind used for writing, printing or other graphic purposes, and non-perforated punchcards and punch-tape paper, in rolls or in square or rectangular sheets, of any size, not containing fibres obtained by a mechanical or chemi-mechanical process or of which <= 10 % by weight of the total fibre content consists of such fibres, weighing > 150 g/m2, n.e.s. 4802 61 Uncoated paper and paperboard, of a kind used for writing, printing or other graphic purposes, and non-perforated punchcards and punch-tape paper, in rolls of any size, of which > 10 % by weight of the total fibre content consists of fibres obtained by a mechanical or chemi-mechanical process, n.e.s. 4804 11 Unbleached kraftliner, uncoated, in rolls of a width > 36 cm 4804 19 Kraftliner, uncoated, in rolls of a width > 36 cm (excluding unbleached and goods of heading 4802 and 4803) 4804 21 Unbleached sack kraft paper, uncoated, in rolls or sheets, other than that of heading 4802 or 4803 4804 29 Sack kraft paper, uncoated, in rolls or sheets (excluding unbleached, and goods of heading 4802 or 4803) 4804 31 Unbleached kraft paper and paperboard, uncoated, weighing <= 150 g/m2 (excluding kraftliner, sack kraft paper and goods of heading 4802 or 4803) 4804 39 Kraft paper and paperboard, uncoated, weighing <= 150 g/m2 (excluding unbleached, kraftliner, sack kraft paper and goods of heading 4802 or 4803) 4804 41 Unbleached kraft paper and paperboard, uncoated, weighing > 150 g/m2 to < 225 g/m2 (excluding kraftliner, sack kraft paper, and goods of heading 4802 or 4803) 4804 42 Kraft paper and paperboard, uncoated, weighing > 150 g/m2 to < 225 g/m2, bleached uniformly in the mass and containing > 95 % chemically processed wood fibre by weight in relation to the total fibre content consists of wood fibres obtained by a chemical process (excluding unbleached, kraftliner, sack kraft paper, and goods of heading 4802 or 4803) 4804 49 Kraft paper and paperboard, uncoated, weighing > 150 g/m2 to < 225 g/m2 (excluding unbleached, bleached uniformly in the mass and containing > 95 % chemically processed wood fibre by weight in relation to the total fibre content consists of wood fibres obtained by a chemical process, kraftliner, sack kraft paper, and goods of heading 4802 or 4803) 4804 51 Unbleached kraft paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing >= 225 g/m² (excluding kraftliner, sack kraft paper and goods of heading 4802, 4803 or 4808) 4804 52 Kraft paper and paperboard, uncoated, in rolls or rectangular sheets, weighing >= 225 g/m2, bleached uniformly in the mass, containing > 95 % chemically processed wood fibre by weight in relation to the total fibre content (excluding unbleached, kraftliner, sack kraft paper and goods of heading 4802 or 4803) 4804 59 Kraft paper and paperboard, uncoated, in rolls or rectangular sheets, weighing >= 225 g/m2 (excluding unbleached, bleached uniformly in the mass, containing > 95 % chemically processed wood fibre by weight in relation to the total fibre content, kraftliner, sack kraft paper and goods of heading 4802 or 4803) 4805 11 Semi-chemical fluting paper, uncoated, in rolls of a width > 36 cm 4805 12 Straw fluting paper, in rolls of a width > 36 cm, weighing >= 130 g/m² 4805 19 Fluting paper, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state (excluding semi-chemical fluting paper and straw fluting paper) 4805 24 Testliner “recycled liner board”, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing <= 150 g/m2 4805 25 Testliner ‘recycled liner board’, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing > 150 g/m2 4805 30 Sulphite wrapping paper, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state 4805 40 Filter paper and paperboard, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state 4805 50 Felt paper and paperboard, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state 4805 91 Paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing <= 150 g/m2, n.e.s. 4805 92 Paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing > 150 g/m2 to < 225 g/m2, n.e.s. 4805 93 Paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing >= 225 g/m², n.e.s. 4806 10 Vegetable parchment, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state 4806 20 Greaseproof papers, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state 4806 30 Tracing papers, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state 4806 40 Glassine and other glazed transparent or translucent papers, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state (excluding vegetable parchment, greaseproof papers and tracing papers) 4807 Composite paper and paperboard ‘made by sticking flat layers of paper or paperboard together with an adhesive’, not surface-coated or impregnated, whether or not internally reinforced, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state 4808 10 Corrugated paper and paperboard “with or without glued flat surface sheets”, whether or not perforated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state 4808 40 Kraft paper, creped or crinkled, whether or not embossed or perforated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state 4808 90 Paper and paperboard, creped, crinkled, embossed or perforated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state (excluding sack kraft and other kraft paper, and goods of heading 4803) 4809 20 Self-copy paper, whether or not printed, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state (excluding carbon and similar copying papers) 4809 90 Transfer papers, including coated or impregnated paper for duplicator stencils or offset plates, whether or not printed, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state (excluding self-copy paper) 4810 13 Paper and paperboard used for writing, printing or other graphic purposes, not containing fibres obtained by a mechanical or chemi-mechanical process or of which <= 10 % by weight of the total fibre content consists of such fibres, coated on one or both sides with kaolin or other inorganic substances, in rolls of any size 4810 14 Paper and paperboard used for writing, printing or other graphic purposes, not containing fibres obtained by a mechanical or chemi-mechanical process or of which <= 10% by weight of the total fibre content consists of such fibres, coated on one or both sides with kaolin or other inorganic substances, in square or rectangular sheets with one side <= 435 mm and the other side <= 297 mm in the unfolded state 4810 19 Paper and paperboard used for writing, printing or other graphic purposes, not containing fibres obtained by a mechanical or chemi-mechanical process or of which <= 10 % by weight of the total fibre content consists of such fibres, coated on one or both sides with kaolin or other inorganic substances, in square or rectangular sheets with one side > 435 mm or with one side <= 435 mm and the other side > 297 mm in the unfolded state 4810 22 Lightweight coated paper used for writing, printing or other graphic purposes, total weight <= 72 g/m2, coating weight <= 15 g/m2 per side, on a base of which >= 50 % by weight of the total fibre content consists of fibres obtained by a mechanical process, coated on both sides with kaolin or other inorganic substances, in rolls or in square or rectangular sheets, of any size 4810 29 Paper and paperboard used for writing, printing or other graphic purposes, of which > 10% by weight of the total fibre content consists of fibres obtained by a mechanical or chemi-mechanical process, coated on one or both sides with kaolin or other inorganic substances, in rolls or in square or rectangular sheets, of any size (excluding lightweight paper) 4810 31 Kraft paper and paperboard, bleached uniformly throughout the mass and containing > 95 % chemically processed wood fibres by weight in relation to the total fibre content, coated on one or both sides with kaolin or other inorganic substances, in rolls or in square or rectangular sheets, of any size, weighing <= 150 g/m2 (excluding that for writing, printing or other graphic purposes) 4810 32 Kraft paper and paperboard, bleached uniformly throughout the mass and containing > 95% chemically processed wood fibres by weight in relation to the total fibre content, coated on one or both sides with kaolin or other inorganic substances, in rolls or in square or rectangular sheets, of any size, weighing > 150 g/m² (excluding that for writing, printing or other graphic purposes) 4810 39 Kraft paper and paperboard, coated on one or both sides with kaolin or other inorganic substances, in rolls or in square or rectangular sheets, of any size (excluding that for writing, printing or other graphic purposes; paper and paperboard bleached uniformly in the mass and containing > 95 % chemically processed wood fibres by weight in relation to the total fibre content) 4810 92 Multi-ply paper and paperboard, coated on one or both sides with kaolin or other inorganic substances, in rolls or in square or rectangular sheets, of any size (excluding that for writing, printing or other graphic purposes, kraft paper and paperboard) 4810 99 Paper and paperboard, coated on one or both sides with kaolin “china clay” or other inorganic substances, with or without a binder, and with no other coating, whether or not surface-coloured, surface-decorated or printed, in rolls or in square or rectangular sheets, of any size (excluding that for writing, printing or other graphic purposes, kraft paper and paperboard, multi-ply paper and paperboard, and with no other coating) 4811 10 Tarred, bituminised or asphalted paper and paperboard, in rolls or in square or rectangular sheets, of any size 4811 51 Paper and paperboard, surface-coloured, surface-decorated or printed, coated, impregnated or covered with artificial resins or plastics, in rolls or in square or rectangular sheets, of any size, bleached and weighing > 150 g/m2 (excluding adhesives) 4811 59 Paper and paperboard, surface-coloured, surface-decorated or printed, coated, impregnated or covered with artificial resins or plastics, in rolls or in square or rectangular sheets, of any size (excluding bleached and weighing > 150 g/m2, and adhesives) 4811 60 Paper and paperboard, coated, impregnated or covered with wax, paraffin wax, stearin, oil or glycerol, in rolls or in square or rectangular sheets, of any size (excluding goods of heading 4803, 4809 and 4818) 4811 90 Paper, paperboard, cellulose wadding and webs of soft cellulose, coated, impregnated, covered, surface-coloured, surface-decorated or printed, in rolls or in square or rectangular sheets, of any size (excluding goods of headings 4803, 4809, 4810 and 4818, and of subheading 4811 10 to 4811 60) 4814 90 Wallpaper and similar wallcoverings of paper, and window transparencies of paper (excluding wallcoverings of paper, consisting of paper coated or covered, on the face side, with a grained, embossed, coloured or design-printed or otherwise decorated layer of plastics) 4819 20 Folding cartons, boxes and cases, of non-corrugated paper or paperboard 4822 10 Bobbins, spools, cops and similar supports of paper pulp, paper or paperboard, whether or not perforated or hardened, for winding textile yarn 4822 90 Bobbins, spools, cops and similar supports of paper pulp, paper or paperboard, whether or not perforated or hardened (excluding those for winding textile yarn) 4823 20 Filter paper and paperboard, in strips or rolls of a width <= 36 cm, in rectangular or square sheets, of which no side > 36 cm in the unfolded state, or cut to shape other than rectangular or square 4823 40 Rolls, sheets and dials, printed for self-recording apparatus, in rolls of a width <= 36 cm, in rectangular or square sheets of which no side > 36 cm in the unfolded state, or cut into dials 4823 61 Trays, dishes, plates, cups and the like, of paper or paperboard (excluding of bamboo paper or bamboo paperboard) 4823 69 Trays, dishes, plates, cups and the like, of paper or paperboard (excluding of bamboo paper or bamboo paperboard) 4823 70 Moulded or pressed articles of paper pulp, n.e.s. 4823 90 Paper, paperboard, cellulose wadding and webs of cellulose fibres, in strips or rolls of a width <= 36 cm, in rectangular or square sheets, of which no side > 36 cm in the unfolded state, or cut to shape other than rectangular or square, and articles of paper pulp, paper, cellulose wadding or webs of cellulose fibres, n.e.s. 5105 10 Wool, carded 5105 21 Wool, combed, in fragments “open tops” 5105 29 Wool, combed (excluding that in fragments “open tops”) 5105 31 Hair of kashmir “cashmere” goats, carded or combed 5105 39 Fine animal hair, carded or combed (excluding wool and hair of kashmir “cashmere” goats) 5105 40 Coarse animal hair, carded or combed 5106 10 Carded wool yarn containing >= 85 % wool by weight (excluding that put up for retail sale) 5106 20 Carded wool yarn containing predominantly, but < 85 % wool by weight (excluding that put up for retail sale) 5107 10 Yarn of combed wool containing >= 85% wool by weight (excluding that put up for retail sale) 5107 20 Yarn of combed wool containing predominantly, but < 85 % wool by weight (excluding that put up for retail sale) 5112 11 Woven fabrics containing >= 85 % combed wool or combed fine animal hair by weight and weighing <= 200 g/m2 (excluding fabrics for technical uses of heading 5911 ) 5112 19 Woven fabrics containing >= 85 % combed wool or combed fine animal hair by weight and weighing > 200 g/m2 5112 20 Woven fabrics containing predominantly, but < 85% combed wool or combed fine animal hair by weight, mixed principally or solely with synthetic or artificial filaments (excluding fabrics for technical uses of heading 5911) 5112 30 Woven fabrics containing predominantly, but < 85% combed wool or combed fine animal hair by weight, mixed principally or solely with synthetic or artificial staple fibres (excluding fabrics for technical uses of heading 5911) 5112 90 Woven fabrics containing predominantly, but < 85% combed wool or combed fine animal hair by weight (excluding those mixed principally or solely with synthetic or artificial filaments or staple fibres and fabrics for technical uses of heading 5911) 5205 11 Single cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of >= 714.29 decitex “<= mn 14” (excluding sewing thread and yarn put up for retail sale) 5205 12 Single cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of 232.56 decitex to < 714.29 decitex “> mn 14 to mn 43” (excluding sewing thread and yarn put up for retail sale) 5205 13 Single cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of 192.31 decitex to < 232.56 decitex “> mn 43 to mn 52” (excluding sewing thread and yarn put up for retail sale) 5205 14 Single cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of 125 decitex to < 192.31 decitex “> mn 52 to mn 80” (excluding sewing thread and yarn put up for retail sale) 5205 15 Single cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of < 125 decitex “> mn 80” (excluding sewing thread and yarn put up for retail sale) 5205 21 Single cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of 232.56 decitex to < 714.29 decitex “> mn 14 to mn 43” (excluding sewing thread and yarn put up for retail sale) 5205 22 Single cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 232.56 decitex to < 714.29 decitex “> mn 14 to mn 43” (excluding sewing thread and yarn put up for retail sale) 5205 23 Single cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 192.31 decitex to < 232.56 decitex “> mn 43 to mn 52” (excluding sewing thread and yarn put up for retail sale) 5205 24 Single cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 125 decitex to < 192.31 decitex “> mn 52 to mn 80” (excluding sewing thread and yarn put up for retail sale) 5205 26 Single cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 106.38 decitex to < 125 decitex “> mn 80 to mn 94” (excluding sewing thread and yarn put up for retail sale) 5205 27 Single cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 83.33 decitex to < 106.38 decitex “> mn 94 to mn 120” (excluding sewing thread and yarn put up for retail sale) 5205 28 Multiple “folded” or cabled cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of >= 714.29 decitex “<= mn 14” per single yarn (excluding sewing thread and yarn put up for retail sale) 5205 31 Multiple “folded” or cabled cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of >= 714.29 decitex “<= mn 14” per single yarn (excluding sewing thread and yarn put up for retail sale) 5205 32 Multiple “folded” or cabled cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of 232.56 decitex to < 714.29 decitex “> mn 14 to mn 43” per single yarn (excluding sewing thread and yarn put up for retail sale) 5205 33 Multiple “folded” or cabled cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of 192.31 decitex to < 232.56 decitex “> mn 43 to mn 52” per single yarn (excluding sewing thread and yarn put up for retail sale) 5205 34 Multiple “folded” or cabled cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of 125 decitex to < 192.31 decitex “> mn 52 to mn 80” per single yarn (excluding sewing thread and yarn put up for retail sale) 5205 35 Multiple “folded” or cabled cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of < 125 decitex “> mn 80” per single yarn (excluding sewing thread and yarn put up for retail sale) 5205 41 Multiple “folded” or cabled cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of 232.56 decitex to < 714.29 decitex “> mn 14 to mn 43” single yarn (excluding sewing thread and yarn put up for retail sale) 5205 42 Multiple “folded” or cabled cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 232.56 decitex to < 714.29 decitex “> mn 14 to mn 43” per single yarn (excluding sewing thread and yarn put up for retail sale) 5205 43 Multiple “folded” or cabled cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 192.31 decitex to < 232.56 decitex “> mn 43 to mn 52” per single yarn (excluding sewing thread and yarn put up for retail sale) 5205 44 Multiple “folded” or cabled cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 125 decitex to < 192.31 decitex “> mn 52 to mn 80” per single yarn (excluding sewing thread and yarn put up for retail sale) 5205 46 Multiple “folded” or cabled cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 106.38 decitex to < 125 decitex “> mn 80 to mn 94” per single yarn (excluding sewing thread and yarn put up for retail sale) 5205 47 Multiple “folded” or cabled cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 83.33 decitex to < 106.38 decitex “> mn 94 to mn 120” per single yarn (excluding sewing thread and yarn put up for retail sale) 5205 48 Multiple “folded” or cabled cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of < 83.33 decitex “> mn 120” per single yarn (excluding sewing thread and yarn put up for retail sale) 5206 42 Plain woven fabrics of cotton, containing > = 85% cotton by weight and weighing > 200 g/m 2, unbleached 5209 11 Plain woven fabrics of cotton, containing >= 85 % cotton by weight and weighing > 200 g/m2, unbleached 5211 11 Plain woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², unbleached 5211 12 Woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², in three-thread or four-thread twill, including cross twill, unbleached 5211 19 Woven fabrics of cotton, containing predominantly, but < 85 % cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m2, unbleached (excluding those in three-thread or four-thread twill, including cross twill, and plain woven fabrics) 5211 20 Woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², bleached 5211 31 Plain woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², dyed 5211 32 Woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², in three-thread or four-thread twill, including cross twill, dyed 5211 39 Woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², dyed (excluding those in three-thread or four-thread twill, including cross twill, and plain woven fabrics) 5211 41 Plain woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², made of yarn of different colours 5211 42 Denim, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², made of yarn of different colours 5211 43 Woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², in three-thread or four-thread twill, including cross twill, made of yarn of different colours 5211 49 Woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², made of yarn of different colours (excluding those in three-thread or four-thread twill, including cross twill, and plain woven fabrics) 5211 51 Plain woven fabrics of cotton, containing predominantly, but < 85 % cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m2, printed 5211 52 Woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², in three-thread or four-thread twill, including cross twill, printed 5211 59 Woven fabrics of cotton, containing predominantly, but < 85 % cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m2, printed (excluding those in three-thread or four-thread twill, including cross twill, and plain woven fabrics) 5308 10 Coconut “coir” yarn 5308 20 Hemp yarn 5308 90 Yarn of vegetable textile fibres (excluding flax yarn, yarn of jute or of other textile bast fibres of heading 5303, coconut “coir” yarn, hemp yarn and cotton yarn) 5402 63 Multiple “folded” or cabled filament yarn of polypropylene, including monofilament of < 67 decitex (excluding sewing thread, yarn put up for retail sale and textured yarn) 5403 10 High-tenacity yarn of viscose rayon filament (excluding sewing thread and yarn put up for retail sale) 5403 31 Yarn of viscose rayon filament, including monofilament of < 67 decitex, single, untwisted or with a twist of <= 120 turns per metre (excluding sewing thread, high-tenacity yarn and yarn put up for retail sale) 5403 32 Yarn of viscose rayon filament, including monofilament of < 67 decitex, single, with a twist of > 120 turns per metre (excluding sewing thread, high-tenacity yarn and yarn put up for retail sale) 5403 33 Filament yarn of cellulose acetate, including monofilament of < 67 decitex, single (excluding sewing thread, high-tenacity yarn and yarn put up for retail sale) 5403 39 Artificial filament yarn, including artificial monofilament of < 67 decitex, single (excluding sewing thread, filament yarn of viscose or cellulose acetate and yarn put up for retail sale) 5403 41 Multiple “folded” or cabled filament yarn of viscose rayon, including monofilament of < 67 decitex (excluding sewing thread, high-tenacity yarn and yarn put up for retail sale) 5403 42 Multiple ‘folded’ or cabled filament yarn of cellulose acetate, including monofilament of < 67 decitex (excluding sewing thread, high-tenacity yarn and yarn put up for retail sale) 5403 49 Multiple “folded” or cabled artificial filament yarn, including artificial monofilament of < 67 decitex (excluding sewing thread, filament yarn of viscose or cellulose acetate and yarn put up for retail sale) 5404 11 Elastomeric monofilament of >= 67 decitex and with a cross sectional dimension of <= 1 mm 5404 12 Polypropylene monofilament of >= 67 decitex and with a cross sectional dimension of <= 1 mm (excluding elastomers) 5404 19 Synthetic monofilament of >= 67 decitex and with a cross sectional dimension of <= 1 mm (excluding elastomers and polypropylene) 5404 90 Strip and the like, e.g. artificial straw, of synthetic textile material, with an apparent width of <= 5 mm 5407 30 Woven fabrics of synthetic filament yarn, including monofilament of >= 67 decitex and with a cross sectional dimension of <= 1 mm, consisting of layers of parallel textile yarns superimposed on each other at acute or right angles, the layers being bonded at the intersections of the yarns by an adhesive or by thermal bonding 5501 11 Filament tow as specified in note 1 to Chapter 55, of aramids 5501 19 Filament tow as specified in note 1 to Chapter 55, of nylon or other polyamides (excluding of aramids) 5501 20 Filament tow as specified in note 1 to Chapter 55, of polyesters 5501 30 Filament tow as specified in note 1 to Chapter 55, acrylic or modacrylic 5501 40 Synthetic filament tow as specified in note 1 to Chapter 55, of polypropylene 5501 90 Synthetic filament tow as specified in note 1 to Chapter 55 (excluding that of acrylic, modacrylic, polyesters, polypropylene, nylon or other polyamide filament) 5502 10 Artificial filament tow as specified in note 1 to Chapter 55, of acetate 5502 90 Artificial filament tow, as specified in note 1 to Chapter 55 (excluding of acetate) 5503 11 Staple fibres of aramids, not carded, combed or otherwise processed for spinning 5503 19 Staple fibres of nylon or other polyamides, not carded, combed or otherwise processed for spinning (excluding those of aramids) 5503 20 Staple fibres of polyesters, not carded, combed or otherwise processed for spinning 5503 30 Acrylic or modacrylic staple fibres, not carded, combed or otherwise processed for spinning 5503 40 Staple fibres of polypropylene, not carded, combed or otherwise processed for spinning 5503 90 Synthetic staple fibres, not carded, combed or otherwise processed for spinning (excluding those of polypropylene, acrylic, modacrylic, polyesters, nylon or other polyamides) 5504 90 Artificial staple fibres, not carded, combed or otherwise processed for spinning (excluding those of viscose rayon) 5506 10 Staple fibres of nylon or other polyamides, carded, combed or otherwise processed for spinning 5506 20 Staple fibres of polyesters, carded, combed or otherwise processed for spinning 5506 30 Acrylic or modacrylic staple fibres, carded, combed or otherwise processed for spinning 5506 40 Staple fibres of polypropylene, carded, combed or otherwise processed for spinning 5506 90 Synthetic staple fibres carded, combed or otherwise processed for spinning (excluding acrylic, modacrylic, polyester, polypropylene, nylon or other polyamides) 5507 Artificial staple fibres, carded, combed or otherwise processed for spinning 5512 21 Woven fabrics containing >= 85 % acrylic or modacrylic staple fibres by weight, unbleached or bleached 5512 99 Woven fabrics containing >= 85 % synthetic staple fibres by weight, dyed, made of yarn of different colours or printed (excluding those of acrylic, modacrylic or polyester staple fibres) 5516 Woven fabrics of artificial staple fibres 5601 29 Wadding of textile materials and articles thereof (excluding of cotton or man-made fibres; sanitary towels and tampons, napkins and napkin liners for babies and similar sanitary articles, wadding and articles thereof, impregnated or covered with medicated substances or put up for retail for medical, surgical, dental or veterinary purposes, or impregnated, coated or covered with perfumes, make-up, soaps, cleansing agents, etc.) 5601 30 Textile flock and dust and mill neps 5604 10 Textile-covered rubber thread and cord 5604 90 Textile yarn, strip and the like of heading 5404 and 5405, impregnated, coated, covered or sheathed with rubber or plastics (excluding imitation catgut, thread and cord with fish-hook attachments or otherwise put up as fishing line) 5605 Metallised yarn, whether or not gimped, being textile yarn, or strip or the like of heading 5404 or 5405, of textile fibres, combined with metal in the form of thread, strip or powder or covered with metal (excluding yarns manufactured from a mixture of textile fibres and metal fibres, with anti-static properties; yarns reinforced with metal wire; articles with the character of trimmings) 5607 41 Binder or baler twine, of polyethylene or polypropylene 5801 27 Warp pile fabrics, of cotton (excluding terry towelling and similar woven terry fabrics, tufted textile fabrics and narrow woven fabrics of heading 5806) 5803 Gauze (excluding narrow woven fabrics of heading 5806) 5806 40 Narrow fabrics consisting of warp without weft assembled by means of an adhesive “bolducs”, with a width of <= 30 cm 5901 10 Textile fabrics coated with gum or amylaceous substances, of a kind used for the outer covers of books, the manufacture of boxes and articles of cardboard or the like 5901 90 Tracing cloth; prepared painting canvas; buckram and similar stiffened textile fabrics of a kind used for hat foundations (excluding plastic-coated textile fabrics) 5905 Textile wallcoverings 5908 Textile wicks, woven, plaited or knitted, for lamps, stoves, lighters, candles or the like; incandescent gas mantles and tubular knitted gas-mantle fabric for incandescent gas mantles, whether or not impregnated (excluding wax-covered wicks of the taper variety, fuses and detonating fuses, wicks in the form of textile yarn and glass-fibre wicks) 5910 Transmission or conveyor belts or belting, of textile material, whether or not impregnated, coated, covered or laminated with plastics, or reinforced with metal or other material (excluding those of a thickness of < 3 mm and of indeterminate length or cut to length only, and those impregnated, coated, covered or laminated with rubber or made of yarn or cord impregnated or coated with rubber) 5911 10 Textile fabrics, felt and felt-lined woven fabrics, coated, covered or laminated with rubber, leather or other material, of a kind used for card clothing, and similar fabrics of a kind used for other technical purposes, including narrow fabrics made of velvet impregnated with rubber, for covering weaving spindles ‘weaving beams’ 5911 31 Textile fabrics and felts, endless or fitted with linking devices, of a kind used in papermaking or similar machines, e.g. for paper pulp or asbestos-cement, weighing < 650 g/m2 5911 32 Textile fabrics and felts, endless or fitted with linking devices, of a kind used in papermaking or similar machines, e.g. for paper pulp or asbestos-cement, weighing >= 650 g/m2 5911 40 Straining cloth of a kind used in oil-presses or for similar technical purposes, including that of human hair 6001 99 Pile fabrics, knitted or crocheted (excluding cotton or man-made fibres and ‘long pile’ fabrics) 6003 10 Knitted or crocheted fabrics of wool or fine animal hair, of a width of <= 30 cm (excluding those containing by weight >= 5% of elastomeric yarn or rubber thread, and pile fabrics, including “long pile”, looped pile fabrics, labels, badges and similar articles, and knitted or crocheted fabrics, impregnated, coated, covered or laminated) 6003 20 Knitted or crocheted fabrics of cotton, of a width of <= 30 cm (excluding those containing by weight >= 5% of elastomeric yarn or rubber thread, and pile fabrics, including “long pile”, looped pile fabrics, labels, badges and similar articles, and knitted or crocheted fabrics, impregnated, coated, covered or laminated) 6003 30 Knitted or crocheted fabrics of synthetic fibres, of a width of <= 30 cm (excluding those containing by weight >= 5% of elastomeric yarn or rubber thread, and pile fabrics, including “long pile”, looped pile fabrics, labels, badges and similar articles, knitted or crocheted fabrics, impregnated, coated, covered or laminated, and sterile surgical or dental adhesion barriers of subheading 3006 10 30) 6003 40 Knitted or crocheted fabrics of artificial fibres, of a width of <= 30 cm (excluding those containing by weight >= 5 % of elastomeric yarn or rubber thread, and pile fabrics, including ‘long pile’, looped pile fabrics, labels, badges and similar articles, knitted or crocheted fabrics, impregnated, coated, covered or laminated, and sterile surgical or dental adhesion barriers of subheading 3006 10 30) 6003 90 Knitted or crocheted fabrics of a width of <= 30 cm (excluding of cotton, man-made fibres, wool or fine animal hair, those containing by weight >= 5% of elastomeric yarn or rubber thread, and pile fabrics, including “long pile”, looped pile fabrics, labels, badges and similar articles, knitted or crocheted fabrics, impregnated, coated, covered or laminated, and sterile surgical or dental adhesion barriers of subheading 3006 10 30) 6005 36 Unbleached or bleached warp knit fabrics of synthetic fibres ‘including those made on galloon knitting machines’, of a width of > 30 cm (excluding those containing by weight >= 5 % of elastomeric yarn or rubber thread, and pile fabrics, including ‘long pile’, looped pile fabrics, labels, badges and similar articles, and knitted or crocheted fabrics, impregnated, coated, covered or laminated) 6005 44 Printed warp knit fabrics of artificial fibres including those made on galloon knitting machines’, of a width of > 30 cm (excluding those containing by weight >= 5 % of elastomeric yarn or rubber thread, and pile fabrics, including ‘long pile’, looped pile fabrics, labels, badges and similar articles, and knitted or crocheted fabrics, impregnated, coated, covered or laminated) 6006 10 Fabrics, knitted or crocheted, of a width of > 30 cm, of wool or fine animal hair (excluding warp knit fabrics ‘including those made on galloon knitting machines’, those containing by weight >= 5 % of elastomeric yarn or rubber thread, and pile fabrics, including ‘long pile’, looped pile fabrics, labels, badges and similar articles, and knitted or crocheted fabrics, impregnated, coated, covered or laminated) 6309 Worn clothing and clothing accessories, blankets and travelling rugs, household linen and articles for interior furnishing, of all types of textile materials, including all types of footwear and headgear, showing signs of appreciable wear and presented in bulk or in bales, sacks or similar packings (excluding carpets, other floor coverings and tapestries) 6802 92 Calcareous stone, in any form (excluding marble, travertine and alabaster, tiles, cubes and similar articles of subheading 6802 10, imitation jewellery, clocks, lamps and lighting fittings and parts thereof, original sculptures and statuary, setts, curbstones and flagstones) 6804 Millstones, grindstones, grinding wheels and the like, without frameworks, for grinding, sharpening, polishing, trueing or cutting, hand sharpening or polishing stones, and parts thereof, of natural stone of agglomerated natural or artificial abrasives, or of ceramics, with or without parts of other materials 6806 10 Slag-wool, rock-wool and similar mineral wools, including intermixtures thereof, in bulk, sheets or rolls 6806 20 Exfoliated vermiculite, expanded clays, foamed slag and similar expanded mineral materials, including intermixtures thereof 6806 90 Mixtures and articles of heat-insulating, sound-insulating or sound absorbing mineral materials (excluding slag-wool, rock-wool and similar mineral wools, exfoliated vermiculite, expanded clays, foamed slag and similar expanded mineral materials, articles of light concrete, asbestos-cement, cellulose fibre-cement or the like, mixtures and other articles of or based on asbestos, and ceramic products) 6807 10 Articles of asphalt or of similar materials, e.g. petroleum bitumen or coal tar pitch, in rolls 6807 90 Articles of asphalt or of similar materials, e.g. petroleum bitumen or coal tar pitch (excluding in rolls) 6809 19 Boards, sheets, panels, tiles and similar articles, of plaster or compositions based on plaster (excluding ornamented, faced or reinforced with paper or paperboard only, and with plaster agglomerated articles for heat-insulation, sound-insulation or sound absorption) 6810 Articles of cement, of concrete or of artificial stone, whether or not reinforced 6811 40 Articles of asbestos-cement, cellulose fibre-cement or the like, containing asbestos 6811 81 Corrugated sheets of cellulose fibre-cement or the like, not containing asbestos 6811 82 Sheets, panels, paving, tiles and similar articles, of cellulose fibre-cement or the like, not containing asbestos (excluding corrugated sheets) 6811 89 Articles of cellulose fibre-cement or the like, not containing asbestos (excluding corrugated and other sheets, panels, tiles and similar articles) 6813 Friction material and articles thereof (for example, sheets, rolls, strips, segments, discs, washers, pads), not mounted, for brakes, for clutches or the like, with a basis of asbestos, of other mineral substances or of cellulose, whether or not combined with textile or other materials 6814 90 Worked mica and articles of mica (excluding electrical insulators, insulating fittings, resistors and capacitors, protective goggles of mica and their glasses, mica in the form of christmas tree decorations, and plates, sheets and strips of agglomerated or reconstituted mica, whether or not on supports) 6815 Articles of stone or of other mineral substances (including carbon fibres, articles of carbon fibres and articles of peat), not elsewhere specified or included 6901 Bricks, blocks, tiles and other ceramic goods of siliceous fossil meals, e.g. kieselguhr, tripolite or diatomite, or of similar siliceous earths 6902 Refractory bricks, blocks, tiles and similar refractory ceramic constructional goods, other than those of siliceous fossil meals or similar siliceous earths 6903 Other refractory ceramic goods (for example, retorts, crucibles, muffles, nozzles, plugs, supports, cupels, tubes, pipes, sheaths, rods and slide gates), other than those of siliceous fossil meals or of similar siliceous earths 6904 10 Building bricks (excluding those of siliceous fossil meals or similar siliceous earths, and refractory bricks of heading 6902) 6905 10 Roofing tiles 6905 90 Ceramic chimney pots, cowls, chimney liners, architectural ornaments and other ceramic constructional goods (excluding of siliceous fossil meals or similar siliceous earths, refractory ceramic constructional components, pipes and other components for drainage and similar purposes, and roofing tiles) 6906 Ceramic pipes, conduits, guttering and pipe fittings (excluding of siliceous fossil meals or similar siliceous earths, refractory ceramic goods, chimney liners, pipes specifically manufactured for laboratories, insulating tubing and fittings and other piping for electrotechnical purposes) 6907 22 Finishing ceramics (excluding refractory) 6907 40 Finishing ceramics (excluding refractory) 6909 Ceramic wares for laboratory, chemical or other technical uses; ceramic troughs, tubs and similar receptacles of a kind used in agriculture; ceramic pots, jars and similar articles of a kind used for the conveyance or packing of goods 7002 10 Glass in balls, unworked (excluding glass microspheres <= 1 mm in diameter, glass balls of the nature of a toy) 7002 20 Rods of glass, unworked 7002 31 Tubes of fused quartz or other fused silica, unworked 7002 32 Tubes of glass having a linear coefficient of expansion <= 5 x 10-6 per kelvin within a temperature range of 0°C to 300°C, unworked (excluding tubes of glass having a linear coefficient of expansion <= 5 x 10-6 per kelvin within a temperature range of 0°C to 300°C) 7002 39 Tubes of glass, unworked (excluding tubes of glass having a linear coefficient of expansion <= 5 x 10-6 per kelvin within a temperature range of 0°C to 300°C or of fused quartz or other fused silica) 7003 12 Cast glass and rolled glass, in non-wired sheets, coloured throughout the mass “body tinted”, opacified, flashed or having an absorbent, reflecting or non-reflecting layer, but not otherwise worked 7003 19 Cast glass and rolled glass, in non-wired sheets, not otherwise worked (excluding glass coloured throughout the mass “body tinted”, opacified, flashed or having an absorbent, reflecting or non-reflecting layer) 7003 20 Cast glass and rolled glass, in wired sheets, whether or not with absorbent, reflecting or non-reflecting layer, but not otherwise worked 7003 30 Profiles of glass, whether or not having an absorbent, reflecting or non-reflecting layer, but not otherwise worked 7004 20 Sheets of glass, drawn or blown, coloured throughout the mass ‘body tinted’ opacified, flashed or having an absorbent, reflecting or non-reflecting layer, but not otherwise worked 7004 90 Sheets of glass, drawn or blown, but not otherwise worked (excluding glass coloured throughout the mass “body tinted” opacified, flashed or having an absorbent, reflecting or non-reflecting layer) 7005 10 Float glass and surface ground or polished glass, in sheets, having an absorbent, reflecting or non-reflecting layer, but not otherwise worked (excluding wired glass) 7005 21 Float glass and surface ground glass, in sheets, coloured throughout the mass “body tinted”, opacified, flashed or merely surface ground, but not otherwise worked (excluding wired glass or glass having an absorbent, reflecting or non-reflecting layer) 7005 29 Float glass and surface ground and polished glass, in sheets, but not otherwise worked (excluding wired glass or glass coloured throughout the mass “body tinted”, opacified, flashed or merely surface ground, or glass having an absorbent, reflecting or non-reflecting layer) 7005 30 Float glass and surface ground and polished glass, in sheets, whether or not having an absorbent, reflecting or non-reflecting layer, wired, but not otherwise worked 7007 11 Toughened “tempered” safety glass, of size and shape suitable for incorporation in motor vehicles, aircraft, spacecraft, vessels and other vehicles 7007 19 Glass; safety glass, toughened (tempered), (not of a size and shape suitable for incorporation in vehicles, aircraft, spacecraft or vessels) 7007 21 Glass; safety glass, laminated, of size and shape suitable for incorporation in vehicles, aircraft, spacecraft or vessels 7007 29 Laminated safety glass (excluding glass of size and shape suitable for incorporation in motor vehicles, aircraft, spacecraft, vessels or other vehicles, multiple-walled insulating units) 7011 10 Glass envelopes, including bulbs and tubes, open, and glass parts thereof, without fittings, for electric lighting 7301 20 Angles, shapes and sections, of iron or steel, welded 7304 24 Casing and tubing, seamless, of a kind used for drilling for oil or gas, of stainless steel 7307 22 Threaded elbows, bends and sleeves 7308 Structures and parts of structures “e.g. bridges and bridge-sections, lock-gates, towers, lattice masts, roofs, roofing frameworks, doors and windows and their frames and thresholds for doors, shutters, balustrades, pillars and columns”, of iron or steel; plates, rods, angles, shapes, sections, tub 7309 Reservoirs, tanks, vats and similar containers for any material (other than compressed or liquefied gas), of iron or steel, of a capacity exceeding 300 l, whether or not lined or heat-insulated, but not fitted with mechanical or thermal equipment 7310 Tanks, casks, drums, cans, boxes and similar containers, of iron or steel, for any material “other than compressed or liquefied gas”, of a capacity of <= 300 l, not fitted with mechanical or thermal equipment, whether or not lined or heat-insulated, n.e.s 7311 Containers of iron or steel, for compressed or liquefied gas (excluding containers specifically constructed or equipped for one or more types of transport) 7312 Stranded wire, ropes, cables, plaited bands, slings and the like, of iron or steel, not electrically insulated 7313 Barbed wire of iron or steel; twisted hoop or single flat wire, barbed or not, and loosely twisted double wire, of a kind used for fencing, of iron or steel 7314 Cloth (including endless bands), grill, netting and fencing, of iron or steel wire; expanded metal of iron or steel 7315 Chain and parts thereof, of iron or steel 7318 24 Cotters and cotter pins, of iron or steel 7320 20 Helical springs, of iron or steel (excluding flat spiral springs, clock and watch springs, springs for sticks and handles of umbrellas or parasols, and shock absorbers of section 17) 7322 90 Air heaters and hot-air distributors, including distributors which can also distribute fresh or conditioned air, non-electrically heated, incorporating a motor-driven fan or blower, and parts thereof, of iron or steel 7324 29 Baths of steel sheet 7326 Iron or steel; articles, n.e.c. in chapter 73 7401 Copper mattes; cement copper (precipitated copper) 7402 Copper; unrefined, copper anodes for electrolytic refining 7403 Copper; refined and copper alloys, unwrought 7404 Copper; waste and scrap 7405 Copper; master alloys 7406 Copper; powders and flakes 7407 10 Bars, rods and profiles, of refined copper 7407 21 Bars, rods and profiles, of copper-zinc base alloys “brass”, n.e.s. 7407 29 Bars, rods and profiles of copper alloys, n.e.s. (excluding such articles of copper-zinc base alloys “brass”) 7408 11 Wire of refined copper, with a maximum cross-sectional dimension of > 6 mm 7408 19 Wire of refined copper, with a maximum cross-sectional dimension of <= 6 mm 7408 21 Wire of copper-zinc base alloys “brass” 7408 22 Wire of copper-nickel alloys “cupro-nickel” or copper-nickel-zinc alloys “nickel silver” 7408 29 Wire of copper alloys (other than copper-zinc alloys (brass) copper-nickel alloys (cupro-nickel) or copper-nickel-zinc alloys (nickel silver)) 7409 21 Plates, sheets and strip, of copper-zinc base alloy “brass”, of a thickness of > 0.15 mm, in coils (excluding expanded sheet and strip and electrically insulated strip) 7409 29 Plates, sheets and strip, of copper-zinc base alloys “brass”, of a thickness of > 0.15 mm, not in coils (excluding expanded sheet and strip and electrically insulated strip) 7409 31 Plates, sheets and strip, of copper-tin base alloys “bronze”, of a thickness of > 0.15 mm, in coils (excluding expanded sheet and strip and electrically insulated strip) 7409 39 Plates, sheets and strip, of copper-tin base alloys “bronze”, of a thickness of > 0.15 mm, not in coils (excluding expanded sheet and strip and electrically insulated strip) 7409 90 Plates, sheets and strip, of copper alloys, of a thickness of > 0.15 mm (excluding copper-zinc base alloys “brass”, copper-tin base alloys “bronze”, copper-nickel base alloys “cupro-nickel”, copper-nickel-zinc base alloys “nickel silver”, and expanded sheet and strip and electrically insulated strip) 7415 10 Copper; nails and tacks, drawing pins, staples and similar articles of copper, or of iron or steel with copper heads 7415 21 Washers, ‘including spring washers and spring lock washers’, of copper 7415 29 Copper; rivets, cotters, cotter-pins and similar articles, not threaded 7415 33 Copper; screws, bolts and nuts, threaded 7415 39 Copper; articles n.e.c. in heading no. 7415 7418 Copper; table, kitchen or other household articles and parts thereof; pot scourers, scouring, polishing pads, gloves and the like; sanitary ware and parts thereof 7505 11 Bars, rods, profiles and wire, of non-alloy nickel, n.e.s. (excluding electrically insulated products) 7505 12 Bars, rods, profiles and wire, of nickel alloys, n.e.s. (excluding electrically insulated products) 7505 21 Wire of non-alloy nickel (excluding electrically insulated products) 7505 22 Wire of nickel alloys (excluding electrically insulated products) 7506 10 Plates, sheets, strip and foil, of non-alloy nickel (excluding expanded plates, sheets or strip) 7506 20 Plates, sheets, strip and foil, of nickel alloys (excluding expanded plates, sheets or strip) 7507 11 Tubes and pipes of non-alloy nickel 7507 12 Tubes and pipes of nickel alloys 7507 20 Tube or pipe fittings, of nickel 76 Aluminium and articles thereof 7801 Unwrought lead 7804 11 Lead plates, sheets, strip and foil; lead powders and flakes - Plates, sheets, strip and foil - Sheets, strip and foil of a thickness (excluding any backing) not exceeding 0.2 mm 7804 19 Lead plates, sheets, strip and foil; lead powders and flakes - Plates, sheets, strip and foil - Other 7804 20 Lead powders and flakes (excluding grains of lead, and spangles of heading 8308) 7905 Zinc plates, sheets, strip and foil 8001 10 Unwrought tin, not alloyed 8001 20 Unwrought tin alloys 8003 Tin bars, rods, profiles and wire 8007 Articles of tin 8101 Tungsten (wolfram) and articles thereof, including waste and scrap 8102 10 Molybdenum powders 8102 94 Unwrought molybdenum, including bars and rods obtained simply by sintering 8102 95 Molybdenum bars and rods (other than those obtained simply by sintering), profiles, plates, sheets, strip and foil, n.e.s. 8102 96 Molybdenum wire 8102 97 Molybdenum waste and scrap (excluding ash and residues containing molybdenum) 8102 99 Articles of molybdenum, n.e.s. 8103 2000 Unwrought tantalum, including bars and rods obtained simply by sintering; powders 8103 3000 Tantalum waste and scrap (excl. ash and residues containing tantalum) 8103 9100 Tantalum crucibles 8103 99 Articles of tantalum, n.e.s. 8104 Magnesium and articles thereof, including waste and scrap 8105 Cobalt mattes and other intermediate products of cobalt metallurgy; cobalt and articles thereof, including waste and scrap 8108 Titanium and articles thereof, including waste and scrap 8109 21 Unwrought zirconium and zirconium powders, containing => 1 part hafnium to 500 parts zirconium by weight 8109 31 Zirconium waste and scrap, containing less than 1 part hafnium to 500 parts zirconium by weight 8109 39 Zirconium waste and scrap - Other 8109 91 Articles of zirconium, containing less than 1 part hafnium to 500 part zirconium by weight 8109 99 Articles of zirconium - Other 8110 Antimony and articles thereof 8112 12 Beryllium 8112 13 Beryllium waste and scrap 8112 19 Beryllium other 8112 22 Chromium: Waste and scrap 8112 29 Chromium: Other 8112 92 Unwrought niobium , gallium, indium, vanadium and germanium; powders and waste and scrap of these metals (excl. ash and residues) 8112 99 Articles of niobium (“columbium”), gallium, indium, vanadium and germanium 8202 Handsaws; blades for saws of all kinds (including slitting, slotting or toothless saw blades) 8203 Tools, hand; files, rasps, pliers (including cutting pliers), pincers, tweezers, metal cutting shears, pipe cutters, bolt croppers, perforating punches and similar 8204 Tools, hand; hand-operated spanners and wrenches (including torque meter wrenches but not including tap wrenches), interchangeable spanner sockets, with or without handles 8207 60 Tools for boring or broaching 8208 10 Knives and cutting blades, for machines or for mechanical appliances - for metalworking 8208 20 Knives and cutting blades, for machines or for mechanical appliances - for wood-working 8208 30 Knives and cutting blades, for machines or for mechanical appliances - used by the food industry 8208 40 Knives and cutting blades, for machines or for mechanical appliances - for agricultural, horticultural or forestry machines 8208 90 Knives and cutting blades, for machines or for mechanical appliances - other 8301 20 Locks used for motor vehicles, of base metal 8301 70 Keys presented separately 8302 Base-metal mountings, fittings and similar articles suitable for furniture, doors, staircases, windows, blinds, coachwork, saddlery, trunks, chests, caskets or the like; base-metal hat-racks, hat-pegs, brackets and similar fixtures; castors with mountings of base metal; automatic door closers of base metal 8309 10 Crown corks of base metal 8309 90 Stoppers, caps and lids, including screw caps and pouring stoppers, capsules for bottles, threaded bungs, bung covers, seals and other packing accessories of base metal (excluding crow corks) 8402 12 Watertube boilers with a steam production not exceeding 45 tonnes per hour 8402 19 Other vapour generating boilers, including hybrid boilers 8402 20 Superheated water boilers 8402 90 Steam or other vapour generating boilers (other than central heating hot water boilers capable also of producing low pressure steam); superheated water boilers - Parts 8405 90 Parts of producer gas or water gas generators and acetylene gas generators or similar water process gas generators, n.e.s. 8406 90 Steam turbines and other vapour turbines – Parts 8408 Compression-ignition internal combustion piston engine “diesel or semi-diesel engine” 8412 10 Reaction engines other than turbojets 8412 21 Engines and motors - linear acting (cylinders) 8412 29 Hydraulic power engines and motors - Other 8412 39 Pneumatic power engines and motors - Other 8413 11 Pumps fitted or designed to be fitted with a measuring device, for dispensing fuel or lubricants, of the type used in filling stations or in garages 8413 19 Pumps for liquids, fitted or designed to be fitted with a measuring device (excluding pumps for dispensing fuel or lubricants, of the type used in filling stations or in garages) 8413 30 Fuel, lubricating or cooling medium pumps for internal combustion piston engine 8413 50 Reciprocating positive displacement pumps for liquids, power-driven (excluding those of subheading 8413 11 and 8413 19, fuel, lubricating or cooling medium pumps for internal combustion piston engine and concrete pumps) 8413 60 Rotary positive displacement pumps for liquids, power-driven (excluding those of subheading 8413 11 and 8413 19, fuel, lubricating or cooling medium pumps for internal combustion piston engine) 8413 81 Pumps for liquids, power-driven (excluding those of subheading 8413 11 and 8413 19, fuel, lubricating or cooling medium pumps for internal combustion piston engine, concrete pumps, general reciprocating or rotary positive displacement pumps and centrifugal pumps of all kinds) 8414 Air or vacuum pumps, air or other gas compressors and fans; ventilating or recycling hoods incorporating a fan, whether or not fitted with filters; gas-tight biological safety cabinets, whether or not fitted with filters 8415 83 Other air-conditioning machines, comprising a motor-driven fan and elements for changing the temperature and humidity, including those machines in which the humidity cannot be separately regulated - not incorporating a refrigerating unit 8416 10 Furnace burners for liquid fuel 8416 20 Furnace burners for pulverised solid fuel or gas, including combination burners 8416 30 Mechanical stokers, including their mechanical grates, mechanical ash dischargers and similar appliances (excluding burners) 8416 90 Parts of furnace burners such as mechanical stokers, including their mechanical grates, mechanical ash dischargers and similar appliances 8418 61 Heat pumps (excluding air conditioning machines of heading 8415) 8419 19 Instantaneous or storage water heaters, non-electric (excluding instantaneous gas water heaters and boilers or water heaters for central heating) 8419 40 Distilling or rectifying plant 8419 50 Heat-exchange units (excluding those used with boilers) 8419 89 Machinery, plant or laboratory equipment, whether or not electrically heated, for the treatment of materials by a process involving a change of temperature such as heating, cooking, roasting, sterilising, pasteurising, steaming, evaporating, vaporising, condensing or cooling, n.e.s. (excluding machinery used for domestic purposes and furnaces, ovens and other equipment of heading 8514) 8419 90 Parts of machinery, plant and laboratory equipment, whether or not electrically heated, for the treatment of materials by a process involving a change of temperature, and of non-electric instantaneous and storage water heaters, n.e.s. 8420 Calendering or other rolling machines, other than for metals or glass, and cylinders therefor 8422 20 Machinery; for cleaning or drying bottles or other containers 8422 30 Machinery; for filling, closing, sealing, capsuling or labelling bottles, cans, bags or other containers, machinery for aerating beverages 8422 40 Machinery; for packing or wrapping 8423 Weighing machinery (excluding balances of a sensitivity of 5 cg or better), including weight-operated counting or checking machines; weighing machine weights of all kinds 8424 89 Other appliances - Other 8424 90 Mechanical appliances (whether or not hand-operated) for projecting, dispersing or spraying liquids or powders; fire extinguishers, whether or not charged; spray guns and similar appliances; steam or sandblasting machines and similar jet projecting machines - Parts 8425 11 Pulley tackle and hoists other than skip hoists or hoists of a kind used for raising vehicles powered by electric motor 8426 12 Mobile lifting frames on tyres and straddle carriers 8426 99 Ships’ derricks; cranes, including cable cranes; mobile lifting frames, straddle carriers and works trucks fitted with a crane - Other 8427 20 11 Rough terrain fork-lift and other stacking trucks, self-propelled, with a lifting height >= 1 m 8427 20 19 Works trucks, self-propelled, with a lifting height >= 1 m, non- powered with an electric motor (excluding rough terrain fork-lift trucks and other stacking trucks) 8427 20 90 Works trucks, self-propelled, with a lifting height < 1 m, non-powered with an electric motor 8429 19 Bulldozers and angledozers - Other 8429 59 Mechanical shovels, excavators and shovel loaders – Other 8430 50 Self-propelled earth-moving machinery, n.e.s. 8430 69 Earth moving machinery, not self-propelled, n.e.s. 8439 10 Machinery for making pulp of fibrous cellulosic material 8439 30 Machinery for finishing paper or paperboard 8440 90 Bookbinding machinery, including book-sewing machines - Parts 8441 30 Machines for making cartons, boxes, cases, tubes, drums or similar containers, other than by moulding 8442 30 Machinery, apparatus and equipment for preparing or making printing plates, cylinders or other printing components (excluding machines of headings 8456 to 8465) 8442 40 Parts of the foregoing machinery, apparatus or equipment 8443 11 Offset printing machinery, reel fed 8443 13 Other offset printing machinery 8443 15 Letterpress printing machinery, other than reel fed, excluding flexographic printing 8443 16 Flexographic printing machinery 8443 17 Gravure printing machinery 8443 91 Parts and accessories of printing machinery used for printing by means of plates, cylinders and other printing components of heading 8442 8444 Machines for extruding, drawing, texturing or cutting man-made textile materials 8448 11 Dobbies and jacquards; card-reducing, copying, punching or assembling machines for use therewith 8448 19 Auxiliary machinery for machines of heading 8444, 8445, 8446 or 8447 - Other 8448 33 Spindles, spindle flyers, spinning rings and ring travellers 8448 42 Reeds for looms, healds and heald-frames 8448 49 Parts and accessories of weaving machines (looms) or of their auxiliary machinery - Other 8448 51 Sinkers, needles and other articles used in forming stitches 8451 10 Dry-cleaning machines 8451 29 Drying machines - Other 8451 30 Ironing machines and presses (including fusing presses) 8451 90 Machinery (other than machines of heading 8450) for washing, cleaning, wringing, drying, ironing, pressing (including fusing presses), bleaching, dyeing, dressing, finishing, coating or impregnating textile yarns, fabrics or made-up textile articles and machines for applying the paste to the base fabric or other support used in the manufacture of floor coverings such as linoleum; machines for reeling, unreeling, folding, cutting or pinking textile fabrics - Parts 8453 10 Machinery for preparing, tanning or working hides, skins or leather 8453 80 Other machinery 8453 90 Machinery for preparing, tanning or working hides, skins or leather or for making or repairing footwear or other articles of hides, skins or leather, other than sewing machines – Parts 8454 10 Converters 8458 Lathes (including turning centres) for removing metal 8459 10 Way-type unit head machines 8459 61 Milling machines for metals, numerically controlled (excluding way-type unit head machines, boring-milling machines, knee-type milling machines and gear cutting machines) 8459 69 Milling machines for metals, not numerically controlled (excluding way-type unit head machines, boring-milling machines, knee-type milling machines and gear cutting machines) 8459 70 Other threading or tapping machines 8461 20 Shaping or slotting machines, for working metals, metal carbides or cermets 8461 30 Broaching machines, for working metals, metal carbides or cermets 8461 40 Gear-cutting, gear-grinding or gear-finishing machines 8461 50 11 Circular saws for working metals, metal carbides or cermets (excluding machines for working in the hand) 8461 50 19 Sawing machines for working metals, metal carbides or cermets (excluding machines for working in the hand and circular saws) 8461 50 90 Cutting-off machines for working metals, metal carbides or cermets (excluding machines for working in the hand and sawing machines) 8461 90 Machine tools for planing, shaping, slotting, broaching, gear cutting, gear grinding or gear finishing, sawing, cutting-off and other machine tools working by removing metal or cermets, not elsewhere specified or included - Other 8463 Machine tools for working metal, sintered metal carbides or cermets, without removing material (excluding forging, bending, folding, straightening and flattening presses, shearing machines, punching or notching machines, presses and machines for working in the hand) 8464 Machine tools for working stone, ceramics, concrete, asbestos-cement or like mineral materials or for cold-working glass (excluding machines for working in the hand) 8466 10 Tool holders and self-opening dieheads 8466 20 Work holders for machine tools 8466 30 Dividing heads and other special attachments for machine tools, n.e.s. 8466 91 Other parts and accessories suitable for use solely or principally with the machines of headings 8456 to 8465, including work or tool holders, self-opening dieheads, dividing heads and other special attachments for the machines; tool holders for any type of tool for working in the hand - For machines of heading 8464 8466 92 Parts and accessories suitable for use solely or principally with the machines of headings 8456 to 8465, including work or tool holders, self-opening dieheads, dividing heads and other special attachments for the machines; tool holders for any type of tool for working in the hand - For machines of headings 8456 to 8461 8466 93 Parts and accessories suitable for use solely or principally with the machines of headings 8456 to 8465, including work or tool holders, self-opening dieheads, dividing heads and other special attachments for the machines; tool holders for any type of tool for working in the hand; For machines of headings 8456 to 8461 8471 50 Processing units other than those of subheading 8471 41 or 8471 49, whether or not containing in the same housing one or two of the following types of unit: storage units, input units, output units 8471 80 Units for automatic data-processing machines (excluding processing units, input or output units and storage units) 8474 10 Sorting, screening, separating or washing machines 8474 39 Mixing or kneading machines - Other 8474 80 Machinery for sorting, screening, separating, washing, crushing, grinding, mixing or kneading earth, stone, ores or other mineral substances, in solid (including powder or paste) form; machinery for agglomerating, shaping or moulding solid mineral fuels, ceramic paste, unhardened cements, plastering materials or other mineral products in powder or paste form; machines for forming foundry moulds of sand - Other machinery 8475 21 Machines for making optical fibres and preforms thereof 8475 29 Machines for manufacturing or hot working glass or glassware - Other 8475 90 Machines for assembling electric or electronic lamps, tubes or valves or flashbulbs, in glass envelopes; machines for manufacturing or hot working glass or glassware - Parts 8477 30 Blow-moulding machines for working rubber or plastics 8479 10 Machinery for public works, building or the like 8479 30 Presses for the manufacture of particle board or fibre building board of wood or other ligneous materials and other machinery for treating wood or cork 8479 50 Industrial robots, not elsewhere specified or included 8479 82 Mixing, kneading, crushing, grinding, screening, sifting, homogenising, emulsifying or stirring machines, n.e.s. (excluding industrial robots) 8479 89 Machines and mechanical appliances, n.e.s. 8479 90 Machines and mechanical appliances having individual functions, not specified or included elsewhere in Chapter 84 - Parts 8480 20 Mould bases 8480 30 Moulding patterns 8480 60 Moulds for mineral materials 8481 10 Pressure-reducing valves 8481 20 Valves for oleohydraulic or pneumatic transmissions 8481 30 Check “non-return” valves for pipes, boiler shells, tanks, vats or the like 8481 40 Safety or relief valves 8482 10 Ball bearings 8482 20 Tapered roller bearings, including cone and tapered roller assemblies 8482 40 Needle roller bearings 8482 91 Balls, needles and rollers 8483 Transmission shafts, including camshafts and crankshafts, and cranks; bearing housings and plain shaft bearings for machines; gears and gearing; ball or roller screws, gear boxes and other speed changers, including torque converters; flywheels and pulleys, including pulley blocks, clutches and shaft couplings 8484 20 Mechanical seals 8486 Machines and apparatus of a kind used solely or principally for the manufacture of semiconductor boules or wafers, semiconductor devices, electronic integrated circuits or flat panel displays; machines and apparatus specified in note 11(c) to Chapter 84; parts and accessories, n.e.s. 8502 13 20 Generating sets with compression-ignition internal combustion piston engine “diesel or semi-diesel engine” of an output > 375 kVA but <= 750 kVA 8502 13 40 Generating sets with compression-ignition internal combustion piston engine “diesel or semi-diesel engine” of an output > 750kVA but <= 2,000 kVA 8502 13 80 Generating sets with compression-ignition internal combustion piston engine “diesel or semi-diesel engine” of an output > 2,000 kVA 8502 20 Generating sets with spark-ignition internal combustion piston engine 8502 31 Generating sets, wind-powered 8502 39 Other generating sets - Other 8502 40 Electric rotary converters 8504 33 Transformers having a power handling capacity exceeding 16 kVA but not exceeding 500 kVA 8504 34 Transformers having a power handling capacity exceeding 500 kVA 8505 19 Permanent magnets and articles intended to become permanent magnets after magnetization, of materials other than metal 8505 20 Electromagnetic couplings, clutches and brakes 8505 90 Electromagnets and electromagnetic lifting heads, and their parts (excluding magnets for medical use); electromagnetic or permanent magnet chucks, clamps and similar holding devices and their parts, n.e.s. 8507 30 Electric accumulators, including separators therefor, whether or not rectangular (including square) - Nickel-cadmium 8511 Electrical ignition or starting equipment of a kind used for spark-ignition or compression-ignition internal combustion engines e.g. ignition magnetos, ignition coils, sparking plugs, glow plugs and starter motors; generators e.g. dynamos and alternators and cut-outs of a kind used in conjunction with such engines; parts thereof 8514 20 Furnaces and ovens functioning by induction or dielectric loss 8514 31 Electron beam furnaces 8514 40 Equipment for the heat treatment of materials by induction or dielectric loss (excluding ovens and furnaces) 8516 21 Electric storage heating radiators, for space-heating 8516 80 Electric heating resistors (excluding those of agglomerated coal and graphite) 8523 51 Solid-state, non-volatile data storage devices for recording data from an external source (excluding goods of Chapter 37) 8525 50 Transmission apparatus 8525 60 Transmission apparatus for radio-broadcasting or television, incorporating reception apparatus 8525 81 High-speed television cameras, digital cameras and video camera recorders as specified in subheading note 1 to Chapter 85 8525 82 Radiation-hardened or radiation-tolerant television cameras, digital cameras and video camera recorders as specified in subheading note 2 to Chapter 85 8525 83 Night vision television cameras, digital cameras and video camera recorders as specified in subheading note 3 to Chapter 85 8526 10 Radar apparatus 8526 91 Radio navigational aid apparatus 8526 92 Radio remote control apparatus 8529 90 Other parts suitable for use solely or principally with the apparatus of headings 8524 to 8528 8530 90 Electrical signalling, safety or traffic control equipment for railways, tramways, roads, inland waterways, parking facilities, port installations or airfields (other than those of heading 8608) - Parts 8533 29 Other fixed resistors - Other 8535 21 Automatic circuit breakers for a voltage > 1,000 V but < 72.5 kV 8535 29 Automatic circuit breakers for a voltage >= 72.5 kV 8535 30 Isolating switches and make-and-break switches 8535 40 Lightning arresters, voltage limiters and surge suppressors, for a voltage > 1,000 V 8535 90 Electrical apparatus for switching or protecting electrical circuits, or for making connections to or in electrical circuits (for example, switches, fuses, lightning arresters, voltage limiters, surge suppressors, plugs and other connectors, junction boxes), for a voltage exceeding 1,000 V - Other 8539 41 Arc lamps 8539 51 Light-emitting diode (LED) modules 8539 52 Light-emitting diode (LED) lamps 8540 20 Television camera tubes; image converters and intensifiers; other photocathode tubes 8540 60 Other cathode ray tubes 8540 71 Magnetrons 8540 79 Microwave tubes (for example, magnetrons, klystrons, travelling-wave tubes, carcinotrons), excluding grid-controlled tubes - Other 8540 81 Receiver or amplifier valves and tubes 8540 89 Other valves and tubes - Other 8540 91 Parts of cathode ray tubes 8547 90 Insulating fittings for electrical machines, appliances or equipment, being fittings wholly of insulating material apart from any minor components of metal (for example, threaded sockets) incorporated during moulding solely for purposes of assembly, other than insulators of heading 8546; electrical conduit tubing and joints therefor, of base metal lined with insulating material - Other 8548 Electrical parts of machinery or apparatus, not specified or included elsewhere in Chapter 85 8549 Electrical and electronic waste and scrap 8601 10 Rail locomotives powered from an external source of electricity 8602 90 Rail locomotives powered by electric accumulators 8604 Railway or tramway maintenance or service vehicles, whether or not self-propelled (for example, workshops, cranes, ballast tampers, trackliners, testing coaches and track inspection vehicles) 8606 92 Other railway or tramway goods vans and wagons, not self-propelled - Open, with non-removable sides of a height exceeding 60 cm 8703 10 Vehicles for the transport of <10 persons on snow; golf cars and similar vehicles 8703 23 Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with only spark-ignition internal combustion reciprocating piston engine of a cylinder capacity >1,500 cm³ but <= 3,000 cm³ 8703 24 Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with only spark-ignition internal combustion reciprocating piston engine of a cylinder capacity > 3,000 cm³ 8703 32 Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with only diesel engine of a cylinder capacity > 1,500 cm³ but <= 2,500 cm³ 8703 33 Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with only diesel engine of a cylinder capacity > 2,500 cm³ 8703 40 Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with both spark-ignition internal combustion reciprocating piston engine and electric motor as motors for propulsion (excluding plug-in hybrids) 8703 50 Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with both diesel engine and electric motor as motors for propulsion (excluding plug-in hybrids) 8703 60 Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with both spark-ignition internal combustion reciprocating piston engine and electric motor as motors for propulsion, capable of being charged by plugging to external source of electric power 8703 70 Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with both diesel engine and electric motor as motors for propulsion, capable of being charged by plugging to external source of electric power 8703 80 Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with only electric motor for propulsion 8703 90 Motor cars and other vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with engines other than internal combustion piston engine or electric motor 8704 Motor vehicles for the transport of goods, including chassis with engine and cab, excluding vehicles of subheadings 8704 21 91 and 8704 21 99 with engines of a cylinder capacity not exceeding 1,900 cm³ 8705 10 Crane lorries (excluding breakdown lorries) 8705 40 Concrete-mixer lorries 8705 90 Special purpose motor vehicles, other than those principally designed for the transport of persons or goods (for example, breakdown lorries, crane lorries, fire fighting vehicles, concrete-mixer lorries, road sweeper lorries, spraying lorries, mobile workshops, mobile radiological units) - Other 8903 Yachts and other vessels for pleasure or sports; rowing boats and canoes 9005 Binoculars, monoculars, other optical telescopes, and mountings therefor; other astronomical instruments and mountings therefor (excluding instruments for radioastronomy and other instruments or apparatus specified elsewhere) 9007 10 Cinematographic cameras 9007 20 Cinematographic projectors 9007 91 Parts and accessories for cinematographic cameras, n.e.s. 9007 92 Parts and accessories for cinematographic projectors, n.e.s. 9010 10 Apparatus and equipment for automatically developing photographic (including cinematographic) film or paper in rolls or for automatically exposing developed film to rolls of photographic paper 9014 Direction finding compasses; other navigational instruments and appliances (excluding radio navigational equipment); parts thereof 9015 10 Range Finders 9015 30 Levels 9015 40 Photogrammetrical surveying instruments and appliances 9015 80 Other instruments and appliances 9015 90 Surveying (including photogrammetrical surveying), hydrographic, oceanographic, hydrological, meteorological or geophysical instruments and appliances, excluding compasses; rangefinders - Parts and accessories 9016 Balances of a sensitivity of 5 cg or better, with or without weights 9017 Drawing, marking-out or mathematical calculating instruments (for example, drafting machines, pantographs, protractors, drawing sets, slide rules, disc calculators); instruments for measuring length, for use in the hand (for example, measuring rods and tapes, micrometers, callipers), not specified or included elsewhere in Chapter 90 9025 Hydrometers and similar floating instruments, thermometers, pyrometers, barometers, hygrometers and psychrometers, recording or not, and any combination of these instruments 9027 10 Gas or smoke analysis apparatus 9027 50 Mass spectrometers using optical radiation (uv, visible, ir) 9027 81 Mass spectrometers 9028 Gas, liquid or electricity supply or production meters, including calibrating meters therefor 9029 10 Revolution counters, production counters, taximeters, milometers, pedometers and the like 9033 Parts and accessories (not specified or included elsewhere in Chapter 90) for machines, appliances, instruments or apparatus of Chapter 90 9401 10 Seats for aircraft 9401 20 Seats for motor vehicles 9403 30 Wooden furniture of a kind used in offices 9406 10 Prefabricated buildings of wood 9406 20 Modular building units, of steel 9406 90 Prefabricated buildings, whether or not complete or already assembled - Other 9503 00 75 Plastic toys and models, incorporating a motor, n.e.s under heading 9503 9503 00 79 Toys and models, not made of plastic incorporating a motor, n.e.s under heading 9503 9504 50 Video game consoles and machines other than those of subheading 9504 30 9606 10 Press-fasteners, snap-fasteners and press studs and parts therefor 9606 21 Buttons of plastics, not covered with textile material (excluding press-fasteners, snap-fasteners, press studs and cuff links) 9606 22 Buttons of base metal, not covered with textile material (excluding press-fasteners, snap-fasteners, press studs and cuff links) 9606 29 Buttons (excluding of plastics or base metal, not covered with textile material, press-fasteners, snap-fasteners, press studs and cuff links) 9606 30 Button moulds and other parts of buttons; button blanks 9608 91 Pen nibs and nib points ### Part 3: Additional G7 Dependency and Further Goods ## 3 Any thing falling within a commodity code mentioned in column 1 of the following table. (1) Commodity code (2) Name of the good 2828 10 Calcium hypochlorites, including commercial calcium hypochlorite 2828 90 Hypochlorites; commercial calcium hypochlorite; chlorites; hypobromites - Other 2834 10 Nitrites 2901 29 Acyclic hydrocarbons - Unsaturated - Other . . . . . . . . . . . . . . . . . . 2908 11 Pentachlorophenol (ISO) 2910 10 Oxirane (ethylene oxide) . . . . . . 3205 00 colour lakes (other than Chinese or Japanese lacquer and paints); preparations based on colour lakes of a kind used to dye fabrics or produce colorant preparations (excluding preparations of heading 3207, 3208, 3209, 3210, 3213 and 3215) . . . . . . 3207 10 Prepared pigments, prepared opacifiers, prepared colours and similar preparations 3207 30 Liquid lustres and similar preparations . . . . . . . . . . . . 3819 00 hydraulic brake fluids and other prepared liquids for hydraulic transmission not containing petroleum oil or bituminous mineral oil, or containing < 70 % petroleum oil or bituminous mineral oil by weight 3824 81 mixtures and preparations containing oxirane ‘ethylene oxide’ 3824 84 mixtures and preparations containing aldrin (ISO), camphechlor (ISO) (toxaphene), chlordane (ISO), chlordecone (ISO), DDT (ISO) (clofenotane (INN), 1,1,1-trichloro-2,2-bis (p-chlorophenyl) ethane), dieldrin (ISO, INN), endosulfan (ISO), endrin (ISO), heptachlor (ISO) or mirex (ISO) . . . . . . 4906 00 plans and drawings for architectural, engineering, industrial, commercial, topographical or similar purposes, being originals drawn by hand; handwritten texts; photographic reproductions on sensitised paper and carbon copies of the foregoing . . . . . . 7305 39 tubes and pipes having circular cross-sections and an external diameter of > 406.4 mm, of iron or steel, welded (excluding products longitudinally welded or of a kind used for oil or gas pipelines or of a kind used in drilling for oil or gas) 7411 29 tubes and pipes of copper alloys (excluding copper-zinc base alloys ‘brass’, copper-nickel base alloys ‘cupro-nickel’ and copper-nickel-zinc base alloys ‘nickel silver’) 7508 10 Cloth, grill, netting and fencing, of nickel wire 7508 90 articles of nickel . . . . . . 8307 10 flexible tubing of iron or steel, with or without fittings 8307 90 Flexible tubing of base metal other than iron or steel, with or without fittings . . . . . . 8430 10 Piledrivers and pile extractors 8430 39 Coal or rock cutters and tunnelling machinery – Other . . . . . . . . . . . . . . . . . . 8477 10 Injection-moulding machines for working rubber or plastics 8477 20 Extruders for working rubber or plastics 8477 40 Vacuum-moulding machines and other thermoforming machines 8477 51 Other machinery for moulding or retreading pneumatic tyres or for moulding or otherwise forming inner tubes 8477 59 Machinery for moulding or otherwise forming products from rubber or plastics (excluding injection-moulding machines, extruders, blow-moulding machines, vacuum-moulding and other thermoforming machines; machinery for moulding or retreading pneumatic tyres or for moulding or otherwise forming inner tubes) 8477 80 Machinery for working rubber or plastics or for the manufacture of products from these materials, not specified or included elsewhere in this chapter 8477 90 Parts of machinery for working rubber or plastics or for the manufacture of products from these materials, n.e.s. 8482 99 Other parts 8484 10 Gaskets and similar joints of metal sheeting combined with other material or of two or more layers of metal 8484 90 Gaskets and similar joints of metal sheeting combined with other material or of two or more layers of metal; sets or assortments of gaskets and similar joints, dissimilar in composition, put up in pouches, envelopes or similar packings; mechanical seals – Other 8540 99 Other parts . . . . . . 8705 20 Mobile drilling derricks 8705 30 Fire fighting vehicles 8709 90 Works trucks, self-propelled, not fitted with lifting or handling equipment, of the type used in factories, warehouses, dock areas or airports for short distance transport of goods; tractors of the type used on railway station platforms; parts of the foregoing vehicles – Parts . . . . . . 9031 10 Machines for balancing mechanical parts 9031 20 Test benches 9031 41 Optical instruments and appliances for inspecting semiconductor wafers or devices or for inspecting photomasks or reticles used in manufacturing semiconductor devices 9031 49 Optical instruments, appliances and machines for measuring or checking, not elsewhere specified or included in chapter 90 9031 80 Instruments, appliances and machines for measuring or checking, not elsewhere specified in chapter 90 (excluding optical) . . . . . . ### Part 4: Further goods with potential military and industrial uses ## 4 Any thing (other than a thing falling within commodity code 2933 which is pre-packaged for medical use) falling within a commodity code mentioned in column 1 of the following table. Commodity code (1) Description (2) . . . . . . . . . . . . 2705 Coal gas, water gas, producer gas, lean gas and similar gases (excluding petroleum gases and other gaseous hydrocarbons) . . . . . . 2711 12 11 Propane of a purity of >= 99%, for use as a power or heating fuel, liquefied 2711 12 19 Propane of a purity of >= 99%, liquefied (excluding for use as a power or heating fuel) . . . . . . . . . . . . . . . . . . 2853 90 30 Liquid air, whether or not rare gases have been removed; compressed air . . . . . . 2933 Heterocyclic compounds 3603 10 Safety fuses 3603 30 Percussion caps (excluding cartridge cases with percussion caps) 3604 90 Signalling flares, rain rockets, fog signals and other pyrotechnic articles (excluding fireworks and cartridge blanks) . . . . . . . . . . . . 3816 Refractory cements, mortars, concretes and similar compositions, including dolomite ramming mix, other than products of heading 3801 3822 90 Certified Reference Materials 3902 Polymers of propylene or of other olefins, in primary forms . . . . . . 3910 Silicones in primary forms . . . . . . . . . . . . . . . . . . 3923 30 10 Carboys, bottles, flasks and similar articles for the conveyance or packaging of goods, of plastics, with a capacity of <= 2 l 3926 30 Fittings for furniture, coachwork or the like (of plastics and other materials of headings 3901 to 3914) 3926 40 Statuettes and other ornamental articles (of plastics and other materials of headings 3901 to 3914) 3926 90 Other articles of plastics and articles of other materials of headings 3901 to 3914 4011 10 New pneumatic tyres, of rubber, of a kind used for motor cars, including station wagons and racing cars 4011 90 New pneumatic tyres, of rubber, (excluding of a kind used on agricultural, forestry, construction, mining or industrial handling vehicles and machines, for motor cars, station wagons, racing cars, buses, lorries, aircraft, motorcycles and bicycles) 4013 10 Inner tubes, of rubber, of a kind used on motor cars, including station wagons and racing cars, buses and lorries 4013 90 Inner tubes, of rubber (excluding those of a kind used on motor cars, including station wagons and racing cars, buses, lorries and bicycles) 5911 90 91 Self-adhesive circular polishing pads of a kind used for the manufacture of semiconductor wafers 6306 12 Tarpaulins, awnings and sunblinds of synthetic fibres (excluding flat covers of light fabrics made up as tarpaulins) 6306 19 Tarpaulins, awnings and sunblinds of textile materials (excluding of synthetic fibres and flat covers of light fabrics made up as tarpaulins) 6506 10 80 Safety headgear, whether or not lined or trimmed (other than of plastics) . . . . . . . . . . . . . . . . . . 7302 Railway or tramway track construction material of iron or steel, the following: rails, check-rails and rack rails, switch blades, crossing frogs, point rods and other crossing pieces, sleepers (cross-ties), fish-plates, chairs, chair wedges, sole plates (base plates), rail clips, bedplates, ties and other material specialised for jointing or fixing rails 7419 80 10 Cloth “including endless bands”, grill and netting, of copper wire of which the largest cross-sectional dimension <= 6 mm, and expanded metal, of copper (excluding cloth of metal fibres for clothing, lining and similar uses, flux-coated copper fabric for brazing, cloth, grill and netting made into hand sieves or machine parts) . . . . . . 8108 30 Titanium waste and scrap (excluding ash and residues containing titanium) 8201 10 Spades and shovels, with working parts of base metal 8201 30 Mattocks, picks, hoes and rakes, with working parts of base metal (excluding ice axes) 8201 40 Axes, billhooks and similar hewing tools, with working parts of base metal (excluding ice axes) . . . . . . . . . . . . 8211 10 Sets of assorted articles of knives of heading 8211; sets in which there is a higher number of knives of heading 8211 than of any other article 8211 93 Knives having other than fixed blades, including pruning knives, of base metal (excluding razors) 8211 94 Blades of base metal for table knives, pocket knives and other knives of heading 8211 8211 95 Handles of base metal for table knives, pocket knives and other knives of heading 8211 8403 Central heating boilers other than those of heading 8402 8407 Spark-ignition reciprocating or rotary internal combustion piston engines 8409 Parts suitable for use solely or principally with the engines of heading 8407 or 8408 8411 Turbojets, turbopropellers and other gas turbines 8413 20 Hand pumps for liquids (excluding those of subheading 8413 11 and 8413 19) . . . . . . 8413 70 Other centrifugal pumps 8413 91 Parts of pumps for liquids, n.e.s. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8417 Industrial or laboratory furnaces and ovens, including incinerators, non-electric 8418 10 Combined refrigerator-freezers, fitted with separate external doors or drawers, or combinations thereof 8418 21 10 Household refrigerators, compression-type, of a capacity > 340 l 8418 21 51 Household refrigerators, compression-type, table model 8418 21 59 Household refrigerators, compression-type, building-in type 8418 21 99 Household refrigerators, compression-type, of a capacity > 250 l but <= 340 l (excluding table models and building-in types) 8418 29 Household refrigerators, absorption-type 8419 20 Medical, surgical or laboratory sterilizers 8419 60 Machinery for liquefying air or other gases . . . . . . . . . . . . 8430 31 Self-propelled coal or rock cutters and tunnelling machinery (excluding hydraulically operated self-advancing supports for mines) 8430 41 Self-propelled boring or sinking machinery for boring earth or extracting minerals or ores (excluding those mounted on railway or tramway wagons, motor vehicle chassis or lorries and tunnelling machinery) 8431 Parts suitable for use solely or principally with the machinery of headings 8425 to 8430 8443 31 Machines which perform two or more of the functions of printing, copying or facsimile transmission, capable of connecting to an automatic data-processing machine or to a network 8443 32 Other printers, copying machines and facsimile machines, whether or not combined capable of connecting to an automatic data-processing machine or network (excluding printing machines used for printing by means of plates, cylinders and other printing components of heading 8442 and; machines which perform two or more of the functions of printing, copying or facsimile transmission, capable of connecting to an automatic data-processing machine or to a network) 8443 39 Printers, copying machines and facsimile machines, whether or not combined (excluding those capable of connecting to an automatic data processing machine or to a network and printing machinery used for printing by means of plates, cylinders and other printing components of heading 8442) 8452 Sewing machines, other than book-sewing machines of heading 8440; furniture, bases and covers specially designed for sewing machines; sewing machine needles 8456 Machine tools for working any material by removal of material, by laser or other light or photon beam, ultrasonic, electrodischarge, electrochemical, electron beam, ionic-beam or plasma arc processes; water-jet cutting machines 8465 Machine tools (including machines for nailing, stapling, glueing or otherwise assembling) for working wood, cork, bone, hard rubber, hard plastics or similar hard materials 8467 Tools for working in the hand, pneumatic, hydraulic or with self-contained electric or non-electric motor 8470 Calculating machines and pocket-size data-recording, reproducing and displaying machines with calculating functions; accounting machines, postage-franking machines, ticket-issuing machines and similar machines, incorporating a calculating device; cash registers 8471 30 Data-processing machines, automatic, portable, weighing <= 10 kg, consisting of at least a central processing unit, a keyboard and a display (excluding peripheral units) 8471 41 Data-processing machines, automatic, comprising in the same housing at least a central processing unit, and one input unit and one output unit, whether or not combined (excluding portable weighing <= 10 kg and excluding those presented in the form of systems and peripheral units) 8471 49 Data-processing machines, automatic, presented in the form of systems “comprising at least a central processing unit, one input unit and one output unit” (excluding portable weighing <= 10 kg and excluding peripheral units) 8471 60 Input or output units, whether or not containing storage units in the same housing 8471 70 Storage units 8471 90 Magnetic or optical readers, machines for transcribing data onto data media in coded form and machines for processing such data, n.e.s. 8472 Other office machines (for example, hectograph or stencil duplicating machines, addressing machines, automatic banknote dispensers, coin-sorting machines, coin-counting or -wrapping machines, pencil-sharpening machines, perforating or stapling machines) 8473 Parts and accessories (other than covers, carrying cases and the like) suitable for use solely or principally with machines of headings 8470 to 8472 847960 Evaporative air coolers, n.e.s. 8479 83 Cold isostatic presses 8481 80 40 Valves for pneumatic tyres and inner-tubes 8481 80 59 Process control valves (excluding temperature regulators, pressure-reducing valves, valves for the control of oleohydraulic or pneumatic power transmission, check valves and safety or relief valves, taps, cocks and valves for sinks, washbasins, bidets, water cisterns, baths and similar fixtures and central heating radiator valves) 8481 80 61 Gate valves of cast iron for pipes, boiler shells, tanks, vats or the like (excluding taps, cocks and valves for sinks, washbasins, bidets, water cisterns, baths and similar fixtures and central heating radiator valves) 8481 80 63 Gate valves of steel for pipes, boiler shells, tanks, vats or the like (excluding taps, cocks and valves for sinks, washbasins, bidets, water cisterns, baths and similar fixtures and central heating radiator valves) 8481 80 69 Gate valves for pipes, boiler shells, tanks, vats or the like (excluding of cast iron or steel, and taps, cocks and valves for sinks, washbasins, bidets, water cisterns, baths and similar fixtures and central heating radiator valves) 8481 80 71 Globe valves of cast iron (excluding temperature regulators, pressure-reducing valves, valves for the control of oleohydraulic or pneumatic power transmission, check valves and safety or relief valves, process control valves, taps, cocks and valves for sinks, washbasins, bidets, water cisterns, baths and similar fixtures, and central heating radiator valves) 8481 80 73 Globe valves of steel (excluding temperature regulators, pressure-reducing valves, valves for the control of oleohydraulic or pneumatic power transmission, check valves and safety or relief valves, process control valves, taps, cocks and valves for sinks, washbasins, bidets, water cisterns, baths and similar fixtures, and central heating radiator valves) 8481 80 79 Globe valves (excluding valves of cast iron or steel, temperature regulators, pressure-reducing valves, valves for the control of oleohydraulic or pneumatic power transmission, check valves and safety or relief valves, process control valves, taps, cocks and valves for sinks, washbasins, bidets, water cisterns, baths and similar fixtures, and central heating radiator valves) 8481 80 81 Ball and plug valves for pipes, boiler shells, tanks, vats or the like (excluding taps, cocks and valves for sinks, washbasins, bidets, water cisterns, baths and similar fixtures, and central heating radiator valves) 8481 80 85 Butterfly valves for pipes, boiler shells, tanks, vats or the like (excluding check valves) 8481 80 87 Diaphragm valves for pipes, boiler shells, tanks, vats or the like 8481 80 99 Appliances for pipes, boiler shells, tanks, vats or the like (excluding pressure-reducing valves, valves for the control of pneumatic power transmission, check “non-return” valves, safety or relief valves, taps, cocks and valves for sinks, baths and similar fixtures, central heating radiator valves, valves for pneumatic tyres and inner-tubes, process control valves, globe valves, gate valves, ball and plug valves, butterfly valves and diaphragm valves) 8481 90 Parts of valves and similar articles for pipes, boiler shells, tanks, vats or the like, n.e.s. 8485 10 Machines for additive manufacturing by metal deposit 8485 80 Machines for additive manufacturing (excluding by metal, plastics, rubber, plaster, cement, ceramics or glass deposit) 8501 Electric motors and generators (excluding generating sets) 8506 Primary cells and primary batteries 8509 90 Parts of electromechanical domestic appliances, with self-contained electric motor, n.e.s. (excluding of vacuum cleaners, dry and wet vacuum cleaners) 8513 Portable electric lamps designed to function by their own source of energy (for example, dry batteries, accumulators, magnetos), other than lighting equipment of heading 8512 8515 Electric (including electrically heated gas), laser or other light or photon beam, ultrasonic, electron beam, magnetic pulse or plasma arc soldering, brazing or welding machines and apparatus, whether or not capable of cutting; electric machines and apparatus for hot spraying of metals or cermets 8517 Telephone sets, including smartphones and other telephones for cellular networks or for other wireless networks; other apparatus for the transmission or reception of voice, images or other data, including apparatus for communication in a wired or wireless network (such as a local or wide area network), other than transmission or reception apparatus of heading 8443, 8525, 8527 or 8528 8518 Microphones and stands therefor; loudspeakers, whether or not mounted in their enclosures; headphones and earphones, whether or not combined with a microphone, and sets consisting of a microphone and one or more loudspeakers; audio-frequency electric amplifiers; electric sound amplifier sets 8519 20 91 Sound recording or sound reproducing apparatus, operated by coins, banknotes, bank cards, tokens or by other means of payment, with laser reading system (excluding coin-operated or disc-operated record-players) 8519 81 Sound recording or sound reproducing apparatus, using magnetic, optical or semiconductor media (excluding those operated by coins, banknotes, bank cards, tokens or by other means of payment, and turntables) 8519 89 Sound recording or sound reproducing apparatus (excluding using magnetic, optical or semiconductor media, those operated by coins, banknotes, bank cards, tokens or by other means of payment, and turntables) 8521 Video recording or reproducing apparatus, whether or not incorporating a video tuner . . . . . . 8523 21 Cards incorporating a magnetic stripe for the recording of sound or of other phenomena 8523 29 Other magnetic media (excluding cards incorporating a magnetic stripe) 8523 41 Unrecorded optical media 8523 49 Other optical media (excluding undercorded optical media) 8523 52 Cards incorporating one or more electronic integrated circuits “smart cards” 8523 59 Semiconductor media (excluding solid-state non-volatile data storage devices and smart cards) 8523 80 Other discs, tapes, solid-state non-volatile storage devices, “smart cards” and other media for the recording of sound and other phenomena, whether or not recorded, including matrices and masters for the production of discs but excluding products of Chapter 37 (excluding magnetic media, optical media and semi-conductor media) 8524 Flat panel display modules, whether or not incorporating touch-sensitive screens . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8528 Monitors and projectors, not incorporating television reception apparatus; reception apparatus for television, whether or not incorporating radio-broadcast receivers or sound or video recording or reproducing apparatus 8531 Electric sound or visual signalling apparatus (for example, bells, sirens, indicator panels, burglar or fire alarms), other than those of heading 8512 or 8530 8536 Electrical apparatus for switching or protecting electrical circuits, or for making connections to or in electrical circuits (for example, switches, relays, fuses, surge suppressors, plugs, sockets, lamp holders and other connectors, junction boxes), for a voltage not exceeding 1 000 V; connectors for optical fibres, optical fibre bundles or cables 8537 20 91 Boards, cabinets and similar combinations of apparatus for electric control or the distribution of electricity, for a voltage > 1.000 V but <= 72.5 kV 8537 20 99 Boards, cabinets and similar combinations of apparatus for electric control or the distribution of electricity, for a voltage > 72.5 kV . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8544 Insulated (including enamelled or anodised) wire, cable (including coaxial cable) and other insulated electric conductors, whether or not fitted with connectors; optical fibre cables, made up of individually sheathed fibres, whether or not assembled with electric conductors or fitted with connectors 8603 Self-propelled railway or tramway coaches, vans and trucks, other than those of heading 8604 8605 Railway or tramway passenger coaches, luggage vans, post office coaches and other special purpose railway or tramway coaches (excluding self-propelled railway or tramway coaches, vans and trucks, railway or tramway maintenance or service vehicles and goods vans and wagons) 8607 Parts of railway or tramway locomotives or rolling stock 8701 Tractors (other than tractors of heading 8709) 8702 Motor vehicles for the transport of ten or more persons, including the driver 8706 Chassis fitted with engines, for the motor vehicles of headings 8701 to 8705 8707 Bodies (including cabs), for the motor vehicles of headings 8701 to 8705 8708 10 Bumpers and parts thereof 8708 21 Safety seat belts 8708 30 Brakes and servo-brakes; parts thereof 8708 40 Gear boxes and parts thereof 8708 50 Drive-axles with differential, whether or not provided with other transmission components, and non-driving axles; parts thereof 8708 70 Road wheels and parts and accessories thereof 8708 80 Suspension systems and parts thereof (including shock-absorbers) 8708 91 Radiators and parts thereof 8708 93 Clutches and parts thereof 8708 94 Steering wheels, steering columns and steering columns; parts thereof 8708 99 93 Parts and accessories of closed-die forged steel, for tractors, motor vehicles for the transport of ten or more persons, motor cars and other motor vehicles principally designed for the transport of persons, motor vehicles for the transport of goods and special purpose motor vehicles, n.e.s. 8708 99 97 Parts and accessories for tractors, motor vehicles for the transport of ten or more persons, motor cars and other motor vehicles principally designed for the transport of persons, motor vehicles for the transport of goods and special purpose motor vehicles, n.e.s. (excluding of closed-die forged steel) 8711 Motorcycles (including mopeds) and cycles fitted with an auxiliary motor, with or without side-cars; side-cars 8714 10 10 Brakes and parts thereof, of motorcycles “including mopeds” 8714 10 20 Gear boxes and parts thereof, of motorcycles “including mopeds” 8714 10 30 Road wheels and parts and accessories thereof, of motorcycles “including mopeds” 8714 10 50 Clutches and parts thereof, of motorcycles “including mopeds” 8714 10 90 Parts and accessories of motorcycles, including mopeds, n.e.s. (excluding brakes, gear boxes, road wheels, silencers, exhaust pipes, clutches, and their parts) . . . . . . . . . Trailers and semi-trailers, not designed for running on rails (excluding trailers and semi-trailers for the transport of goods and those of the caravan type for housing or camping) 8901 10 Cruise ships, excursion boats and similar vessels principally designed for the transport of persons; ferry-boats of all kinds 8901 90 Other vessels for the transport of goods and other vessels for the transport of both persons and goods (excluding refrigerated vessels, tankers, ferry-boats and vessels principally designed for the transport of person) 8902 Fishing vessels; factory ships and other vessels for processing or preserving fishery products 9001 40 20 Spectacle lenses of glass, not for the correction of vision 9001 50 20 Spectacle lenses of materials other than glass, not for the correction of vision 9001 90 00 Lenses, prisms, mirrors and other optical elements, of any material, unmounted (excluding such elements of glass not optically worked, contact lenses and spectacle lenses) 9002 Lenses, prisms, mirrors and other optical elements, of any material, mounted, being parts of or fittings for instruments or apparatus, other than such elements of glass not optically worked 9006 53 80 Cameras for roll film of a width of 35 mm (excluding instant print cameras, specially designed cameras of subheading 9006.30 and disposable cameras) 9006 59 Cameras for roll film of a width other than 35 mm or for film in the flat (excluding instant print cameras and cameras specially designed for underwater use, for aerial survey or for medical or surgical examination of internal organs, and comparison cameras for forensic or criminological purposes) 9006 61 Electronic discharge lamp flashlight apparatus for photographic purposes 9006 69 Photographic flashlights and flashlight apparatus (excluding with electronic discharge lamps) 9006 91 Parts and accessories for photographic cameras, n.e.s. 9006 99 Parts and accessories for photographic flashlights and flashlight apparatus, n.e.s. 9011 Compound optical microscopes, including those for photomicrography, cinephotomicrography or microprojection 9012 Microscopes other than optical microscopes; diffraction apparatus 9013 Lasers, other than laser diodes; other optical appliances and instruments, not specified or included elsewhere in this chapter 9018 12 Ultrasonic scanning apparatus 9020 Other breathing appliances and gas masks, excluding protective masks having neither mechanical parts nor replaceable filters 9022 12 Computer tomography apparatus 9022 19 Apparatus based on the use of X-rays (other than for medical, surgical, dental or veterinary uses) 9022 29 Apparatus based on the use of alpha, beta, gamma or other ionising radiation (other than for medical, surgical, dental or veterinary uses) 9022 30 X-ray tubes 9022 90 Other; including parts and accessories 9027 30 Spectrometers, spectrophotometers and spectrographs using optical radiations, such as UV, visible, IR 9027 90 Microtomes; parts and accessories of instruments and apparatus for physical or chemical analysis, instruments and apparatus for measuring or checking viscosity, porosity, expansion, surface tension or the like, instruments and apparatus for measuring or checking quantities of heat, sound or light, and of microtomes, n.e.s. 9030 Oscilloscopes, spectrum analysers and other instruments and apparatus for measuring or checking electrical quantities, excluding meters of heading 9028; instruments and apparatus for measuring or detecting alpha, beta, gamma, X-ray, cosmic or other ionising radiation 9032 Automatic regulating or controlling instruments and apparatus 9106 Time of day recording apparatus and apparatus for measuring, recording or otherwise indicating intervals of time, with clock or watch movement or with synchronous motor (for example, time-registers, time-recorders) 9107 Time switches with clock or watch movement or with synchronous motor 9401 91 10 Parts of seats used for aircraft, of wood, n.e.s. 9401 99 10 Parts of seats used for aircraft, n.e.s. 9506 11 10 Cross-country skis 9506 11 21 Monoskis and snowboards 9506 11 80 Snow-skis (excluding cross-country and downhill skis) 9506 12 Ski bindings 9506 19 Ski equipment for winter sports (other than skis and ski-fastenings (ski-bindings)) 9603 50 Brushes constituting parts of machines, appliances or vehicles ### Part 5: Additional goods with industrial uses ## 5 Any thing (other than a thing falling within commodity code 98 that is a plant or component plant for the production of food and drinks, pharmaceuticals, medicines and medical devices) falling within a commodity code mentioned in column 1 of the following table. Commodity code (1) Description (2) . . . . . . . . . . . . . . . . . . . . . . . . 2811 Other inorganic acids and other inorganic oxygen compounds of non-metals 2813 Sulphides of non-metals; commercial phosphorus trisulphide 2814 Ammonia, anhydrous or in aqueous solution 2815 Sodium hydroxide (caustic soda), potassium hydroxide (caustic potash); peroxides of sodium or potassium 2825 Hydrazine and hydroxylamine and their inorganic salts; inorganic bases, metal oxides, hydroxides and peroxides, n.e.s. 2827 Chlorides, chloride oxides and chloride hydroxides; bromides and bromide oxides; iodides and iodide oxides 2829 Chlorates and perchlorates; bromates and perbromates; iodates and periodates 2833 Sulphates; alums; peroxosulphates (persulphates) 2834 21 Nitrate of potassium 2834 29 Nitrates (excluding of potassium and of mercury) 2836 Carbonates; peroxocarbonates (percarbonates); commercial ammonium carbonate containing ammonium carbamate 2841 Salts of oxometallic or peroxometallic acids 2846 Compounds, inorganic or organic, of rare-earth metals, of yttrium or of scandium or of mixtures of these metals 2905 Acyclic alcohols and their halogenated, sulphonated, nitrated or nitrosated derivatives 2914 Ketones and quinones, whether or not with other oxygen function, and their halogenated, sulphonated, nitrated or nitrosated derivatives 2915 Saturated acyclic monocarboxylic acids and their anhydrides, halides, peroxides and peroxyacids; their halogenated, sulphonated, nitrated or nitrosated derivatives 2917 Polycarboxylic acids, their anhydrides, halides, peroxides and peroxyacids; their halogenated, sulphonated, nitrated or nitrosated derivatives 2920 Esters of inorganic acids of non-metals (excluding esters of hydrogen halides) and their salts; their halogenated, sulphonated, nitrated or nitrosated derivatives Ex 2924 Carboxyamide-function compounds; amide-function compounds of carbonic acid excluding any thing falling within commodity code 2924 2970 2925 Carboxyimide-function compounds (including saccharin and its salts) and imine-function compounds 2926 Nitrile-function compounds 2930 Organo-sulphur compounds 3605 Matches other than pyrotechnic articles of heading 3604 3606 Ferro-cerium and other pyrophoric alloys in all forms; articles of combustible materials as specified in note 2 to Chapter 36 3812 Prepared rubber accelerators; compound plasticisers for rubber or plastics, not elsewhere specified or included; anti-oxidising preparations and other compound stabilisers for rubber or plastics 3903 Polymers of styrene, in primary forms 3904 Polymers of vinyl chloride or of other halogenated olefins, in primary forms 3909 Amino-resins, phenolic resins and polyurethanes, in primary forms 3911 Petroleum resins, coumarone-indene resins, polyterpenes, polysulphides, polysulphones and other products specified in note 3 to Chapter 39, not elsewhere specified or included, in primary forms 3912 Cellulose and its chemical derivatives, not elsewhere specified or included, in primary forms 3917 Tubes, pipes and hoses, and fittings therefor (for example joints, elbows, flanges), of plastics 3920 Other plates, sheets, film, foil and strip, of plastics, non-cellular and not reinforced, laminated, supported or similarly combined with other materials 3921 Other plates, sheets, film, foil and strip, of plastics 3925 Builders’ ware of plastics, not elsewhere specified or included 4011 80 New pneumatic tyres, of rubber, of a kind used on construction, mining or industrial handling vehicles and machines 4811 41 Self-adhesive paper and paperboard, surface-coloured, surface-decorated or printed, in rolls or in square or rectangular sheets, of any size 4811 49 Gummed or adhesive paper and paperboard, surface-coloured, surface-decorated or printed, in rolls or in square or rectangular sheets, of any size. 6814 10 Plates, sheets and strips of agglomerated or reconstituted mica, whether or not on a support of paper, paperboard or other materials . . . . . . 72 Iron and steel 7301 Sheet piling of iron or steel, whether or not drilled, punched or made from assembled elements; welded angles, shapes and sections, of iron or steel 7303 Tubes, pipes and hollow profiles, of cast iron 7304 31 Other, of circular cross-section, of iron or non-alloy steel cold-drawn or cold-rolled (cold-reduced) 7304 39 Other, of circular cross-section, of iron or non-alloy steel, other 7304 41 Other, of circular cross-section, of stainless steel cold-drawn or cold-rolled (cold-reduced) 7304 49 Other, of circular cross-section, of stainless steel, other 7304 51 Other, of circular cross-section, of other alloy steel cold-drawn or cold-rolled (cold-reduced) 7304 59 Other, of circular cross-section, of other alloy steel, Other 7304 90 Other, of circular cross-section, of other alloy steel, Other 7305 31 Casing of a kind used for drilling oil or gas, other, welded 7305 90 Casing of a kind used for drilling oil or gas, other 7306 30 Other, welded, of circular cross-section, of iron or non-alloy steel 7306 40 Other, welded, of circular cross-section, of stainless steel 7306 50 Threaded elbows, bends and sleeves 7306 61 Other, welded, of non-circular cross-section of square or rectangular cross-section 7306 69 Other non-circular cross-section 7307 Tube or pipe fittings (for example couplings, elbows, sleeves), of iron or steel . . . . . . 7318 23 Rivets of iron or steel (excluding tubular and bifurcated rivets for particular uses) 7320 10 Leaf-springs and leaves therefor, of iron or steel 7409 11 Plates, sheets and strip of refined copper, not in coils, of a thickness of > [F1210.15] mm (excluding expanded sheet and strip and electrically insulated strip) 7409 19 Plates, sheets and strip of refined copper-zinc base alloy “brass” of a thickness of > 15 mm, in coils, (excluding expanded sheet and strip and electrically insulated strip) 7409 40 Plates, sheets and strip of copper alloys, in coils, of a thickness of > 15 mm (excluding copper-zinc base alloys “brass”, copper-zinc base alloys “bronze”, copper-nickel base alloys “cupro-nickel”, copper-nickel-zinc base alloys “nickel silver”, expanded sheet and strip and electrically insulated strip) 7410 21 Refined copper foil, backed, of a thickness “excluding any backing” of <= 0.15 mm (excluding stamping foils of heading 3212, metal yarns and metallised yarns and foil made up as Christmas tree decorating material) 7411 10 Copper tubes and pipes, of refined copper 7411 21 Copper tubes and pipes, of copper-zinc base alloys (brass) 7411 22 Copper tubes and pipes, of copper-nickel base alloys (cupro-nickel) or copper-nickel-zinc base alloys (nickel silver) 7412 Copper tube or pipe fittings (for example couplings, elbows, sleeves) 7413 Stranded wire, cables, plaited bands and the like, of copper (not electrically insulated) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7907 Articles of zinc, n.e.s. 8111 Manganese and articles thereof, including waste and scrap (CAS 7439-96-5) 8112 21 Chromium unwrought; powders 8112 41 Unwrought rhenium and rhenium waste, scrap and powders (excluding ashes and residues) 8112 49 Articles of rhenium 8206 Sets of two or more tools of heading 8202 to 8205, put up in sets for retail sale 8212 10 Non-electric razors of base metal 8212 20 Safety razor blades of base metal, including razor blade blanks in strips . . . . . . 8404 Auxiliary plant for use with boilers of heading 8402 or 8403, e.g. economizers, superheaters, soot removers and gas recoverers; condensers for steam or other vapour power units; parts thereof Ex 8421 Centrifuges, including centrifugal dryers (excluding those for isotope separation); filtering or purifying machinery and apparatus, for liquids or gases (excluding such machinery and apparatus for water and other beverages, and excluding artificial kidneys; parts thereof 8428 Other lifting, handling, loading or unloading machinery (for example, lifts, escalators, conveyors, teleferics) 8485 20 Machines for additive manufacturing by plastics or rubber deposit 8485 30 Machines for additive manufacturing by plaster, cement, ceramics or glass deposit 8485 90 Parts for machines for additive manufacturing 8512 Electrical lighting or signalling equipment (excluding articles of heading 8539), windscreen wipers, defrosters and demisters, of a kind used for cycles or motor vehicles 8522 Parts and accessories suitable for use solely or principally with the apparatus of heading 8519 or 8521, discs, tapes, solid-state non-volatile storage devices, “smart cards” and other media for the recording of sound or of other phenomena, whether or not recorded, including matrices and masters for the production of discs, but excluding products of Chapter 37 8716 Trailers and semi-trailers; other vehicles, not mechanically propelled; parts thereof 9027 20 Chromatographs and electrophoresis instruments 9612 Typewriter or similar ribbons, inked or otherwise prepared for giving impressions, whether or not on spools or in cartridges; inkpads, whether or not inked, with or without boxes 98 Complete industrial plants and component parts ### Part 6: G7 dependency and further technology ## 6 Technology “required” for the “development”, “production” or “use” of any thing falling within Parts 2 to 5, other than any thing falling within Chapter 6, 44, 45, 47, 48, 51, 52, 53, 54, 55, 56, 58, 59, 60, 63 or 68 of the Goods Classification Table. ## Schedule 3F: Oil and Oil Products ### Part 1: General ## 1 Interpretation Paragraph 1 of Schedule 3 applies for the purposes of interpreting Part 2. ## 2 Any thing falling within a commodity code mentioned in column 1 of the following table. (1) Commodity code (2) Description 2709 Petroleum oils and oils obtained from bituminous minerals, crude. 2710 Petroleum oils and oils obtained from bituminous minerals, other than crude; preparations not elsewhere specified or included, containing by weight 70% or more of petroleum oils or of oils obtained from bituminous minerals, these oils being the basic constituents of the preparations; waste oils. ex 2711 Petroleum gases and other gaseous hydrocarbons, excluding anything falling within commodity code 2711 11 2712 Petroleum jelly; paraffin wax, microcrystalline petroleum wax, slack wax, ozokerite, lignite wax, peat wax, other mineral waxes, and similar products obtained by synthesis or by other processes, whether or not coloured. 2713 Petroleum coke, petroleum bitumen and other residues of petroleum oils or of oils obtained from bituminous minerals. 2714 Bitumen and asphalt, natural; bituminous or oil-shale and tar sands; asphaltites and asphaltic rocks. 2715 Bituminous mixtures based on natural asphalt, on natural bitumen, on petroleum bitumen, on mineral tar or on mineral tar pitch (for example, bituminous mastics, cut-backs). 2207 Undenatured ethyl alcohol of an alcoholic strength by volume of 80%vol or higher; ethyl alcohol and other spirits, denatured, of any strength 3826 Biodiesel oil and mixtures thereof, not containing or containing less than 70% by weight of petroleum oils or oils obtained from bituminous minerals ## Schedule 3G: Gold and Products Related to Gold ### Part 1: General ## 1 Interpretation Paragraph 1 of Schedule 3 applies for the purposes of interpreting Parts 2 and 3. ## 2 Any thing falling within a commodity code mentioned in column 1 of the following table. (1) Commodity Code (2) Description 7108 Gold (including gold plated with platinum), unwrought or in semi-manufactured forms, or in powder form 71129 10000 Waste and scrap of gold, including metal clad with gold but excluding sweepings containing other precious metals. ## 3 Any thing falling— (a) within a commodity code mentioned in column 1 of the following table; and (b) within the description in column 2 beside that code. (1) Commodity Code (2) Description ex 7118 9000 Gold coin ## 4 Any thing falling— (a) within a commodity code mentioned in column 1 of the following table; and (b) within the description in column 2 beside that code. (1) Commodity code (2) Description Ex 7113 Articles of jewellery and parts thereof, of gold, containing gold or of metal clad with gold Ex 7114 Articles of goldsmiths’ or silversmiths’ wares and parts thereof, of gold, containing gold or of metal clad with gold ## Schedule 3GA: Diamonds and diamond jewellery ### Part 1: General ## 1 Paragraph 1 of Schedule 3 applies for the purposes of interpreting Parts 2 and 3 of this Schedule. ### Part 2: Diamonds ## 2 Any thing falling within a commodity code mentioned in column 1 of the following table. (1) Commodity code (2) Description 7102 10 Unsorted diamonds 7102 31 Non-industrial diamonds, unworked or simply sawn, cleaved or bruted 7102 39 Non-industrial diamonds, other than unworked or simply sawn, cleaved or bruted 7104 21 Synthetic or reconstructed diamonds, unworked or simply sawn or roughly shaped 7104 91 Synthetic or reconstructed diamonds, other than unworked or simply sawn or roughly shaped ### Part 3: Diamond jewellery ## 3 Any thing falling within both a commodity code mentioned in column 1 of the following table and the corresponding description of that thing mentioned in column 2 of that table. (1) Commodity code (2) Description ex 7113 Articles or jewellery and parts thereof, of precious metal or of metal clad with precious metal, incorporating diamonds ex 7114 Articles of goldsmiths’ or silversmiths’ wares and parts thereof, of precious metal or of metal clad with precious metal, incorporating diamonds ex 7115 90 Other articles of precious metal or of metal clad with precious metal, incorporating diamonds, not elsewhere specified, excluding platinum catalysts in the form of wire cloth or grill ex 7116 20 Articles of natural or cultured pearls, precious or semi-precious stones (natural, synthetic or reconstructed), incorporating diamonds ex 9101 Wristwatches, pocket-watches and other watches, including stopwatches, incorporating diamonds, with case of precious metal or of metal clad with precious metal ## Schedule 3H: Coal and Coal Products ### Part 1: General ## 1 Interpretation Paragraph 1 of Schedule 3 applies for the purposes of interpreting Part 2. ## 2 Any thing falling within a commodity code mentioned in column 1 of the following table. (1) Commodity code (2) Description 2701 Coal; briquettes, ovoids and similar solid fuels manufactured from coal 2702 Lignite, whether or not agglomerated, excluding jet 2703 Peat (including peat litter), whether or not agglomerated 2704 Coke and semi-coke of coal, of lignite or of peat, whether or not agglomerated; retort carbon 2705 Coal gas, water gas, producer gas and similar gases, other than petroleum gases and other gaseous hydrocarbons 2706 Tar distilled from coal, from lignite or from peat, and other mineral tars, whether or not dehydrated or partially distilled, including reconstituted tars 2707 Oils and other products of the distillation of high temperature coal tar; similar products in which the weight of the aromatic constituents exceeds that of the non-aromatic constituents 2708 Pitch and pitch coke, obtained from coal tar or from other mineral tars ## Schedule 3HA: Uranium ### Part 1: General ## 1 Paragraph 1 of Schedule 3 applies for the purposes of interpreting Part 2. ### Part 2: Uranium ## 2 Any thing falling within a commodity code mentioned in column 1 of the following table. (1) Commodity code (2) Description 284410 Natural uranium and its compounds; alloys, dispersions (including cermets), ceramic products and mixtures containing natural uranium or natural uranium compounds 284420 Uranium enriched in u 235 and its compounds; plutonium and its compounds; alloys, dispersions (including cermets), ceramic products and mixtures containing uranium enriched in u 235, plutonium or compounds of these products 284430 Uranium depleted in u 235 and its compounds; thorium and its compounds; alloys, dispersions (including cermets), ceramic products and mixtures containing uranium depleted in u 235, thorium or compounds of these products ## Schedule 3I: Russia’s vulnerable goods and Russia’s vulnerable technology ### Part 1: General ## 1 Paragraph 1 of Schedule 3 applies for the purposes of interpreting this Schedule. ## 1A For the purposes of this Schedule, “technology” has the meaning given in paragraph 37 of Schedule 1 to the Act. ## 1B Terms printed in quotation marks and not defined in this Schedule have the meaning given to them in Annex I of the Dual-Use Regulation. ## 1C Russia’s vulnerable goods means any thing falling within a commodity code mentioned in column 1 of the table in Part 2 or column 1 of the table in Part 3. ## 2 In this Schedule, “n.e.s” means “not elsewhere specified”. ## 2 Russia’s vulnerable goods Commodity code (1) Description (2) 4401 21 Coniferous wood in chips or particles (excluding those of a kind used principally for dying or tanning purposes) 4401 22 10 Wood in chips or particles, of eucalyptus 4401 22 90 Wood in chips or particles (excluding those of a kind used principally for dying or tanning purposes, coniferous wood and eucalyptus) 4403 11 Wood in the rough, treated with paint, stains, creosote or other preservatives, coniferous (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.) 4403 12 Wood in the rough, treated with paint, stains, creosote or other preservatives, non-coniferous (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.) 4403 21 10 Sawlogs of pine “Pinus spp.”, of which any cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared 4403 21 90 Pine “Pinus spp.” in the rough, of which any cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding sawlogs; wood in the form of railway sleepers; wood cut into beams, etc.; wood treated with paint, stains, creosote or other preservatives) 4403 22 Pine “Pinus spp.” in the rough, of which no cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives) 4403 23 10 Sawlogs of fir “Abies spp.” and spruce “Picea spp.”, of which any cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared 4403 23 90 Fir “Abies spp.” and spruce “Picea spp.” in the rough, of which any cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding sawlogs; wood in the form of railway sleepers; wood cut into beams, etc.; wood treated with paint, stains, creosote or other preservatives) 4403 24 Fir “Abies spp.” and spruce “Picea spp.” in the rough, of which no cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives) 4403 25 10 Sawlogs, coniferous, of which any cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding pine, fir and spruce; wood in the form of railway sleepers; wood cut into beams, etc.; wood treated with paint, stains, creosote or other preservatives) 4403 25 90 Coniferous wood in the rough, of which any cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding pine, fir and spruce; sawlogs; wood in the form of railway sleepers; wood cut into beams, etc.; wood treated with paint, stains, creosote or other preservatives) 4403 26 Coniferous wood in the rough, of which no cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding pine, fir and spruce, and rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives) 4403 41 Dark red meranti, light red meranti and meranti bakau wood in the rough, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives) 4403 49 10 Sapelli, acajou d’Afrique and iroko in the rough, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives) 4403 49 35 Okoumé and sipo in the rough, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives) 4403 49 85 Tropical wood in the rough, whether or not stripped of bark or sapwood, or roughly squared (excluding acajou d’Afrique, iroko, sapelli, okoumé and sipo; rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives) 4403 91 Oak “Quercus spp.” in the rough, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives) 4403 93 Beech “Fagus spp.” in the rough, of which any cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding wood in the form of railway sleepers; wood cut into beams, etc.; wood treated with paint, stains, creosote or other preservatives) 4403 94 Beech “Fagus spp.” in the rough, of which no cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives) 4403 95 10 Sawlogs of birch “Betula spp.”, of which any cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared 4403 95 90 Birch “Betula spp.” in the rough, of which any cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding sawlogs; wood in the form of railway sleepers; wood cut into beams, etc.; wood treated with paint, stains, creosote or other preservatives) 4403 96 Birch “Betula spp.” in the rough, of which no cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives) 4403 97 Poplar and aspen “Populus spp.” in the rough, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives) 4403 98 Eucalyptus “Eucalyptus spp.” in the rough, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives) 4403 99 Wood in the rough, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives, coniferous and tropical wood, oak, beech, birch, poplar, aspen and eucalyptus) 4408 31 11 Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, of a thickness of <= 6 mm, end-jointed, whether or not planed or sanded, of dark red meranti, light red meranti and meranti bakau 4408 31 21 Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, of a thickness of <= 6 mm, planed, of dark red meranti, light red meranti and meranti bakau (excluding end-jointed) 4408 31 25 Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, of a thickness of <= 6 mm, sanded, of dark red meranti, light red meranti and meranti bakau (excluding end-jointed) 4408 31 30 Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, of a thickness of <= 6 mm, whether or not spliced, of dark red meranti, light red meranti and meranti bakau (excluding planed, sanded or end-jointed) 4408 39 15 Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, of a thickness of <= 6 mm, sanded, or end-jointed, whether or not planed, of white lauan, sipo, limba, okoumé, obeche, acajou d’Afrique, sapelli, virola, mahogany “Swietenia spp.”, palissandre de Rio, palissandre de Para and palissandre de Rose 4408 39 21 Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, of a thickness of <= 6 mm, planed, of white lauan, sipo, limba, okoumé, obeche, acajou d’Afrique, sapelli, virola, mahogany “Swietenia spp.”, palissandre de Rio, palissandre de Para and palissandre de Rose (excluding end-jointed) 4408 39 30 Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, whether or not spliced, of a thickness of <= 6 mm, of white lauan, sipo, limba, okoumé, obeche, acajou d’Afrique, sapelli, virola, mahogany “Swietenia spp.”, palissandre de Rio, palissandre de Para and palissandre de Rose (excluding planed, sanded or end-jointed) 4408 39 55 Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, of a thickness of <= 6 mm, planed, sanded or end-jointed, of tropical wood (excluding white lauan, sipo, limba, okoumé, obeche, acajou d’Afrique, sapelli, virola, mahogany “Swietenia spp.”, palissandre de Rio, palissandre de Para and palissandre de Rose) 4408 39 70 Small boards for the manufacture of pencils, of a thickness of <= 6 mm, of tropical wood (excluding white lauan, sipo, limba, okoumé, obeche, acajou d’Afrique, sapelli, virola, mahogany “Swietenia spp.”, palissandre de Rio, palissandre de Para and palissandre de Rose) 4408 39 85 Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, whether or not spliced, of a thickness of <= 1 mm, of tropical wood (excluding white lauan, sipo, limba, okoumé, obeche, acajou d’Afrique, sapelli, virola, mahogany “Swietenia spp.”, palissandre de Rio, palissandre de Para, palissandre de Rose, and planed, sanded or end-jointed) 4408 39 95 Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, whether or not spliced, of a thickness of > 1 mm but <= 6 mm, of tropical wood (excluding white lauan, sipo, limba, okoumé, obeche, acajou d’Afrique, sapelli, virola, mahogany “Swietenia spp.”, palissandre de Rio, palissandre de Para, palissandre de Rose, and planed, sanded or end-jointed) 4408 90 15 Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, of a thickness of <= 6 mm, planed, sanded or end-jointed (excluding tropical and coniferous wood) 4408 90 35 Small boards for the manufacture of pencils, of wood, of a thickness of <= 6 mm (excluding tropical and coniferous wood) 4408 90 85 Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, whether or not spliced, of a thickness of <= 1 mm (excluding planed, sanded or end-jointed, and tropical and coniferous wood) 4408 90 95 Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, whether or not spliced, of a thickness of > 1 mm (excluding planed, sanded or end-jointed, and tropical and coniferous wood) . . . . . . . . . . . . . . . . . . 6804 22 50 Millstones, grindstones, grinding wheels and the like, without frameworks, for sharpening, polishing, trueing or cutting, of artificial abrasives, with binder of other than of synthetic or artificial resin, ceramics or silicates (excluding of agglomerated synthetic or natural diamond, hand sharpening or polishing stones, perfumed pumice stones, and grinding wheels etc. specifically for dental drill engines) . . . . . . 8205 10 Hand-operated drilling, threading or tapping hand tools 8205 20 Hammers and sledge hammers with working parts of base metal 8205 30 Planes, chisels, gouges and similar cutting tools for working wood 8205 40 Hand-operated screwdrivers 8205 51 Household hand tools, non-mechanical, with working parts of base metal, n.e.s. 8205 59 10 Hand tools for masons, moulders, cement workers, plasterers and painters, of base metal, n.e.s. 8205 59 80 Hand tools, including glaziers’ diamonds, of base metal, n.e.s. 8205 60 Blowlamps and the like (excluding gas-powered blowlamps) 8205 70 Vices, clamps and the like (excluding accessories for and parts of machine tools or water-jet cutting machines) 8205 90 10 Anvils; portable forges; hand- or pedal-operated grinding wheels with frameworks 8205 90 90 Sets of articles of two or more subheadings of heading 8205 8207 19 90 Rock-drilling or earth-boring tools, interchangeable, with working parts of materials other than sintered metal carbide, cermets, diamond or agglomerated diamond 8207 20 10 Interchangeable dies for drawing or extruding metal, with working parts of diamond or agglomerated diamond 8207 20 90 Interchangeable dies for drawing or extruding metal, with working parts of materials other than diamond or agglomerated diamond 8207 30 10 Interchangeable tools for pressing, stamping or punching, for working metal 8207 30 90 Interchangeable tools for pressing, stamping or punching, for working materials other than metal 8207 40 10 Tools for tapping metal, interchangeable 8207 40 30 Tools for threading metal, interchangeable 8207 40 90 Tools for tapping or threading materials other than metal, interchangeable 8207 50 10 Tools for drilling, interchangeable, with working parts of diamond or agglomerated diamond (excluding tools for rock-drilling or earth-boring and tools for tapping) 8207 50 30 Interchangeable masonry drills, with working parts of materials other than diamond or agglomerated diamond 8207 50 50 Tools for drilling metal, interchangeable, with working parts of sintered metal carbide or cermets (excluding tools for tapping) 8207 50 60 Tools for drilling, interchangeable, for working metal, with working parts of high speed steel (excluding tools for tapping) 8207 50 70 Tools for drilling metal, interchangeable, with working parts of materials other than diamond, agglomerated diamond, sintered metal carbide, cermets or high speed steel (excluding tools for tapping) 8207 50 90 Tools for drilling, interchangeable, for working materials other than metal, with working parts of materials other than diamond or agglomerated diamond (excluding tools for rock-drilling or earth-boring, wall boring and tools for tapping) 8207 70 31 Interchangeable shank type tools for milling metal, with working parts of materials other than sintered metal carbide or cermets 8207 70 37 Tools for milling, interchangeable, for working metal, with working part of materials other than sintered metal carbide or cermets (excluding shank-type) 8207 90 30 Screwdriver bits of base metal 8207 90 50 Interchangeable gear-cutting tools (excluding milling tools for gear-cutting) 8207 90 71 Interchangeable tools for hand tools, whether or not power-operated, or for machine tools, for working metal, with working parts of sintered metal carbide or cermets, n.e.s. 8207 90 78 Tools, interchangeable, for use in mechanical or non-mechanical hand-held appliances or in machine tools, for working materials other than metal, with working part of sintered metal carbides or cermets, n.e.s. 8207 90 91 Tools, interchangeable, for use in mechanical or non-mechanical hand-held appliances, or for machine tools, for working metal, with working parts of materials other than diamond, agglomerated diamond, sintered metal carbide or cermets, n.e.s. 8209 00 20 Inserts, indexable, for tools, unmounted, of sintered metal carbide or cermets 8209 00 80 Plates, sticks, tips and the like for tools, unmounted, of sintered metal carbides or cermets (excluding indexable inserts) 8402 11 Watertube boilers with a steam production > 45 t/hour 8405 10 Producer gas or water gas generators, with or without their purifiers; acetylene gas generators and similar water process gas generators, with or without their purifiers (excluding coke ovens, electrolytic process gas generators and carbide lamps) 8406 10 Steam and other vapour turbines for marine propulsion 8406 81 Steam and other vapour turbines, of an output > 40 MW (excluding those for marine propulsion) 8406 82 Steam and other vapour turbines, of an output <= 40 MW (excluding those for marine propulsion) 8410 11 Hydraulic turbines and water wheels, of a power <= 1,000 kW (excluding hydraulic power engines and motors of heading 8412) 8410 13 Hydraulic turbines and water wheels, of a power > 10,000 kW (excluding hydraulic power engines and motors of heading 8412) 8410 90 Parts of hydraulic turbines and water wheels including regulators 8412 31 Pneumatic power engines and motors, linear-acting, “cylinders” 8412 80 10 Steam or other vapour power engines (excluding steam or other vapour generating boilers and turbines) 8412 80 80 Engines and motors, non-electrical (excluding steam turbines, internal combustion piston engine, hydraulic turbines, water wheels, gas turbines, reaction engines, hydraulic power engines and motors, pneumatic power engines and motors, steam or other vapour power engines and electric motors) 8412 90 20 Parts of reaction engines, n.e.s. (excluding of turbojets) 8412 90 40 Parts of hydraulic power engines and motors, n.e.s. 8412 90 80 Parts of other engines and motors, n.e.s. 8415 20 Air conditioning machines of a kind used for persons, in motor vehicles 8415 81 Air conditioning machines incorporating a refrigerating unit and a valve for reversal of the cooling-heat cycle “reversible heat pumps” (excluding of a kind used for persons in motor vehicles and self-contained or “split-system” window or wall air conditioning machines) 8415 82 Air conditioning machines incorporating a refrigerating unit but without a valve for reversal of the cooling-heat cycle (excluding of a kind used for persons in motor vehicles, and self-contained or “split-system” window or wall air conditioning machines) 8415 90 Parts of air conditioning machines, comprising a motor-driven fan and elements for changing the temperature and humidity, n.e.s. 8418 50 11 Refrigerated show-cases and counters, with a refrigerating unit or evaporator, for frozen food storage 8418 50 19 Refrigerated show-cases and counters, with a refrigerating unit or evaporator, for non-frozen food storage 8418 50 90 Refrigerating furniture with a refrigerating unit or evaporator (excluding combined refrigerator-freezers, with separate external doors, household refrigerators, refrigerated show-cases and counters) 8418 91 Furniture designed to receive refrigerating or freezing equipment 8418 99 10 Evaporators and condensers for refrigerating equipment (excluding for household refrigerators) 8418 99 90 Parts of refrigerating or freezing equipment and heat pumps, n.e.s. 8419 11 Instantaneous gas water heaters (excluding boilers or water heaters for central heating) 8419 33 Dryers - lyophilisation apparatus, freeze drying units and spray dryers 8419 35 Other dryers, for wood, paper pulp, paper or paperboard 8419 39 Dryers n.e.s. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8422 90 90 Parts of packing or wrapping machinery and of other machinery of heading 8422, n.e.s. (excluding parts of dishwashing machines) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8424 20 Spray guns and similar appliances (other than electrical machines, appliances and other devices for spraying molten metals or metal carbides of heading 8515, sand blasting machines and similar jet projecting machines) 8424 30 01 Water cleaning appliances with built-in motor, with heating device 8424 30 08 Water cleaning appliances with built-in motor, without heating device 8424 30 10 Steam or sand blasting machines and similar jet projecting machines, compressed air operated 8424 30 90 Steam or sand blasting machines and similar jet projecting machines (excluding compressed air operated and water cleaning appliances with built-in motor and appliances for cleaning special containers) 8425 19 Pulley tackle and hoists (other than skip hoists or hoists of a kind used for raising vehicles), non-powered by electric motor 8425 31 Winches and capstans powered by electric motor 8425 39 Winches and capstans, non-powered by electric motor 8425 41 Built-in jacking systems of a type used in garages 8425 42 Jacks and hoists, hydraulic (excluding built-in jacking systems used in garages) 8425 49 Jacks and hoists of a kind used for raising vehicles, not hydraulic 8426 11 Overhead travelling cranes on fixed support 8426 19 Overhead travelling cranes, transporter cranes, gantry cranes, bridge cranes and mobile lifting frames (excluding overhead travelling cranes on fixed support, mobile lifting frames on tyres, straddle carriers and portal or pedestal jib cranes) 8426 20 Tower cranes 8426 30 Portal or pedestal jib cranes 8426 41 Mobile cranes and works trucks fitted with a crane, self-propelled, on tyres (excluding wheel-mounted cranes, mobile lifting frames on tyres and straddle carriers) 8426 49 Mobile cranes and works trucks fitted with a crane, self-propelled (excluding those on tyres and straddle carriers) 8426 91 10 Hydraulic cranes designed for the loading and unloading of the vehicle 8426 91 90 Cranes designed for mounting on road vehicles (excluding hydraulic cranes designed for the loading and unloading of vehicles) 8427 10 10 Self-propelled works trucks powered by an electric motor, with a lifting height >= 1 m 8427 10 90 Self-propelled works trucks powered by an electric motor, with a lifting height < 1 m 8427 90 Works trucks fitted with lifting or handling equipment, not self-propelled 8429 11 Self-propelled bulldozers and angledozers, track laying 8429 20 Self-propelled graders and levellers 8429 30 Self-propelled scrapers 8429 40 10 Self-propelled roadrollers, vibratory 8429 40 30 Self-propelled roadrollers (other than vibratory) 8429 40 90 Self-propelled tamping machines (excluding roadrollers) 8429 51 10 Self-propelled front-end shovel loaders specially designed for underground use 8429 51 91 Self-propelled front-end crawler shovel loaders (other than specially designed for underground use) 8429 51 99 Self-propelled front-end shovel loaders (other than specially designed for underground use or crawler shovel loaders) 8429 52 10 Self-propelled track-laying excavators, with a 360° revolving superstructure 8429 52 90 Self-propelling mechanical shovels with a 360° revolving superstructure (other than track-laying excavators) 8430 20 Snowploughs and snowblowers (excluding those mounted on railway wagons, motor vehicle chassis or lorries) 8430 61 Tamping or compacting machinery, not self-propelled (excluding hand-operated tools) 8433 11 10 Electric motor mowers for lawns, parks or sports grounds, with the cutting device rotating in a horizontal plane 8433 11 51 Self-propelled mowers for lawns, parks or sports grounds, powered non-electrically, with the cutting device rotating in a horizontal plane, with a seat 8433 11 59 Self-propelled mowers for lawns, parks or sports grounds, powered non-electrically, with the cutting device rotating in a horizontal plane, without a seat 8433 11 90 Mowers for lawns, parks or sports grounds, powered non-electrically, with the cutting device rotating in a horizontal plane not self-propelled 8433 19 10 Electric motor mowers for lawns, parks or sports grounds, with the cutting device rotating in a vertical plane or with cutter bars 8433 19 51 Self-propelled motor mowers for lawns, parks or sports grounds, powered non-electrically, with the cutting device rotating in a vertical plane or with cutter bars, with a seat 8433 19 59 Self-propelled motor mowers for lawns, parks or sports grounds, powered non-electrically, with the cutting device rotating in a vertical plane or with cutter bars, without a seat 8433 19 70 Motor mowers for lawns, parks or sports grounds, powered non-electrically, with the cutting device rotating in a vertical plane or with cutter bars, not self-propelled 8433 19 90 Mowers for lawns, parks or sports grounds, without motor 8433 20 10 Motor mowers (excluding mowers for lawns, parks or sports grounds) 8433 20 90 Mowers (excluding mowers designed to be carried on or hauled by a tractor, mowers for lawns, parks or sports grounds, motor mowers and combine harvester-threshers) 8439 20 Machinery for making paper or paperboard 8439 91 Parts of machinery for making pulp of fibrous cellulosic material, n.e.s. 8439 99 Parts of machinery for making or finishing paper or paperboard, n.e.s. 8440 10 10 Folding machines for bookbinding 8440 10 20 Collating machines and gathering machines for bookbinding 8440 10 30 Sewing, wire stitching and stapling machines, including book-sewing machines, for bookbinding 8440 10 40 Unsewn “perfect” binding machines 8440 10 90 Bookbinding machinery (excluding machinery of heading 8441, general-purpose presses, printing machinery of heading 8443 and machines of uses ancillary to printing, folding machines, collating machines, gathering machines, sewing, wire stitching and stapling machines and unsewn binding machines) 8441 10 10 Combined reel slitting and re-reeling machines, for making up paper pulp, paper or paperboard 8441 10 20 Slitting and cross cutting machines, for making up paper pulp, paper or paperboard (excluding combined reel slitting and re-reeling machines) 8441 10 30 Guillotines for paper or paperboard 8441 10 70 Cutting machines for paper or paperboard (other than bookbinding machinery of heading 8440, combined reel slitting and re-reeling machines, other slitting and cross-cutting machines and guillotines) 8441 20 Machines for making bags, sacks or envelopes out of paper pulp, paper or paperboard (excluding sewing machines and eyeletting machines) 8441 40 Machines for moulding articles in paper pulp, paper or paperboard (excluding drying equipment) 8441 80 Machinery for making up paper pulp, paper or paperboard, n.e.s. 8441 90 10 Parts of cutting machines for making up paper pulp, paper or paperboard, n.e.s. 8441 90 90 Parts of machinery for making up paper pulp, paper or paperboard, n.e.s. 8442 50 Printing plates, cylinders and other printing components; plates, cylinders and lithographic stones, prepared for printing purposes, e.g. planed, grained or polished 8443 14 Letterpress printing machinery, reel fed (excluding flexographic printing machinery) 8443 19 20 Printing machinery for printing textile materials (excluding offset, flexographic, letterpress and gravure printing machinery) 8443 19 40 Printing machinery for use in the production of semiconductors 8443 19 70 Printing machinery used for printing by means of plates, cylinders and other printing components of heading 8442 (excluding machinery for printing textile materials, those for use in the production of semiconductors, ink jet printing machines, hectograph or stencil duplicating machines, addressing machines and other office printing machines of heading 8469 to 8472 and offset, flexographic, letterpress and gravure printing machinery) 8443 99 10 Electronic assemblies of printers, copying machines and facsimile machines (excluding of printing machinery used for printing by means of plates, cylinders and other printing components of heading 8442) 8443 99 90 Parts and accessories of printers, copying machines and facsimile machines, n.e.s. (excluding electronic assemblies and of printing machinery used for printing by means of plates, cylinders and other printing components of heading 8442) 8445 11 Carding machines for preparing textile fibres 8445 12 Combing machines for preparing textile fibres 8445 13 Drawing or roving machines 8445 19 Machines for preparing textile fibres (excluding carding, combing, drawing or roving machines) 8445 20 Textile spinning machines (excluding extruding and drawing or roving machines) 8445 30 Textile doubling or twisting machines 8445 40 Textile winding, including weft-winding, or reeling machines 8445 90 Machines for producing textile yarns and machines for preparing textile yarns for use on machines of heading 8446 or 8447 (excluding machines of heading 8444 and spinning, doubling or twisting machines) 8446 10 Weaving machines for weaving fabrics of a width <= 30 cm 8446 21 Power looms for weaving fabrics of a width > 30 cm, shuttle type 8446 29 Hand looms for weaving fabrics of a width > 30 cm, shuttle type 8446 30 Weaving machines for weaving fabrics of a width > 30 cm, shuttleless type 8447 11 Circular knitting machines, with cylinder diameter <= 165 mm 8447 12 Circular knitting machines, with cylinder diameter > 165 mm 8447 20 20 Warp knitting machines, including Raschel type, and stitch-bonding machines 8447 20 80 Flat knitting machines (excluding warp knitting machines, including Raschel type) 8447 90 Machines for making gimped yarn, tulle, lace, embroidery, trimmings, braid or net and machines for tufting (excluding chain or blanket stitch machines) 8448 20 Parts and accessories of machines for extruding, drawing, texturing or cutting man-made textile materials or of their auxiliary machinery, n.e.s. 8448 31 Card clothing for machines for preparing textile fibres 8448 32 Parts and accessories of machines for preparing textile fibres, n.e.s. (other than card clothing) 8448 39 Parts and accessories of machines of heading 8445, n.e.s. 8448 59 Parts and accessories of machines of heading 8447, n.e.s. 8449 Machinery for the manufacture or finishing of felt or nonwovens in the piece or in shapes, including machinery for making felt hats; blocks for making hats; parts thereof (excluding machinery for preparing fibres for felt and calendars) 8451 40 Machines for washing, bleaching or dyeing textile yarns, fabrics or made-up textile articles (excluding household or laundry-type washing machines) 8451 50 Machines for reeling, unreeling, folding, cutting or pinking textile fabrics 8451 80 10 Machines used in the manufacture of linoleum or other floor coverings for applying the paste to the base fabric or other support (excluding calendars and general purpose presses) 8451 80 30 Machinery for dressing or finishing textile yarns, fabrics or other made-up textile articles (excluding machinery for dressing or finishing felt, and calendars and general purpose presses) 8451 80 80 Machinery for coating or impregnating textile yarns, fabrics or other made-up textile articles (excluding calendars and general purpose presses) 8453 20 Machinery for making or repairing footwear of hides, skins or leather (excluding sewing machines) 8454 20 Ingot moulds and ladles, of a kind used in metallurgy or in metal foundries 8454 30 10 Machines for casting under pressure of a kind used in metallurgy or in metal foundries 8454 30 90 Casting machines of a kind used in metallurgy or in metal foundries (excluding machines for casting under pressure) 8454 90 Parts of converters, ladles, ingot moulds and casting machines of a kind used in metallurgy or in metal foundries, n.e.s. 8455 10 Mills for rolling metal tubes 8455 21 Hot or combination hot and cold metal-rolling mills (excluding tubes mills) 8455 22 Cold-rolling mills for metal (excluding tube mills) 8455 30 10 Rolls for metal-rolling mills, of cast iron 8455 30 31 Hot-rolling work-rolls; hot-rolling and cold-rolling back-up rolls, of open-die forged steel, for metal 8455 30 39 Cold-rolling work-rolls, for metal, of open-die forged steel 8455 30 90 Rolls for metal-rolling mills, of cast or wrought steel 8455 90 Parts of metal-rolling mills, n.e.s. 8457 10 10 Horizontal machining centres for working metal 8457 10 90 Machining centres for working metal (excluding horizontal machining centres) 8457 20 Unit construction machines “single station”, for working metal 8457 30 10 Multi-station transfer machines for working metal, numerically controlled 8457 30 90 Multi-station transfer machines for working metal, not numerically controlled 8459 21 Drilling machines for working metal, numerically controlled (excluding way-type unit head machines) 8459 29 Drilling machines for working metal, not numerically controlled (excluding way-type unit head machines and hand-operated machines) 8459 31 Boring-milling machines for metals, numerically controlled (excluding way-type unit head machines) 8459 39 Boring-milling machines for metals, not numerically controlled (excluding way-type unit head machines) 8459 41 Boring machines for metals, numerically controlled (excluding way-type unit head machines and boring-milling machines) 8459 49 Boring machines for metals, not numerically controlled (excluding way-type unit head machines and boring-milling machines) 8459 51 Milling machines for metals, knee-type, numerically controlled 8459 59 Milling machines for metals, knee-type, not numerically controlled 8460 12 Flat-surface grinding machines for finishing metal, numerically controlled 8460 19 Flat-surface grinding machines for finishing metal, not numerically controlled 8460 22 Centreless grinding machines for finishing metal, numerically controlled (other than gear finishing machines) 8460 23 Cylindrical grinding machines for finishing metal, numerically controlled (excluding gear finishing machines and centreless machines) 8460 24 Grinding machines for finishing metal, numerically controlled (excluding flat-surface, cylindrical and gear grinding machines) 8460 29 10 Grinding machines for cylindrical metal surfaces, not numerically controlled (excluding gear finishing machines) 8460 29 90 Grinding machines for finishing metal, not numerically controlled (excluding flat-surface, cylindrical and gear grinding machines) 8460 31 Sharpening “tool or cutter grinding” machines, numerically controlled 8460 39 Sharpening “tool or cutter grinding” machines, not numerically controlled 8460 40 10 Honing or lapping machines, for finishing metals, metal carbides or cermets, numerically controlled (other than gear finishing machines) 8460 40 90 Honing or lapping machines, for finishing metals, metal carbides or cermets, not numerically controlled (other than gear finishing machines) 8460 90 Machines for deburring, polishing or otherwise finishing metal or cermets (excluding grinding, sharpening, honing and lapping machines and machines for working in the hand) 8462 11 10 Closed die forging machines - Numerically controlled 8462 11 90 Closed die forging machines - Other 8462 19 10 Other hot forming machines for forging, die forging (including presses) and hot hammers - Numerically controlled 8462 19 90 Other hot forming machines for forging, die forging (including presses) and hot hammers - Other 8462 22 10 Profile forming machines - Numerically controlled 8462 22 90 Profile forming machines – Other 8462 23 Numerically controlled press brakes 8462 24 Numerically controlled panel benders 8462 25 Numerically controlled roll forming machines 8462 26 Other numerically controlled bending, folding, straightening or flattening machines 8462 29 Other bending, folding, straightening or flattening machines (including press brakes) for flat products 8462 32 10 Slitting lines and cut-to-length lines - Numerically controlled 8462 32 90 Slitting lines and cut-to-length lines - Other 8462 33 Shearing machines - Numerically controlled 8462 39 Other slitting lines, cut-to-length lines and other shearing machines (excluding presses) for flat products, other than combined punching and shearing machines 8462 42 Punching, notching or nibbling machines (excluding presses) for flat products including combined punching and shearing machines - Numerically controlled 8462 49 Punching, notching or nibbling machines (excluding presses) for flat products including combined punching and shearing machines – Other 8462 51 Machines for working tube, pipe, hollow section and bar (excluding presses) - Numerically controlled 8462 59 Machines for working tube, pipe, hollow section and bar (excluding presses) - Other 8462 61 10 Hydraulic presses - Numerically controlled 8462 61 90 Hydraulic presses - Other 8462 62 10 Mechanical presses - Numerically controlled 8462 62 90 Mechanical presses - Other 8462 63 10 Servo-presses - Numerically controlled 8462 63 90 Servo-presses - Other 8462 69 10 Other cold metal working presses - Numerically controlled 8462 69 90 Other cold metal working presses - Other 8462 90 10 Other - Numerically Controlled 8462 90 90 Other - Other 8466 94 Parts and accessories for machine tools for working metal without removing material, n.e.s. 8468 10 Hand-held blow pipes, gas-operated, for soldering, brazing or welding 8468 20 Gas-operated machinery and apparatus for soldering, brazing, welding or surface tempering (excluding hand-held blow pipes) 8468 80 Machinery and apparatus for welding, not gas-operated (excluding electric machines and apparatus of heading 8515) 8468 90 Parts of machinery and apparatus for soldering, brazing, welding or surface tempering, non-electric, n.e.s. 8474 20 Crushing or grinding machines for solid mineral substances 8474 31 Concrete or mortar mixers (excluding those mounted on railway wagons or lorry chassis) 8474 32 Machines for mixing mineral substances with bitumen 8474 90 10 Parts of machinery of heading 8474, of cast iron or cast steel 8474 90 90 Parts of machinery of heading 8474 (excluding of cast iron or cast steel) 8475 10 Machines for assembling electric or electronic lamps, tubes or valves or flashbulbs, in glass envelopes 8476 21 Automatic beverage-vending machines incorporating heating or refrigerating devices 8476 29 Automatic beverage-vending machines, without heating or refrigerating devices 8476 81 Automatic goods-vending machines incorporating heating or refrigerating devices (excluding automatic beverage-vending machines) 8476 89 10 Money-changing machines 8476 89 90 Automatic goods-vending machines, without heating or refrigerating devices (excluding automatic beverage-vending machines and money-changing machines) 8476 90 10 Parts of money-changing machines, n.e.s. 8476 90 90 Parts of automatic goods-vending machines, n.e.s. (excluding of money-changing machines) 8478 10 Machinery for preparing or making up tobacco (excluding dryers and other heating equipment, centrifuges and filter presses) 8478 90 Parts of machinery for preparing or making up tobacco, n.e.s. 8479 40 Rope or cable-making machines (excluding twisting machines of the type used in spinning mills) 8479 71 Passenger boarding bridges, of a kind used in airports 8479 79 Passenger boarding bridges (excluding of a kind used in airports) 8479 81 Machinery for treating metal, including electric wire coil-winders, n.e.s. (excluding industrial robots, furnaces, dryers, spray guns and the like, high-pressure cleaning equipment and other jet cleaners, rolling mills or machines, machine tools and rope or cable-making machines) 8480 10 Moulding boxes for metal foundry 8480 41 Injection or compression-type moulds for metal or metal carbides (excluding moulds of graphite or other carbons and ceramic or glass moulds) 8480 49 Moulds for metal or metal carbides (excluding moulds of graphite or other carbons, ceramic or glass moulds, linotype moulds or matrices, injection or compression-type moulds and ingot moulds) 8480 50 Moulds for glass (excluding moulds of graphite or other carbons and ceramic moulds) 8480 71 Injection or compression-type moulds for rubber or plastics 8480 79 Moulds for rubber or plastics (other than injection or compression types) 8482 30 Spherical roller bearings 8482 50 Other cylindrical roller bearings, including cage and roller assemblies 8482 80 Roller bearings, including combined ball-roller bearings (excluding ball bearings, tapered roller bearings, including cone and tapered roller assemblies, spherical roller bearings, needle and cylindrical roller bearings) 8487 10 10 Ships’ or boats’ propellers and blades therefor, of bronze 8487 10 90 Ships’ or boats’ propellers and blades therefor (excluding those of bronze) 8487 90 40 Parts of machinery of Chapter 84, not intended for a specific purpose, of cast iron, n.e.s. 8487 90 51 Parts of machinery of Chapter 84, not intended for a specific purpose, of cast steel, n.e.s. 8487 90 57 Parts of machinery of Chapter 84, not intended for a specific purpose, of open-die forged or closed-die forged iron or steel, n.e.s. 8487 9059 Parts of machinery of Chapter 84, not intended for a specific purpose, of iron or steel, n.e.s. (other than cast, open-die or closed-die forged) 8487 90 90 Machinery parts of Chapter 84, not intended for a specific purpose, n.e.s. 8502 11 20 Generating sets with compression-ignition internal combustion piston engine “diesel or semi-diesel engine” of an output <= 7.5 kVA 8502 11 80 Generating sets with compression-ignition internal combustion piston engine “diesel or semi-diesel engine” of an output > 7.5 kVA but <= 75 kVA 8502 12 Generating sets with compression-ignition internal combustion piston engine “diesel or semi-diesel engine” of an output > 75 kVA but <= 375 kVA 8502 20 20 Generating sets with spark-ignition internal combustion piston engine, of an output <= 7.5 kVA 8502 20 40 Generating sets with spark-ignition internal combustion piston engine, of an output > 7.5 kVA but <= 375 kVA 8502 20 60 Generating sets with spark-ignition internal combustion piston engine, of an output > 375 kVA but <= 750 kVA 8502 20 80 Generating sets with spark-ignition internal combustion piston engine, of an output > 750 kVA 8503 00 10 Non-magnetic retaining rings for electric motors and electric generating sets 8503 00 91 Parts suitable for use solely or principally with electric motors and generators, electric generating sets and rotary converters, n.e.s., of cast iron or cast steel 8503 00 98 Parts suitable for use solely or principally with electric motors and generators, electric generating sets and rotary converters, n.e.s. (excluding non-magnetic retaining rings and of cast iron or cast steel) 8504 10 20 Inductors, whether or not connected with a capacitor 8504 10 80 Ballasts for discharge lamps or tubes (excluding inductors, whether or not connected with a capacitor) 8504 21 Liquid dielectric transformers, having a power handling capacity <= 650 kVA 8504 22 10 Liquid dielectric transformers, having a power handling capacity > 650 kVA but <= 1,600 kVA 8504 22 90 Liquid dielectric transformers, having a power handling capacity > 1,600 kVA but <= 10,000 kVA 8504 23 Liquid dielectric transformers, having a power handling capacity > 10,000 kVA 8504 31 21 Measuring transformers for voltage measurement, having a power handling capacity <= 1 kVA 8504 31 29 Measuring transformers having a power handling capacity <= 1 kVA (other than for voltage measurement) 8504 31 80 Transformers having a power handling capacity <= 1 kVA (excluding liquid dielectric transformers) 8504 32 Transformers, having a power handling capacity > 1 kVA but <= 16 kVA (excluding liquid dielectric transformers) 8504 40 60 Accumulator chargers 8504 40 83 Rectifiers 8504 40 85 Inverters having a power handling capacity not exceeding 7.5 kVA 8504 40 86 Inverters having a power handling capacity exceeding 7.5 kVA 8504 40 95 Other static converters 8504 50 Inductors (excluding inductors for discharge lamps or tubes) 8504 90 11 Ferrite cores for transformers and inductors 8504 90 13 Steel laminations and cores, whether or not stacked or wound, for transformers and inductors 8504 90 17 Parts of transformers and inductors, n.e.s. (excluding ferrite cores and steel laminations and cores) 8504 90 90 Parts of static converters, n.e.s. 8505 11 Permanent magnets and articles intended to become permanent magnets after magnetisation; of metal 8507 10 20 Lead-acid accumulators of a kind used for starting piston engines (starter batteries), working with liquid electrolyte (excluding spent) 8507 10 80 Lead-acid accumulators of a kind used for starting piston engines (starter batteries), working with non-liquid electrolyte (excluding spent) 8507 2020 Lead-acid accumulators, working with liquid electrolyte (excluding spent and starter batteries) 8507 20 80 Lead-acid accumulators, working with non-liquid electrolyte (excluding spent and starter batteries) 8507 50 Nickel-metal hydride accumulators (excluding spent) 8507 60 Lithium-ion accumulators (excluding spent) 8507 80 Other electric accumulators (excluding spent and lead-acid, nickel-cadmium, nickel-metal hydride and lithium-ion accumulators) 8507 90 30 Separators for electric accumulators (excluding separators of vulcanised rubber other than hard rubber or of textiles) 8507 90 80 Parts of electric accumulators (excluding separators) 8514 11 Resistance heated furnaces and ovens - Hot isostatic presses 8514 19 80 Other resistance heated furnaces and ovens – Other 8514 31 10 Electron beam furnaces - Of a kind used solely or principally for the manufacture of printed circuits or printed circuit assemblies 8514 31 90 Electron beam furnaces – Other 8514 32 10 Plasma and vacuum arc furnaces - Of a kind used solely or principally for the manufacture of printed circuits or printed circuit assemblies 8514 32 90 Plasma and vacuum arc furnaces – Other 8514 39 10 Other furnaces and ovens, other - Of a kind used solely or principally for the manufacture of printed circuits or printed circuit assemblies 8514 39 90 Other furnaces and ovens, other – Other 8514 90 30 Other furnaces and ovens of subheadings 8514 31 10, 8514 32 10 and 8514 39 10 8514 90 70 Parts of electric industrial or laboratory furnaces and ovens, including of those functioning by induction or dielectric loss, and of industrial or laboratory equipment for the heat treatment of materials by induction or dielectric loss, n.e.s. 8516 29 10 Liquid filled electric radiators, for space-heating and soil-heating 8516 32 Electro-thermic hairdressing apparatus (excluding hairdryers) 8516 33 Electric hand-drying apparatus 8516 40 Electric smoothing irons 852589 Other television cameras, digital cameras and video camera recorders 852910 Aerials and aerial reflectors of all kinds; parts suitable for use therewith 8529 90 18 Parts suitable for use solely or principally with the apparatus of headings 8524 to 8528, (excluding aerials, aerial fitters and separators, organic-light emitting modifiers and organic light-emitting diode panels) 8530 10 Electrical signalling, safety or traffic control equipment for railways or tramways (excluding mechanical or electromechanical equipment of heading 8608) 8530 80 Electrical signalling, safety or traffic control equipment (excluding that for railways or tramways and mechanical or electromechanical equipment of heading 8608) 8533 10 Fixed carbon resistors, composition or film types (excluding heating resistors) 8533 21 Fixed electrical resistors for a power handling capacity <= 20 W (excluding heating resistors) 8533 31 Wirewound variable electrical resistors, including rheostats and potentiometers, for a power handling capacity <= 20 W (excluding heating resistors) 8533 39 Wirewound variable electrical resistors, including rheostats and potentiometers, for a power handling capacity > 20 W (excluding heating resistors) 8533 40 10 Electrical variable resistors, including rheostats and potentiometers, for a power handling capacity <= 20 W (excluding wirewound variable resistors and heating resistors) 8533 40 90 Electrical variable resistors, including rheostats and potentiometers, for a power handling capacity > 20 W (excluding wirewound variable resistors and heating resistors) 8533 90 Parts of electrical resistors, including rheostats and potentiometers, n.e.s. 8534 00 11 Multilayer printed circuits, consisting only of conductor elements and contacts 8534 00 19 Printed circuits consisting only of conductor elements and contacts (excluding multiple printed circuits) 8534 00 90 Printed circuits consisting of conductor elements, contacts and other passive elements (excluding those with passive and active elements) 8535 10 Fuses for a voltage > 1,000 V 8537 10 Boards, panels, consoles, desks, cabinets and other bases, equipped with two or more apparatus of heading 8535 or 8536, for electric control or the distribution of electricity, including those incorporating instruments or apparatus of Chapter 90, and numerical control apparatus, other than switching apparatus of heading 8517, for a voltage not exceeding 1,000V 8539 10 Sealed beam lamp units 8539 21 30 Tungsten halogen filament lamps for motorcycles or other motor vehicles (excluding sealed beam lamp units) 8539 21 92 Tungsten halogen filament lamps for a voltage > 100 V 8539 21 98 Tungsten halogen filament lamps for a voltage <= 100 V (excluding those for motorcycles or other motor vehicles) 8539 22 10 Reflector filament lamps of a power <= 200 W and for a voltage > 100 V (excluding tungsten halogen filament lamps) 8539 22 90 Filament lamps of a power <= 200 W and for a voltage > 100 V (excluding tungsten halogen lamps, reflector lamps and ultraviolet or infra-red lamps) 8539 29 30 Filament lamps for motorcycles or other motor vehicles (excluding tungsten halogen lamps) 8539 29 92 Filament lamps for a voltage > 100 V (excluding tungsten halogen lamps, lamps of a power <= 200 W, and ultraviolet or infra-red lamps) 8539 29 98 Filament lamps for a voltage <= 100 V (excluding tungsten halogen lamps and lamps for motorcycles and other motor vehicles) 8539 31 10 Discharge lamps, fluorescent, hot cathode, with double ended cap 8539 31 90 Discharge lamps, fluorescent, hot cathode (excluding with double ended cap) 8539 32 20 Mercury or sodium vapour lamps 8539 32 90 Metal halide lamps 8539 39 20 Cold-cathode fluorescent lamps “CCFLs” for backlighting of flat panel displays 8539 39 80 Discharge lamps (excluding hot-cathode fluorescent lamps, mercury or sodium vapour lamps, metal halide lamps, ultraviolet lamps, and cold-cathode fluorescent lamps “CCFLs” for backlighting of flat panel displays) 8539 49 Ultraviolet or infra-red lamps 8539 90 10 Lamp bases for filament or discharge lamps and other lamps of heading 8539, n.e.s. 8539 90 90 Parts of electric filament or discharge lamps, sealed beam lamp units, ultraviolet or infra-red lamps, arc lamps and LED lamps, n.e.s. 8540 11 Cathode ray television picture tubes, including video monitor cathode ray tubes, colour 8540 12 Cathode ray television picture tubes, including video monitor cathode ray tubes, black and white or other monochrome, with a screen width-to-height ratio of < 1.5 and a diagonal measurement of the screen > 72 cm 8540 40 Data/graphic display tubes, monochrome; data/graphic display tubes, colour, with a phosphor dot screen pitch of < 0.4 mm (excluding photo cathode tubes and cathode ray tubes) 8541 10 Diodes, other than photosensitive or light-emitting diodes (LED) 8541 21 Transistors with a dissipation rate < 1 W (excluding photosensitive transistors) 8541 29 Other transistors, other than photosensitive transistors 8541 30 Thyristors, diacs and triacs (excluding photosensitive semiconductor devices) 8541 41 Light-emitting diodes (LED) 8541 42 Photovoltaic cells not assembled in modules or made up into panels 8541 43 Photovoltaic cells assembled in modules or made up into panels 8541 49 Other photosensitive semiconductor devices, including photovoltaic cells whether or not assembled in modules or made up into panels; light-emitting diodes (LED) 8541 51 Semiconductor-based transducers 8541 59 Other semiconductor devices – other 8541 60 Mounted piezoelectric crystals 8541 90 Parts of diodes, transistors and similar semiconductor devices; photosensitive semiconductor devices, light emitting diodes and mounted piezoelectric crystals, n.e.s. 8542 31 Processors and controllers, whether or not combined with memories, converters, logic circuits, amplifiers, clock and timing circuits, or other circuits 8542 32 Memories 8542 33 Amplifiers 8542 39 Other Electronic Integrated Circuits 8542 90 Parts of electronic integrated circuits, n.e.s. 8545 11 Electrodes of graphite or other carbon, for furnaces 8545 19 Electrodes of graphite or other carbon, for electrical purposes (excluding those used for furnaces) 8545 20 Carbon brushes for electrical purposes 8545 90 10 Heating resistors for electrical purposes, of graphite or other carbon 8545 90 90 Articles of graphite or other carbon, for electrical purposes (excluding electrodes, carbon brushes and heating resistors) 8548 Electrical parts of machinery or apparatus, not specified or included elsewhere in Chapter 85 8546 10 Electrical insulators of glass (excluding insulating fittings) 8546 20 Electrical insulators of ceramics (excluding insulating fittings) 8546 90 10 Electrical insulators of plastics (excluding insulating fittings) 8546 90 90 Electrical insulators (excluding those of glass, ceramics or plastics and insulating fittings) 8547 10 Insulating fittings for electrical purposes, of ceramics 8547 20 Insulating fittings for electrical purposes, of plastics 8601 20 Rail locomotives powered by electric accumulators 8602 10 Diesel-electric locomotives 8606 10 Railway or tramway tank wagons and the like (excluding self-propelled) 8606 30 Railway or tramway self-discharging goods vans and wagons (excluding tank wagons and the like and insulated or refrigerated goods vans and wagons) 8606 91 10 Railway or tramway goods vans and wagons, covered and closed, specially designed for the transport of highly radioactive materials (excluding tank wagons and the like and insulated, refrigerated or self-discharging goods vans and wagons) 8606 91 80 Railway or tramway goods vans and wagons, covered and closed (excluding those specially designed for the transport of highly radioactive materials, tank wagons and the like and self-discharging goods vans and wagons) 8606 99 Railway or tramway goods vans and wagons (excluding those specially designed for the transport of highly radioactive materials, tank wagons and the like, insulated, refrigerated or self-discharging goods vans and wagons and open goods vans and wagons with non-removable sides of a height > 60 cm) 8608 Railway or tramway track fixtures and fittings (excluding sleepers of wood, concrete or steel, sections of track and other track fixtures not yet assembled and railway or tramway track construction material); mechanical, including electromechanical, signalling, safety or traffic control equipment for railways, tramways, roads, inland waterways, parking facilities, port installations or airfields; parts of the foregoing 8609 00 10 Containers with an anti-radiation lead covering, for the transport of radioactive materials 8609 00 90 Containers specially designed and equipped for carriage by one or more modes of transport (excluding those with an anti-radiation lead covering for the transport of radioactive materials) 8901 20 10 Sea-going tankers 8901 20 90 Tankers (excluding sea-going tankers) 8901 30 10 Sea-going refrigerated vessels (excluding tankers) 8901 30 90 Refrigerated vessels (excluding sea-going vessels and tankers) 8904 00 10 Tugs, sea-going and for inland waterways 8904 00 91 Sea-going pusher craft 8904 00 99 Pusher craft (excluding sea-going) 8905 10 10 Sea-going dredgers 8905 10 90 Dredgers (excluding sea-going) 8907 10 Inflatable rafts 8907 90 Rafts, tanks, coffer-dams, landing stages, buoys, beacons and other floating structures (excluding inflatable rafts, vessels of heading 8901 to 8906 and floating structures for breaking up) 8908 Vessels and other floating structures for breaking up 9001 10 10 Image conductor cables of optical fibres (excluding cables made up of individually sheathed fibres of heading 8544) 9001 10 90 Optical fibres, optical fibre bundles and cables (excluding made up of individually sheathed fibres of heading 8544 and image conductor cables) 9001 20 Sheets and plates of polarising material 9006 30 Cameras specially designed for underwater use, for aerial survey or for medical or surgical examination of internal organs; comparison cameras for forensic or criminological purposes 9008 50 Image projectors, and photographic enlargers and reducers (excluding cinematographic and parts) 9008 90 Parts and accessories for image projectors, photographic enlargers and reducers, n.e.s. 9010 50 Apparatus and equipment for photographic or cinematographic laboratories, n.e.s.; negatoscopes 9010 60 Projection screens 9010 90 20 Parts and accessories of apparatus and equipment of subheadings 9010 50 or 9010 60 , n.e.s. 9010 90 80 Parts and accessories for apparatus and equipment for automatically developing photographic or cinematographic film or paper in rolls or for automatically exposing developed film to rolls of photographic paper, n.e.s. 9015 20 Theodolites and tachymeters (tacheometers) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9024 10 20 Machines and appliances for universal testing of mechanical properties of metals or for tensile testing of metals 9024 10 40 Machines and appliances for testing the hardness of metals 9024 10 80 Machines and appliances for testing the mechanical properties of metals (excluding for universal, tensile or hardness testing) 9024 80 Machines and appliances for testing the mechanical properties of materials (excluding metals) 9024 90 Parts and accessories for machines and appliances for testing the mechanical properties of materials, n.e.s. . . . . . . . . . . . . . . . . . . 9026 10 21 Electronic flow meters for measuring or checking the flow or level of liquids (excluding meters and regulators) 9026 10 29 Electronic instruments and apparatus for measuring or checking the flow or level of liquids (excluding flow meters, meters and regulators) 9026 10 81 Flow meters for measuring or checking the flow or level of liquids, non-electronic (excluding meters and regulators) 9026 10 89 Instruments and apparatus for measuring or checking the flow or level of liquids, non-electronic (excluding flow meters, meters and regulators) 9026 20 20 Instruments and apparatus for measuring or checking pressure - electronic 9026 20 40 Instruments and apparatus for measuring or checking pressure - Spiral or metal diaphragm type pressure gauges 9026 20 80 Instruments and apparatus for measuring or checking pressure - other, n.e.s. 9026 80 20 Electronic instruments or apparatus for measuring or checking variables of liquids or gases, n.e.s. 9026 80 80 Non-electronic instruments or apparatus for measuring or checking variables of liquids or gases, n.e.s. 9026 90 Parts and accessories for instruments and apparatus for measuring or checking the flow, level, pressure or other variables of liquids or gases, n.e.s. 9027 89 10 Exposure meters 9027 89 30 pH meters, rH meters and other apparatus for measuring conductivity 9027 89 90 Instruments and apparatus for physical or chemical analysis or for determining surface tension or the like, or for measuring heat or sound, n.e.s. . . . . . . . . . . . . . . . . . . . . . . . . 9028 30 90 Electricity supply or production meters for continuous current, including calibrating meters therefor 9028 90 10 Parts and accessories for electricity meters, n.e.s. 9028 90 90 Parts and accessories for gas or liquid meters, n.e.s. 9029 20 31 Speed indicators for land vehicles 9029 20 38 Speed indicators and tachometers (excluding for land vehicles) 9029 2090 Stroboscopes 9029 90 Parts and accessories for revolution counters, production counters, taximeters, milometers, pedometers and the like, speed indicators and tachometers, and stroboscopes, n.e.s. 9031 90 Parts and accessories for instruments, appliances and machines for measuring and checking, n.e.s. . . . . . . . . . . . . ### Part 3: Russia’s additional vulnerable goods ## 3 Any thing (other than a thing falling within commodity code 2921 2100, 2922 19, 2922 41, 2922 49, 2932 13, 2932 2020, 2934 2020, 2934 2080 or 2935 90 90 which is pre-packaged for medical use) falling within a commodity code mentioned in column 1 of the following table. Commodity code (1) Description (2) . . . . . . 2710 12 25 Other light oils and preparations / for other purposes / special spirits 2809 20 Phosphoric acid and polyphosphoric acids 2832 30 Thiosulphates . . . . . . . . . . . . . . . . . . . . . . . . 2918 99 40 2.6-dimethoxybenzoic acid; dicamba (iso); sodium phenoxyacetate . . . . . . 2922 19 Other 2922 41 Amino-acids, other than those containing more than one kind of oxygen function, and their esters; salts thereof 2922 49 Other (Oxygen-function amino-compounds) 2931 90 Other organo-inorganic compounds 2932 11 Compounds containing an unfused furan ring (whether or not hydrogenated) in the structure 2932 13 Furfuryl alcohol and tetrahydrofurfuryl alcohol 2932 20 20 Gamma-butyrolactone (CAS 96-48-0) 2934 20 20 Di(benzothiazol-2-yl) disulphide; benzothiazole-2-thiol (mercaptobenzothiazole) and its salts 2934 20 80 Other 2935 90 90 Sulphonamides (excluding perfluorooctane sulphonamides, 3-{1-[7-“hexadecylsulphonylamino”-1H-indole-3-yl]-3-oxo-1H, 3H-naphtho[1,8-cd]pyran-1-yl}-N,N-dimethyl-1H-indole-7-sulphonamide and metosulam “ISO” 2942 Other organic compounds . . . . . . . . . . . . 3209 10 Paints and varnishes, incl. enamels and lacquers, based on acrylic or vinyl polymers, dispersed or dissolved in an aqueous medium . . . . . . . . . . . . . . . . . . 3506 10 Products suitable for use as glues or adhesives, put up for retail sale as glues or adhesives, not exceeding a net weight of 1 kg . . . . . . 3824 60 19 Other (Sorbitol other than that of subheading 2905 44 / in Aqueous solution) 3901 Polymers of ethylene, in primary forms 3905 29 Vinyl acetate copolymers, in aqueous dispersion 3906 90 Other (Acrylic Polymers in primary forms) 3907 Polyacetals, other polyethers and epoxide resins, in primary forms; polycarbonates, alkyd resins, polyallyl esters and other polyesters, in primary forms ... . . . . . . 3919 10 Strips, the coating of which consists of unvulcanised natural or synthetic rubber 4009 Tubes, pipes and hoses, of vulcanised rubber other than hard rubber, with or without their fittings (for example, joints, elbows, flanges) 4010 Conveyor or transmission belts or belting, of vulcanised rubber 4011 50 Of a kind used on bicycles (tyres) 4016 Other articles of vulcanised rubber other than hard rubber 4017 Hard rubber (for example, ebonite) in all forms, including waste and scrap; articles of hard rubber 5402 11 High tenacity yarn of nylon or other polyamides, whether or not textured 5402 19 Other High tenacity yarn of nylon or other polyamides, whether or not textured 5407 10 Woven fabrics obtained from high-tenacity yarn of nylon or other polyamides or of polyester 5509 11 Containing 85% or more by weight of staple fibres of nylon or other polyamides 5509 12 Multiple (folded) or cabled yarn (Containing 85% or more by weight of staple fibres of nylon or other polyamides) 5509 42 Multiple (folded) or cabled yarn (Other yarn, containing 85% or more by weight of synthetic staple fibres) 5603 11 90 Other (Textiles / Nonwoven) 5603 12 90 Other (Textiles / Nonwoven) 5603 13 90 Other (Textiles / Nonwoven) 5902 10 Of nylon or other polyamides . . . . . . 7019 Glass fibres (including glass wool) and articles thereof (for example, yarn, rovings, woven fabrics) 8207 19 10 With working part of diamond or agglomerated diamond, base metals and articles of base metal 8207 70 90 Base metals and articles of base metal, Other 8207 80 Tools for turning 8207 90 10 Base metals and articles of base metal, With working part of diamond or agglomerated diamond 8207 90 99 Base metals and articles of base metal, Other 8401 20 Machinery and apparatus for isotopic separation, and parts thereof 8527 Reception apparatus for radiobroadcasting, whether or not combined, in the same housing, with sound recording or reproducing apparatus or a clock 8532 Electrical capacitors, fixed, variable or adjustable (pre-set) 8538 Parts suitable for use solely or principally with the apparatus of heading 8535, 8536 or 8537 Ex 8543 Electrical machines and apparatus, having individual functions, not specified or included elsewhere in Chapter 85 (excluding ex 8543 70 90 as specified in Schedule 2D) 9405 Luminaires and lighting fittings including searchlights and spotlights and parts thereof, not elsewhere specified or included; illuminated signs, illuminated nameplates and the like, having a permanently fixed light source, and parts thereof not elsewhere specified or included ### Part 4: Russia’s vulnerable technology ## 4 Technology “required” for the “development”, “production” or “use” of any thing falling within Parts 2 and 3, other than any thing falling within Chapter 44 or 68 of the Goods Classification Table. ## Schedule 3IA: Sectoral software and technology ## 1 Paragraphs 2, 3 and 4 describe software and technology which is “sectoral software and technology”. ## 2 Business Enterprise software and technology meaning— (a) enterprise resource planning software; (b) customer relationship management software; (c) business intelligence software; (d) supply chain management software; (e) enterprise data warehouse software; (f) computerised maintenance management systems; (g) project management software; (h) product lifecycle management software; (i) any component of the software described in sub-paragraphs (a) to (h), including human resource, accounting or fleet management components; (j) any other information comprised in the software described in sub-paragraphs (a) to (h); and (k) technology required for the development, production or use of the software described in sub-paragraphs (a) to (h); ## 3 Industrial Design software and technology meaning— (a) building information modelling software; (b) computer aided design software; (c) computer aided manufacture software; (d) engineer to order software; (e) any component of the software described in sub-paragraphs (a) to (d); (f) any other information comprised in the software described in sub-paragraphs (a) to (d); and (g) technology required for the development, production or use of the software described in paragraphs (a) to (d); ## 4 Oil and gas related software and technology meaning— (a) oil and gas exploration and oil and gas production software; (b) reservoir simulation software; (c) drilling and completion software; (d) software for oil and gas production management; (e) hydraulic fracturing design and analysis software; (f) any component of the software described in sub-paragraphs (a) to (e); (g) any other information comprised in, or for use in, the software described in sub-paragraphs (a) to (e), including seismic analysis data or hydraulic fracturing data; and (h) technology required for the development, production or use of the software described in sub-paragraphs (a) to (e). ## 5 For the purposes of this Schedule, “technology” has the meaning given in paragraph 37 of Schedule 1 to the Act. ## Schedule 3J: Professional and business services ## 1 Interpretation (1) For the purpose of this Schedule, a service falls within a code of a particular Central Product Classification if it is, or would be, classified under that code in accordance with the provisions on interpretation set out in the relevant Central Product Classification specified in sub-paragraph (2). (2) In this Schedule— “the 1991 Central Product Classification” means the Provisional Central Product Classification published by the United Nations in 1991, Statistical Papers Series M, No. 77; “the 2002 Central Product Classification” means the Central Product Classification published by the United Nations in 2002, Statistical Papers Series M, No. 77, Version 1.1; “the 2015 Central Product Classification” means the Central Product Classification published by the United Nations in 2015, Statistical Papers Series M, No. 77, Version 2.1. ## 2 Meaning of accounting services “Accounting services” means— (a) accounting review services, which are services involving the review by a person of annual and interim financial statements and other accounting information, but excluding auditing services; (b) compilation of financial statements services, which are services involving the compilation by a person of financial statements from information provided by a client, including preparation services of business tax returns when provided together with the preparation of financial statements for a single fee, but excluding such preparation services of business tax returns when provided as a separate service; (c) other accounting services such as attestations, valuations, preparation services of pro forma statements; (d) bookkeeping services, which are services consisting of classifying and recording business transactions in terms of money or some unit of measurement in the books of account, but excluding bookkeeping services related to tax returns. ## 3 Meaning of advertising services “Advertising services” means the services falling within code 836 of the 2002 Central Product Classification (advertising services) comprising— (a) 83610 (planning, creating and placement services of advertising), (b) 83620 (purchase or sale of advertising space or time, on commission), (c) 83631 (sale of advertising space in print media (except on commission)), (d) 83632 (sale of TV/radio advertising time (except on commission)), (e) 83633 (sale of Internet advertising space (except on commission)), (f) 83639 (sale of other advertising space or time (except on commission)), and (g) 83690 (other advertising services). ## 4 Meaning of architectural services “Architectural services” means the services falling within the following codes of the 1991 Central Product Classification— (a) 8671 (architectural services) comprising— (i) 86711 (advisory and pre-design architectural services), (ii) 86712 (architectural design services), (iii) 86713 (contract administration services), (iv) 86714 (combined architectural design and contract administration services), and (v) 86719 (other architectural services); (b) 8674 (urban planning and landscape architectural services) comprising— (i) 86741 (urban planning services), and (ii) 86742 (landscape architectural services). ## 5 Meaning of auditing services “Auditing services” means services consisting of examination of the accounting records and other supporting evidence of an organisation for the purpose of expressing an opinion as to— (a) whether financial statements of the organisation present fairly its position as at a given date, and (b) the results of its operations for the period ending on that date, in accordance with generally accepted accounting principles. ## 6 Meaning of business and management consulting services “Business and management consulting services” means advisory, guidance and operational assistance services provided for business policy and strategy and the overall planning, structuring and control of an organisation, which includes (but is not limited to) management auditing, market management, human resources, production management and project management consulting. ## 6A Meaning of construction services “Construction services” means the services falling within the following codes of the 1991 Central Product Classification— (a)511 (pre-erection work at construction sites) comprising— (i)5111 (Site investigation work); (ii)5112 (Demolition work); (iii)5113 (Site formation and clearance work); (iv)5114 (Excavating and earthmoving work); (v)5115 (Site preparation work for mining); (vi)5116 (Scaffolding work); (b)512 (construction work for buildings) comprising— (i)5121 (For one- and two-dwelling buildings); (ii)5122 (For multi-dwelling buildings); (iii)5123 (For warehouses and industrial buildings ); (iv)5124 (For commercial buildings); (v)5125 (For public entertainment buildings); (vi)5126 (For hotel, restaurant and similar buildings); (vii)5127 (For educational buildings); (viii)5128 (For health buildings); (ix)5129 (For other buildings); (c)513 (construction work for civil engineering) comprising— (i)5131 (For highways (except elevated highways), streets, roads, railways and airfield runways; (ii)5132 (For bridges, elevated highways, tunnels and subways); (iii)5133 (For waterways, harbours, dams and other water works); (iv)5134 (For long distance pipelines, communication and power lines (cables)); (v)5135 (For local pipelines and cables; ancillary works); (vi)5136 (For constructions for mining and manufacturing); (vii)5137 (For constructions for sport and recreation); (viii)5139 (For engineering works n.e.c.); (d)514 (assembly and erection of prefabricated constructions); (e)515 (special trade construction work) comprising— (i)5151 (Foundation work, incl. pile driving); (ii)5152 (Water well drilling); (iii)5153 (Roofing and water proofing); (iv)5154 (Concrete work); (v)5155 (Steel bending and erection (incl. welding); (vi)5156 (Masonry work); (vii)5159 (Other special trade construction work); (f)516 (installation work) comprising— (i)5161 (Heating, ventilation and air conditioning work); (ii)5162 (Water plumbing and drain laying work); (iii)5163 (Gas fitting construction work); (iv)5164 (Electrical work); (v)5165 (Insulation work (electrical wiring, water, heat, sound)); (vi)5166 (Fencing and railing construction work); (vii)Other installation work; (g)517 (building completion and finishing work) comprising— (i)5171 (Glazing work and window glass installation); (ii)5172 (Plastering work); (iii)5173 (Painting work); (iv)5174 (Floor and wall tiling work); (v)5175 (Other floor laying, wall covering and wall papering work); (vi)5176 (Wood and metal joinery and carpentry work); (vii)5177 (Interior fitting decoration work); (viii)5178 (Ornamentation fitting work); (ix)5179 (Other building completion and finishing work); (h)518 (renting services related to equipment for construction or demolition of buildings or civil engineering works, with operator). ## 7 Meaning of engineering services “Engineering services” means the services falling within the following codes of the 1991 Central Product Classification— (a) 8672 (engineering services) comprising— (i) 86721 (advisory and consultative engineering services), (ii) 86722 (engineering design services for the construction of foundations and building structures), (iii) 86723 (engineering design services for mechanical and electrical installations for buildings), (iv) 86724 (engineering design services for the construction of civil engineering works), (v) 86725 (engineering design services for industrial processes and production), (vi) 86726 (engineering design services not elsewhere classified), (vii) 86727 (other engineering services during the construction and installation phase), and (viii) 86729 (other engineering services not elsewhere classified); (b) 8673 (integrated engineering services) comprising— (i) 86731 (integrated engineering services for transportation infrastructure turnkey projects), (ii) 86732 (integrated engineering and project management services for water supply and sanitation works turnkey projects), (iii) 86733 (integrated engineering services for the construction of manufacturing turnkey projects), and (iv) 86739 (integrated engineering services for other turnkey projects); (c) 8675 (engineering related scientific and technical consulting services) comprising— (i) 86751 (geological, geophysical and other scientific prospecting services), (ii) 86752 (subsurface surveying services), (iii) 86753 (surface surveying services), and (iv) 86754 (map making services); (d) 8676 (technical testing and analysis services) comprising— (i) 86761 (composition and purity testing and analysis services), (ii) 86762 (testing and analysis services of physical properties), (iii) 86763 (testing and analysis services of integrated mechanical and electrical systems), (iv) 86764 (technical inspection services), and (v) 86769 (other technical testing and analysis services). ## 8 Meaning of IT consultancy and design services “IT consultancy and design services” means the services falling within the following codes of the 2015 Central Product Classification— (a) 83131 (IT consulting services); (b) 83141 (IT design and development services for applications). ## 8A Meaning of legal advisory services (1) “Legal advisory services”— (a) means the provision of legal advice to a client in non-contentious matters, involving any of the following— (i) the application or interpretation of law; (ii) acting on behalf of a client, or providing advice on or in connection with, a commercial transaction, negotiation or any other dealing with a third party; (iii) the preparation, execution or verification of a legal document; (b) do not include any representation, advice, preparation of documents or verification of documents undertaken as part of legal representation services provided in, or in anticipation of— (i) any proceedings before administrative agencies, courts or other duly constituted official tribunals in any jurisdiction, or (ii) arbitral or mediation proceedings in any jurisdiction; (c) do not include the provision of legal advice or other services in connection with the management of claims under a contract of insurance or reinsurance. (2) In sub-paragraph (1)— (a) “legal document” includes any document which is governed in whole or in part by law, or which satisfies a legal requirement; (b) “legal representation services” include advice given in relation to a dispute or potential dispute, and on the settlement of a dispute, whether or not proceedings referred to in sub-paragraph (1)(b) are commenced in relation to the dispute. ## 9 Meaning of public relations services “Public relations services” means services provided by a person related to improving the image of their clients and their relationship with the general public and other institutions, but excludes planning and creating advertising services or public opinion polling services. ## Schedule 4: Persons named in relation to dual-use items restrictions ## 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 7 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 8 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 9 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Schedule 5: Treasury licences: purposes ### Part A1: Interpretation ## A1 Interpretation of Schedule 5 In this Schedule— “consular post” has the same meaning as in the Vienna Convention on Consular Relations done at Vienna on 24 April 1963, and any reference to the functions of a consular post is to be read in accordance with that Convention; “diplomatic mission” and any reference to the functions of a diplomatic mission are to be read in accordance with the Vienna Convention on Diplomatic Relations done at Vienna on 18 April 1961; “frozen account” has the meaning given in regulation 58(7); “humanitarian assistance activity” includes the work of international and non-governmental organisations carrying out relief activities for the benefit of the civilian population of a country; “medical goods” includes medicines and medical devices; “relevant financial authority” means authorities involved in the regulation of financial services in the United Kingdom, including the Financial Conduct Authority, the Prudential Regulation Authority and the Bank of England; “relevant institution” has the meaning given in regulation 58(7); “spaceflight activity” has the meaning given in section 1(6) of the Space Industry Act 2018. ### Part 1: Asset-freeze etc. ## 1 Interpretation of Part 1 (1) In this Part of this Schedule— “designated person” has the same meaning as it has in Chapter 1 of Part 3 (Asset-freeze etc.); “frozen funds or economic resources” means funds or economic resources frozen by virtue of regulation 11 .... (2) For the purposes of this Part of this Schedule, references to a designated person are to be read as including a person (“C”) who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person (“P”). (3) When determining for the purposes of paragraph 8 when C became a designated person, C is to be treated as having become a designated person at the same time as P. ## 2 Basic needs (1) To enable the basic needs of a designated person, or (in the case of an individual) any dependent family member of such a person, to be met. (2) In the case of an individual, in sub-paragraph (1) “basic needs” includes— (a) medical needs; (b) needs for— (i) food; (ii) payment of insurance premiums; (iii) payment of tax; (iv) rent or mortgage payments; (v) utility payments. (3) In the case of a person other than an individual, in sub-paragraph (1) “basic needs” includes needs for— (a) payment of insurance premiums; (b) payment of reasonable fees for the provision of property management services; (c) payment of remuneration, allowances or pensions of employees; (d) payment of tax; (e) rent or mortgage payments; (f) utility payments. (4) In sub-paragraph (1)— “dependent” means financially dependent; “family member” includes— (a)the wife or husband of the designated person; (b)the civil partner of the designated person; (c)any parent or other ascendant of the designated person; (d)any child or other descendant of the designated person; (e)any person who is a brother or sister of the designated person, or a child or other descendant of such a person. ## 3 Legal services To enable the payment of— (a) reasonable professional fees for the provision of legal services, or (b) reasonable expenses associated with the provision of legal services. ## 4 Maintenance of frozen funds and economic resources To enable the payment of— (a) reasonable fees, or (b) reasonable service charges, arising from the routine holding or maintenance of frozen funds or economic resources. ## 5 Extraordinary expenses To enable an extraordinary expense of a designated person to be met. ## 6 Judicial decisions etc. To enable the implementation or satisfaction (in whole or in part) of a judicial, administrative or arbitral decision or lien which is enforceable in the United Kingdom (the “judicial decision”), provided that— (a) where funds or economic resources are made available to a designated person, they are credited to a frozen account or otherwise frozen by virtue of regulation 11; (b) where funds or economic resources are made available by a person (including a designated person) to a designated person to enable the implementation or satisfaction of the judicial decision, no other designated person benefits, directly or indirectly. ## 7 Extraordinary situation To enable anything to be done to deal with an extraordinary situation. ## 8 Prior obligations To enable the satisfaction of an obligation of a designated person (whether arising under a contract, other agreement or otherwise), provided that— (a) the obligation arose before the date on which the person became a designated person, and (b) no payments are made to another designated person, whether directly or indirectly. ## 9 Consular posts (1) To enable anything to be done in order that the functions of a consular post in non-government controlled Ukrainian territory, or of an international organisation enjoying immunities in accordance with international law, may be carried out. (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 9A Humanitarian assistance activity To enable anything to be done in connection with the performance of any humanitarian assistance activity. ## 9B Medical goods or services (1) To enable anything to be done in connection with the provision of medical goods or services for the benefit of the civilian population of a country. (2) To enable the import, export or use of medical goods. ## 9C Food To enable anything to be done in connection with the production or distribution of food for the benefit of the civilian population of a country. ## 9D Diplomatic missions etc. (1) To enable anything to be done in order that the functions of a diplomatic mission or consular post in Russia or of an international organisation enjoying immunities in accordance with international law may be carried out. (2) To enable anything to be done in order that the functions of a diplomatic mission or consular post of Russia in the United Kingdom may be carried out. ### Part 1ZA: Divestment etc. ## 9DA Interpretation of Part 1ZA In this Part— “designated person” has the same meaning as it has in Chapter 1 of Part 3 (Finance); “Government of Russia” has the same meaning as in regulation 6; “non-UK country” means a country that is not the United Kingdom; “non-UK credit or financial institution” has the same meaning as in regulation 17A; “person concerned” means the Government of Russia or, as the case may be, a designated person or a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person; “UK entity” means a person, other than an individual, incorporated or constituted under the law of any part of the United Kingdom. ## 9DB Divestment (1) To enable anything to be done by a UK entity to enable that entity to undertake a relevant transfer. (2) In sub-paragraph (1), a “relevant transfer” means a transfer of funds or economic resources located in Russia and owned, held or controlled by the UK entity, to a person concerned in order to enable that entity to divest itself, either wholly or partially, of those funds or economic resources. (3) Where sub-paragraph (4) applies, to enable anything to be done by a UK entity in order to allow that entity to acquire from a person concerned an interest in that entity held by that person. (4) This sub-paragraph applies where— (a) the sole consideration for that acquisition is a transfer of funds from the UK entity to the person concerned; (b) such funds are credited to— (i) a frozen account held by a relevant institution; or (ii) an account held by a non-UK credit or financial institution in a non-UK country; and (c) where paragraph (b)(ii) applies, the law of that non-UK country— (i) contains relevant and appropriate— (aa) prohibitions corresponding to those in Part 3 of these Regulations; and (bb) exceptions corresponding to those in Part 7 of these Regulations; and (ii) where relevant or appropriate, allows for licences to be granted on grounds corresponding to those in this Schedule. ## 9DC Enabling others to divest themselves of funds or economic resources (1) To enable anything to be done by a UK entity in order to enable another person (“B”) to undertake a relevant transfer. (2) In sub-paragraph (1), a “relevant transfer” means a transfer of funds or economic resources located in Russia and owned, held or controlled by B, to a person concerned, in order to enable B to divest itself, either wholly or partially, of those funds or economic resources. (3) Where sub-paragraph (4) applies, to enable anything to be done by a UK entity in order to enable B to acquire from a person concerned an interest in B held by the person concerned. (4) This sub-paragraph applies where— (a) the sole consideration for that acquisition is a transfer of funds from B to the person concerned; (b) such funds are credited to— (i) a frozen account held by a relevant institution; or (ii) an account held by a non-UK credit or financial institution in a non-UK country; and (c) where paragraph (b)(ii) applies, the law of that non-UK country— (i) contains relevant and appropriate— (aa) prohibitions corresponding to those in Part 3 of these Regulations; and (bb) exceptions corresponding to those in Part 7 of these Regulations; and (ii) where relevant or appropriate, allows for licences to be granted on grounds corresponding to those in this Schedule. ### Part 1ZB: Insolvency ## 9DD Insolvency (1) To enable anything to be done in connection with— (a) any insolvency and restructuring proceedings relating to an insolvent person, (b) any other relevant proceedings relating to a person other than an individual, or (c) proceedings under the insolvency law of a country other than the United Kingdom that correspond to the proceedings in paragraph (a) or (b), provided that any payments made directly or indirectly to a designated person, or to a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person, are credited to a frozen account. (2) In this paragraph— “designated person” has the same meaning as it has in Chapter 1 of Part 3 (Finance); “enactment” has the meaning given in section 54(6) of the Act; “frozen account” has the meaning given in regulation 58(7); “insolvency and restructuring proceedings” includes— (a)the regimes and proceedings set out in Parts A1 to 6 of the Insolvency Act 1986, Parts 1A to 7 of the Insolvency (Northern Ireland) Order 1989 and so much of Part 1 of that Order as applies for the purposes of those Parts, but excluding— (i)proceedings under Chapter 3 of Part 4 (members’ voluntary winding up) of the Insolvency Act 1986, and (ii)proceedings under Chapter 3 of Part 5 (members’ voluntary winding up) of the Insolvency (Northern Ireland) Order 1989; (b)arrangements and reconstructions under Part 26 of the Companies Act 2006; (c)arrangements and reconstructions for companies in financial difficulty under Part 26A of the Companies Act 2006; (d)the proceedings and arrangements set out in the Bankruptcy (Scotland) Act 2016; “insolvent person” means a person (“P”), other than an individual, where— (a)P is unable to pay its debts as they fall due, or (b)the value of P’s assets is less than the amount of its liabilities, taking into account its contingent and prospective liabilities; “other relevant proceedings” means— (a)the regimes and proceedings set out in— (i)sections 367 and 377A to 377J of, or Schedule 19C to, the Financial Services and Markets Act 2000; (ii)the Insurers (Reorganisation and Winding Up) (Lloyd’s) Regulations 2005; (iii)Parts 1 to 3 of the Banking Act 2009 (including Parts 2 and 3 as applied to building societies by section 90C of the Building Societies Act 1986); (iv)the Investment Bank Special Administration Regulations 2011; (v)Part 6 of the Financial Services (Banking Reform) Act 2013; (vi)the Payment and Electronic Money Institution Insolvency Regulations 2021; (vii)Schedule 11 to the Financial Services and Markets Act 2023; (b)proceedings under any other special administration regime; “special administration regime” means provision made by an enactment for an insolvency procedure that— (a)is similar or corresponds to the ordinary administration procedure provided for by Schedule B1 to the Insolvency Act 1986 or Schedule B1 to the Insolvency (Northern Ireland) Order 1989, and (b)provides for the administrator to have one or more special objectives instead of or in addition to the objectives of ordinary administration. ### Part 1A: Loans and credit arrangements ## 9E Humanitarian assistance activity To enable anything to be done in connection with the performance of any humanitarian assistance activity. ## 9F Medical goods or services (1) To enable anything to be done in connection with the provision of medical goods or services for the benefit of the civilian population of a country. (2) To enable the import, export or use of medical goods. ## 9G Food To enable anything to be done in connection with the production or distribution of food for the benefit of the civilian population of a country. ## 9H Diplomatic missions etc. (1) To enable anything to be done in order that the functions of a diplomatic mission or consular post in Russia, or of an international organisation enjoying immunities in accordance with international law may be carried out. (2) To enable anything to be done in order that the functions of a diplomatic mission or consular post of Russia in the United Kingdom may be carried out. ## 9I Space To enable anything to be done in order for a United Kingdom person to undertake spaceflight activity. ## 9J Extraordinary situation To enable anything to be done to deal with an extraordinary situation. ### Part 1B: Correspondent banking relationships and processing payments ## 9K Interpretation of Part 1B In this Part, “designated person” has the meaning given in regulation 17A. ## 9L Basic needs (1) To enable the basic needs of a designated person, or a person owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person, to be met. (2) In the case of a person other than an individual, in sub-paragraph (1) “basic needs” includes needs for— (a) payment of insurance premiums; (b) payment of reasonable fees for the provision of property management services; (c) payment of reasonable fees for the provision of insolvency services; (d) payment of remuneration, allowances or pensions of employees; (e) payment of tax; (f) rent or mortgage payments; (g) utility payments. ## 9M Legal services To enable the payment of— (a) reasonable professional fees for the provision of legal services to the designated person or a person owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person, or (b) reasonable expenses associated with the provision of legal services to the designated person (or a person owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person. ## 9N Financial regulation (1) To enable anything to be done by, or on behalf of, a relevant financial authority for the purposes of the functions of that authority. (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 9O Extraordinary situation To enable anything to be done to deal with an extraordinary situation. ### Part 1C: Processing payments ## 9P Humanitarian assistance activity To enable anything to be done in connection with the performance of any humanitarian assistance activity. ## 9Q Medical goods or services (1) To enable anything to be done in connection with the provision of medical goods or services for the benefit of the civilian population of a country. (2) To enable the import, export or use of medical goods. ## 9R Food To enable anything to be done in connection with the production or distribution of food for the benefit of the civilian population of a country. ## 9S Diplomatic missions etc. (1) To enable anything to be done in order that the functions of a diplomatic mission or consular post in Russia, or of an international organisation enjoying immunities in accordance with international law may be carried out. (2) To enable anything to be done in order that the functions of a diplomatic mission or consular post of Russia in the United Kingdom may be carried out. ## 9T Space To enable anything to be done in order for a United Kingdom person to undertake spaceflight activity. ## 9TA Other licensing purposes To enable anything to be done in connection with a licence which the Treasury has decided to issue for another purpose specified in this Schedule. ### Part 1D: Foreign exchange reserve and asset management services ## 9U Humanitarian assistance activity To enable anything to be done in connection with the performance of any humanitarian assistance activity. ## 9V Financial regulation (1) To enable anything to be done by, or on behalf of, a relevant financial authority for the purposes of the functions of that authority. (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 9W Financial stability To enable anything to be done by a person, following consultation by that person (or a person acting on their behalf) with the Bank of England, that is necessary or expedient in order to protect or enhance the stability of the financial system of the United Kingdom. ## 9X Safety and soundness of a firm To enable anything to be done by a person, following consultation by that person (or a person acting on their behalf) with the relevant supervising authority or authorities, that is necessary or expedient in order to promote the safety and soundness of a firm which is supervised by the Bank of England, the Prudential Regulation Authority or the Financial Conduct Authority. ## 9Y Extraordinary situation To enable anything to be done to deal with an extraordinary situation. ### Part 2: Investment in non-government controlled Ukrainian territory ## 10 Consular posts (1) To enable anything to be done in order that the functions of a consular post in non-government controlled Ukrainian territory, or of an international organisation enjoying immunities in accordance with international law, may be carried out. (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 11 Medical and educational purposes To enable the carrying out of projects exclusively in support of— (a) hospitals, or other public health institutions providing medical services, or (b) civilian education establishments, located in non-government controlled Ukrainian territory. ## 12 To enable anything to be done in relation to the provision or maintenance of appliances or equipment for medical use in non-government controlled Ukrainian territory. ## 13 Health and the environment To enable anything to be done for the urgent prevention or mitigation of an event likely to have a serious and significant impact on human health or safety, infrastructure or the environment. ### Part 3: Investments in relation to Russia ## 14 Extraordinary situation To enable anything to be done to deal with an extraordinary situation. ## 15 Humanitarian assistance activity To enable anything to be done in connection with the performance of any humanitarian assistance activity. ## 16 Medical goods or services (1) To enable anything to be done in connection with the provision of medical goods or services for the benefit of the civilian population of a country. (2) To enable the import, export or use of medical goods. ## 17 Food To enable anything to be done in connection with the production or distribution of food for the benefit of the civilian population of a country. ## 18 Diplomatic missions etc. (1) To enable anything to be done in order that the functions of a diplomatic mission or consular post in Russia, or of an international organisation enjoying immunities in accordance with international law, may be carried out. (2) To enable anything to be done in order that the functions of a diplomatic mission or consular post of Russia in the United Kingdom may be carried out. ## 19 Safety and soundness of a firm To enable anything to be done by a person, following consultation by that person (or a person acting on their behalf) with the relevant supervising authority or authorities, that is necessary or expedient in order to promote the safety and soundness of a firm which is supervised by the Bank of England, the Prudential Regulation Authority or the Financial Conduct Authority. ## 20 Space To enable anything to be done for a United Kingdom person to undertake spaceflight activity. ### Part 3A: Trust services ## 20A Extraordinary situation To enable anything to be done to deal with an extraordinary situation. ## 20B Humanitarian assistance activity To enable anything to be done in connection with the performance of any humanitarian assistance activity. ## 20C Medical goods or services (1) To enable anything to be done in connection with the provision of medical goods or services for the benefit of the civilian population of a country. (2) To enable the import, export or use of medical goods. ## 20D Food To enable anything to be done in connection with the production or distribution of food for the benefit of the civilian population of a country. ## 20E Diplomatic missions etc. (1) To enable anything to be done in order that the functions of a diplomatic mission or consular post in Russia, or of an international organisation enjoying immunities in accordance with international law, may be carried out. (2) To enable anything to be done in order that the functions of a diplomatic mission or consular post of Russia in the United Kingdom may be carried out. ## 20F Safety and soundness of a firm To enable anything to be done by a person, following consultation by that person (or a person acting on their behalf) with the relevant supervising authority or authorities, that is necessary or expedient in order to promote the safety and soundness of a firm which is supervised by the Bank of England, the Prudential Regulation Authority or the Financial Conduct Authority. ## 20G Financial regulation To enable anything to be done by, or on behalf of, a relevant financial authority for the purposes of the functions of that authority. ## 20H Financial stability To enable anything to be done by a person, following consultation by that person (or a person acting on their behalf) with the Bank of England, that is necessary or expedient in order to protect or enhance the stability of the financial system of the United Kingdom. ## 20I Unauthorised unit trust schemes (1) To enable the provision of trust services by the operator or trustee of an unauthorised unit trust scheme in relation to that scheme, provided that the condition in sub-paragraph (2) is met. (2) The condition in this sub-paragraph is that the trust services are not provided primarily to or for the benefit of a designated person or a person connected with Russia. (3) Terms used in this paragraph are to be construed in accordance with regulation 60ZZB. ### Part 4: Maritime transportation of certain oil and oil products ## 21 Extraordinary situation To enable anything to be done to deal with an extraordinary situation. ## Explanatory note (This note is not part of the Regulations) These Regulations are made under the Sanctions and Anti-Money Laundering Act 2018 (c.13) to establish a sanctions regime under that Act in relation to Russia. These Regulations are made for the purpose of encouraging Russia to cease actions destabilising Ukraine or undermining or threatening the territorial integrity, sovereignty or independence of Ukraine. Following the UK's withdrawal from the European Union, these Regulations will replace the EU sanctions regimes in relation to Russia. The EU sanctions regimes are currently implemented via EU Council Decisions and Regulations. The Regulations confer a power on the Secretary of State to designate persons who are, or have been, involved in destabilising Ukraine or undermining or threatening the territorial integrity, sovereignty or independence of Ukraine. Designated persons may be excluded from the United Kingdom and may be made subject to financial sanctions, including having their funds or economic resources frozen. These Regulations also impose restrictions on trade in military goods and technology, on certain dual-use and energy-related items, and impose restrictions on supplying infrastructure-related goods and technology to Crimea and on importing goods from Crimea. These Regulations also restrict the provision of services related to the trade in those items. The Regulations also restrict persons from dealing with certain financial instruments, restrict the provision of finance and funds, and restrict investment in relation to Crimea. The Regulations provide for certain exceptions to this sanctions regime, including in relation to financial sanctions (for example to allow for frozen accounts to be credited with interest or other earnings), trade sanctions and also acts done for the purpose of national security or the prevention of serious crime. The Regulations also confer powers on the Secretary of State and the Treasury to issue licences in respect of activities that would otherwise be prohibited under the financial and trade sanctions imposed. Schedule 5 of these Regulations sets out the purposes pursuant to which the Treasury will issue such licences. The Regulations make it a criminal offence to contravene, or circumvent, any of the prohibitions in these Regulations and prescribe the mode of trial and penalties that apply to such offences. The Regulations also confer powers on specified maritime enforcement officers to stop and search ships in international and foreign waters for the purpose of enforcing specified trade sanctions and to seize goods found on board ships which are being, or have been, dealt with in contravention, or deemed contravention, of those prohibitions. The Regulations prescribe powers for the provision and sharing of information to enable the effective implementation and enforcement of the sanctions regime. The Regulations revoke the relevant EU Regulations relating to the existing EU Russia sanctions regimes, in so far as those Regulations would have had effect in the UK after exit day. The Regulations also revoke existing UK trade and financial sanctions regulations relating to the existing EU Russia sanctions regimes. --- Source: https://www.legislation.gov.uk/uksi/2019/855 (the official version) Page: https://openlegislation.uk/russia-sanctions-eu-exit-regulations-2019 Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.