{
  "url": "https://openlegislation.uk/securities-financing-transactions-securitisation-and-miscellaneous-amendments-eu-exit-regulations-2020/regulation-34",
  "json_url": "https://openlegislation.uk/securities-financing-transactions-securitisation-and-miscellaneous-amendments-eu-exit-regulations-2020/regulation-34.json",
  "legislation": "uksi/2020/1385",
  "legislation_title": "The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020",
  "legislation_url": "https://openlegislation.uk/securities-financing-transactions-securitisation-and-miscellaneous-amendments-eu-exit-regulations-2020",
  "path": "regulation/34",
  "kind": "regulation",
  "number": "34",
  "heading": "Misleading the FCA: criminal offence",
  "text": "Section 398 of the Financial Services and Markets Act 2000 (misleading the FCA or PRA: residual cases) applies to a requirement to provide information in accordance with a direction under regulation 30(2)(a) or (b) as it applies to a requirement falling within subsection (1A) of that section.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "I",
      "label": "I1",
      "text": "Reg. 34 in force at 27.11.2020, see reg. 1(2)"
    },
    {
      "type": "footnote",
      "label": "f1",
      "text": "2000 c. 8. Section 398 is amended by paragraph 36 of Schedule 9 to the Financial Services Act 2012 (c. 21), S.I. 2013/1773, S.I. 2015/1882, S.I. 2016/680, S.I. 2017/701, S.I. 2018/135, S.I. 2018/698, S.I. 2019/362, and S.I. 2019/1043."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2020/1385/regulation/34",
    "retrieved_at": "2026-10-28T22:21:55.158626+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}