# The Solicitors (Disciplinary Proceedings) Rules 2019, Article 41: Sanction

Extent: E+W

(1) At the conclusion of the hearing, the Tribunal must make a finding as to whether any or all of the allegations in the application have been substantiated.
(2) If the Tribunal makes a finding that any or all of the allegations in the application have been substantiated, the Tribunal must ask—
(a) the clerk whether any allegations were found to have been substantiated against the respondent in any previous disciplinary proceedings before the Tribunal; and
(b) the Society (in those cases where the Society is the applicant) whether it has imposed any sanction against the respondent in respect of conduct which has not been the subject of any previous disciplinary proceedings before the Tribunal.
(3) The respondent will be entitled to make submissions by way of mitigation, including character references, in respect of the sanction, if any, to be imposed by the Tribunal.
(4) The Tribunal must have regard to its guidance on sanctions in force at the time when determining the appropriate sanction.

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Source: https://www.legislation.gov.uk/uksi/2019/1185/article/41 (the official version)
Page: https://openlegislation.uk/solicitors-disciplinary-proceedings-rules-2019/article-41
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.