{
  "url": "https://openlegislation.uk/stakeholder-pension-schemes-amendment-no-2-regulations-northern-ireland-2001/regulation-9",
  "json_url": "https://openlegislation.uk/stakeholder-pension-schemes-amendment-no-2-regulations-northern-ireland-2001/regulation-9.json",
  "legislation": "nisr/2001/119",
  "legislation_title": "The Stakeholder Pension Schemes (Amendment No. 2) Regulations (Northern Ireland) 2001",
  "legislation_url": "https://openlegislation.uk/stakeholder-pension-schemes-amendment-no-2-regulations-northern-ireland-2001",
  "path": "regulation/9",
  "kind": "regulation",
  "number": "9",
  "heading": "Amendment of regulation 13",
  "text": "(1) Regulation 13 (expenses, commission etc.—principles) shall be amended in accordance with paragraphs (2) and (3).\n(2) After paragraph (2) there shall be inserted the following paragraph—\n“(2A) Nothing in paragraph (1) shall be taken to prevent that which is permitted under any of the provisions mentioned in paragraph (4).”.\n(3) After paragraph (3) there shall be inserted the following paragraph—\n“(4) The provisions referred to in paragraph (2A) are—\n(a) section 28 (suspension or forfeiture) and regulation 9 of the Personal and Occupational Pension Schemes (Protected Rights) Regulations (Northern Ireland) 1997 (suspension and forfeiture of payments giving effect to protected rights);\n(b) section 155 (inalienability of guaranteed minimum pension and protected rights payments);\n(c) Articles 89 to 92 of the 1995 Order and regulations under those Articles (inalienability and forfeiture of occupational pensions), and\n(d) in the case of a pension scheme established under a trust which—\n(i) is not an occupational pension scheme, but\n(ii) is or has been registered under Article 4,\nArticles 89, 90 and 92 of the 1995 Order and the Occupational Pension Schemes (Assignment, Forfeiture, Bankruptcy etc.) Regulations (Northern Ireland) 1997 (inalienability and forfeiture of occupational pensions) as those Articles and Regulations have effect by virtue of Article 8(3) of, and Schedule 1 to, the Order and of regulation 32.”.",
  "extent": "N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "I",
      "label": "I1",
      "text": "Reg. 9 in operation at 5.4.2001, see reg. 1(1)"
    },
    {
      "type": "footnote",
      "label": "f1",
      "text": "S.R. 1997 No. 56, to which there are amendments not relevant to these regulations"
    },
    {
      "type": "footnote",
      "label": "f2",
      "text": "Section 155 was amended by paragraph 33 of Schedule 1 to the Pensions (Northern Ireland) Order 1995"
    },
    {
      "type": "footnote",
      "label": "f3",
      "text": "Article 89 was amended by paragraph 46 of Schedule 9 to the Welfare Reform and Pensions (Northern Ireland) Order 1999 (S.I. 1999/3147 (N.I. 11)); Article 90 was amended by paragraph 47 of Schedule 9 to, that Order and Article 91 was amended by paragraph 48 of Schedule 9 to that Order. See also S.R. 1997 No. 153, amended by S.R. 1999 No. 309"
    },
    {
      "type": "footnote",
      "label": "f4",
      "text": "S.R. 1997 No. 153, amended by S.R. 1999 No. 309"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/nisr/2001/119/regulation/9",
    "retrieved_at": "2026-11-05T03:43:12.046793+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}