# The Stakeholder Pension Schemes (Amendment) (No.2) Regulations 2001, Regulation 9: Amendment of regulation 13


(1) Regulation 13 (expenses, commission etc.—principles) shall be amended as follows.
(2) After paragraph (2) insert—
“(2A) Nothing in paragraph (1) shall be taken to prevent that which is permitted by or under any of the provisions mentioned in paragraph (4).”.
(3) After paragraph (3) insert—
“(4) The provisions referred to in paragraph (2A) are—
(a) section 32 of the 1993 Act and regulation 9 of the Personal and Occupational Pension Schemes (Protected Rights) Regulations 1996 (protected rights: suspension and forfeiture);
(b) section 159 of the 1993 Act (inalienability of guaranteed minimum pension and protected rights payments);
(c) sections 91 to 94 of the 1995 Act and regulations under those sections (inalienability and forfeiture of occupational pensions); and
(d) in the case of a pension scheme established under a trust which—
(i) is not an occupational pension scheme; but
(ii) is or has been registered under section 2;
sections 91, 92 and 94 of the 1995 Act and the Occupational Pension Schemes (Assignment, Forfeiture, Bankruptcy etc.) Regulations 1997 (inalienability and forfeiture of occupational pensions) as those sections and Regulations have effect by virtue of section 6(3) of, and Schedule 1 to, the Act and of regulation 32.”.

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Source: https://www.legislation.gov.uk/uksi/2001/934/regulation/9 (the official version)
Page: https://openlegislation.uk/stakeholder-pension-schemes-amendment-no2-regulations-2001/regulation-9
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.