{
  "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000",
  "json_url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000.json",
  "id": "uksi/2000/1403",
  "title": "The Stakeholder Pension Schemes Regulations 2000",
  "short_title": "Stakeholder Pension Schemes 2000",
  "long_title": "These Regulations are made principally under sections 1 to 8 of the Welfare Reform and Pensions Act 1999 (“the Act\"), and other provisions listed in Schedule 1 to the Regulations, to make provision in connection with stakeholder pension schemes introduced by Part I of that Act. Apart from Part IV (which provides for the obligations of employers), the Regulations come into force on 1st October 2000.",
  "citation": "S.I. 2000/1403",
  "type": "uksi",
  "year": "2000",
  "number": "1403",
  "version": "current",
  "date": "2000-05-24",
  "revised": true,
  "valid_from": "2022-08-01",
  "extent": "E+W+S",
  "unapplied_effects": 0,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/introduction",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "part/I",
      "kind": "part",
      "number": "I",
      "heading": "GENERAL",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/1",
      "kind": "regulation",
      "number": "1",
      "heading": "Citation, commencement and interpretation",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-1",
      "extent": "E+W+S",
      "status": null,
      "parent": "part/I"
    },
    {
      "path": "part/II",
      "kind": "part",
      "number": "II",
      "heading": "CONDITIONS APPLYING TO STAKEHOLDER PENSION SCHEMES",
      "url": null,
      "extent": "E+W+S",
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/2",
      "kind": "regulation",
      "number": "2",
      "heading": "Manner of establishment",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-2",
      "extent": "E+W+S",
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/3",
      "kind": "regulation",
      "number": "3",
      "heading": "Requirements applying to all stakeholder pension schemes as regards instruments establishing such schemes",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-3",
      "extent": "E+W+S",
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/4",
      "kind": "regulation",
      "number": "4",
      "heading": "Additional requirements as regards instruments establishing a stakeholder pension scheme established under a trust",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-4",
      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/5",
      "kind": "regulation",
      "number": "5",
      "heading": "Additional requirements as regards instruments establishing a stakeholder pension scheme not established under a trust",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-5",
      "extent": null,
      "status": "repealed",
      "parent": "part/II"
    },
    {
      "path": "regulation/6",
      "kind": "regulation",
      "number": "6",
      "heading": "Procedure for discharging rights on winding-up",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-6",
      "extent": "E+W+S",
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/7",
      "kind": "regulation",
      "number": "7",
      "heading": "Procedure for discharging on winding-up rights of members with whom the trustees or manager have lost contact",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-7",
      "extent": "E+W+S",
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/8",
      "kind": "regulation",
      "number": "8",
      "heading": "Requirement applying to all stakeholder pension schemes as regards investments",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-8",
      "extent": "E+W+S",
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/9",
      "kind": "regulation",
      "number": "9",
      "heading": "Requirement for statement of investment principles for schemes not established under trust",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-9",
      "extent": null,
      "status": null,
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    {
      "path": "regulation/10",
      "kind": "regulation",
      "number": "10",
      "heading": "Requirement for manager of schemes not established under a trust to have regard to certain matters, and to take advice, relating to investment",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-10",
      "extent": "E+W+S",
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/10A",
      "kind": "regulation",
      "number": "10A",
      "heading": "Requirement as regards the investment strategy for members nearing retirement",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-10A",
      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/10B",
      "kind": "regulation",
      "number": "10B",
      "heading": "Exclusion of regulation 10A in relation to a scheme",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-10B",
      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/10C",
      "kind": "regulation",
      "number": "10C",
      "heading": "Transitional provisions relating to regulation 10A",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-10C",
      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/10D",
      "kind": "regulation",
      "number": "10D",
      "heading": "Notification requirements connected with regulations 10A and 10B",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-10D",
      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/10E",
      "kind": "regulation",
      "number": "10E",
      "heading": "Changes notified by members",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-10E",
      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/11",
      "kind": "regulation",
      "number": "11",
      "heading": "Requirement for manager of schemes not established under trust to appoint a reporting accountant",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-11",
      "extent": "E+W+S",
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/12",
      "kind": "regulation",
      "number": "12",
      "heading": "Requirement for declaration by trustees or manager",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-12",
      "extent": "E+W+S",
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/13",
      "kind": "regulation",
      "number": "13",
      "heading": "Expenses, commission etc.—principles",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-13",
      "extent": "E+W+S",
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/14",
      "kind": "regulation",
      "number": "14",
      "heading": "Charges etc.—permitted reductions in members’ rights",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-14",
      "extent": "E+W+S",
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/14A",
      "kind": "regulation",
      "number": "14A",
      "heading": "Valuations for the purposes of regulation 14",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-14A",
      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/14B",
      "kind": "regulation",
      "number": "14B",
      "heading": "Charges etc.—permitted reductions in funds",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-14B",
      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/14C",
      "kind": "regulation",
      "number": "14C",
      "heading": "Rounding of fractional amounts",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-14C",
      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/14D",
      "kind": "regulation",
      "number": "14D",
      "heading": "Disapplication of regulations 13 to 14C in certain circumstances",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-14D",
      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/15",
      "kind": "regulation",
      "number": "15",
      "heading": "Requirement for trustees or manager to satisfy certain conditions in relation to with-profit funds",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-15",
      "extent": "E+W+S",
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/16",
      "kind": "regulation",
      "number": "16",
      "heading": "Requirements as regards the provision of other services",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-16",
      "extent": "E+W+S",
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/17",
      "kind": "regulation",
      "number": "17",
      "heading": "Restrictions on contributions",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-17",
      "extent": "E+W+S",
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/18",
      "kind": "regulation",
      "number": "18",
      "heading": "Disclosure of information to members",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-18",
      "extent": "E+W+S",
      "status": null,
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    {
      "path": "regulation/18A",
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      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-18A",
      "extent": "E+W+S",
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    },
    {
      "path": "regulation/18B",
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      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-18B",
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      "parent": "part/II"
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    {
      "path": "regulation/18C",
      "kind": "regulation",
      "number": "18C",
      "heading": "Service of information by a scheme",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-18C",
      "extent": "E+W+S",
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    },
    {
      "path": "regulation/18D",
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      "number": "18D",
      "heading": "Service of information to a scheme",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-18D",
      "extent": null,
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    },
    {
      "path": "regulation/18E",
      "kind": "regulation",
      "number": "18E",
      "heading": "Provision of information on a website",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-18E",
      "extent": "E+W+S",
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    },
    {
      "path": "regulation/18F",
      "kind": "regulation",
      "number": "18F",
      "heading": "Provision of information on a website: supplemental",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-18F",
      "extent": null,
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    },
    {
      "path": "regulation/19",
      "kind": "regulation",
      "number": "19",
      "heading": "Requirement for trustees of a stakeholder pension scheme established under a trust",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-19",
      "extent": "E+W+S",
      "status": null,
      "parent": "part/II"
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    {
      "path": "regulation/19A",
      "kind": "regulation",
      "number": "19A",
      "heading": "Requirement that a stakeholder pension is not a collective money purchase scheme",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-19A",
      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "part/III",
      "kind": "part",
      "number": "III",
      "heading": "REGISTRATION OF STAKEHOLDER PENSION SCHEMES",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/20",
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      "heading": "Persons who may apply for registration of stakeholder pension schemes not established under trust",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-20",
      "extent": null,
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      "parent": "part/III"
    },
    {
      "path": "regulation/21",
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      "heading": "Access to the register",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-21",
      "extent": "E+W+S",
      "status": null,
      "parent": "part/III"
    },
    {
      "path": "part/IV",
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      "heading": "EMPLOYER REQUIREMENTS",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
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      "path": "regulation/22",
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      "heading": "Exemptions from employer access and consultation requirements",
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      "path": "regulation/23",
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      "heading": "Definition of relevant employees",
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      "path": "regulation/24",
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      "heading": "Payroll deduction of contributions",
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      "heading": "Disclosure of information to relevant employees",
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      "extent": "E+W+S",
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      "parent": "part/IV"
    },
    {
      "path": "part/V",
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      "number": "V",
      "heading": "AMENDMENT OF REGULATIONS UNDER THE PENSION SCHEMES ACT 1993 AND THE PENSIONS ACT 1995",
      "url": null,
      "extent": null,
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    },
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      "path": "regulation/26",
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      "number": "26",
      "heading": "Amendment of the Personal Pension Schemes (Disclosure of Information) Regulations 1987",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-26",
      "extent": null,
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      "parent": "part/V"
    },
    {
      "path": "regulation/27",
      "kind": "regulation",
      "number": "27",
      "heading": "Amendment of the Occupational Pension Schemes (Preservation of Benefit) Regulations 1991",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-27",
      "extent": null,
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    },
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      "path": "regulation/28",
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      "heading": "Amendment of the Occupational Pension Schemes (Disclosure of Information) Regulations 1996",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-28",
      "extent": null,
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    },
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      "path": "regulation/29",
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      "number": "29",
      "heading": "Amendment of the Protected Rights (Transfer Payment) Regulations 1996",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-29",
      "extent": null,
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    {
      "path": "regulation/30",
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      "number": "30",
      "heading": "Amendment of the Occupational Pension Schemes (Member-nominated Trustees and Directors) Regulations 1996",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-30",
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      "path": "regulation/31",
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      "number": "31",
      "heading": "Amendment of the Occupational Pension Schemes (Investment) Regulations 1996",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-31",
      "extent": "E+W+S",
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    },
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      "path": "regulation/32",
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      "heading": "Application of other Regulations to stakeholder pension schemes",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/regulation-32",
      "extent": null,
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    {
      "path": "signature",
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      "heading": "Signature",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/signature",
      "extent": null,
      "status": null,
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    },
    {
      "path": "schedule/1",
      "kind": "schedule",
      "number": "1",
      "heading": "PROVISIONS CONFERRING POWERS EXERCISED IN MAKING THESE REGULATIONS",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/schedule-1",
      "extent": null,
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    },
    {
      "path": "schedule/2",
      "kind": "schedule",
      "number": "2",
      "heading": "REGULATIONS APPLYING TO SCHEMES WHICH ARE OR HAVE BEEN REGISTERED UNDER SECTION 2",
      "url": "https://openlegislation.uk/stakeholder-pension-schemes-regulations-2000/schedule-2",
      "extent": "E+W+S",
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    },
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      "path": "schedule/3",
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      "heading": "Information for members",
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    },
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      "path": "schedule/3/paragraph/3",
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    {
      "path": "schedule/3/paragraph/4",
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      "path": "schedule/3/paragraph/5",
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