{
  "url": "https://openlegislation.uk/transparency-of-securities-financing-transactions-and-of-reuse-amendment-eu-exit-regulations-2019/regulation-27",
  "json_url": "https://openlegislation.uk/transparency-of-securities-financing-transactions-and-of-reuse-amendment-eu-exit-regulations-2019/regulation-27.json",
  "legislation": "uksi/2019/542",
  "legislation_title": "The Transparency of Securities Financing Transactions and of Reuse (Amendment) (EU Exit) Regulations 2019",
  "legislation_url": "https://openlegislation.uk/transparency-of-securities-financing-transactions-and-of-reuse-amendment-eu-exit-regulations-2019",
  "path": "regulation/27",
  "kind": "regulation",
  "number": "27",
  "heading": "Decision notice",
  "text": "(1) If, having considered any representations made in response to the warning notice, the FCA decides to—\n(a) publish a statement under regulation 28 (whether or not in the terms proposed); or\n(b) impose a penalty under regulation 29 (whether or not of the amount proposed);\nit must without delay give the trade repository concerned a decision notice.\n(2) In case of a statement, the decision notice must set out the terms of the statement.\n(3) In the case of a penalty, the decision notice must state the amount of the penalty.\n(4) If the FCA decides to —\n(a) publish a statement in respect of a trade repository under regulation 28; or\n(b) impose a penalty on a trade repository under regulation 29;\nthe trade repository may refer the matter to the Tribunal.\n(5) After a statement under regulation 28 is published, the FCA must send a copy of it to the trade repository concerned and to any person to whom a copy of the decision notice was given under section 393(4) of the FSMA (third party rights) (as applied by regulation 37).",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "I",
      "label": "I1",
      "text": "Reg. 27 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2019/542/regulation/27",
    "retrieved_at": "2026-10-28T22:44:52.142926+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}