# The UK Border Agency (Complaints and Misconduct) Regulations 2009 (revoked) S.I. 2009/2133 · made 31 July 2009 · revised to 7 April 2010 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PDFs: Printed copy https://openlegislation.uk/uk-border-agency-complaints-and-misconduct-regulations-2009-revoked/pdf/uksi_20092133_en.pdf; Explanatory Memorandum https://openlegislation.uk/uk-border-agency-complaints-and-misconduct-regulations-2009-revoked/pdf/uksiem_20092133_en.pdf ## Introductory text Immigration Revenue And Customs Made 31st July 2009 Laid before Parliament 4th August 2009 Coming into force 5th August 2009 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 1 Citation and commencement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 2 Interpretation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 3 Application: general . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Part 1: COMPLAINTS AND MISCONDUCT ## 4 Application of the Police Reform Act 2002 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 5 Application of the Police Reform Act 2002 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 6 General functions of the IPCC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 7 Reports to the Secretary of State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 8 Complaints, matters and persons to which these Regulations apply . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 9 Direction and control matters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 10 Co-operation, assistance and information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 11 Payment for assistance with investigations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Part 2: HANDLING OF COMPLAINTS AND CONDUCT MATTERS ETC ## 12 Duties to preserve evidence relating to complaints . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 13 Initial handling and recording of complaints . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 14 Keeping of records . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 15 Failures to notify or record a complaint . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 16 Handling of complaints by the relevant appropriate authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 17 Conduct matters arising in civil proceedings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 18 Recording etc. of conduct matters in other cases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 19 Duties to preserve evidence relating to conduct matters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Part 3: REFERRAL OF MATTERS TO THE IPCC ## 20 Recording and reference of conduct matters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 21 Reference of complaints to the IPCC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 22 Duties of the IPCC on references under regulation 21 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 23 Reference of conduct matters to the IPCC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 24 Duties of the IPCC on references under regulation 23 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Part 4: HANDLING DSI MATTERS ## 25 Duty to record DSI matters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 26 Duty to preserve evidence relating to DSI matters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 27 Reference of DSI matters to the IPCC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 28 Duties of IPCC on references under regulation 27 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 29 Procedure where conduct matter is revealed during investigation of DSI matter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Part 5: INVESTIGATIONS ## 30 Inspections of the Secretary of State’s premises on behalf of the IPCC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 31 Power of the IPCC to determine the form of an investigation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 32 Appointment of persons to carry out investigations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 33 Power of the IPCC to impose requirements in relation to an investigation which it is supervising . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 34 Combining and splitting investigations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 35 Power of the IPCC to discontinue an investigation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 36 Withdrawn and discontinued complaints . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 37 Investigations by the relevant appropriate authority on its own behalf . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 38 Investigation by a police force at the request of the relevant appropriate authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 39 Investigations supervised by the IPCC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 40 Investigation by a police force under the management or under the supervision of the IPCC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 41 Investigations managed by the IPCC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 42 Investigations by the IPCC itself . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 43 Relinquishing the IPCC’s supervision or management of an investigation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 44 Circumstances in which an investigation or other procedure may be suspended . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 45 Resumption of investigation after criminal proceedings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 46 Restrictions on proceedings pending the conclusion of an investigation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Part 6: PROVISION OF INFORMATION ## 47 Provision and use of information by the IPCC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 48 Provision of information to the IPCC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 49 Duty to keep the complainant informed . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 50 Duty to provide information for other persons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 51 Duty to keep the relevant officer, relevant official of the Secretary of State or official exercising customs revenue functions informed . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 52 Duty to consider submissions from relevant officers, relevant officials of the Secretary of State and officials exercising customs revenue functions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 53 Duty to provide certain information to the relevant appropriate authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 54 Manner in which duties to provide information to the complainant are to be performed . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 55 Exceptions to the duty to keep the complainant informed and to provide information for other persons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 56 Notification of complaints etc. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 57 Notification of actions and decisions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 58 Information for complainant about disciplinary recommendations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 59 Register to be kept by the IPCC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 60 Manner and time limits of notifications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Part 7: REPORTS AND RECOMMENDATIONS ## 61 Action by a police force on completion of an investigation report . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 62 Final reports on investigations: complaints, conduct matters and certain DSI matters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 63 Action by the IPCC in response to an investigation report under regulation 62 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 64 Action by the relevant appropriate authority in response to an investigation report under regulation 62 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 65 Final reports on investigations: DSI matters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 66 Action by the IPCC in response to an investigation report under regulation 65 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 67 Duties with respect to disciplinary proceedings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 68 Complaints against a person whose identity is not ascertained . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Part 8: APPEALS ## 69 Appeals to the IPCC: failures to notify or record a complaint . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 70 Appeals to the IPCC with respect to an investigation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 71 Reviews and re-investigations following an appeal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Part 9: REVOCATION, SAVING AND TRANSITIONAL PROVISIONS ## 72 Revocation of the 2008 Regulations, saving and transitional provisions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Signature . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Explanatory note . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . --- Source: https://www.legislation.gov.uk/uksi/2009/2133 (the official version) Page: https://openlegislation.uk/uk-border-agency-complaints-and-misconduct-regulations-2009-revoked Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.