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The Collective Investment in Transferable Securities (Contractual Scheme) Regulations 2013

S.I. 2013/1388 · Made 5 June 2013 · Extends to United Kingdom

Up to date with all changes known to legislation.gov.uk, revised to 14 December 2023.

F1Financial Services And Markets

Made 5th June 2013

Coming into force in accordance with regulation 1

The Treasury are a government department designatedM1 for the purposes of section 2(2) of the European Communities Act 1972 M2 in relation to financial services.

The Treasury make the following Regulations in exercise of the powers conferred by section 2(2) of the European Communities Act 1972.

A draft of these Regulations has been laid before Parliament and approved by a resolution of each House of Parliament in accordance with paragraph 2 of Schedule 2 to the European Communities Act 1972.C1

Annotations to the whole text

Textual amendments

F1

Regulations revoked (14.12.2023 for the revocation of reg. 25) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(iv)

Marginal citations

M1

S.I. 2012/1759.

M2

1972 c. 68. Section 2(2) was amended by the Legislative and Regulatory Reform Act 2006 (c. 51), section 27(1)(a), and by the European Union (Amendment) Act 2008 (c. 7), section 3 and the Schedule, Part 1.

Modifications

C1

Regulations: power to modify conferred (11.7.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 3, 86(3), Sch. 1 Pt. 2; S.I. 2023/779, reg. 2(d)

Contents

  1. Part 1: CITATION, COMMENCEMENT AND INTERPRETATION
  2. 1Citation and commencement
  3. 2Interpretation
  4. Part 2: AMENDMENTS TO PRIMARY LEGISLATION
  5. 3Amendments to the Financial Services and Markets Act 2000
  6. 4Amendment to the Stock Transfer Act 1963
  7. 5Amendment to the Corporation Tax Act 2010
  8. 6Amendment to the Financial Services Act 2012
  9. Part 3: AMENDMENTS TO SECONDARY LEGISLATION
  10. 7The Rehabilitation of Offenders Act 1974 (Exceptions) Order 1975
  11. 8The Rehabilitation of Offenders (Exceptions) Order (Northern Ireland) 1979
  12. 9The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
  13. 10The Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001
  14. 11The Financial Services and Markets Act 2000 (Collective Investment Schemes) Order 2001
  15. 12The Financial Services and Markets Act 2000 (Stakeholder Products) Regulations 2004
  16. 13The Limited Partnerships (Forms) Rules 2009
  17. 14The Undertakings for Collective Investment in Transferable Securities Regulations 2011
  18. 15The Rehabilitation of Offenders Act 1974 (Exclusions and Exceptions) (Scotland) Order 2013
  19. Part 4: MODIFICATION OF THE LIMITED PARTNERSHIPS ACT 1907
  20. 16Partnership schemes
  21. Part 5: WINDING UP INSOLVENT CONTRACTUAL SCHEMES
  22. 17Co-ownership schemes: winding up by the court
  23. 18Partnership schemes: liability of the general partner (England and Wales and Northern Ireland)
  24. 19Partnership schemes: liability of the general partner (Scotland)
  25. Part 6: TRANSFER OF UNITS IN CONTRACTUAL SCHEMES BY MEANS OF ELECTRONIC COMMUNICATION
  26. 20Interpretation of Part
  27. 21Dispositions of units in co-ownership schemes
  28. 22Gratuitous unilateral obligations relating to units in authorised contractual schemes
  29. 23Grants and assignments of any trust or confidence
  30. Part 7: TRANSITIONAL PROVISION IN RELATION TO PERMISSION GIVEN UNDER PART 4A OF THE FINANCIAL SERVICES AND MARKETS ACT 2000
  31. 24Transitional provision: depositaries of authorised contractual schemes
  32. Part 8: REVIEW
  33. 25Review Repealed
  34. Signature
  35. Schedule 1Form for registering changes to limited partnerships
  36. Schedule 2: Co-ownership schemes: application of the Insolvency Act 1986 and the Insolvency (Northern Ireland) Order 1989
  37. Part 1: Interpretation
  38. 1Paragraph 1
  39. 2Paragraph 2
  40. Part 2: Application of the 1986 Act and the 1989 Order with modifications
  41. 3Paragraph 3
  42. 4Paragraph 4
  43. 5Paragraph 5
  44. 6Paragraph 6
  45. 3Table of applied provisions of the 1986 Act
  46. 4Table of applied provisions of the 1989 Order
  47. Schedule 3: Co-ownership schemes: application of the Insolvency Rules 1986
  48. Part 1: Application of Rules with modifications
  49. 1Paragraph 1
  50. 2Paragraph 2
  51. 2Table of specific modifications of the Insolvency Rules 1986
  52. Schedule 4: Co-ownership schemes: application of the Insolvency (Scotland) Rules 1986
  53. Part 1: Application of Rules with modifications
  54. 1Paragraph 1
  55. 2Paragraph 2
  56. 2Table of specific modifications of the Insolvency (Scotland) Rules 1986
  57. Schedule 5: Co-ownership schemes: application of the Insolvency Rules (Northern Ireland) 1991
  58. Part 1: Application of Rules with modifications
  59. 1Paragraph 1
  60. 2Paragraph 2
  61. 3Paragraph 3
  62. 2Table of specific modifications of the Insolvency Rules (Northern Ireland) 1991
  63. Explanatory note