The Employment Tribunals Act 1996 (Application of Conciliation Provisions) Order 2014
S.I. 2014/431 · Made 25 February 2014
Terms And Conditions Of Employment
Made 25th February 2014
Laid before Parliament 28th February 2014
Coming into force 6th April 2014
The Secretary of State and the Lord Chancellor, acting jointly, in exercise of the powers conferred on them by sections 18(8) and (9) and 41(4) of the Employment Tribunals Act 1996f1, make the following Order.
Annotations to the whole text
Footnotes
- f1
-
1996 c. 17; by virtue of section 1 of the Employment Rights (Dispute Resolution) Act 1998 (c. 8) industrial tribunals were renamed employment tribunals and references to “industrial tribunal” or “industrial tribunals” in any enactment were substituted with “employment tribunal” and “employment tribunals”. Section 18(8) was amended by the Tribunals, Courts and Enforcement Act 2007 (c. 15), Schedule 8, paragraphs 35 and 38, and the Enterprise and Regulatory Reform Act 2013 (c. 24), section 9.
Contents
- 1Citation and commencement
- 2Amendment to the Employment Tribunals Act 1996
- 3Consequential amendments
- Signature
- Schedule
- 1Trade Union and Labour Relations (Consolidation) Act 1992
- 2Employment Rights Act 1996
- 3Employment Rights Act 1996
- 4Employment Rights Act 1996
- 5National Minimum Wage Act 1998
- 6Employment Relations Act 1999
- 7Safety Representatives and Safety Committees Regulations 1977
- 8Safety Representatives and Safety Committees Regulations 1977
- 9Safety Representatives and Safety Committees Regulations 1977
- 10Employment Tribunals Extension of Jurisdiction (England and Wales) Order 1994
- 11Employment Tribunals Extension of Jurisdiction (England and Wales) Order 1994
- 12Employment Tribunals Extension of Jurisdiction (England and Wales) Order 1994
- 13Employment Tribunals Extension of Jurisdiction (Scotland) Order 1994
- 14Employment Tribunals Extension of Jurisdiction (Scotland) Order 1994
- 15Employment Tribunals Extension of Jurisdiction (Scotland) Order 1994
- 16Health and Safety (Consultation with Employees) Regulations 1996
- 17Health and Safety (Consultation with Employees) Regulations 1996
- 18Health and Safety (Consultation with Employees) Regulations 1996
- 19Working Time Regulations 1998
- 20Transnational Information and Consultation of Employees Regulations 1999
- 21Merchant Shipping (Hours of Work) Regulations 2002
- 22Merchant Shipping (Hours of Work) Regulations 2002
- 23Merchant Shipping (Hours of Work) Regulations 2002
- 24Merchant Shipping (Hours of Work) Regulations 2002
- 25Merchant Shipping (Hours of Work) Regulations 2002
- 26Flexible Working (Procedural Requirements) Regulations 2002
- 27Flexible Working (Procedural Requirements) Regulations 2002
- 28Flexible Working (Procedural Requirements) Regulations 2002
- 29Merchant Shipping (Working Time: Inland Waterways) Regulations 2003
- 30Civil Aviation (Working Time) Regulations 2004
- 31Civil Aviation (Working Time) Regulations 2004
- 32Civil Aviation (Working Time) Regulations 2004
- 33Fishing Vessels (Working Time: Sea-fisherman) Regulations 2004
- 34European Cooperative Society (Involvement of Employees) Regulations 2006
- 35Ecclesiastical Offices (Terms of Service) Regulations 2009
- 36Ecclesiastical Offices (Terms of Service) Regulations 2009
- 37Ecclesiastical Offices (Terms of Service) Regulations 2009
- 38European Public Limited-Liability Company (Employee Involvement) (Great Britain) Regulations 2009
- 39Employee Study and Training (Procedural Requirements) Regulations 2010
- 40Employee Study and Training (Procedural Requirements) Regulations 2010
- 41Employee Study and Training (Procedural Requirements) Regulations 2010
- Explanatory note
1Citation and commencement
This Order may be cited as the Employment Tribunals Act 1996 (Application of Conciliation Provisions) Order 2014 and comes into force on 6th April 2014.
2Amendment to the Employment Tribunals Act 1996
In section 18(1) of the Employment Tribunals Act 1996 for paragraphs (a) to (y) substitute—
“(a)under section 66, 68A, 70C, 87, 137, 138, 145A, 145B, 146, 168, 168A, 169, 170, 174, 189 or 192 of, or paragraph 156 of Schedule A1 to, the Trade Union and Labour Relations (Consolidation) Act 1992f1,
(b)under section 11, 23, 34, 63I, 70, 70A, 80(1), 80H, 93, 111, 163 or 177 of the Employment Rights Act 1996, or under Part 5 or 6 of that Actf2,
(c)under section 11, 19D(1)(a) or 24 of the National Minimum Wage Act 1998f3,
(d)under section 56 of the Pensions Act 2008f4,
(e)under section 120 or 127 of the Equality Act 2010f5,
(f)under regulation 11 of the Safety Representatives and Safety Committees Regulations 1977f6,
(g)under article 6 of the Employment Tribunals Extension of Jurisdiction (England and Wales) Order 1994f7,
(h)under article 6 of the Employment Tribunals Extension of Jurisdiction (Scotland) Order 1994f8,
(i)under paragraph 2 of Schedule 2 to the Health and Safety (Consultation with Employees) Regulations 1996f9,
(j)under regulation 30 of the Working Time Regulations 1998f10,
(k)under regulation 27 or 32 of the Transnational Information and Consultation of Employees Regulation 1999f11,
(l)under regulation 8 of the Part-time Workers (Prevention of Less Favourable Treatment) Regulations 2000f12,
(m)under regulation 7 or 9 of the Fixed-term Employees (Prevention of Less Favourable Treatment) Regulations 2002f13,
(n)under regulation 22 of the Merchant Shipping (Hours of Work) Regulations 2002f14,
(o)under regulation 15 of the Flexible Working (Procedural Requirements) Regulations 2002f15,
(p)under regulation 18 of the Merchant Shipping (Working Time: Inland Waterways) Regulations 2003f16,
(q)under regulation 18 of the Civil Aviation (Working Time) Regulations 2004f17,
(r)under regulation 19 of the Fishing Vessels (Working Time: Sea-fishermen) Regulations 2004f18,
(s)under regulation 29 or 33 of the Information and Consultation of Employees Regulations 2004f19,
(t)under paragraphs 4 or 8 of the Schedule to the Occupational and Personal Pension Schemes (Consultation by Employers and Miscellaneous Amendment) Regulations 2006f20,
(u)under regulation 30 or 34 of the European Cooperative Society (Involvement of Employees) Regulations 2006f21,
(v)under regulation 45 or 51 of the Companies (Cross-Border Mergers) Regulations 2007f22,
(w)under regulation 17 of the Cross-border Railway Services (Working Time) Regulations 2008f23,
(x)under regulation 9 of Ecclesiastical Offices (Terms of Service) Regulations 2009f24,
(y)under regulation 28 or 32 of the European Public Limited-Liability Company (Employee Involvement) (Great Britain) Regulations 2009f25,
(z)under regulation 18 of the Agency Workers Regulations 2010f26,
(z1)under regulation 17 of the Employee Study and Training (Procedural Requirements) Regulations 2010f27, or
(z2)under regulation 5, 6 or 9 of the Employment Relations Act 1999 (Blacklists) Regulations 2010f28.”.
3Consequential amendments
The amendments in the Schedule to this Order have effect.
Signature
Jenny Willott
Parliamentary Under Secretary of State for Employment Relations and Consumer Affairs
Department for Business, Innovation and Skills
18th February 2014
Shailesh Vara
Parliamentary Under Secretary of State for Ministry of justice
Ministry of Justice
25th February 2014
1Trade Union and Labour Relations (Consolidation) Act 1992
In section 189(5A)f1 of the Trade Union and Labour Relations (Consolidation) Act 1992 after “section 188” insert “or 188A”.
2Employment Rights Act 1996
The Employment Rights Act 1996 is amended as follows.
3Employment Rights Act 1996
In section 11(6)f1 for “Where the reference concerns compliance with section 8, section” substitute “Section”.
4Employment Rights Act 1996
In section 203(2)(f)f1—
in paragraph (i) for “paragraph (d)” substitute “paragraph (b)”;
in paragraph (ii) for “paragraph (h)” substitute “paragraph (l)”;
in paragraph (iii) for “paragraph (i)” substitute “paragraph (m)”;
omit paragraph (iv).
5National Minimum Wage Act 1998
In section 49(3)(a) of the National Minimum Wage Act 1998 for “section 18(1)(dd)” substitute “section 18(1)(c)”.
6Employment Relations Act 1999
In section 14(b) of the Employment Relations Act 1999 for “section 18(1)(d)” substitute “section 18(1)(b)”.
7Safety Representatives and Safety Committees Regulations 1977
The Safety Representatives and Safety Committees Regulations 1977 are amended as follows.
8Safety Representatives and Safety Committees Regulations 1977
In regulation 11 after paragraph (2) insert—
“(2A)Regulation 12 (extension of time limits to facilitate conciliation before institution of proceedings) applies for the purposes of paragraph (2).”.
9Safety Representatives and Safety Committees Regulations 1977
After regulation 11 insert—
“Extension of time limit to facilitate conciliation before institution of proceedings
12.(1)In this regulation—
(a)Day A is the day on which the worker concerned complies with the requirement in subsection (1) of section 18A of the Employment Tribunals Act 1996 (requirement to contact ACAS before instituting proceedings)f1 in relation to the matter in respect of which the proceedings are brought, and
(b)Day B is the day on which the worker concerned receives or, if earlier, is treated as receiving (by virtue of regulations made under subsection (11) of that section) the certificate issued under subsection (4) of that section.
(2)In working out when the three month time limit set by regulation 11(2) expires the period beginning with the day after Day A and ending with Day B is not to be counted.
(3)If the three month time limit set by regulation 11(2) would (if not extended by this paragraph) expire during the period beginning with Day A and ending one month after Day B, the time limit expires instead at the end of that period.
(4)The power conferred on the employment tribunal by paragraph (2) of regulation 11 to extend the three month time limit set by that paragraph is exercisable in relation to that time limit as extended by this regulation.”.
10Employment Tribunals Extension of Jurisdiction (England and Wales) Order 1994
The Employment Tribunals Extension of Jurisdiction (England and Wales) Order 1994 is amended as follows.
11Employment Tribunals Extension of Jurisdiction (England and Wales) Order 1994
In articles 7 and 8f1 for “article 8A” substitute “articles 8A and 8B”.
12Employment Tribunals Extension of Jurisdiction (England and Wales) Order 1994
After article 8Af1 insert—
“Extension of time limit to facilitate conciliation before institution of proceedings
8B.(1)This article applies where this Order provides for it to apply for the purposes of a provision of this Order (“a relevant provision”).
(2)In this article—
(a)Day A is the day on which the worker concerned complies with the requirement in subsection (1) of section 18A of the Employment Tribunals Act 1996 (requirement to contact ACAS before instituting proceedings) in relation to the matter in respect of which the proceedings are brought, and
(b)Day B is the day on which the worker concerned receives or, if earlier, is treated as receiving (by virtue of regulations made under subsection (11) of that section) the certificate issued under subsection (4) of that section.
(3)In working out when the time limit set by a relevant provision expires the period beginning with the day after Day A and ending with Day B is not to be counted.
(4)If the time limit set by a relevant provision would (if not extended by this paragraph) expire during the period beginning with Day A and ending one month after Day B, the time limit expires instead at the end of that period.
(5)Where an employment tribunal has power under this Order to extend the time limit set by a relevant provision, the power is exercisable in relation to that time limit as extended by this regulation.”.
13Employment Tribunals Extension of Jurisdiction (Scotland) Order 1994
The Employment Tribunals Extension of Jurisdiction (Scotland) Order 1994 is amended as follows.
14Employment Tribunals Extension of Jurisdiction (Scotland) Order 1994
In articles 7 and 8f1 for “article 8A” substitute “articles 8A and 8B”.
15Employment Tribunals Extension of Jurisdiction (Scotland) Order 1994
After article 8Af1 insert—
“Extension of time limit to facilitate conciliation before institution of proceedings
8B.(1)This article applies where this Order provides for it to apply for the purposes of a provision of this Order (“a relevant provision”).
(2)In this article—
(a)Day A is the day on which the worker concerned complies with the requirement in subsection (1) of section 18A of the Employment Tribunals Act 1996 (requirement to contact ACAS before instituting proceedings) in relation to the matter in respect of which the proceedings are brought, and
(b)Day B is the day on which the worker concerned receives or, if earlier, is treated as receiving (by virtue of regulations made under subsection (11) of that section) the certificate issued under subsection (4) of that section.
(3)In working out when the time limit set by a relevant provision expires the period beginning with the day after Day A and ending with Day B is not to be counted.
(4)If the time limit set by a relevant provision would (if not extended by this paragraph) expire during the period beginning with Day A and ending one month after Day B, the time limit expires instead at the end of that period.
(5)Where an employment tribunal has power under this Order to extend the time limit set by a relevant provision, the power is exercisable in relation to that time limit as extended by this regulation.”.
16Health and Safety (Consultation with Employees) Regulations 1996
Schedule 2 to the Health and Safety (Consultation with Employees) Regulations 1996 is amended as follows.
17Health and Safety (Consultation with Employees) Regulations 1996
In paragraph 3 for “An employment tribunal” substitute “Subject to paragraph 3A an employment tribunal”.
18Health and Safety (Consultation with Employees) Regulations 1996
After paragraph 3 insert—
“3A.(1)In this paragraph—
(a)Day A is the day on which the worker concerned complies with the requirement in subsection (1) of section 18A of the Employment Tribunals Act 1996 (requirement to contact ACAS before instituting proceedings) in relation to the matter in respect of which the proceedings are brought, and
(b)Day B is the day on which the worker concerned receives or, if earlier, is treated as receiving (by virtue of regulations made under subsection (11) of that section) the certificate issued under subsection (4) of that section.
(2)In working out when the three month time limit set by paragraph 3 expires the period beginning with the day after Day A and ending with Day B is not to be counted.
(3)If the three month time limit set by paragraph 3 would (if not extended by this sub-paragraph) expire during the period beginning with Day A and ending one month after Day B, the time limit expires instead at the end of that period.
(4)The power conferred on the employment tribunal by paragraph 3 to extend the three month time limit set by that paragraph is exercisable in relation to that time limit as extended by this paragraph.”.
19Working Time Regulations 1998
In regulation 35 of the Working Time Regulations 1998, in paragraph (2)(b), for “section 18(1)(ff)” substitute “section 18(1)(j)”.
20Transnational Information and Consultation of Employees Regulations 1999
In regulation 41 of the Transnational Information and Consultation of Employees Regulations 1999, in paragraph (3)(a), for “section 18(1)(g)” substitute “section 18(1)(k)”.
21Merchant Shipping (Hours of Work) Regulations 2002
The Merchant Shipping (Hours of Work) Regulations 2002 are amended as follows.
22Merchant Shipping (Hours of Work) Regulations 2002
In regulation 3A, in paragraph (c)(iii), for “section 18(1)(y)” substitute “section 18(1)(n)”.
23Merchant Shipping (Hours of Work) Regulations 2002
In regulation 22f1 after paragraph (2) insert—
“(2A)Regulation 22A (extension of time limits to facilitate conciliation before institution of proceedings) applies for the purposes of paragraph (2)(a).”.
24Merchant Shipping (Hours of Work) Regulations 2002
After regulation 22 insert—
“Extension of time limits to facilitate conciliation before institution of proceedings
22A.(1)In this regulation—
(a)Day A is the day on which the seafarer concerned complies with the requirement in subsection (1) of section 18A of the Employment Tribunals Act 1996 (requirement to contact ACAS before instituting proceedings) in relation to the matter in respect of which the proceedings are brought, and
(b)Day B is the day on which the seafarer concerned receives or, if earlier, is treated as receiving (by virtue of regulations made under subsection (11) of that section) the certificate issued under subsection (4) of that section.
(2)In working out when the time limit set by regulation 22(2)(a) expires the period beginning with the day after Day A and ending with Day B is not to be counted.
(3)If the time limit set by regulation 22(2)(a) would (if not extended by this paragraph) expire during the period beginning with Day A and ending one month after Day B, the time limit expires instead at the end of that period.
(4)The power conferred on the employment tribunal by regulation 22(2)(b) to extend the time limit set by paragraph (2)(a) of that regulation is exercisable in relation to that time limit as extended by this regulation.”.
25Merchant Shipping (Hours of Work) Regulations 2002
In regulation 23f1, in paragraph (2)(b), for “section 18(1)(y)” substitute “section 18(1)(n)”.
26Flexible Working (Procedural Requirements) Regulations 2002
The Flexible Working (Procedural Requirements) Regulations 2002 are amended as follows.
27Flexible Working (Procedural Requirements) Regulations 2002
In regulation 15 after paragraph (2) insert—
“(2A)Regulation 15A (extension of time limits to facilitate conciliation before institution of proceedings) applies for the purposes of paragraph (2)(a).”.
28Flexible Working (Procedural Requirements) Regulations 2002
After regulation 15 insert—
“Extension of time limits to facilitate conciliation before institution of proceedings
15A.(1)In this regulation—
(a)Day A is the day on which the worker concerned complies with the requirement in subsection (1) of section 18A of the Employment Tribunals Act 1996 (requirement to contact ACAS before instituting proceedings) in relation to the matter in respect of which the proceedings are brought, and
(b)Day B is the day on which the worker concerned receives or, if earlier, is treated as receiving (by virtue of regulations made under subsection (11) of that section) the certificate issued under subsection (4) of that section.
(2)In working out when the time limit set by regulation 15(2)(a) expires the period beginning with the day after Day A and ending with Day B is not to be counted.
(3)If the time limit set by a regulation 15(2)(a) would (if not extended by this paragraph) expire during the period beginning with Day A and ending one month after Day B, the time limit expires instead at the end of that period.
(4)The power conferred on the employment tribunal by regulation 15(2)(b) to extend the time limit set by paragraph (2)(a) of that regulation is exercisable in relation to that time limit as extended by this regulation.”.
29Merchant Shipping (Working Time: Inland Waterways) Regulations 2003
In the Merchant Shipping (Working Time: Inland Waterways) Regulations 2003—
in regulation 4, in paragraph (d), for “section 18(1)(m)” substitute “section 18(1)(p)”;
in regulation 19, in paragraph (2)(b), for “section 18(1)(m)” substitute “section 18(1)(p)”.
30Civil Aviation (Working Time) Regulations 2004
The Civil Aviation (Working Time) Regulations 2004 are amended as follows.
31Civil Aviation (Working Time) Regulations 2004
In regulation 18 after paragraph (2) insert—
“(2A)Regulation 19 (extension of time limits to facilitate conciliation before institution of proceedings) applies for the purposes of paragraph (2)(a).”.
32Civil Aviation (Working Time) Regulations 2004
After regulation 18 insert—
“Extension of time limits to facilitate conciliation before institution of proceedings
19.(1)In this regulation—
(a)Day A is the day on which the worker concerned complies with the requirement in subsection (1) of section 18A of the Employment Tribunals Act 1996 (requirement to contact ACAS before instituting proceedings) in relation to the matter in respect of which the proceedings are brought, and
(b)Day B is the day on which the worker concerned receives or, if earlier, is treated as receiving (by virtue of regulations made under subsection (11) of that section) the certificate issued under subsection (4) of that section.
(2)In working out when the time limit set by regulation 18(2)(a) expires the period beginning with the day after Day A and ending with Day B is not to be counted.
(3)If the time limit set by regulation 18(2)(a) would (if not extended by this paragraph) expire during the period beginning with Day A and ending one month after Day B, the time limit expires instead at the end of that period.
(4)The power conferred on the employment tribunal by regulation 18(2)(b) to extend the time limit set by paragraph (2)(a) of that regulation is exercisable in relation to that time limit as extended by this regulation.”.
33Fishing Vessels (Working Time: Sea-fisherman) Regulations 2004
In the Fishing Vessels (Working Time: Sea-fisherman) Regulations 2004—
in regulation 4, in paragraph (f), for “section 18(1)(n)” substitute “section 18(1)(r)”;
in regulation 20, in paragraph (2)(b), for “section 18(1)(n)” substitute “section 18(1)(r)”.
34European Cooperative Society (Involvement of Employees) Regulations 2006
In the European Cooperative Society (Involvement of Employees) Regulations 2006—
in regulation 41, in paragraph (3), for “section 18(1)(s)” substitute “section 18(1)(u)”;
in Schedule 3, in paragraph 18(2), for “section 18(1)(s)” substitute “section 18(1)(u)”.
35Ecclesiastical Offices (Terms of Service) Regulations 2009
The Ecclesiastical Offices (Terms of Service) Regulations 2009 are amended as follows.
36Ecclesiastical Offices (Terms of Service) Regulations 2009
In regulation 9 after paragraph (4) insert—
“(5)Regulation 9A (extension of time limits to facilitate conciliation before institution of proceedings) applies for the purposes of paragraph (4)(a).”.
37Ecclesiastical Offices (Terms of Service) Regulations 2009
After regulation 9 insert—
“Extension of time limits to facilitate conciliation before institution of proceedings
9A.(1)In this regulation—
(a)Day A is the day on which the office holder concerned complies with the requirement in subsection (1) of section 18A of the Employment Tribunals Act 1996 (requirement to contact ACAS before instituting proceedings) in relation to the matter in respect of which the proceedings are brought, and
(b)Day B is the day on which the office holder concerned receives or, if earlier, is treated as receiving (by virtue of regulations made under subsection (11) of that section) the certificate issued under subsection (4) of that section.
(2)In working out when the time limit set by regulation 9(4)(a) expires the period beginning with the day after Day A and ending with Day B is not to be counted.
(3)If the time limit set by regulation 9(4)(a) would (if not extended by this paragraph) expire during the period beginning with Day A and ending one month after Day B, the time limit expires instead at the end of that period.
(4)The power conferred on the employment tribunal by regulation 9(4)(b) to extend the time limit set by paragraph (4)(a) of that regulation is exercisable in relation to that time limit as extended by this regulation.”.
38European Public Limited-Liability Company (Employee Involvement) (Great Britain) Regulations 2009
In regulation 39 of the European Public Limited-Liability Company (Employee Involvement) (Great Britain) Regulations 2009, in paragraph (3), for “section 18(1)(v)” substitute “section 18(1)(y)”.
39Employee Study and Training (Procedural Requirements) Regulations 2010
The Employee Study and Training (Procedural Requirements) Regulations 2010 are amended as follows.
40Employee Study and Training (Procedural Requirements) Regulations 2010
In regulation 17 after paragraph (2) insert—
“(2A)Regulation 17A (extension of time limits to facilitate conciliation before institution of proceedings) applies for the purposes of paragraph (2)(a).”.
41Employee Study and Training (Procedural Requirements) Regulations 2010
After regulation 17 insert—
“Extension of time limits to facilitate conciliation before institution of proceedings
17A.(1)In this regulation—
(a)Day A is the day on which the worker concerned complies with the requirement in subsection (1) of section 18A of the Employment Tribunals Act 1996 (requirement to contact ACAS before instituting proceedings) in relation to the matter in respect of which the proceedings are brought, and
(b)Day B is the day on which the worker concerned receives or, if earlier, is treated as receiving (by virtue of regulations made under subsection (11) of that section) the certificate issued under subsection (4) of that section.
(2)In working out when the time limit set by regulation 17(2)(a) expires the period beginning with the day after Day A and ending with Day B is not to be counted.
(3)If the time limit set by regulation 17(2)(a) would (if not extended by this paragraph) expire during the period beginning with Day A and ending one month after Day B, the time limit expires instead at the end of that period.
(4)The power conferred on the employment tribunal by regulation 17(2)(b) to extend the time limit set by paragraph (2)(a) of that regulation is exercisable in relation to that time limit as extended by this regulation.”.
Explanatory note
(This note is not part of the Order)
This Order amends section 18(1) of the Employment Tribunals Act 1996. Section 18(1) lists the proceedings which are relevant proceedings for the purposes of early conciliation and other conciliation services provided by the Advisory, Conciliation and Arbitration Service. The amendments made by this Order add to the list of jurisdictions in section 18(1) and reorder the list chronologically. The list is also revised by this Order to refer solely to the legislative provisions under which individuals present complaints to Employment Tribunals.
The Schedule to this Order makes consequential amendments to the limitation periods which apply to the jurisdictions added to the list and makes consequential amendments to cross references to paragraphs in section 18(1) which appear in other pieces of legislation.
A regulatory impact assessment on the introduction of early conciliation is available and a copy can be obtained from the Department for Business Innovation and Skills, Labour Market Directorate, 1 Victoria Street, London, SW1H OET. Copies have also been placed in the libraries of both Houses of Parliament.