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The General Optical Council (Committee Constitution, Registration and Fitness to Practise) (Coronavirus) (Amendment) Rules Order of Council 2020

S.I. 2020/1325 · Made 16 November 2020

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Health Care And Associated Professions

Opticians

Made 16th November 2020

Coming into force 14th December 2020

At the Council Chamber, Whitehall, the 16th day of November 2020

By the Lords of Her Majesty’s Most Honourable Privy Council

The General Optical Council has made the General Optical Council (Committee Constitution, Registration and Fitness to Practise) (Coronavirus) (Amendment) Rules Order of Council 2020, as set out in the Schedule to this Order, in exercise of the powers conferred by sections 5A(3), 5C(3), 23A(2), 23C(1), (2) and (9) and 31A of, and paragraph 12A of Schedule 1 to, the Opticians Act 1989f1 (“the 1989 Act”).

In accordance with section 23C(10) of the 1989 Act the General Optical Council has consulted with representatives of groups of persons who appear likely to be affected by the proposed Rules.

In accordance with section 34(1) of the 1989 Act, the Rules shall not come into force until approved by Order of the Privy Council.

Annotations to the whole text

Footnotes

f1

1989 c.44; sections 5A, 5C, 23A and 23C were inserted by S.I. 2005/848.

Contents

  1. 1Citation and commencement
  2. 2Privy Council approval
  3. Signature
  4. Schedule THE GENERAL OPTICAL COUNCIL (COMMITTEE CONSTITUTION, REGISTRATION AND FITNESS TO PRACTISE) (CORONAVIRUS) (AMENDMENT) RULES 2020
  5. Part 1: Preliminaries
  6. 1Citation and commencement and expiry
  7. 2Citation and commencement and expiry
  8. Part 2: Amendment of the General Optical Council (Committee Constitution) Rules 2005
  9. 3Amendment of the General Optical Council (Committee Constitution) Rules 2005
  10. 4Amendment of the General Optical Council (Committee Constitution) Rules 2005
  11. 5Amendment of the General Optical Council (Committee Constitution) Rules 2005
  12. 6Amendment of the General Optical Council (Committee Constitution) Rules 2005
  13. 7Amendment of the General Optical Council (Committee Constitution) Rules 2005
  14. 8Amendment of the General Optical Council (Committee Constitution) Rules 2005
  15. 9Amendment of the General Optical Council (Committee Constitution) Rules 2005
  16. 10Amendment of the General Optical Council (Committee Constitution) Rules 2005
  17. 11Amendment of the General Optical Council (Committee Constitution) Rules 2005
  18. 12Amendment of the General Optical Council (Committee Constitution) Rules 2005
  19. 13Amendment of the General Optical Council (Committee Constitution) Rules 2005
  20. 14Amendment of the General Optical Council (Committee Constitution) Rules 2005
  21. 15Amendment of the General Optical Council (Committee Constitution) Rules 2005
  22. 16Amendment of the General Optical Council (Committee Constitution) Rules 2005
  23. Part 3: Amendment of the General Optical Council (Registration) Rules 2005
  24. 17Amendment of the General Optical Council (Registration) Rules 2005
  25. Part 4: Amendment of the General Optical Council (Fitness to Practise) Rules 2013
  26. 18Amendment of the General Optical Council (Fitness to Practise) Rules 2013
  27. 19Amendment of the General Optical Council (Fitness to Practise) Rules 2013
  28. 20Amendment of the General Optical Council (Fitness to Practise) Rules 2013
  29. 21Amendment of the General Optical Council (Fitness to Practise) Rules 2013
  30. Explanatory note

1Citation and commencement

This Order may be cited as the General Optical Council (Committee Constitution, Registration and Fitness to Practise) (Coronavirus) (Amendment) Rules Order of Council 2020 and comes into force on 14th December 2020.

2Privy Council approval

Their Lordships, having taken the Rules contained in the Schedule to this Order into consideration, are pleased to, and do approve them.

Signature

Richard Tillbrook

Clerk of the Privy Council

THE GENERAL OPTICAL COUNCIL (COMMITTEE CONSTITUTION, REGISTRATION AND FITNESS TO PRACTISE) (CORONAVIRUS) (AMENDMENT) RULES 2020

The General Optical Council makes the following Rules in exercise of the powers conferred under sections 5A(3), 5C(3), 23A(2), 23C(1), (2) and (9) and 31A of, and paragraph 12A of Schedule 1 to, the Opticians Act 1989f1 (“the 1989 Act”).

The General Optical Council have consulted in accordance with section 23C(10) of the 1989 Act, such consultation being limited in scope in the context of a worldwide health pandemic.

1Citation and commencement and expiry

These Rules may be cited as the General Optical Council (Committee Constitution, Registration and Fitness to Practise) (Coronavirus) (Amendment) Rules 2020 and come into force on 14th December 2020.

2Citation and commencement and expiry

(1)

Subject to paragraph (2), at the end of 1st October 2021—

(a)

the amendments made by these Rules expire; and

(b)

the provisions amended by these Rules, as they were in force immediately prior to the amendments made by these Rules, are revived.

(2)

Paragraph (1) does not apply to the amendments made by rules 4, 17 and 19.

3Amendment of the General Optical Council (Committee Constitution) Rules 2005

The General Optical Council (Committee Constitution) Rules 2005f1 are amended as follows.

4Amendment of the General Optical Council (Committee Constitution) Rules 2005

After rule 2 (interpretation), insert—

“Notices

2ZA.
(1)

Any notice provided under these Rules may be served by email if the addressee has provided the other party with an email address for communications.”.

5Amendment of the General Optical Council (Committee Constitution) Rules 2005

For rule 14f1, substitute—

“14.
(1)

Subject to rule (2), when considering any matter relating to one or more optometrists or one or more students undertaking training as an optometrist (including a combination of both of these types of individuals), the Registration Appeals Committee shall consist of not less than—

(a)

one registered optometrist; and

(b)

two lay persons,

who are each to be selected in accordance with rule 29.

(2)

The quorum of a Registration Appeals Committee convened under this rule shall be two persons, consisting of one registered optometrist and one lay person.”.

6Amendment of the General Optical Council (Committee Constitution) Rules 2005

For rule 15f1, substitute—

“15.
(1)

Subject to rule (2), when considering any matter relating to one or more dispensing opticians or one or more students undertaking training as a dispensing optician (including a combination of both of these types of individuals), the Registration Appeals Committee shall consist of not less than—

(a)

one registered dispensing optician; and

(b)

two lay persons,

who are to be selected in accordance with rule 29.

(2)

The quorum of a Registration Appeals Committee convened under this rule shall be two persons, consisting of one registered dispensing optician and one lay person.”.

7Amendment of the General Optical Council (Committee Constitution) Rules 2005

For rule 16f1, substitute—

“16.
(1)

Subject to rule (2), when considering any matter relating to one or more bodies corporate, the Registration Appeals Committee shall consist of not less than—

(a)

one registered optometrist or one registered dispensing optician; and

(b)

two lay persons,

who are each to be selected in accordance with rule 29.

(2)

The quorum of a Registration Appeals Committee convened under this rule shall be two persons, consisting of one registered optometrist or registered dispensing optician and one lay person.”.

8Amendment of the General Optical Council (Committee Constitution) Rules 2005

In rule 16Af1—

(a)

For paragraph (2), substitute—

“(2)

Subject to rule (3), in the circumstances described in paragraph (1), the Registration Appeals Committee shall consist of not less than—

(a)

one registered optometrist or one registered dispensing optician; and

(b)

two lay persons,

who are each to be selected in accordance with rule 29.”.

(b)

After paragraph (2), insert—

“(3)

The quorum of a Registration Appeals Committee convened under this rule shall be two persons, consisting of one registered optometrist or registered dispensing optician and one lay person.”.

9Amendment of the General Optical Council (Committee Constitution) Rules 2005

Omit rule 17.

10Amendment of the General Optical Council (Committee Constitution) Rules 2005

For rule 18, substitute—

“18.

The Chairman of the Registration Appeals Committee at any of its proceedings shall be—

(a)

if there is only one lay person present, that lay person;

(b)

if there is more than one lay person present at the commencement of the proceedings, a lay person elected from among them;

(c)

if the Chairman ceases to be able to serve as a member of the Committee during the proceedings and more than one lay person remains present, a lay person elected from among them.”.

11Amendment of the General Optical Council (Committee Constitution) Rules 2005

For rule 22f1, substitute—

“22.
(1)

Subject to rule 24A, when considering any matter relating to the fitness to practise of one or more registered optometrists or registered students undertaking training as optometrists (including a combination of both those types of registrant)—

(a)

at a procedural hearing or an interim hearing—

(i)

subject to rule (ii), the Fitness to Practise Committee shall consist of not less than—

(aa)

one registered optometrist, and

(bb)

two lay persons, and

(ii)

the quorum of the Fitness to Practise Committee shall be two persons, consisting of one registered optometrist and one lay person;

who are each selected in accordance with rule 29; or

(b)

at a substantive hearing—

(i)

subject to rule (ii), the Fitness to Practise Committee shall consist of not less than—

(aa)

one registered optometrist, and

(bb)

two lay persons, and

(ii)

the quorum of the Fitness to Practise Committee shall be two persons, consisting of one registered optometrist and one lay person;

who are each selected in accordance with rule 29.”.

12Amendment of the General Optical Council (Committee Constitution) Rules 2005

For rule 23f1, substitute—

“23.

Subject to rule 24A, when considering any matter relating to the fitness to practise of one or more registered dispensing opticians or registered students undertaking training as dispensing opticians (including a combination of both of those types of registrant)—

(a)

at a procedural hearing or an interim hearing—

(i)

subject to rule (ii), the Fitness to Practise Committee shall consist of not less than—

(aa)

one registered dispensing optician, and

(bb)

two lay persons, and

(ii)

the quorum of the Fitness to Practise Committee shall be two persons, consisting of one registered dispensing optician and one lay person;

who are each selected in accordance with rule 29; or

(b)

at a substantive hearing—

(i)

subject to rule (ii), the Fitness to Practise Committee shall consist of—

(aa)

one registered dispensing optician, and

(bb)

two lay persons; and

(ii)

the quorum of the Fitness to Practise Committee shall be two persons, consisting of one registered dispensing optician and one lay person;

who are each selected in accordance with rule 29.”.

13Amendment of the General Optical Council (Committee Constitution) Rules 2005

For rule 24f1, substitute—

“24.

When considering any matter relating to the fitness to practise of one or more business registrants to carry on the business of an optometrist or dispensing optician or both—

(a)

at a procedural hearing or an interim hearing—

(i)

subject to rule (ii), the Fitness to Practise Committee shall consist of not less than—

(aa)

one registered optometrist or registered dispensing optician, and

(bb)

two lay persons, and

(ii)

the quorum of the Fitness to Practise Committee shall be two persons, consisting of one registered optometrist or registered dispensing optician and one lay person;

who are each selected in accordance with rule 29; or

(b)

at a substantive hearing—

(i)

subject to rule (ii), the Fitness to Practise Committee shall consist of not less than—

(aa)

one registered optometrist or registered dispensing optician, and

(bb)

two lay persons; and

(ii)

the quorum of the Fitness to Practise Committee shall be two persons, consisting of one registered optometrist or registered dispensing optician and one lay person;

who are each selected in accordance with rule 29.”.

14Amendment of the General Optical Council (Committee Constitution) Rules 2005

In rule 24Af1 , for rules (2) and (3) substitute—

“(2)

at a procedural hearing or an interim hearing—

(i)

subject to rule (ii), the Fitness to Practise Committee shall consist of not less than—

(aa)

one registered optometrist or registered dispensing optician, and

(bb)

two lay persons, and

(ii)

the quorum of the Fitness to Practise Committee shall be two persons, consisting of one registered optometrist or registered dispensing optician and one lay person;

who are each selected in accordance with rule 29; or

(3)

at a substantive hearing—

(i)

subject to rule (ii), the Fitness to Practise Committee shall consist of not less than—

(aa)

one registered optometrist or registered dispensing optician, and

(bb)

two lay persons; and

(ii)

the quorum of the Fitness to Practise Committee shall be two persons, consisting of one registered optometrist or registered dispensing optician and one lay person;

who are each selected in accordance with rule 29.”.

15Amendment of the General Optical Council (Committee Constitution) Rules 2005

Omit rule 25.

16Amendment of the General Optical Council (Committee Constitution) Rules 2005

For rule 26 substitute—

“26.

The Chairman of the Fitness to Practise Committee at any of its proceedings shall be—

(a)

if there is only one lay person present, that lay person;

(b)

if there is more than one lay person present at the commencement of the proceedings, a lay person elected from among them;

(c)

if the Chairman ceases to be able to serve as a member of the Committee during the proceedings and more than one lay person remains present, a lay person elected from among them.”.

17Amendment of the General Optical Council (Registration) Rules 2005

In the General Optical Council (Registration) Rules 2005f1, after rule 2 (interpretation), insert—

“Notices and notifications

2A.
(1)

Any notice, notification or other document which is required by these Rules to be served on another person may be served by email if that person has provided an email address for communications.”.

18Amendment of the General Optical Council (Fitness to Practise) Rules 2013

The General Optical Council (Fitness to Practise) Rules 2013f1 are amended as follows.

19Amendment of the General Optical Council (Fitness to Practise) Rules 2013

After rule 2 (interpretation), insert—

“Notices and notifications

2A.

Any notice, notification or other document which is required by these Rules to be served on another person may be served by email if that person has provided an email address for communications.”.

20Amendment of the General Optical Council (Fitness to Practise) Rules 2013

After the newly inserted rule 2A (Notices and notifications), insert—

“Virtual meetings and hearings

2B.
(1)

A meeting or hearing arranged under these Rules may be conducted using audio or video conferencing facilities.

(2)

In cases where a meeting or hearing is to be held using audio or video conferencing facilities under paragraph (1), any notice required to be sent under these Rules giving notice of venue must include details of the audio or video conferencing arrangements required to access the hearing.”.

21Amendment of the General Optical Council (Fitness to Practise) Rules 2013

After rule 37 (adjournments under rule 36), insert—

“Postponement

37A.
(1)

The Hearings Manager may postpone any listed hearing which has not started.

(2)

The Hearings Manager shall decide the new date for the hearing.

(3)

The Hearings Manager shall notify the registrant—

(a)

of a decision under paragraph (1) as soon as practicable after the decision is made; and

(b)

of a decision under paragraph (2) at least 7 days before the new hearing date, unless the hearing is to take place less than 7 days after the decision under paragraph (2), in which case the Hearings Manager shall give the registrant as much notice of the new date as practicable.”.

Explanatory note

(This note is not part of the Order)

The Order amends the General Optical Council (Committee Constitution) Rules 2005 (as contained in S.I. 2005/1474) (“the Committee Constitution Rules”), the General Optical Council (Registration) Rules 2005 (as contained in S.I. 2005/1478) (“the Registration Rules”) and the General Optical Council (Fitness to Practise) Rules 2013 (as contained in S.I. 2013/2537) (“the Fitness to Practise Rules”).

The Committee Constitution Rules are amended:

1

to reduce the number of individuals required for the Registration Appeal Committees and Fitness to Practise Committees: these may start with three or more panellists, and will be quorate with two panellists,

2

to enable notices, notifications and other documents to be sent by email, if an email address has been provided for communication, and

3

to enable a new chairperson be put in place should one become indisposed.

The Registration Rules are amended in order that notices may be sent by email to an email address, if one has been provided for communication.

The Fitness to Practise Rules are amended:

1

to provide for the Hearings Manager to postpone and relist hearings,

2

to enable notices to be sent by email, if an email address has been provided for communication, and

3

to allow for hearings to be held by audio or video conference.