{
  "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992",
  "json_url": "https://openlegislation.uk/uncertificated-securities-regulations-1992.json",
  "id": "uksi/1992/225",
  "title": "The Uncertificated Securities Regulations 1992",
  "short_title": "Uncertificated Securities 1992",
  "long_title": null,
  "citation": "S.I. 1992/225",
  "type": "uksi",
  "year": "1992",
  "number": "225",
  "version": "current",
  "date": "1992-02-11",
  "revised": false,
  "valid_from": null,
  "extent": null,
  "unapplied_effects": 1,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/introduction",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/1",
      "kind": "regulation",
      "number": "1",
      "heading": "Citation and commencement",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-1",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "part/I",
      "kind": "part",
      "number": "I",
      "heading": "INTERPRETATION AND DELEGATION OF FUNCTIONS",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/2",
      "kind": "regulation",
      "number": "2",
      "heading": "Interpretation",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-2",
      "extent": null,
      "status": null,
      "parent": "part/I"
    },
    {
      "path": "regulation/3",
      "kind": "regulation",
      "number": "3",
      "heading": "Delegation of functions",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-3",
      "extent": null,
      "status": null,
      "parent": "part/I"
    },
    {
      "path": "part/II",
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      "number": "II",
      "heading": "THE OPERATOR, CONTROLLERS AND APPROVED PERSONS",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "part/II/chapter/I",
      "kind": "chapter",
      "number": "I",
      "heading": "THE OPERATOR",
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      "status": null,
      "parent": "part/II"
    },
    {
      "path": "regulation/4",
      "kind": "regulation",
      "number": "4",
      "heading": "Operation of the system",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-4",
      "extent": null,
      "status": null,
      "parent": "part/II/chapter/I"
    },
    {
      "path": "regulation/5",
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      "number": "5",
      "heading": "Commencement of operation of system",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-5",
      "extent": null,
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      "parent": "part/II/chapter/I"
    },
    {
      "path": "regulation/6",
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      "number": "6",
      "heading": "Powers of Secretary of State to give directions",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-6",
      "extent": null,
      "status": null,
      "parent": "part/II/chapter/I"
    },
    {
      "path": "regulation/7",
      "kind": "regulation",
      "number": "7",
      "heading": "Operator’s report",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-7",
      "extent": null,
      "status": null,
      "parent": "part/II/chapter/I"
    },
    {
      "path": "regulation/8",
      "kind": "regulation",
      "number": "8",
      "heading": "Powers of Secretary of State to substitute new Operator",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-8",
      "extent": null,
      "status": null,
      "parent": "part/II/chapter/I"
    },
    {
      "path": "part/II/chapter/II",
      "kind": "chapter",
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      "heading": "CONTROLLERS",
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      "extent": null,
      "status": null,
      "parent": "part/II"
    },
    {
      "path": "part/II/chapter/II/crossheading/company-controllers",
      "kind": "crossheading",
      "number": null,
      "heading": "company Controllers",
      "url": null,
      "extent": null,
      "status": null,
      "parent": "part/II/chapter/II"
    },
    {
      "path": "regulation/9",
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      "number": "9",
      "heading": "Company controllers",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-9",
      "extent": null,
      "status": null,
      "parent": "part/II/chapter/II/crossheading/company-controllers"
    },
    {
      "path": "regulation/10",
      "kind": "regulation",
      "number": "10",
      "heading": "Company controllers: authorisation and duties",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-10",
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      "parent": "part/II/chapter/II/crossheading/company-controllers"
    },
    {
      "path": "regulation/11",
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      "heading": "Duty of company to facilitate communications",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-11",
      "extent": null,
      "status": null,
      "parent": "part/II/chapter/II/crossheading/company-controllers"
    },
    {
      "path": "regulation/12",
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      "number": "12",
      "heading": "Company controllers: further provisions",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-12",
      "extent": null,
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      "parent": "part/II/chapter/II/crossheading/company-controllers"
    },
    {
      "path": "regulation/13",
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      "heading": "Commercial controllers Commercial controllers: authorisation and duties",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-13",
      "extent": null,
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    },
    {
      "path": "regulation/14",
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      "heading": "Replacement of commercial controller",
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      "extent": null,
      "status": null,
      "parent": "part/II/chapter/II/crossheading/company-controllers"
    },
    {
      "path": "part/II/chapter/III",
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      "number": "III",
      "heading": "APPROVED PERSONS",
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    },
    {
      "path": "regulation/15",
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      "number": "15",
      "heading": "Approved persons",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-15",
      "extent": null,
      "status": null,
      "parent": "part/II/chapter/III"
    },
    {
      "path": "part/III",
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      "number": "III",
      "heading": "RECORDING AND TRANSFER OF TITLE",
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    },
    {
      "path": "regulation/16",
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      "number": "16",
      "heading": "The appropriate register",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-16",
      "extent": null,
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    },
    {
      "path": "regulation/17",
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      "number": "17",
      "heading": "Evidential value of the appropriate register",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-17",
      "extent": null,
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    },
    {
      "path": "regulation/18",
      "kind": "regulation",
      "number": "18",
      "heading": "Transfers to be only in accordance with Regulations",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-18",
      "extent": null,
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    },
    {
      "path": "regulation/19",
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      "number": "19",
      "heading": "Transfer of title",
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      "extent": null,
      "status": null,
      "parent": "part/III"
    },
    {
      "path": "regulation/20",
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      "number": "20",
      "heading": "Definition of a proper instruction to register",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-20",
      "extent": null,
      "status": null,
      "parent": "part/III"
    },
    {
      "path": "regulation/21",
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      "number": "21",
      "heading": "Execution of instructions to register by a company",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-21",
      "extent": null,
      "status": null,
      "parent": "part/III"
    },
    {
      "path": "part/IV",
      "kind": "part",
      "number": "IV",
      "heading": "ENTITLEMENT",
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      "extent": null,
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    },
    {
      "path": "part/IV/chapter/I",
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      "number": "I",
      "heading": "ENTITLEMENT",
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      "parent": "part/IV"
    },
    {
      "path": "regulation/22",
      "kind": "regulation",
      "number": "22",
      "heading": "Entitlement to a unit of a security",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-22",
      "extent": null,
      "status": null,
      "parent": "part/IV/chapter/I"
    },
    {
      "path": "regulation/23",
      "kind": "regulation",
      "number": "23",
      "heading": "Entitlement as an interest in shares for the purposes of the 1985 Act",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-23",
      "extent": null,
      "status": null,
      "parent": "part/IV/chapter/I"
    },
    {
      "path": "regulation/24",
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      "number": "24",
      "heading": "The Operator’s record of entitlements",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-24",
      "extent": null,
      "status": null,
      "parent": "part/IV/chapter/I"
    },
    {
      "path": "regulation/25",
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      "number": "25",
      "heading": "Company’s record of entitlements",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-25",
      "extent": null,
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    },
    {
      "path": "regulation/26",
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      "heading": "Location and inspection of records of entitlements",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-26",
      "extent": null,
      "status": null,
      "parent": "part/IV/chapter/I"
    },
    {
      "path": "part/IV/chapter/II",
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      "heading": "ENTITLEMENTS AND ACCOUNT HOLDERS",
      "url": null,
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      "status": null,
      "parent": "part/IV"
    },
    {
      "path": "regulation/27",
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      "number": "27",
      "heading": "Account holders",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-27",
      "extent": null,
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      "parent": "part/IV/chapter/II"
    },
    {
      "path": "regulation/28",
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      "heading": "Controller’s record of account holders",
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      "extent": null,
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    },
    {
      "path": "regulation/29",
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      "number": "29",
      "heading": "Insufficiency of entitlements",
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      "extent": null,
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    },
    {
      "path": "part/IV/chapter/III",
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      "heading": "TRANSFERS OF ENTITLEMENTS",
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    },
    {
      "path": "regulation/30",
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      "heading": "Transfer of entitlement",
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      "extent": null,
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      "parent": "part/IV/chapter/III"
    },
    {
      "path": "regulation/31",
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      "number": "31",
      "heading": "Notifications of transactions",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-31",
      "extent": null,
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      "parent": "part/IV/chapter/III"
    },
    {
      "path": "regulation/32",
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      "number": "32",
      "heading": "Consent to transfers of entitlements by controllers",
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      "extent": null,
      "status": null,
      "parent": "part/IV/chapter/III"
    },
    {
      "path": "part/IV/chapter/IV",
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      "number": "IV",
      "heading": "Off-Market Transfers Where One Controller involved",
      "url": null,
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      "status": null,
      "parent": "part/IV"
    },
    {
      "path": "regulation/33",
      "kind": "regulation",
      "number": "33",
      "heading": "Instruction to controller to hold for another",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-33",
      "extent": null,
      "status": null,
      "parent": "part/IV/chapter/IV"
    },
    {
      "path": "regulation/34",
      "kind": "regulation",
      "number": "34",
      "heading": "Conditional instructions by way of security (England and Wales and Northern Ireland)",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-34",
      "extent": null,
      "status": null,
      "parent": "part/IV/chapter/IV"
    },
    {
      "path": "part/V",
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      "number": "V",
      "heading": "REGISTRATION AND THE APPROPRIATE REGISTER",
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      "status": null,
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    },
    {
      "path": "part/V/chapter/I",
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      "heading": "Registration and Controllers",
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      "parent": "part/V"
    },
    {
      "path": "regulation/35",
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      "number": "35",
      "heading": "Controller’s duty to issue proper instructions",
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    },
    {
      "path": "regulation/36",
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      "heading": "Controller’s duty to cancel standing instructions to register or transfer",
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      "extent": null,
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    },
    {
      "path": "regulation/37",
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      "number": "37",
      "heading": "Multiple instructions by controllers",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-37",
      "extent": null,
      "status": null,
      "parent": "part/V/chapter/I"
    },
    {
      "path": "regulation/38",
      "kind": "regulation",
      "number": "38",
      "heading": "Consequences of refusal of registration",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-38",
      "extent": null,
      "status": null,
      "parent": "part/V/chapter/I"
    },
    {
      "path": "regulation/39",
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      "number": "39",
      "heading": "Amendment of particulars",
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      "extent": null,
      "status": null,
      "parent": "part/V/chapter/I"
    },
    {
      "path": "regulation/40",
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      "number": "40",
      "heading": "Company to inform persons of controllers holding entitlements",
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      "extent": null,
      "status": null,
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    },
    {
      "path": "part/V/chapter/II",
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      "heading": "Maintenance of the Appropriate Register",
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    },
    {
      "path": "regulation/41",
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      "heading": "Maintenance of the appropriate register",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-41",
      "extent": null,
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      "parent": "part/V/chapter/II"
    },
    {
      "path": "regulation/42",
      "kind": "regulation",
      "number": "42",
      "heading": "Transfer where transferor identified",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-42",
      "extent": null,
      "status": null,
      "parent": "part/V/chapter/II"
    },
    {
      "path": "regulation/43",
      "kind": "regulation",
      "number": "43",
      "heading": "Register events",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-43",
      "extent": null,
      "status": null,
      "parent": "part/V/chapter/II"
    },
    {
      "path": "regulation/44",
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      "number": "44",
      "heading": "Fixed register dates",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-44",
      "extent": null,
      "status": null,
      "parent": "part/V/chapter/II"
    },
    {
      "path": "regulation/45",
      "kind": "regulation",
      "number": "45",
      "heading": "General calls for instructions",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-45",
      "extent": null,
      "status": null,
      "parent": "part/V/chapter/II"
    },
    {
      "path": "regulation/46",
      "kind": "regulation",
      "number": "46",
      "heading": "Right of controllers to trigger general call for instructions",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-46",
      "extent": null,
      "status": null,
      "parent": "part/V/chapter/II"
    },
    {
      "path": "part/V/chapter/III",
      "kind": "chapter",
      "number": "III",
      "heading": "Winding Up",
      "url": null,
      "extent": null,
      "status": null,
      "parent": "part/V"
    },
    {
      "path": "regulation/47",
      "kind": "regulation",
      "number": "47",
      "heading": "Commencement of winding up",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-47",
      "extent": null,
      "status": null,
      "parent": "part/V/chapter/III"
    },
    {
      "path": "part/VI",
      "kind": "part",
      "number": "VI",
      "heading": "UNCERTIFICATED SECURITIES",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "part/VI/chapter/I",
      "kind": "chapter",
      "number": "I",
      "heading": "Uncertificated Securities: General Provisions",
      "url": null,
      "extent": null,
      "status": null,
      "parent": "part/VI"
    },
    {
      "path": "regulation/48",
      "kind": "regulation",
      "number": "48",
      "heading": "Exclusion of enactments and rule of law",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-48",
      "extent": null,
      "status": null,
      "parent": "part/VI/chapter/I"
    },
    {
      "path": "regulation/49",
      "kind": "regulation",
      "number": "49",
      "heading": "Implied terms in contracts for the transfer of uncertificated securities",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-49",
      "extent": null,
      "status": null,
      "parent": "part/VI/chapter/I"
    },
    {
      "path": "regulation/50",
      "kind": "regulation",
      "number": "50",
      "heading": "Trustees holding units of an uncertificated security",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-50",
      "extent": null,
      "status": null,
      "parent": "part/VI/chapter/I"
    },
    {
      "path": "part/VI/chapter/II",
      "kind": "chapter",
      "number": "II",
      "heading": "Transmission by Operation of Law",
      "url": null,
      "extent": null,
      "status": null,
      "parent": "part/VI"
    },
    {
      "path": "regulation/51",
      "kind": "regulation",
      "number": "51",
      "heading": "Transmission &c by operation of law",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-51",
      "extent": null,
      "status": null,
      "parent": "part/VI/chapter/II"
    },
    {
      "path": "part/VI/chapter/III",
      "kind": "chapter",
      "number": "III",
      "heading": "Injunctions, Intedicts and other Orders",
      "url": null,
      "extent": null,
      "status": null,
      "parent": "part/VI"
    },
    {
      "path": "regulation/52",
      "kind": "regulation",
      "number": "52",
      "heading": "Injunctions, interdicts and other Orders",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-52",
      "extent": null,
      "status": null,
      "parent": "part/VI/chapter/III"
    },
    {
      "path": "part/VI/chapter/IV",
      "kind": "chapter",
      "number": "IV",
      "heading": "Restrictions Avoiding Transfer",
      "url": null,
      "extent": null,
      "status": null,
      "parent": "part/VI"
    },
    {
      "path": "regulation/53",
      "kind": "regulation",
      "number": "53",
      "heading": "Restrictions avoiding the transfer of title to securities arising from an enactment",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-53",
      "extent": null,
      "status": null,
      "parent": "part/VI/chapter/IV"
    },
    {
      "path": "part/VII",
      "kind": "part",
      "number": "VII",
      "heading": "FURTHER PROVISIONS WITH RESPECT TO THE OPERATOR, CONTROLLERS, AND OTHER PARTICIPANTS",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/54",
      "kind": "regulation",
      "number": "54",
      "heading": "Operator’s management of the system",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-54",
      "extent": null,
      "status": null,
      "parent": "part/VII"
    },
    {
      "path": "regulation/55",
      "kind": "regulation",
      "number": "55",
      "heading": "Communications effected by the Operator’s part of the system or by the Operator",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-55",
      "extent": null,
      "status": null,
      "parent": "part/VII"
    },
    {
      "path": "regulation/56",
      "kind": "regulation",
      "number": "56",
      "heading": "Lists of commercial controllers and approved persons",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-56",
      "extent": null,
      "status": null,
      "parent": "part/VII"
    },
    {
      "path": "regulation/57",
      "kind": "regulation",
      "number": "57",
      "heading": "Duty of participants acting on behalf of others",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-57",
      "extent": null,
      "status": null,
      "parent": "part/VII"
    },
    {
      "path": "regulation/58",
      "kind": "regulation",
      "number": "58",
      "heading": "Appointment of agents",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-58",
      "extent": null,
      "status": null,
      "parent": "part/VII"
    },
    {
      "path": "regulation/59",
      "kind": "regulation",
      "number": "59",
      "heading": "Persons acting in more than one capacity",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-59",
      "extent": null,
      "status": null,
      "parent": "part/VII"
    },
    {
      "path": "regulation/60",
      "kind": "regulation",
      "number": "60",
      "heading": "Bodies corporate, partnerships and individuals as controllers",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-60",
      "extent": null,
      "status": null,
      "parent": "part/VII"
    },
    {
      "path": "regulation/61",
      "kind": "regulation",
      "number": "61",
      "heading": "Controller’s default nominee",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-61",
      "extent": null,
      "status": null,
      "parent": "part/VII"
    },
    {
      "path": "regulation/62",
      "kind": "regulation",
      "number": "62",
      "heading": "Special provisions applicable to controller holding for market nominee",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-62",
      "extent": null,
      "status": null,
      "parent": "part/VII"
    },
    {
      "path": "regulation/63",
      "kind": "regulation",
      "number": "63",
      "heading": "Arrangements for service to be made by the Operator",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-63",
      "extent": null,
      "status": null,
      "parent": "part/VII"
    },
    {
      "path": "regulation/64",
      "kind": "regulation",
      "number": "64",
      "heading": "Service of process on participants and the Operator",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-64",
      "extent": null,
      "status": null,
      "parent": "part/VII"
    },
    {
      "path": "regulation/65",
      "kind": "regulation",
      "number": "65",
      "heading": "Statements of account",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-65",
      "extent": null,
      "status": null,
      "parent": "part/VII"
    },
    {
      "path": "regulation/66",
      "kind": "regulation",
      "number": "66",
      "heading": "Informal information as to account holders",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-66",
      "extent": null,
      "status": null,
      "parent": "part/VII"
    },
    {
      "path": "part/VIII",
      "kind": "part",
      "number": "VIII",
      "heading": "FURTHER PROVISIONS WITH RESPECT TO THE PROCEDURES, RECORDS AND REGISTERS",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "part/VIII/chapter/1",
      "kind": "chapter",
      "number": null,
      "heading": "THE PROCEDURES",
      "url": null,
      "extent": null,
      "status": null,
      "parent": "part/VIII"
    },
    {
      "path": "regulation/67",
      "kind": "regulation",
      "number": "67",
      "heading": "No notice of trusts",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-67",
      "extent": null,
      "status": null,
      "parent": "part/VIII/chapter/1"
    },
    {
      "path": "regulation/68",
      "kind": "regulation",
      "number": "68",
      "heading": "Priority between communications",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-68",
      "extent": null,
      "status": null,
      "parent": "part/VIII/chapter/1"
    },
    {
      "path": "regulation/69",
      "kind": "regulation",
      "number": "69",
      "heading": "Powers of attorney (England and Wales and Northern Ireland)",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-69",
      "extent": null,
      "status": null,
      "parent": "part/VIII/chapter/1"
    },
    {
      "path": "part/VIII/chapter/2",
      "kind": "chapter",
      "number": null,
      "heading": "RECORDS AND REGISTERS",
      "url": null,
      "extent": null,
      "status": null,
      "parent": "part/VIII"
    },
    {
      "path": "regulation/70",
      "kind": "regulation",
      "number": "70",
      "heading": "Use of codes in records and messages &c",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-70",
      "extent": null,
      "status": null,
      "parent": "part/VIII/chapter/2"
    },
    {
      "path": "regulation/71",
      "kind": "regulation",
      "number": "71",
      "heading": "Maintenance of records",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-71",
      "extent": null,
      "status": null,
      "parent": "part/VIII/chapter/2"
    },
    {
      "path": "regulation/72",
      "kind": "regulation",
      "number": "72",
      "heading": "Rectification of errors in records and registers",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-72",
      "extent": null,
      "status": null,
      "parent": "part/VIII/chapter/2"
    },
    {
      "path": "regulation/73",
      "kind": "regulation",
      "number": "73",
      "heading": "Rectification of record or register by the court",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-73",
      "extent": null,
      "status": null,
      "parent": "part/VIII/chapter/2"
    },
    {
      "path": "part/IX",
      "kind": "part",
      "number": "IX",
      "heading": "CREATION OF UNCERTIFICATED SECURITIES INTRODUCTORY",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/74",
      "kind": "regulation",
      "number": "74",
      "heading": "Securities: conversion into, and issue in, uncertificated form",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-74",
      "extent": null,
      "status": null,
      "parent": "part/IX"
    },
    {
      "path": "part/IX/chapter/I",
      "kind": "chapter",
      "number": "I",
      "heading": "CONVERSION OF CERTIFICATED SECURITIES",
      "url": null,
      "extent": null,
      "status": null,
      "parent": "part/IX"
    },
    {
      "path": "regulation/75",
      "kind": "regulation",
      "number": "75",
      "heading": "Conversion of certificated securities into uncertificated form",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-75",
      "extent": null,
      "status": null,
      "parent": "part/IX/chapter/I"
    },
    {
      "path": "regulation/76",
      "kind": "regulation",
      "number": "76",
      "heading": "Duties of Operator with respect to conversion",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-76",
      "extent": null,
      "status": null,
      "parent": "part/IX/chapter/I"
    },
    {
      "path": "regulation/77",
      "kind": "regulation",
      "number": "77",
      "heading": "Delivery of conversion certificate to registrar of companies",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-77",
      "extent": null,
      "status": null,
      "parent": "part/IX/chapter/I"
    },
    {
      "path": "part/IX/chapter/II",
      "kind": "chapter",
      "number": "II",
      "heading": "ISSUE OF A SECURITY IN UNCERTIFICATED FORM",
      "url": null,
      "extent": null,
      "status": null,
      "parent": "part/IX"
    },
    {
      "path": "regulation/78",
      "kind": "regulation",
      "number": "78",
      "heading": "Issue of uncertificated securities",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-78",
      "extent": null,
      "status": null,
      "parent": "part/IX/chapter/II"
    },
    {
      "path": "regulation/79",
      "kind": "regulation",
      "number": "79",
      "heading": "Duty of company to make adequate preparations and arrangements",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-79",
      "extent": null,
      "status": null,
      "parent": "part/IX/chapter/II"
    },
    {
      "path": "regulation/80",
      "kind": "regulation",
      "number": "80",
      "heading": "Duty of Operator to satisfy itself over company’s preparations",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-80",
      "extent": null,
      "status": null,
      "parent": "part/IX/chapter/II"
    },
    {
      "path": "part/IX/chapter/III",
      "kind": "chapter",
      "number": "III",
      "heading": "CONVERSION AND ISSUE: MISCELLANEOUS PROVISIONS",
      "url": null,
      "extent": null,
      "status": null,
      "parent": "part/IX"
    },
    {
      "path": "regulation/81",
      "kind": "regulation",
      "number": "81",
      "heading": "General duties and powers of Operator in admitting securities into the system",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-81",
      "extent": null,
      "status": null,
      "parent": "part/IX/chapter/III"
    },
    {
      "path": "regulation/82",
      "kind": "regulation",
      "number": "82",
      "heading": "Further provisions",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-82",
      "extent": null,
      "status": null,
      "parent": "part/IX/chapter/III"
    },
    {
      "path": "part/X",
      "kind": "part",
      "number": "X",
      "heading": "CONVERSION OF UNCERTIFICATED SECURITIES INTO CERTIFICATED FORM",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/83",
      "kind": "regulation",
      "number": "83",
      "heading": "Introductory",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-83",
      "extent": null,
      "status": null,
      "parent": "part/X"
    },
    {
      "path": "regulation/84",
      "kind": "regulation",
      "number": "84",
      "heading": "Conversion",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-84",
      "extent": null,
      "status": null,
      "parent": "part/X"
    },
    {
      "path": "regulation/85",
      "kind": "regulation",
      "number": "85",
      "heading": "Notice to the Operator and controllers",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-85",
      "extent": null,
      "status": null,
      "parent": "part/X"
    },
    {
      "path": "regulation/86",
      "kind": "regulation",
      "number": "86",
      "heading": "General call for instructions and issue of certificates",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-86",
      "extent": null,
      "status": null,
      "parent": "part/X"
    },
    {
      "path": "regulation/87",
      "kind": "regulation",
      "number": "87",
      "heading": "Duty of directors to convert in certain cases",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-87",
      "extent": null,
      "status": null,
      "parent": "part/X"
    },
    {
      "path": "regulation/88",
      "kind": "regulation",
      "number": "88",
      "heading": "Compulsory conversion of uncertificated securities into certificated form",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-88",
      "extent": null,
      "status": null,
      "parent": "part/X"
    },
    {
      "path": "regulation/89",
      "kind": "regulation",
      "number": "89",
      "heading": "Conversion: further provisions",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-89",
      "extent": null,
      "status": null,
      "parent": "part/X"
    },
    {
      "path": "part/XI",
      "kind": "part",
      "number": "XI",
      "heading": "SPECIAL PROVISIONS FOR CERTAIN SECURITIES OR INTERESTS IN SECURITIES",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "part/XI/chapter/I",
      "kind": "chapter",
      "number": "I",
      "heading": "SPECIAL PROVISIONS RELATING TO CERTAIN SECURITIES",
      "url": null,
      "extent": null,
      "status": null,
      "parent": "part/XI"
    },
    {
      "path": "regulation/90",
      "kind": "regulation",
      "number": "90",
      "heading": "Debentures Certain issues of debentures not to be capable of being subject to the Regulations",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-90",
      "extent": null,
      "status": null,
      "parent": "part/XI/chapter/I"
    },
    {
      "path": "regulation/91",
      "kind": "regulation",
      "number": "91",
      "heading": "Disapplication of requirement to attach certificate",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-91",
      "extent": null,
      "status": null,
      "parent": "part/XI/chapter/I"
    },
    {
      "path": "regulation/92",
      "kind": "regulation",
      "number": "92",
      "heading": "Requirements to endorse certificates Disapplication of requirements to endorse certificate",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-92",
      "extent": null,
      "status": null,
      "parent": "part/XI/chapter/I"
    },
    {
      "path": "part/XI/chapter/II",
      "kind": "chapter",
      "number": "II",
      "heading": "INTERESTS IN UNITS OF A SECURITY",
      "url": null,
      "extent": null,
      "status": null,
      "parent": "part/XI"
    },
    {
      "path": "regulation/93",
      "kind": "regulation",
      "number": "93",
      "heading": "Interests in units of a security",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-93",
      "extent": null,
      "status": null,
      "parent": "part/XI/chapter/II"
    },
    {
      "path": "part/XII",
      "kind": "part",
      "number": "XII",
      "heading": "ADMISSION AND SUPERVISION OF PARTICIPANTS",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/94",
      "kind": "regulation",
      "number": "94",
      "heading": "Admission by the Operator",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-94",
      "extent": null,
      "status": null,
      "parent": "part/XII"
    },
    {
      "path": "regulation/95",
      "kind": "regulation",
      "number": "95",
      "heading": "Admission procedure",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-95",
      "extent": null,
      "status": null,
      "parent": "part/XII"
    },
    {
      "path": "regulation/96",
      "kind": "regulation",
      "number": "96",
      "heading": "Refusal of admission, termination of participation and power, to impose restrictions",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-96",
      "extent": null,
      "status": null,
      "parent": "part/XII"
    },
    {
      "path": "regulation/97",
      "kind": "regulation",
      "number": "97",
      "heading": "Provision of information",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-97",
      "extent": null,
      "status": null,
      "parent": "part/XII"
    },
    {
      "path": "regulation/98",
      "kind": "regulation",
      "number": "98",
      "heading": "Auditors",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-98",
      "extent": null,
      "status": null,
      "parent": "part/XII"
    },
    {
      "path": "part/XIII",
      "kind": "part",
      "number": "XIII",
      "heading": "INVESTIGATIONS AND COMPLAINTS",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/99",
      "kind": "regulation",
      "number": "99",
      "heading": "Complaints Commissioner",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-99",
      "extent": null,
      "status": null,
      "parent": "part/XIII"
    },
    {
      "path": "regulation/100",
      "kind": "regulation",
      "number": "100",
      "heading": "Functions of the Complaints Commissioner",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-100",
      "extent": null,
      "status": null,
      "parent": "part/XIII"
    },
    {
      "path": "regulation/101",
      "kind": "regulation",
      "number": "101",
      "heading": "Reports on complaints to be evidence",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-101",
      "extent": null,
      "status": null,
      "parent": "part/XIII"
    },
    {
      "path": "regulation/102",
      "kind": "regulation",
      "number": "102",
      "heading": "Periodic reports",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-102",
      "extent": null,
      "status": null,
      "parent": "part/XIII"
    },
    {
      "path": "regulation/103",
      "kind": "regulation",
      "number": "103",
      "heading": "Reference to the tribunal",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-103",
      "extent": null,
      "status": null,
      "parent": "part/XIII"
    },
    {
      "path": "regulation/104",
      "kind": "regulation",
      "number": "104",
      "heading": "Elections with respect to compensation and amounts recoverable",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-104",
      "extent": null,
      "status": null,
      "parent": "part/XIII"
    },
    {
      "path": "part/XIV",
      "kind": "part",
      "number": "XIV",
      "heading": "COMPENSATION",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/105",
      "kind": "regulation",
      "number": "105",
      "heading": "The compensation scheme",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-105",
      "extent": null,
      "status": null,
      "parent": "part/XIV"
    },
    {
      "path": "part/XV",
      "kind": "part",
      "number": "XV",
      "heading": "MISCELLANEOUS AND GENERAL PROVISIONS",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/106",
      "kind": "regulation",
      "number": "106",
      "heading": "Fees",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-106",
      "extent": null,
      "status": null,
      "parent": "part/XV"
    },
    {
      "path": "regulation/107",
      "kind": "regulation",
      "number": "107",
      "heading": "Financial provision by a company to company controllers",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-107",
      "extent": null,
      "status": null,
      "parent": "part/XV"
    },
    {
      "path": "regulation/108",
      "kind": "regulation",
      "number": "108",
      "heading": "Competition scrutiny",
      "url": "https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-108",
      "extent": null,
      "status": null,
      "parent": "part/XV"
    },
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