# The Uncertificated Securities Regulations 1992, Regulation 40: Company to inform persons of controllers holding entitlements


Where an application is made in writing to a company by any person who provides satisfactory evidence that, by reason of proceedings (whether administrative or judicial) in contemplation or being taken with respect to a unit of a security of the company registered in the name of a specified holder, the person has reason to know the name and address of the controller that has instructed the registration of the holder, the company shall provide that information to the applicant as soon as reasonably practicable, together (where the contgroller is a company controller) with any address for service on that controller set out in the list maintained under regulation 9.

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Source: https://www.legislation.gov.uk/uksi/1992/225/regulation/40 (the official version)
Page: https://openlegislation.uk/uncertificated-securities-regulations-1992/regulation-40
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.