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Regulation 21 Rectification of and changes to registers of securities

Original text. Later amendments are not shown.

(1)

A participating issuer shall not rectify a register of securities in relation to uncertificated units of a security held by a system-member except—

(a)

with the consent of the Operator; or

(b)

by order of a court in the United Kingdom.

(2)

A participating issuer who rectifies or otherwise changes an entry on a register of securities in relation to uncertificated units of a security (except in response to an Operator-instruction) shall immediately—

(a)

notify the Operator; and

(b)

inform the system-members concerned,

of the change to the entry.