# The Uncertificated Securities Regulations 2001, Paragraph 10

Extent: E+W+S+N.I.

Where under paragraph 6(1), a company’s issuer register of members and record of uncertificated shares is kept available for inspection at the office of some person other than the company, and by reason of any default of his the company fails to comply with—
paragraph 6(2) (record of uncertificated shares to be kept available for inspection with issuer register of members);
paragraph 6(3) (notice to registrar);
paragraph 7(3) (index to be kept available for inspection with issuer register of members and record of uncertificated shares); or
section 116 of the 2006 Act (rights to inspect and require copies),
or with any requirement of the 2006 Act as to the production of the register of members or any part thereof, that other person is liable to the same penalties as if he were an officer of the company who was in default, and the power of the court under section 118(3) of the 2006 Act extends to the making of orders against that other and his officers and servants.

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Source: https://www.legislation.gov.uk/uksi/2001/3755/schedule/4/paragraph/10 (the official version)
Page: https://openlegislation.uk/uncertificated-securities-regulations-2001/schedule-4/paragraph-10
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.