{
  "url": "https://openlegislation.uk/uncertificated-securities-regulations-2001/schedule-4/paragraph-12",
  "json_url": "https://openlegislation.uk/uncertificated-securities-regulations-2001/schedule-4/paragraph-12.json",
  "legislation": "uksi/2001/3755",
  "legislation_title": "The Uncertificated Securities Regulations 2001",
  "legislation_url": "https://openlegislation.uk/uncertificated-securities-regulations-2001",
  "path": "schedule/4/paragraph/12",
  "kind": "paragraph",
  "number": "12",
  "heading": null,
  "text": "(1) Where an Operator of a relevant system is required to maintain an Operator register of general public sector securities, that register shall comprise the following particulars which the Operator shall enter on it, namely—\n(a) the names and addresses of the persons holding units of the relevant participating security in uncertificated form; and\n(b) how many units of that security each such person holds in that form.\n(2) The following provisions of the 2004 Regulations shall not apply in respect of units of general UK Government securities held in uncertificated form—\nregulations 7 to 9;\nregulations 12 to 14;\nregulations 16 to 24;\nregulation 28; and\nregulations 30 to 31.\n(3) The following provisions of the 1974 Regulations shall not apply in respect of units of general local authority securities held in uncertificated form—\nregulations 5 and 6;\nregulations 8 to 14;\nregulation 16; and\nregulation 21.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Word in Sch. 4 para. 12(1) inserted (24.6.2003) by The Uncertificated Securities (Amendment) (Eligible Debt Securities) Regulations 2003 (S.I. 2003/1633), regs. 1(1), 6(5)(b)"
    },
    {
      "type": "F",
      "label": "F2",
      "text": "Sch. 4 para. 12(2) substituted (1.7.2004) by The Government Stock (Consequential and Transitional Provision) (No. 2) Order 2004 (S.I. 2004/1662), art. 1, Sch. para. 29(6)(a) (with art. 3, Sch. para. 1)"
    },
    {
      "type": "F",
      "label": "F3",
      "text": "Word in Sch. 4 para. 12(3) inserted (24.6.2003) by The Uncertificated Securities (Amendment) (Eligible Debt Securities) Regulations 2003 (S.I. 2003/1633), regs. 1(1), 8(4)(a)"
    },
    {
      "type": "I",
      "label": "I1",
      "text": "Sch. 4 para. 12 in force at 26.11.2001, see reg. 1"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2001/3755/schedule/4/paragraph/12",
    "retrieved_at": "2026-10-29T07:21:41.154685+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}