{
  "url": "https://openlegislation.uk/uncertificated-securities-regulations-2001/schedule-4/paragraph-9",
  "json_url": "https://openlegislation.uk/uncertificated-securities-regulations-2001/schedule-4/paragraph-9.json",
  "legislation": "uksi/2001/3755",
  "legislation_title": "The Uncertificated Securities Regulations 2001",
  "legislation_url": "https://openlegislation.uk/uncertificated-securities-regulations-2001",
  "path": "schedule/4/paragraph/9",
  "kind": "paragraph",
  "number": "9",
  "heading": null,
  "text": "Sections 115 to 118 of the 2006 Act shall apply to a company which is a participating issuer as if—\n(a) references in those provisions to the company’s register of members were references to its issuer register of members and its record of uncertificated shares; and\n(b) references in section 116 to the company’s index of members’ names were references to the index required to be kept by paragraph 7,\nand references to the 2006 Act in the Companies (Fees for Inspection and Copying of Company Records) Regulations 2007 and the Companies (Fees for Inspection and Copying of Company Records) Regulations 2008 shall be construed accordingly.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Words in Sch. 4 para. 9 substituted (1.10.2009) by The Companies Act 2006 (Consequential Amendments) (Uncertificated Securities) Order 2009 (S.I. 2009/1889), regs. 1(2), 2(21)(p)"
    },
    {
      "type": "F",
      "label": "F2",
      "text": "Words in Sch. 4 para. 9(b) substituted (1.10.2009) by The Companies Act 2006 (Consequential Amendments) (Uncertificated Securities) Order 2009 (S.I. 2009/1889), regs. 1(2), 2(21)(q)(i)"
    },
    {
      "type": "F",
      "label": "F3",
      "text": "Words in Sch. 4 para. 9(b) substituted (1.10.2009) by The Companies Act 2006 (Consequential Amendments) (Uncertificated Securities) Order 2009 (S.I. 2009/1889), regs. 1(2), 2(21)(q)(ii)"
    },
    {
      "type": "F",
      "label": "F4",
      "text": "Words in Sch. 4 para. 9 substituted (1.10.2009) by The Companies Act 2006 (Consequential Amendments) (Uncertificated Securities) Order 2009 (S.I. 2009/1889), regs. 1(2), 2(21)(r)"
    },
    {
      "type": "I",
      "label": "I1",
      "text": "Sch. 4 para. 9 in force at 26.11.2001, see reg. 1"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2001/3755/schedule/4/paragraph/9",
    "retrieved_at": "2026-10-29T07:21:41.154685+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}