# The Uncertificated Securities Regulations 2001, Paragraph 19

Extent: E+W+S+N.I.

In the Companies (Registers and other Records) Regulations (Northern Ireland) 1986 —
(a) in regulation 1—
(i) at the end of the definition of “register” in paragraph (2) there shall be inserted “or regulation 20 of the 2001 Regulations”; and
(ii) at the end of paragraph (2) there shall be inserted—
““the 2001 Regulations” means the Uncertificated Securities Regulations 2001; and expressions defined in the 2001 Regulations shall have the same meaning in these Regulations.”;
(b) at the end of regulation 3 there shall be inserted as new paragraphs—
“(5) This Regulation applies with respect to an issuer register of members and a record of uncertificated shares which is kept by a company by recording the matters in question otherwise than in legible form—
(a) as it applies to a register of members under the Order which is kept in like fashion; and
(b) as if references to the Order were references to the 2001 Regulations.
(6) This Regulation applies with respect to an index kept by virtue of paragraph 7 of Schedule 4 to the 2001 Regulations which is kept by a company by recording the matters in question otherwise than in legible form—
(a) as it applies to an index of a register of members under the Order which is kept in like fashion; and
(b) as if references to the Order were references to the 2001 Regulations.”;
(c) at the end of regulation 4 there shall be inserted as a new paragraph—
“(6) In the case of a company which is a participating issuer, references in this regulation to the register of members shall be taken to be a reference to the company’s issuer register of members and record of uncertificated shares.”;
(d) in regulation 7—
(i) in paragraph (1), after “the Order” there shall be inserted “or the 2001 Regulations”; and
(ii) after paragraph (2) there shall be inserted as a new paragraph—
“(2A) In the case of a company which is a participating issuer, paragraph (2) shall apply as if—
(a) references to the register of members were references to the company’s issuer register of members and record of uncertificated shares; and
(b) the reference to the index of the register of members were a reference to an index kept by virtue of paragraph 7 of Schedule 4 to the 2001 Regulations.”.

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Source: https://www.legislation.gov.uk/uksi/2001/3755/schedule/7/paragraph/19 (the official version)
Page: https://openlegislation.uk/uncertificated-securities-regulations-2001/schedule-7/paragraph-19
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.