{
  "url": "https://openlegislation.uk/warm-home-discount-regulations-2011/regulation-14",
  "json_url": "https://openlegislation.uk/warm-home-discount-regulations-2011/regulation-14.json",
  "legislation": "uksi/2011/1033",
  "legislation_title": "The Warm Home Discount Regulations 2011",
  "legislation_url": "https://openlegislation.uk/warm-home-discount-regulations-2011",
  "path": "regulation/14",
  "kind": "regulation",
  "number": "14",
  "heading": "Adjustments for banking and borrowing",
  "text": "(1) In scheme years 2 to 11, if the amount of spending incurred under this Part (as determined by the Authority in accordance with regulation 29(d)) by a compulsory scheme electricity supplier in the preceding scheme year (“Dt-1”) is greater or less than the supplier’s non-core spending obligation for the preceding scheme year (“St-1”), the Authority must adjust the supplier’s non-core spending obligation for the current scheme year (“S”) in accordance with paragraphs (2) and (3).\n(2) If Dt-1 is less than St-1, S is to be adjusted by adding (St-1 – Dt-1).\n(3) If Dt-1 is greater than St-1, S is to be adjusted by subtracting—\n(a) (Dt-1 – St-1), unless sub-paragraph (b) applies ; or\n(b) in relation to—\n(i) scheme years 2 and 3, 1% of St-1, if the amount determined under sub-paragraph (a) is greater than 1% of St-1; ...\n(ii) scheme year 4, 34% of St-1, if the amount determined under sub-paragraph (a) is greater than 34% of St-1;\n(iii) subsequent scheme years, 5% of St-1, if the amount determined under sub-paragraph (a) is greater than 5% of St-1.\n(3A) For scheme years 6 to 11, a compulsory scheme electricity supplier must, within the period specified in paragraph (3B), notify the Authority of the number of prescribed rebates provided by the supplier under Chapter 2 in the scheme year which are undelivered as at the date of the notification.\n(3B) The period specified for the purposes of paragraph (3A) is—\n(a) for scheme year 6, the period beginning on 1st July 2017 and ending on 30th September 2017;\n(b) for scheme year 7, the period beginning on 1st April 2018 and ending on 31st August 2018;\n(c) for each subsequent scheme year, the period following the end of the scheme year beginning on 1st April and ending on 31st August.\n(3C) In scheme years 7 to 11, whether or not an adjustment is also made under paragraph (1), the Authority must adjust each supplier’s non-core spending obligation by adding F, where F is £140 multiplied by the sum of—\n(a) where the supplier has made a notification under regulation 9(7) in respect of the preceding scheme year, the number of prescribed rebates as stated in that notification; and\n(b) where the supplier has made a notification under paragraph (3A) in respect of the preceding scheme year, the number of prescribed rebates as stated in that notification.\n(4) The Authority must notify each compulsory scheme electricity supplier by 30th September in scheme years 2, 3 , 4 and 5 and by 31st October in scheme years 7, 9 and 10—\n(a) whether any adjustment has been made under this regulation to its non-core spending obligation for that scheme year; and\n(b) if so, the adjusted amount of the supplier’s non-core spending obligation.\n(5) In scheme year 6, the Authority must notify each compulsory scheme electricity supplier of the matters referred to sub-paragraphs (a) and (b) of paragraph (4) by 30th September 2016, or by 2 months after the third commencement date, whichever is the later.\n(6) In scheme year 8, the Authority must notify each compulsory scheme electricity supplier of the matters referred to in sub-paragraphs (a) and (b) of paragraph (4) by 30th September 2018, or within 2 months of the fourth commencement date, whichever is the later.\n(7) In scheme year 11, the Authority must notify each compulsory scheme electricity supplier of the matters referred to in sub-paragraphs (a) and (b) of paragraph (4) by 30th September 2021, or within two months of the fifth commencement date, whichever is the later.",
  "extent": "E+W+S",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Words in reg. 14(1) substituted (25.6.2021) by The Warm Home Discount (Miscellaneous Amendments) Regulations 2021 (S.I. 2021/667), regs. 1, 11(a)"
    },
    {
      "type": "F",
      "label": "F2",
      "text": "Reg. 14(3)(b) substituted (14.3.2014) by The Warm Home Discount (Amendment) Regulations 2014 (S.I. 2014/695), regs. 1(2), 2(2)"
    },
    {
      "type": "F",
      "label": "F3",
      "text": "Word in reg. 14(3)(b) omitted (11.3.2015) by virtue of The Warm Home Discount (Miscellaneous Amendments) Regulations 2015 (S.I. 2015/652), regs. 1, 10(b)"
    },
    {
      "type": "F",
      "label": "F4",
      "text": "Reg. 14(3)(b)(iii) inserted (11.3.2015) by The Warm Home Discount (Miscellaneous Amendments) Regulations 2015 (S.I. 2015/652), regs. 1, 10(c)"
    },
    {
      "type": "F",
      "label": "F5",
      "text": "Words in reg. 14(3)(b)(iii) substituted (15.8.2018) by The Warm Home Discount (Miscellaneous Amendments) Regulations 2018 (S.I. 2018/909), regs. 1, 13(b)"
    },
    {
      "type": "F",
      "label": "F6",
      "text": "Reg. 14(3A)-(3C) inserted (23.7.2016) by The Warm Home Discount (Miscellaneous Amendments) Regulations 2016 (S.I. 2016/806), regs. 1, 12(c)"
    },
    {
      "type": "F",
      "label": "F7",
      "text": "Words in reg. 14(3A) substituted (25.6.2021) by The Warm Home Discount (Miscellaneous Amendments) Regulations 2021 (S.I. 2021/667), regs. 1, 11(b)"
    },
    {
      "type": "F",
      "label": "F8",
      "text": "Reg. 14(3B)(c) inserted (15.8.2018) by The Warm Home Discount (Miscellaneous Amendments) Regulations 2018 (S.I. 2018/909), regs. 1, 13(d)"
    },
    {
      "type": "F",
      "label": "F9",
      "text": "Reg. 14(3C) substituted (25.6.2021) by The Warm Home Discount (Miscellaneous Amendments) Regulations 2021 (S.I. 2021/667), regs. 1, 11(c)"
    },
    {
      "type": "F",
      "label": "F10",
      "text": "Words in reg. 14(4) substituted (11.3.2015) by The Warm Home Discount (Miscellaneous Amendments) Regulations 2015 (S.I. 2015/652), regs. 1, 10(d)"
    },
    {
      "type": "F",
      "label": "F11",
      "text": "Words in reg. 14(4) inserted (23.7.2016) by The Warm Home Discount (Miscellaneous Amendments) Regulations 2016 (S.I. 2016/806), regs. 1, 12(d)"
    },
    {
      "type": "F",
      "label": "F12",
      "text": "Words in reg. 14(4) substituted (15.8.2018) by The Warm Home Discount (Miscellaneous Amendments) Regulations 2018 (S.I. 2018/909), regs. 1, 13(f)"
    },
    {
      "type": "F",
      "label": "F13",
      "text": "Reg. 14(5) inserted (23.7.2016) by The Warm Home Discount (Miscellaneous Amendments) Regulations 2016 (S.I. 2016/806), regs. 1, 12(e)"
    },
    {
      "type": "F",
      "label": "F14",
      "text": "Reg. 14(6) inserted (15.8.2018) by The Warm Home Discount (Miscellaneous Amendments) Regulations 2018 (S.I. 2018/909), regs. 1, 13(g)"
    },
    {
      "type": "F",
      "label": "F15",
      "text": "Reg. 14(7) inserted (25.6.2021) by The Warm Home Discount (Miscellaneous Amendments) Regulations 2021 (S.I. 2021/667), regs. 1, 11(d)"
    },
    {
      "type": "I",
      "label": "I1",
      "text": "Reg. 14 in force at 1.4.2011, see reg. 1(2)"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2011/1033/regulation/14",
    "retrieved_at": "2026-10-29T02:09:55.966207+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}