# The Yemen (Sanctions) (EU Exit) Regulations 2020 (revoked) S.I. 2020/733 · made 9 July 2020 · revised to 31 December 2020 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PDFs: Printed copy https://openlegislation.uk/yemen-sanctions-eu-exit-regulations-2020-revoked/pdf/uksi_20200733_en.pdf; UK Explanatory Memorandum https://openlegislation.uk/yemen-sanctions-eu-exit-regulations-2020-revoked/pdf/uksiem_20200733_en.pdf ## Introductory text Exiting The European Union Sanctions Made 9th July 2020 Laid before Parliament 15th July 2020 Coming into force in accordance with regulation 1(2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Part 1: General ## 1 Citation and commencement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 2 Interpretation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 3 Application of prohibitions and requirements outside the United Kingdom . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 4 Purpose . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Part 2: Designation of persons ## 5 Power to designate persons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 6 Criteria for designating a person . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 7 Meaning of “owned or controlled directly or indirectly” . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 8 Notification and publicity where designation power used . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 9 Confidential information in certain cases where designation power used . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 10 Designation of persons named by or under UN Security Council Resolutions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Part 3: Finance ## 11 Meaning of “designated person” in Part 3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 12 Asset-freeze in relation to designated persons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 13 Making funds available to designated persons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 14 Making funds available for benefit of designated persons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 15 Making economic resources available to designated persons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 16 Making economic resources available for benefit of designated persons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 17 Circumventing etc. prohibitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Part 4: Immigration ## 18 Immigration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Part 5: Trade ## 19 Interpretation of expressions used in this Part . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 20 Export of military goods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 21 Supply and delivery of military goods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 22 Making military goods and military technology available . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 23 Transfer of military technology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 24 Technical assistance relating to military goods and military technology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 25 Financial services and funds relating to military goods and military technology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 26 Brokering services: non-UK activity relating to military goods and military technology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 27 Enabling or facilitating the conduct of armed hostilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 28 Circumventing etc. prohibitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 29 Defences . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Part 6: Exceptions and licences ## 30 Finance: exceptions from prohibitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 31 Exception for authorised conduct in a relevant country . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 32 Exception for acts done for purposes of national security or prevention of serious crime . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 33 Treasury licences . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 34 Trade licences . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 35 Licences: general provisions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 36 Finance: licensing offences . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 37 Trade: licensing offences . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 38 Section 8B(1) to (3) of the Immigration Act 1971: directions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Part 7: Information and records ## 39 Finance: reporting obligations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 40 “Relevant firm” . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 41 Finance: powers to request information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 42 Finance: production of documents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 43 Finance: information offences . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 44 Trade: application of information powers in CEMA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 45 General trade licences: records . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 46 General trade licences: inspection of records . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 47 Disclosure of information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 48 Part 7: supplementary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Part 8: Enforcement ## 49 Penalties for offences . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 50 Liability of officers of bodies corporate etc. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 51 Jurisdiction to try offences . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 52 Procedure for offences by unincorporated bodies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 53 Time limit for proceedings for summary offences . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 54 Trade enforcement: application of CEMA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 55 Trade offences in CEMA: modification of penalty . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 56 Application of Chapter 1 of Part 2 of the Serious Organised Crime and Police Act 2005 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 57 Monetary penalties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Part 9: Maritime enforcement ## 58 Exercise of maritime enforcement powers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 59 Maritime enforcement officers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 60 Power to stop, board, search etc. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 61 Seizure power . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 62 Restrictions on exercise of maritime enforcement powers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 63 Interpretation of Part 9 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Part 10: Supplementary and final provision ## 64 Notices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 65 Trade: overlapping offences . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 66 Revocations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 67 Amendment of the United Nations and European Union Financial Sanctions (Linking) Regulations 2017 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 68 Transitional provision: Treasury licences . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 69 Transitional provision: trade licences . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 70 Transitional provision: pending applications for trade licences . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 71 Transitional provision: prior obligations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Signature . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Schedule 1: Rules for interpretation of regulation 7(2) ## 1 Application of Schedule . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 2 Joint interests . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 3 Joint arrangements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 4 Calculating shareholdings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 5 Voting rights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 7 Rights to appoint or remove members of the board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 8 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 9 Shares or rights held “indirectly” . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 10 Shares held by nominees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 11 Rights treated as held by person who controls their exercise . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 12 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 13 Rights exercisable only in certain circumstances etc. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 14 Rights attached to shares held by way of security . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Schedule 2: Treasury licences: purposes ### Part 1: Interpretation ## 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ### Part 2: Purposes ## 2 Basic needs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 3 Legal services . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 4 Maintenance of frozen funds and economic resources . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 5 Extraordinary expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 6 Pre-existing judicial decisions etc. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 7 Humanitarian assistance activities etc. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ### Part 3: Purposes relating only to UN designated persons ## 8 Prior obligations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ### Part 4: Purposes relating only to non-UN designated persons ## 9 Prior obligations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 10 Diplomatic missions etc. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 11 Extraordinary situation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Explanatory note . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . --- Source: https://www.legislation.gov.uk/uksi/2020/733 (the official version) Page: https://openlegislation.uk/yemen-sanctions-eu-exit-regulations-2020-revoked Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.