OpenLegislation

The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (revoked)

S.I. 2019/328 · Made 19 February 2019 · Extends to United Kingdom

Up to date with all changes known to legislation.gov.uk, revised to 29 August 2023.

Exiting The European Union

Financial Services

Made 19th February 2019

Coming into force in accordance with regulation 1

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Annotations to the whole text

Textual amendments

F1

Regulations revoked (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/779, reg. 3(b), Sch.

Contents

  1. Part 1: Introduction Repealed
  2. 1Citation and commencement Repealed
  3. Part 2: Amendment of secondary legislation Repealed
  4. Chapter 1: Amendment of the Alternative Investment Fund Managers Regulations 2013 Repealed
  5. 2Amendment of the Alternative Investment Fund Managers Regulations 2013 Repealed
  6. 3Introductory provisions Repealed
  7. 4Authorisation of full-scope UK AIFMS Repealed
  8. 5SEFs, RVECAs and small AIFMs Repealed
  9. 6ELTIFs Repealed
  10. 7Operating conditions Repealed
  11. 8Depositaries Repealed
  12. 9AIFs and control Repealed
  13. 10Marketing of AIFs Repealed
  14. 11Duties and powers of the FCA Repealed
  15. 12Transfer of Directive Functions Repealed
  16. 13Application of provisions of the Act Repealed
  17. 14Transitional provisions Repealed
  18. 15Final provisions Repealed
  19. Chapter 2: Amendment of the Alternative Investment Fund Managers (Amendment) Regulations 2013 Repealed
  20. 16Alternative Investment Fund Managers (Amendment) Regulations 2013 Repealed
  21. 17Commencement Repealed
  22. 18Amendments Repealed
  23. 19Consultation on rules for the purposes of Article 35 or 37 to 41 of the directive Repealed
  24. 20Schedule 1 Repealed
  25. 21Schedule 2 Repealed
  26. Part 3: Amendment of EU delegated legislation Repealed
  27. 22Commission Delegated Regulation (EU) No 231/2013 Repealed
  28. 23Definitions and general Repealed
  29. 24Operating conditions for AIFMs: general principles Repealed
  30. 25Conflicts of interest Repealed
  31. 26Risk management Repealed
  32. 27Liquidity management Repealed
  33. 28Investment in securitisation positions Repealed
  34. 29Organisational requirements: general principles Repealed
  35. 30Valuation Repealed
  36. 31Delegation of AIFM functions Repealed
  37. 32Depositary: particulars of written contract Repealed
  38. 33Depositaries in third countries Repealed
  39. 34Depositary functions, due diligence duties and segregation obligation Repealed
  40. 35Loss of financial instruments, liability discharge and objective reasons Repealed
  41. 36Transparency requirements etc: annual report, disclosure and reporting Repealed
  42. 37Transparency requirements etc: AIFMs managing leveraged AIFs Repealed
  43. 38Rules relating to third countries Repealed
  44. 39Exchange of information Repealed
  45. 40Final provisions and annexes Repealed
  46. 41Commission Implementing Regulation (EU) No 447/2013 Repealed
  47. 42Commission Implementing Regulation (EU) No 448/2013 Repealed
  48. 43Commission Delegated Regulation (EU) No 2015/514 Repealed
  49. Signature
  50. Explanatory note

1Citation and commencementF1

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2Amendment of the Alternative Investment Fund Managers Regulations 2013F1

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3Introductory provisionsF1

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4Authorisation of full-scope UK AIFMSF1

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5SEFs, RVECAs and small AIFMsF1

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6ELTIFsF1

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7Operating conditionsF1

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8DepositariesF1

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9AIFs and controlF1

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10Marketing of AIFsF1

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11Duties and powers of the FCAF1

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12Transfer of Directive FunctionsF1

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13Application of provisions of the ActF1

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14Transitional provisionsF1

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15Final provisionsF1

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16Alternative Investment Fund Managers (Amendment) Regulations 2013F1

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17CommencementF1

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18AmendmentsF1

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19Consultation on rules for the purposes of Article 35 or 37 to 41 of the directiveF1

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20Schedule 1F1

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21Schedule 2F1

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22Commission Delegated Regulation (EU) No 231/2013F1

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23Definitions and generalF1

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24Operating conditions for AIFMs: general principlesF1

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25Conflicts of interestF1

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26Risk managementF1

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27Liquidity managementF1

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28Investment in securitisation positionsF1

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29Organisational requirements: general principlesF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

30ValuationF1

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31Delegation of AIFM functionsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

32Depositary: particulars of written contractF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

33Depositaries in third countriesF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

34Depositary functions, due diligence duties and segregation obligationF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

35Loss of financial instruments, liability discharge and objective reasonsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

36Transparency requirements etc: annual report, disclosure and reportingF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

37Transparency requirements etc: AIFMs managing leveraged AIFsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

38Rules relating to third countriesF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

39Exchange of informationF1

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40Final provisions and annexesF1

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41Commission Implementing Regulation (EU) No 447/2013F1

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42Commission Implementing Regulation (EU) No 448/2013F1

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43Commission Delegated Regulation (EU) No 2015/514F1

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Signature

F1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Explanatory note

F1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .