Paragraph 16 I1 I2 I3 I4 I5 I6

(1)

Section 66A (misconduct: action by FCA) is amended as follows.

(2)

In subsection (2)(b)(ii) for “a relevant” substitute “ an ”.

(3)

In subsection (3)(b)(ii) omit “in the case of a relevant authorised person,”.

(4)

In subsection (5)(a) for “a relevant” substitute “ an ”.

(5)

In subsection (7)—

(a)

in the definition of “senior manager”, for “a relevant” substitute “ an ”;

(b)

omit the definition of “designated senior management function”.

(6)

Omit subsection (9).

Annotations

I1: Sch. 4 para. 16 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)
I2: Sch. 4 para. 16 in force at 10.12.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(3) (with regs. 3-6)
I3: Sch. 4 para. 16 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)
I4: Sch. 4 para. 16 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)
I5: Sch. 4 para. 16 in force at 9.12.2019 for specified purposes by S.I. 2019/1136, reg. 2(4) (with regs. 3-5, 7)
I6: Sch. 4 para. 16 in force at 7.12.2020 in so far as not already in force by S.I. 2019/1136, reg. 2(5) (with regs. 5, 7)