Section 206R Compliance failureF1
In this Part “compliance failure” means a failure by a recognised person to—
(a)
comply with a code of practice under section 206L,
(b)
comply with a direction under section 206M, or
(c)
ensure compliance with a requirement under section 206Q (independent reports).
Annotations
Textual amendments
- F1
Pt. 5A inserted (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), s. 86(2)(d), Sch. 9 para. 1