Regulation 5 Prior disclosure: prevention of duplicationI1

United Kingdom

F1(1)

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(2)

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(3)

Where the information referred to in regulation 2(4) relating to an institution F2or relevant FCA investment firm has already been published in the United Kingdom in accordance with regulation 2(2), (3) and (5) to (7) the institution F3or firm shall be treated as having met the obligation in regulation 2(1) provided the institution or firm publishes where that information can be obtained.

(4)

Where the information referred to in regulation 2(4)(a) to (c) relating to an institution F4or relevant FCA investment firm has already been published in the United Kingdom in accordance with regulation 2(2), (3), (5) and (6) the institution F5or firm shall be treated as having met the obligation in regulation 3(1) provided the institution or firm publishes where that information can be obtained.

Annotations

Textual amendments

F1: Reg. 5(1)(2) omitted (31.12.2020) by virtue of The Capital Requirements (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1401), regs. 1(3), 33 (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)
F2: Words in reg. 5(3) inserted (1.1.2022) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 1 para. 55(2)(a); S.I. 2021/671, reg. 5(1)(b) (with reg. 5(2)) (as amended by S.I. 2021/1163, regs. 1(2), 2)
F3: Words in reg. 5(3) inserted (1.1.2022) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 1 para. 55(2)(b); S.I. 2021/671, reg. 5(1)(b) (with reg. 5(2)) (as amended by S.I. 2021/1163, regs. 1(2), 2)
F4: Words in reg. 5(4) inserted (1.1.2022) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 1 para. 55(3)(a); S.I. 2021/671, reg. 5(1)(b) (with reg. 5(2)) (as amended by S.I. 2021/1163, regs. 1(2), 2)
F5: Words in reg. 5(4) inserted (1.1.2022) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 1 para. 55(3)(b); S.I. 2021/671, reg. 5(1)(b) (with reg. 5(2)) (as amended by S.I. 2021/1163, regs. 1(2), 2)

Commencement

I1: Reg. 5 in force at 1.1.2014, see reg. 1(1)