OpenLegislation

The Compensation (Claims Management Services) Regulations 2006 (revoked)

S.I. 2006/3322 · Made 12 December 2006 · Extends to England and Wales

Up to date with all changes known to legislation.gov.uk, revised to 1 April 2019.

Consumer Protection, England and Wales

Made 12th December 2006

Coming into force in accordance with regulation 2

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Annotations to the whole text

Textual amendments

F1

Regulations revoked (29.11.2018 for specified purposes, 1.4.2019 in so far as not already in force) by The Financial Services and Markets Act 2000 (Claims Management Activity) Order 2018 (S.I. 2018/1253), arts. 1(2)(3), 105(c) (with transitional provisions and savings in arts. 39-83, 106, 111)

Contents

  1. Part 1: Preliminary Repealed
  2. 1Citation Repealed
  3. 2Commencement Repealed
  4. 3Definitions Repealed
  5. 4Documents in electronic form Repealed
  6. 5Use of electronic communication Repealed
  7. Part 2: Waiver of requirement for authorisation Repealed
  8. 6Circumstances in which Regulator may waive requirement for authorisation Repealed
  9. 7Conditions on waiver Repealed
  10. Part 3: Grant of authorisations Repealed
  11. 8Application for authorisations Repealed
  12. 9Payment of application fee Repealed
  13. 10Decisions about authorisations Repealed
  14. 11Time for deciding applications Repealed
  15. 12Conditions of authorisation Repealed
  16. 13Grant and refusal of authorisations Repealed
  17. 14Surrender of authorisations Repealed
  18. 14ANotice lifting a restriction on surrender Repealed
  19. Part 4: Fees Repealed
  20. 15Determination of fees Repealed
  21. 16Amendment etc of fees determination Repealed
  22. 17Invoicing for fees Repealed
  23. 18Payment of fees by cheque Repealed
  24. 19Refund etc of fees Repealed
  25. 20Cancellation for non-payment of fee Repealed
  26. Part 5: Indemnity insurance Repealed
  27. 21Definitions for this Part Repealed
  28. 21ARequirement to have professional indemnity insurance for persons who provide representation Repealed
  29. 21BMinimum terms of professional indemnity insurance Repealed
  30. Part 6: Rules and codes of practice Repealed
  31. 22Rules Repealed
  32. 23Matters that the rules may cover Repealed
  33. 24Codes of practice Repealed
  34. 25Amendment etc of rules or code of practice Repealed
  35. 26Charge for supply of copies Repealed
  36. 27Redress Repealed
  37. Part 7: Information and Directions Repealed
  38. 28Review by the Regulator of complaint handling Repealed
  39. 28APower to share information Repealed
  40. 29Directions of the Regulator about complaints handling and related matters Repealed
  41. Part 8: Routine audit Repealed
  42. 30Routine inspection of records Repealed
  43. Part 9: Investigation Repealed
  44. Chapter 1: Preliminary Repealed
  45. 31Definitions for this Part Repealed
  46. Chapter 2: Investigation—offences by unauthorised persons Repealed
  47. 32Investigation of offences against section 4(1) of Act: requirement to provide information Repealed
  48. 33Requirements for information under section 8(4) of Act Repealed
  49. 34Search warrants under section 8 of the Act Repealed
  50. Chapter 3: Investigation—failures by authorised persons to comply with conditions of authorisation Repealed
  51. 35Regulator to investigate complaints or suspicions of unprofessional conduct Repealed
  52. 36Breaches by authorised persons of condition: requirement to provide information etc Repealed
  53. 37Search warrants for purposes of investigation of professional conduct Repealed
  54. Chapter 4: Search warrants generally Repealed
  55. 38Definitions Repealed
  56. 39Application generally Repealed
  57. 40Issue of warrants generally Repealed
  58. 41Search warrants—form Repealed
  59. 42Execution of warrants Repealed
  60. 43Copying of documents Repealed
  61. 44Record to be given of records copied Repealed
  62. 44ARecord to be given of records seized Repealed
  63. 45Retention of copies Repealed
  64. Part 10: Cancellation, suspension and variation of authorisations Repealed
  65. 46Cancellation etc of authorisations Repealed
  66. 47Procedure for cancellation etc Repealed
  67. Part 11: FINANCIAL PENALTIES Repealed
  68. 48Requirement to pay a penalty Repealed
  69. 49Determining the amount of a penalty Repealed
  70. 50Relevant turnover Repealed
  71. 51Notice of proposed penalty and written submissions Repealed
  72. 52Procedure for requiring an authorised person to pay a penalty Repealed
  73. 53Treatment of unpaid penalty as a debt Repealed
  74. 54Treatment of income from penalties Repealed
  75. 55Service of notices under this Part Repealed
  76. Signature
  77. Explanatory note

1CitationF1

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2CommencementF1

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3DefinitionsF1

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4Documents in electronic formF1

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5Use of electronic communicationF1

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6Circumstances in which Regulator may waive requirement for authorisationF1

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7Conditions on waiverF1

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8Application for authorisationsF1

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9Payment of application feeF1

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10Decisions about authorisationsF1

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11Time for deciding applicationsF1

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12Conditions of authorisationF1

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13Grant and refusal of authorisationsF1

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14Surrender of authorisationsF1

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14ANotice lifting a restriction on surrenderF1

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15Determination of feesF1

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16Amendment etc of fees determinationF1

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17Invoicing for feesF1

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18Payment of fees by chequeF1

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19Refund etc of feesF1

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20Cancellation for non-payment of feeF1

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21Definitions for this PartF1

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21ARequirement to have professional indemnity insurance for persons who provide representationF1

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21BMinimum terms of professional indemnity insuranceF1

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22RulesF1

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23Matters that the rules may coverF1

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24Codes of practiceF1

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25Amendment etc of rules or code of practiceF1

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26Charge for supply of copiesF1

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27RedressF1

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28Review by the Regulator of complaint handlingF1

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28APower to share informationF1

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29Directions of the Regulator about complaints handling and related mattersF1

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30Routine inspection of recordsF1

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31Definitions for this PartF1

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32Investigation of offences against section 4(1) of Act: requirement to provide informationF1

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33Requirements for information under section 8(4) of ActF1

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34Search warrants under section 8 of the ActF1

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35Regulator to investigate complaints or suspicions of unprofessional conductF1

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36Breaches by authorised persons of condition: requirement to provide information etcF1

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37Search warrants for purposes of investigation of professional conductF1

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38DefinitionsF1

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39Application generallyF1

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40Issue of warrants generallyF1

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41Search warrants—formF1

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42Execution of warrantsF1

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43Copying of documentsF1

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44Record to be given of records copiedF1

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44ARecord to be given of records seizedF1

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45Retention of copiesF1

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46Cancellation etc of authorisationsF1

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47Procedure for cancellation etcF1

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48Requirement to pay a penaltyF1

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49Determining the amount of a penaltyF1

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50Relevant turnoverF1

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51Notice of proposed penalty and written submissionsF1

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52Procedure for requiring an authorised person to pay a penaltyF1

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53Treatment of unpaid penalty as a debtF1

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54Treatment of income from penaltiesF1

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55Service of notices under this PartF1

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Signature

F1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Explanatory note

F1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .