OpenLegislation

County Court (Amendment) Rules (Northern Ireland) 2002

S.R. 2002/255 · Made 23 July 2002

Original text. legislation.gov.uk does not revise statutory instruments, so later amendments are not shown here. Changes made to it are listed under each provision when known.

COUNTY COURTS

Made 23rd July 2002

Coming into operation 4th November 2002

We, the County Court Rules Committee, appointed by the Lord Chancellor under Article 46 of the County Courts (Northern Ireland) Order 1980f1, in exercise of the powers conferred on us by Article 47 of that Order and all other powers enabling us in that behalf, hereby make the following Rules:

Annotations to the whole text

Footnotes

f1

S.I. 1980/397 (N.I. 3)

Contents

  1. 1Citation and interpretation
  2. 2Citation and interpretation
  3. 3Arrangement of Rules
  4. 4Where proceedings may be commenced
  5. 5Service outside the jurisdiction
  6. 6Proceedings to be heard by the district judge
  7. 7Small Claims
  8. 8Stay of execution and removal thereof
  9. 9Declarations as to Legitimacy or Legitimation
  10. 10Costs
  11. 11The overriding objective
  12. 12Forms
  13. 13Forms
  14. 14Forms
  15. 15Saving
  16. Signature
  17. Schedule 1
  18. Part “ORDER 26: SMALL CLAIMS
  19. 1Definitions
  20. 2Excluded claims
  21. 3Excluded claims
  22. 4Starting Proceedings
  23. 5Starting Proceedings
  24. 6Starting Proceedings
  25. 7Starting Proceedings
  26. 8Starting Proceedings
  27. 9Starting Proceedings
  28. 10Defending the application
  29. 11Defending the application
  30. 12Accepting Liability
  31. 13Accepting Liability
  32. 14Default decrees
  33. 15Default decrees
  34. 16Default decrees
  35. 17Default decrees
  36. 18Default decrees
  37. 19Default decrees
  38. 20Default decrees
  39. 21Default decrees
  40. 22Default decrees
  41. 23Default decrees
  42. 24Default decrees
  43. 25Default decrees
  44. 26Assessment hearing
  45. 27Assessment hearing
  46. 28Assessment hearing
  47. 29Venue for a small claims hearing
  48. 30Procedure on a small claims hearing
  49. 31Procedure on a small claims hearing
  50. 32Powers of the Judge
  51. 33Powers of the Judge
  52. 34Powers of the Judge
  53. 35Powers of the Judge
  54. 36Witnesses
  55. 37Expert Evidence
  56. 38Expert Evidence
  57. 39Expert Evidence
  58. 40Transfer of proceedings
  59. 41Transfer of proceedings
  60. 42Documents
  61. 43Costs
  62. 44Costs
  63. 45Costs
  64. 46Costs
  65. Schedule 2Schedule 2
  66. Explanatory note

1Citation and interpretation

These Rules may be cited as the County Court (Amendment) Rules (Northern Ireland) 2002.

2Citation and interpretation

In these Rules –

(a)

“the principal Rules” means the County Court Rules (Northern Ireland) 1981f1; and

(b)

a reference to an Order, Rule, Form or Appendix by number is a reference to that Order, Rule, Form or Appendix so numbered in the principal Rules.

3Arrangement of Rules

The Arrangement of Rules at the beginning of the principal Rules shall be amended as follows –

(a)

in the entry for Order 26, for the words “Arbitration under Article 30” there shall be substituted the words “Small Claims”; and

(b)

in the entry for Order 58 for the word “Interpretation” there shall be substituted the words “Overriding objective, interpretation”.

4Where proceedings may be commenced

In Order 1, Rule 1(1) for the words “Rule 5” there shall be substituted the words “Rule 29”.

5Service outside the jurisdiction

In Order 6A –

(a)

in the definition of “originating process” in Rule 1, the words “but excludes an application for arbitration under Article 30 of the Order” shall be omitted; and

(b)

in Rule 5(1) for the figure of “£3000” there shall be substituted the figure of “£5000”.

6Proceedings to be heard by the district judge

Paragraph (1) of Order 25, Rule 15 is hereby revoked.

7Small Claims

For Order 26 there shall be substituted the new Order set out in Schedule 1 to these Rules.

8Stay of execution and removal thereof

In Order 33, Rule 10, the following new sub-paragraph shall be added after paragraph (6) –

“(7)

In the application of this rule to decrees issued under Order 26, references to “affidavit” shall be construed as references to a “statement of truth” and paragraph (6) shall be read as if the words from “but with” to the end were omitted.”.

9Declarations as to Legitimacy or Legitimation

In Order 53 –

(a)

Part II and Rule 13(1) are hereby revoked; and

(b)

in Rule 6 the words “Part II” shall be omitted.

10Costs

For Order 55, Rule 19 there shall be substituted the following new Rule –

“19
(1)

In any proceedings before a Judge, other than an appeal under the 1977 Order, the 1988 Order, the 1978 Act or the 1991 Act, if the award by the Judge does not exceed –

(a)

£5,000, only two-thirds of the amount of the scale costs shall be allowed, unless the Judge otherwise orders; or

(b)

£2,000, no costs, save those which would be awarded under Order 26, Rules 43 to 46, shall be allowed if the Judge is satisfied that the proceedings should have been brought under Article 30(3) of the Order.

(2)

In any proceedings before a district judge, if the award by the district judge does not exceed £2,000, no costs, save those which would be awarded under Order 26, Rules 43 to 46 shall be allowed if the district judge is satisfied that the proceedings should have been brought under Article 30(3) of the Order.”.

11The overriding objective

Order 58 shall be amended as follows –

(a)

in the heading, for the word “Interpretation” there shall be substituted the words “Overriding objective, interpretation”; and

(b)

Rules 1 to 6 shall be re-numbered Rules 2 to 7 and the following new Rule 1 shall be inserted –

“The overriding objective

1
(1)

The overriding objective of these Rules is to enable the Court to deal with cases justly.

(2)

Dealing with a case justly includes, so far as is practicable –

(a)

ensuring that the parties are on an equal footing;

(b)

saving expense;

(c)

dealing with the case in ways which are proportionate to –

(i)

the amount of money involved;

(ii)

the importance of the case;

(iii)

the complexity of the issues; and

(iv)

the financial position of each party;

(d)

ensuring that it is dealt with expeditiously and fairly; and

(e)

allotting to it an appropriate share of the Court’s resources, while taking into account the need to allot resources to other cases.

(3)

The Court must seek to give effect to the overriding objective when it –

(a)

exercises any power given to it by the Rules; or

(b)

interprets any Rule.”.

12Forms

For Forms 10A, 125, 126A and 126B there shall be substituted the new Forms 10A, 125, 126A and 126B set out in Schedule 2 to these Rules.

13Forms

After Form 126B there shall be inserted the new Forms 127 to 129 set out in Schedule 2 to these Rules.

14Forms

Forms 308 and 312 are hereby revoked.

15Saving

Nothing in these Rules shall affect any proceedings which are pending immediately before these Rules come into operation and the Rules in operation before that date shall continue to apply to those proceedings.

Signature

We, the undersigned members of the County Court Rules Committee, having by virtue of the powers vested in us in this behalf made the foregoing Rules, do hereby certify the same under our hand and submit them to the Lord Chancellor accordingly.

A. R. Hart

T. A. Burgess

J. J. Curran

H. Keegan

Barry Valentine

Brian Kennedy

Dated 25th June 2002

After consultation with the Lord Chief Justice, I allow these Rules which shall come into operation on 4th November 2002.

Irvine of Lairg, C.

Dated 23rd July 2002.

1Definitions

In this Order –

  • “the applicant” means the person who makes the initial claim;

  • “the respondent” means the person against whom the initial claim is made;

  • “a counterclaim” means a claim which is made by the respondent against the applicant;

  • “the judge” means the district judge;

  • “a small claim” means an action to which Article 30(3) of the Order applies;

  • “small claims court” means a court which processes small claims;

  • “the small claims office” means the office of the small claims court which will process the small claim;

  • “the officer” means the person in the court office who processes the application for a small claim; and

  • “party” means the applicant or the respondent.

2Excluded claims

No small claims application shall be made with regard to any claim which –

(a)

is for damages for personal injuries;

(b)

is for damages in respect of a road traffic accident;

(c)

is for damages for libel or slander;

(d)

is made under Article 11 (Recovery of legacies, annuities, etc.) of the Order;

(e)

concerns the title to land;

(f)

is made under section 17 of the Married Women’s Property Act 1882;

(g)

has been remitted by the High Court.

3Excluded claims

(1)

Subject to paragraph (2), where the claim is for a debt or other liquidated amount which does not exceed £2000, the applicant may proceed by ordinary civil bill provided he includes, immediately after the Warning in the civil bill, the statement in Form 10A.

(2)

If the respondent’s notice of intention to defend includes a request that the claim and any counterclaim be dealt with as a small claim, his request shall be granted.

4Starting Proceedings

An application for a small claim must be made in Form 125.

5Starting Proceedings

The applicant must complete Part A of Form 125, setting out details of his claim, including any claim for interest under Article 45A of the Order or otherwise.

6Starting Proceedings

After completing Part A of Form 125, the applicant must bring or send the original Form, together with two copies and the appropriate fee, to any court office and that office will then forward the application on to the small claims office.

7Starting Proceedings

If there is more than one respondent, the applicant must bring or send one extra copy of Form 125 for each additional respondent.

8Starting Proceedings

When the relevant forms and the appropriate fee are received in the small claims office, the officer will –

(a)

complete Part B of the original Form 125 and the copy forms;

(b)

file the original Form 125;

(c)

return one copy of Form 125, together with Form 127 (application for default decree for liquidated amount) or 128 (application for default decree for unliquidated amount) to the applicant; and

(d)

issue one copy of Form 125, together with Forms 126A (notice of dispute) and 126B (acceptance of liability) to the respondent.

9Starting Proceedings

Each court office shall keep a record of –

(a)

the applications which are received; and

(b)

the small claims office to which those applications are sent.

10Defending the application

If the respondent intends to defend the claim or rely on a counterclaim he must, within 21 days of receiving the copy Form 125, lodge with the small claims office a notice of dispute in Form 126A which sets out the details of his defence and of any counterclaim he wishes to make, together with the appropriate fee.

11Defending the application

On receiving a notice of dispute, the officer must send a copy to any other party and advise all parties of the date of hearing.

12Accepting Liability

If the respondent accepts liability for the claim, he must, within 21 days of receiving the copy Form 125, lodge with the small claims office a notice of acceptance of liability in Form 126B.

13Accepting Liability

On receiving a notice of acceptance of liability, the chief clerk may issue a decree, together with a copy of Form 126B, or may refer the notice to the judge if he considers that would be more appropriate.

14Default decrees

If a Form 126A or 126B is not lodged with the small claims office within 21 days of the date on which the application is received, the applicant may apply to the chief clerk for a decree.

15Default decrees

An application under Rule 14 shall –

(a)

if the claim is for a liquidated amount, be in Form 127; and

(b)

if the claim is for an unliquidated amount, be in Form 128.

16Default decrees

On receiving an application under rule 14, the chief clerk may –

(a)

if the claim is for a liquidated amount, issue a decree for the amount then due to the applicant; or

(b)

if the claim is for an unliquidated amount, issue a decree which states that the amount of the claim will be assessed by the judge.

17Default decrees

The chief clerk may refer any application in Form 127 or 128 to the judge if he considers that it would be more appropriate for the judge to deal with the application.

18Default decrees

The chief clerk may only issue a decree under rule 16 if he is satisfied that: –

(a)

the application was sent to the respondent;

(b)

no notice of dispute has been received; and

(c)

the claim has not been settled.

19Default decrees

Where a decree has been issued under rule 16, the judge may, either on an application or of his own choosing –

(a)

set aside or vary the decree; or

(b)

make any other order or give any other directions as the circumstances require.

20Default decrees

If an application under rule 19 is made by one of the parties, it must be made in Form 129 and must set out all of the relevant facts.

21Default decrees

On receiving the application, the officer shall send a copy to the other party (who may, within 14 days, respond in writing to the application) and inform the parties of the date on which the application will be heard.

22Default decrees

If a decree is set aside the officer must inform the parties immediately and amend the court records accordingly.

23Default decrees

An application in Form 127 or 128 may not be made if the claim is brought against a minor or a patient.

24Default decrees

An application in Form 127 or 128 may only be made with the judge’s permission if the claim –

(a)

is brought against the Crown; or

(b)

arises from a hire purchase agreement, a credit sale agreement or a regulated agreement as defined by the Consumer Credit Act 1974f1.

25Default decrees

A request for permission under rule 24 shall be made in writing and the other party shall be informed of the request.

26Assessment hearing

The officer shall notify the parties of the date on which the amount of the claim will be assessed by the judge.

27Assessment hearing

Where a decree has been issued under Rule 16(b) and the party against whom the decree has been made wishes to attend the assessment hearing, he must notify the small claims office and the other parties in writing.

28Assessment hearing

The judge shall issue a decree for the amount of the claim, as assessed.

29Venue for a small claims hearing

A small claims hearing may take place: –

(a)

in a court in the county court division in which the applicant or one of the applicants lives or carries on business; or

(b)

in a court in the county court division in which the respondent or one of the respondents lives or carries on business.

30Procedure on a small claims hearing

A small claims hearing –

(a)

shall be informal; and

(b)

shall not be subject to the strict rules of evidence.

31Procedure on a small claims hearing

The judge may adopt any procedure which he considers to be fair.

32Powers of the Judge

The judge has the power –

(a)

to administer oaths and take the affirmations of the parties and any witnesses who attend;

(b)

to order specific performance of a contract;

(c)

to make an interim decree;

(d)

to correct any clerical mistake in a decree;

(e)

without prejudice to Rule 19(a) and either on the application of any of the parties or of his own choosing, to set aside, vary or confirm any decree; or

(f)

to direct that an application in Form 125 be transferred to his civil bill list, provided he is satisfied that –

(i)

a difficult question of fact or law is involved; or

(ii)

fraud is alleged against a party; or

(iii)

the parties consent to the application being dealt with in that way; or

(iv)

it would be unreasonable for the application to be dealt with in a small claims hearing because of its subject matter, the circumstances of the parties or the interests of any other person likely to be affected by the outcome.

33Powers of the Judge

If an application is transferred to the judge’s civil bill list, it shall proceed as if it had been commenced by civil bill and shall be subject to scale costs.

34Powers of the Judge

An application under Rule 32(e) shall be made in writing and the other party shall be informed of the application.

35Powers of the Judge

All parties shall, subject to any legal objection, agree to –

(a)

be examined by the judge on oath or affirmation;

(b)

produce any relevant documents or items which are in their possession; and

(c)

otherwise comply with the judge’s requests.

36Witnesses

If a party wishes to summons a person as a witness, he can apply to the small claims court under Order 24, rule 9 for a witness summons and the summons may be served in accordance with paragraph (5) of that rule or may be delivered to the witness personally by the applicant.

37Expert Evidence

At any time before giving his decision the judge may –

(a)

consult any expert;

(b)

ask for an expert report on any disputed issue; and

(c)

invite an expert to attend the hearing.

38Expert Evidence

Unless the judge orders otherwise the evidence of any expert witness retained by a party must be given in a written report and the report, together with one copy, must be lodged with the small claims office not less than 14 days before the date of the small claims hearing.

39Expert Evidence

On receiving the report, the officer shall send a copy to the other party and may set a new date for hearing.

40Transfer of proceedings

If the judge is satisfied that an application could be more conveniently or fairly dealt with in another small claims court, he may order the application to be transferred to that court and the chief clerk of the court in which the application is originally made must –

(a)

inform all the parties of the transfer; and

(b)

send to the chief clerk of the other court any relevant court records and documents.

41Transfer of proceedings

On receiving the relevant records and documents, the chief clerk of the other court shall set a date for the hearing and advise the parties of that date.

42Documents

Any document which is required to be sent may be sent by ordinary first class post.

43Costs

Subject to Rules 33, 44 and 45, no costs, except the appropriate court fee, may be awarded in respect of an application for a small claim.

44Costs

No witness expenses may be awarded, except in respect of expert witnesses who have provided written or oral evidence at the request of the judge under Rule 37.

45Costs

If the judge is satisfied that –

(a)

there has been unreasonable conduct by one of the parties he may award costs against that party;

(b)

the proceedings were properly started by ordinary civil bill under Rule 3 he may, subject to Rule 46, award such costs as he considers appropriate.

46Costs

When the judge is awarding costs under Rule 45 the costs must not exceed those specified in Table 3 of Part I of Appendix 2 and must be determined in accordance with the amount of the claim.

Schedule 2

FORM 10A

Endorsement on Civil Bill for Debt or Liquidated amount not exceeding £2,000

FORM 125

Order 26, rule 4

Notice of Application for a Small Claim

FORM 126A

Order 26, rule 10

Notice of Dispute

FORM 126B

Order 26, rule 12

Notice of Acceptance of Liability

FORM 127

Order 26, rule 15

Application for a Default Decree

FORM 128

Order 26, rule 15

Application for a Default Decree

FORM 129

Order 26, rule 20

Application for a Default Decree to be set aside or for directions

Explanatory note

(This note is not part of the Rules.)

These Rules amend the County Court Rules (Northern Ireland) 1981 so as to –

(a)

implement recommendations 1 (overriding objective), 9 (service outside the jurisdiction), 10 (default judgment), 12 (removal of small claims to the county court), 13 (pleadings), 15 (expert evidence), 21 (description and title), 22 (rules of court) and 38 (removal of restrictions on district judges) of the Final Report of the Civil Justice Reform Group;

(b)

take account of the recent increases in the small claims and the district judges' defended civil bill jurisdiction; and

(c)

delete the provisions relating to applications for declarations of legitimacy and legitimation. The relevant procedures are now contained in the Family Proceedings Rules (Northern Ireland) 1996.