Regulation 15 Right to refer a decision to the Upper TribunalI1
United Kingdom
If the FCA decides to—
impose a penalty on a F1person under regulation 7, or
publish a statement in respect of a person under regulation 10,
the person may refer the matter to the Upper Tribunal.
Annotations
Textual amendments
- F1
Word in reg. 15 substituted (31.12.2020 immediately before IP completion day) by The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(4), 50(2)(g)
Commencement
- I1
Reg. 15 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)
Notes on the whole SI
Textual amendments
- F1
Regulations revoked (1.1.2024 for the revocation of reg. 3(3)) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/779, reg. 5(c)(iii)