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Regulation 45 Misleading the FCA: criminal offenceI1F1

United Kingdom

Section 398 of the Financial Services and Markets Act 2000 (misleading the FCA or PRA: residual cases) applies to a requirement to provide information in accordance with—

(a)

a direction under regulation 24(3), 36(2) or 42(2),

(b)

regulation 24(2) or 47,

(c)

a written notification under regulation 47A, or

as it applies to a requirement falling within subsection (1A) of that section.

Annotations

Textual amendments

F1

Reg. 45 substituted (27.11.2020) by The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(2), 50(4)

Commencement

I1

Reg. 45 in force at 14.2.2019, see reg. 1(2)

Notes on the whole SI

Textual amendments

F1

Regulations revoked (1.1.2024 for the revocation of reg. 3(3)) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/779, reg. 5(c)(iii)