Regulation 99 I1

United Kingdom

In Annex 3—

(a)

omit the heading;

(b)

in Part 1—

(i)

in point 10, for “ESMA”, substitute “ the FCA ”;

(ii)

in point 50, for “ESMA”, substitute “ the FCA ”;

(iii)

in point 52, for “ESMA or any competent authority”, in each place it occurs, substitute “ the FCA ”;

(iv)

in point 55, for “ESMA”, substitute “ the FCA ”;

(c)

in Part 2—

(i)

in points 2, 3a, 3c, 5 and 6, for “ESMA” substitute “ the FCA ”;

(ii)

omit points 7 and 8;

(d)

in Part 3, in point 4a, for “ESMA”, substitute “ the FCA ”.

Annotations

I1: Reg. 99 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

F1: Regulations revoked (1.1.2024 for the revocation of reg. 3(3)) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/779, reg. 5(c)(iii)