Paragraph 7 F1

United Kingdom

An individual (“A”) is not guilty of insider dealing by virtue of dealing, or encouraging another person to deal, in securities through a trading venue in an EEA State if A shows that A acted in conformity with—

(a)

the following as they apply in the EEA State—

(i)

Article 5 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (market abuse regulation), and

(ii)

each EU regulation made under that Article, and

(b)

all other applicable law of the EEA State (if any).

Annotations

Textual amendments

F1: Sch. 1 paras. 6-8 inserted (31.12.2020) by The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 3) Regulations 2019 (S.I. 2019/1390), regs. 1(5), 2; 2020 c. 1, Sch. 5 para. 1(1)

Notes on the whole Act

Textual amendments

F1: Words in Act substituted (22.4.2011) by The Treaty of Lisbon (Changes in Terminology) Order 2011 (S.I. 2011/1043), arts. 2, 3, 6 (with art. 3(2)(3), 4(2), 6(4)(5))

Notes on Buy-back programmes and stabilisation

Textual amendments

F1: Sch. 1 para. 5 and cross-heading substituted (3.7.2016) by The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 (S.I. 2016/680), regs. 1, 11