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Schedule ARTICLE 4(1) OF COUNCIL REGULATION NO. 3604/93/EC

Changes not yet applied. Later legislation changes this provision in ways not yet written into the text below:

“Article 4

1

For the purposes of Article 104a of the Treaty, `financial institutions' means:

  • credit institutions as defined in the first indent of Article 1 of Directive 77/780/ EECf1,

  • insurance undertakings as defined in Article 1, point (a) of Directive 92/49/EECf2,

  • assurance undertakings as defined in Article 1, point (a) of Directive 92/96/EECf3,

  • UCITS as defined in Article 1(2) of Directive 85/611/EECf4,

  • investment firms as defined in Article 1(2) of Directive 93/22/EECf5,

  • other undertakings the activities of which are similar to those of the undertakings referred to in the previous indents or the principal activity of which is to acquire holdings of financial assets or to transform financial claims.”

Annotations

Footnotes

f1

O.J. L322, 17.12.77, page 30, as amended by Council Directive 85/345/EEC (O.J. L183, 16.7.85, page 19), Council Directive 89/646/EEC (O.J. L386, 30.12.89, page 1), European Parliament and Council Directive 95/26/EC (O.J. L168, 18.7.95, page 7), Council Directive 96/13/EC (O.J. L66, 16.3.96, page 15) and European Parliament and Council Directive 98/33/EC (O.J. L204, 21.7.98, page 29).

f2

O.J. L228, 11.8.92, page 1, as amended by European Parliament and Council Directive 95/26/EC (O.J. L168, 18.7.95, page 7).

f3

O.J. L360, 9.12.92, page 1, as amended by European Parliament and Council Directive 95/26/EC (O.J. L168, 18.7.95, page 7).

f4

O.J. L375, 31.12.85, page 3, as amended by Council Directive 88/220/EEC (O.J. L100, 19.4.88, page 31) and European Parliament and Council Directive 95/26/EC (O.J. L168, 18.7.95, page 7).

f5

O.J. L141, 11.6.93, page 27, as amended by European Parliament and Council Directive 95/26/EC (O.J. L168, 18.7.95, page 7) and European Parliament and Council Directive 97/9/EC (O.J. L84, 26.3.97, page 22).