Chapter 2 Application of FSMA 2000 for the purposes of the Regulations

United Kingdom

1. 15FCA’s general duties
2. 16Supervision, monitoring and enforcement
3. 17Application of Part 9 of FSMA 2000 (hearings and appeals)
4. 18Application of Part 11 of FSMA 2000 (information gathering and investigations)
5. 19Disciplinary measures
6. 20Information given by an auditor
7. 21Restrictions on disclosure of information
8. 22Application of Part 25 of FSMA 2000 (injunctions and restitution)
9. 23Application of Part 26 of FSMA 2000 (notices)
10. 24Application of Part 27 of FSMA 2000 (offences)
11. 25Application of section 413 of FSMA 2000 (protected items)
12. 26Application of section 415AA of FSMA 2000 (application of powers to formerly authorised persons)
13. 27FCA: penalties, fees and exemption from liability in damages