Regulation 95 Finance: licensing offencesI1I2
United Kingdom
(1)
A person (“P”) commits an offence if P knowingly or recklessly—
(a)
provides information that is false in a material respect, or
(b)
provides or produces a document that is not what it purports to be,
for the purpose of obtaining a Treasury licence or Treasury direction (whether for P or anyone else).
(2)
A person who purports to act under the authority of a Treasury licence, or who is excepted from a requirement by a Treasury direction, but who fails to comply with any condition of the licence or direction commits an offence.
Annotations
Commencement
- I1
Reg. 95 not in force at made date, see reg. 1(2)
- I2
Reg. 95 in force at 31.12.2020 by S.I. 2019/627, reg. 7(2); 2020 c. 1, Sch. 5 para. 1(1)