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Regulation 39 Amendment to Part 1 of Schedule 4 (information required from all applicants making an accreditation application)

Original text. Later amendments are not shown.

In paragraph 1 of Part 1 of Schedule 4—

(a)

at the beginning of sub-paragraph (g) insert “except where there is to be an assignment and no registration application is to be made under regulation 50,”,

(b)

at the end of sub-paragraph (h) omit “and”, and

(c)

after sub-paragraph (i) insert—

“; and

(j)

where there is to be an assignment, a copy of the contract under which the applicant has entered into the assignment agreement, and the Unique Registered Investor Reference of the RI that the participant is seeking to nominate”.