Regulation 40 Information required from all investors making an investor application

After Schedule 4 insert—

“SCHEDULE 4A

Information required from investors making an investor application

Regulation 22A(2)(a)

1.

The information referred to in regulation 22A(2)(a) is—

(a)

information to enable the Authority to satisfy itself as to the identity of the individual completing the application;

(b)

where the investor is an individual, the name, date of birth, address, e-mail address (if any) and telephone number (if any) of the investor;

(c)

where the investor is not an individual, the name of the individual making the application on behalf of the investor, the individual’s date of birth, address, e-mail address (if any) and telephone number (if any);

(d)

where the investor is a company, the trading or other name by which the investor is commonly known, its registration number, and the address of its registered office;

(e)

details of a bank account in the investor’s name which accepts pound sterling deposits in the United Kingdom into which any RHI payments may be paid;

(f)

information to enable the Authority to satisfy itself that the investor is a member of a code of practice; and

(g)

a current copy of the form of contract under which the investor would enter into an assignment agreement with an applicant, including any related or subsidiary documents.”.