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The Financial Regulators’ Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018

Draft. This instrument was laid in draft and may differ from the one made. Look for the made version under its title.

Draft 2018, ISBN 9780111171394

Original text. legislation.gov.uk does not revise statutory instruments, so later amendments are not shown here. Changes made to it are listed under each provision when known.

Draft Regulations laid before Parliament under paragraphs 1 and 12 of Schedule 7 to the European Union (Withdrawal) Act 2018, for approval by resolution of each House of Parliament.

Exiting The European Union

Financial Services

Made ***

Coming into force in accordance with regulation 1

The Treasury, in exercise of the powers conferred by section 8 of, and paragraph 1 of Schedule 4 and paragraph 21 of Schedule 7 to, the European Union (Withdrawal) Act 2018f1, makes the following Regulations:

A draft of these Regulations has been approved by a resolution of each House of Parliament in accordance with paragraphs 1 and 12 of Schedule 7 to the European Union (Withdrawal) Act 2018.

Annotations to the whole text

Footnotes

f1

2018 c.16.

Contents

  1. Part 1: General
  2. 1Citation and commencement
  3. Part 2: EU Exit Instruments
  4. 2Interpretation
  5. 3Delegation
  6. 4Division of responsibilities
  7. 5Procedure
  8. Part 3: Standards Instruments
  9. 6Amendment of the Bank of England Act 1998
  10. 7Amendment of the Financial Services and Markets Act 2000
  11. 8Amendment of the Banking Act 2009
  12. 9Amendment of the Financial Services Act 2012
  13. 10Amendment of the Financial Services (Banking Reform) Act 2013
  14. 11Amendments of the Payment Card Interchange Fee Regulations 2015
  15. Signature
  16. Schedule
  17. Part 1: EU Regulations for which the FCA is the appropriate regulator
  18. Chapter: Alternative Investment Funds Managers Directive
  19. 1Paragraph 1
  20. Chapter: Credit rating agencies regulation
  21. 2Paragraph 2
  22. 3Paragraph 3
  23. 4Paragraph 4
  24. 5Paragraph 5
  25. 6Paragraph 6
  26. Chapter: European Markets Infrastructure Regulation
  27. 7Paragraph 7
  28. 8Paragraph 8
  29. 9Paragraph 9
  30. Chapter: European Social Entrepreneurship Fund Regulation
  31. 10Paragraph 10
  32. Chapter: European Venture Capital Funds Regulation
  33. 11Paragraph 11
  34. Chapter: Insurance Distribution Directive
  35. 12Paragraph 12
  36. Chapter: Market Abuse Regulation
  37. 13Paragraph 13
  38. 14Paragraph 14
  39. 15Paragraph 15
  40. 16Paragraph 16
  41. 17Paragraph 17
  42. 18Paragraph 18
  43. 19Paragraph 19
  44. 20Paragraph 20
  45. 21Paragraph 21
  46. 22Paragraph 22
  47. 23Paragraph 23
  48. 24Paragraph 24
  49. Chapter: Markets in financial instruments directive
  50. 25Paragraph 25
  51. 26Paragraph 26
  52. 27Paragraph 27
  53. 28Paragraph 28
  54. 29Paragraph 29
  55. 30Paragraph 30
  56. 31Paragraph 31
  57. 32Paragraph 32
  58. 33Paragraph 33
  59. 34Paragraph 34
  60. 35Paragraph 35
  61. 36Paragraph 36
  62. 37Paragraph 37
  63. 38Paragraph 38
  64. 39Paragraph 39
  65. 40Paragraph 40
  66. 41Paragraph 41
  67. 42Paragraph 42
  68. 43Paragraph 43
  69. 44Paragraph 44
  70. 45Paragraph 45
  71. 46Paragraph 46
  72. 47Paragraph 47
  73. 48Paragraph 48
  74. 49Paragraph 49
  75. 50Paragraph 50
  76. 51Paragraph 51
  77. 52Paragraph 52
  78. Chapter: Markets in financial instruments regulation
  79. 53Paragraph 53
  80. 54Paragraph 54
  81. 55Paragraph 55
  82. 56Paragraph 56
  83. 57Paragraph 57
  84. 58Paragraph 58
  85. 59Paragraph 59
  86. 60Paragraph 60
  87. 61Paragraph 61
  88. 62Paragraph 62
  89. 63Paragraph 63
  90. Chapter: Mortgage Credit Directive
  91. 64Paragraph 64
  92. Chapter: Packaged Retail and Insurance-Based Investment Products
  93. 65Paragraph 65
  94. Chapter: Payment Services Directive
  95. 66Paragraph 66
  96. 67Paragraph 67
  97. Chapter: Prospectus Directive
  98. 68Paragraph 68
  99. 69Paragraph 69
  100. Chapter: Short Selling Regulation
  101. 70Paragraph 70
  102. 71Paragraph 71
  103. 72Paragraph 72
  104. Chapter: Transparency Directive
  105. 73Paragraph 73
  106. 74Paragraph 74
  107. Chapter: Undertakings for Collective Investment in Transferable Securities
  108. 75Paragraph 75
  109. 76Paragraph 76
  110. 77Paragraph 77
  111. Part 2: EU Regulations for which the Prudential Regulation Authority is the appropriate regulator
  112. Chapter: Capital Requirements Directive
  113. 78Paragraph 78
  114. Chapter: Capital Requirements Regulation
  115. 79Paragraph 79
  116. 80Paragraph 80
  117. 81Paragraph 81
  118. 82Paragraph 82
  119. 83Paragraph 83
  120. Chapter: Central Securities Depositories Regulation
  121. 84Paragraph 84
  122. Chapter: Institutions for Occupational Pension Provision Directive
  123. 85Paragraph 85
  124. Chapter: Solvency II
  125. 86Paragraph 86
  126. 87Paragraph 87
  127. 88Paragraph 88
  128. 89Paragraph 89
  129. 90Paragraph 90
  130. 91Paragraph 91
  131. 92Paragraph 92
  132. 93Paragraph 93
  133. 94Paragraph 94
  134. 95Paragraph 95
  135. 96Paragraph 96
  136. 97Paragraph 97
  137. 98Paragraph 98
  138. 99Paragraph 99
  139. 100Paragraph 100
  140. 101Paragraph 101
  141. 102Paragraph 102
  142. 103Paragraph 103
  143. Part 3: EU Regulations for which the Bank of England is the appropriate regulator
  144. Chapter: Bank Recovery and Resolution Directive
  145. 104Paragraph 104
  146. 105Paragraph 105
  147. 106Paragraph 106
  148. 107Paragraph 107
  149. 108Paragraph 108
  150. 109Paragraph 109
  151. 110Paragraph 110
  152. 111Paragraph 111
  153. 112Paragraph 112
  154. 113Paragraph 113
  155. Chapter: Central Securities Depositories Regulation
  156. 114Paragraph 114
  157. 115Paragraph 115
  158. 116Paragraph 116
  159. 117Paragraph 117
  160. 118Paragraph 118
  161. Chapter: European Markets Infrastructure Regulation
  162. 119Paragraph 119
  163. 120Paragraph 120
  164. 121Paragraph 121
  165. 122Paragraph 122
  166. 123Paragraph 123
  167. Part 4: EU Regulations for which both the PRA and FCA are appropriate regulators
  168. Chapter: Bank Recovery and Resolution Directive
  169. 124Paragraph 124
  170. 125Paragraph 125
  171. Chapter: Capital Requirements Directive
  172. 126Paragraph 126
  173. 127Paragraph 127
  174. 128Paragraph 128
  175. 129Paragraph 129
  176. 130Paragraph 130
  177. 131Paragraph 131
  178. 132Paragraph 132
  179. 133Paragraph 133
  180. 134Paragraph 134
  181. 135Paragraph 135
  182. 136Paragraph 136
  183. 137Paragraph 137
  184. 138Paragraph 138
  185. 139Paragraph 139
  186. 140Paragraph 140
  187. Chapter: Capital Requirements Regulation
  188. 141Paragraph 141
  189. 142Paragraph 142
  190. 143Paragraph 143
  191. 144Paragraph 144
  192. 145Paragraph 145
  193. 146Paragraph 146
  194. 147Paragraph 147
  195. 148Paragraph 148
  196. 149Paragraph 149
  197. 150Paragraph 150
  198. 151Paragraph 151
  199. 152Paragraph 152
  200. 153Paragraph 153
  201. 154Paragraph 154
  202. 155Paragraph 155
  203. 156Paragraph 156
  204. 157Paragraph 157
  205. 158Paragraph 158
  206. 159Paragraph 159
  207. 160Paragraph 160
  208. 161Paragraph 161
  209. 162Paragraph 162
  210. 163Paragraph 163
  211. 164Paragraph 164
  212. 165Paragraph 165
  213. 166Paragraph 166
  214. 167Paragraph 167
  215. 168Paragraph 168
  216. Chapter: European Markets Infrastructure Regulation
  217. 169Paragraph 169
  218. Chapter: Financial Conglomerates Directive
  219. 170Paragraph 170
  220. 171Paragraph 171
  221. Chapter: Markets in Financial Instruments Directive
  222. 172Paragraph 172
  223. 173Paragraph 173
  224. 174Paragraph 174
  225. Part 5: EU Regulations for which the appropriate regulator is both the FCA and the Bank of England
  226. Chapter: Markets in Financial Instruments Regulation
  227. 175Paragraph 175
  228. 176Paragraph 176
  229. 177Paragraph 177
  230. Chapter: European Markets Infrastructure Regulation
  231. 178Paragraph 178
  232. 179Paragraph 179
  233. 180Paragraph 180
  234. 181Paragraph 181
  235. 182Paragraph 182
  236. 183Paragraph 183
  237. 184Paragraph 184
  238. Part 6: EU Regulations for which the Payment Systems Regulator is the appropriate regulator
  239. Chapter: Interchange Fee Regulation
  240. 185Paragraph 185
  241. Explanatory note