Regulation 65 Warning notice
(1)
If the FCA proposes to—
(a)
publish a statement in respect of a trade repository under regulation 67; or
(b)
impose a penalty on a trade repository under regulation 68,
it must give the trade repository a warning notice.
(2)
A warning notice about a proposal to publish a statement must set out the terms of the statement.
(3)
A warning notice about a proposal to impose a penalty must state the amount of the penalty.