Part 8 Monitoring, disciplinary measures and procedures

1. 35Interpretation of Part 8
2. 36Monitoring and enforcement by FCA
3. 37Temporary prohibition relating to management functions
4. 38Temporary prohibition relating to management functions: obligations on originator, sponsor or SSPE
5. 39Imposition of temporary ban on STS notifications
6. 40Procedure for imposition, variation or revocation of a temporary ban on STS notifications
7. 41Public censure
8. 42Financial penalties
9. 43Warning notice
10. 44Decision notice
11. 45Consultation in relation to certain enforcement action
12. 46Statement of policy
13. 47Statement of policy: procedure
14. 48Restriction on penalties
15. 49Right to refer matters to Tribunal