Regulation 45 Referral to Tribunal
If the FCA decides to—
(a)
publish a statement under regulation 28 (public censure);
(b)
impose a penalty under regulation 29 (financial penalties);
(c)
impose a limitation on a permission under regulation 30 (limitations on permission to carry on regulated activities); or
(d)
exercise the power in regulation 32(2),
the person concerned may refer the matter to the Upper Tribunal.