Regulation 13 Publication of information about enforcement actionI1
England and Wales
(1)
Where a regulator imposes civil sanctions under these Regulations, the regulator must from time to time publish—
(a)
the cases in which the civil sanction has been imposed,
(b)
where the civil sanction is a fixed monetary penalty, a variable monetary penalty, or a compliance notice, the cases in which a third-party undertaking has been accepted, and
(c)
the cases in which an enforcement undertaking has been entered into.
(2)
In paragraph (1)(a), the reference to cases in which the civil sanction has been imposed does not include cases where the sanction has been imposed but overturned on appeal.
(3)
This regulation does not apply in cases where the regulator considers that publication would be inappropriate.