OpenLegislation

The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020 (revoked)

S.I. 2020/1055 · Made 29 September 2020 · Extends to United Kingdom

Up to date with all changes known to legislation.gov.uk, revised to 13 July 2026.

Exiting The European Union

Financial Services And Markets

Made 29th September 2020

Coming into force in accordance with regulation 1(2)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Annotations to the whole text

Textual amendments

F1

Regulations revoked (28.11.2025) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2025/873, reg. 3(b)(ii) (with reg. 5)

Contents

  1. Part 1: General provisions Repealed
  2. 1Citation and commencement Repealed
  3. 2Interpretation Repealed
  4. Part 2: Cooperation arrangements, regulatory decisions and equivalence directions Repealed
  5. 3Cooperation arrangements between UK regulators and EEA regulators Repealed
  6. 4Applications for a regulatory decision before IP completion day Repealed
  7. 5Regulatory decisions Repealed
  8. 6Application of the 2000 Act to the Bank in relation to its functions under these Regulations Repealed
  9. 6AMisleading the FCA: criminal offence Repealed
  10. 7Fees Repealed
  11. 8Effect of applications, equivalence directions and regulatory decisions on or after IP completion day Repealed
  12. 8APower for the FCA to establish arrangements for Article 5(7) of CRAR with third country regulators before IP completion day Repealed
  13. Part 3: Amendments to existing secondary legislation Repealed
  14. 9The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018 Repealed
  15. 10The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 Repealed
  16. 11The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019 Repealed
  17. 12The Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019 Repealed
  18. 13The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019 Repealed
  19. 14The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 Repealed
  20. Signature
  21. Schedule 1Equivalence directions and relevant cooperation arrangements Repealed
  22. Schedule 2: Cooperation arrangements before IP completion day Repealed
  23. 1Cooperation arrangements for the purposes of Article 30(4) of the Benchmarks Regulation Repealed
  24. 2Cooperation arrangements for the purposes of Article 5(7) of CRAR Repealed
  25. 3Cooperation arrangements for the purposes of Article 25(10) of CSDR Repealed
  26. 4Cooperation arrangements for the purposes of Article 75(3) of EMIR Repealed
  27. 5Cooperation arrangements for the purposes of Article 47(2) of MiFIR Repealed
  28. 6Cooperation arrangements for the purposes of Article 30(1) of the Prospectus Regulation Repealed
  29. 7Cooperation arrangements for the purposes of Article 19(5)(b) of SFTR Repealed
  30. Schedule 3: Regulatory decisions Repealed
  31. 1Regulatory decisions for EEA benchmarks for the purposes of Article 30(1) of the Benchmarks Regulation Repealed
  32. 2Regulatory decisions for credit rating agencies for the purposes of Article 5(2) and (4) of CRAR Repealed
  33. 3Regulatory decisions for EEA CSDs for the purposes of Article 25(4) of CSDR Repealed
  34. 4Regulatory decisions for trade repositories for the purposes of Article 77(2) of EMIR Repealed
  35. 5Regulatory decisions for the purposes of Article 46(2) of MiFIR Repealed
  36. 6Regulatory decisions for the purposes of Article 19(4) of SFTR Repealed
  37. Schedule 4Equivalence directions and regulatory decisions on or after IP completion day
  38. Explanatory note

1Citation and commencementF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2InterpretationF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3Cooperation arrangements between UK regulators and EEA regulatorsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4Applications for a regulatory decision before IP completion dayF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

5Regulatory decisionsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6Application of the 2000 Act to the Bank in relation to its functions under these RegulationsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6AMisleading the FCA: criminal offenceF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

7FeesF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

8Effect of applications, equivalence directions and regulatory decisions on or after IP completion dayF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

8APower for the FCA to establish arrangements for Article 5(7) of CRAR with third country regulators before IP completion dayF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

9The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018F1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

10The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018F1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

11The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019F1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

12The Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019F1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

13The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019F1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

14The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020F1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Signature

F1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Schedule 1Equivalence directions and relevant cooperation arrangementsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

1Cooperation arrangements for the purposes of Article 30(4) of the Benchmarks RegulationF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2Cooperation arrangements for the purposes of Article 5(7) of CRARF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3Cooperation arrangements for the purposes of Article 25(10) of CSDRF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4Cooperation arrangements for the purposes of Article 75(3) of EMIRF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

5Cooperation arrangements for the purposes of Article 47(2) of MiFIRF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6Cooperation arrangements for the purposes of Article 30(1) of the Prospectus RegulationF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

7Cooperation arrangements for the purposes of Article 19(5)(b) of SFTRF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

1Regulatory decisions for EEA benchmarks for the purposes of Article 30(1) of the Benchmarks RegulationF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2Regulatory decisions for credit rating agencies for the purposes of Article 5(2) and (4) of CRARF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3Regulatory decisions for EEA CSDs for the purposes of Article 25(4) of CSDRF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4Regulatory decisions for trade repositories for the purposes of Article 77(2) of EMIRF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

5Regulatory decisions for the purposes of Article 46(2) of MiFIRF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6Regulatory decisions for the purposes of Article 19(4) of SFTRF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Schedule 4Equivalence directions and regulatory decisions on or after IP completion dayF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Explanatory note

F1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .