OpenLegislation

Attachment

United Kingdom

Original text. Later amendments are not shown.

DRAFT

DECISION OF THE EEA JOINT COMMITTEE No …

of …

amending Annex IX (Financial services) to the EEA Agreement

THE EEA JOINT COMMITTEE,

Having regard to the Agreement on the European Economic Area (‘the EEA Agreement’), and in particular Article 98 thereof,

Whereas:

(1)

Commission Delegated Regulation (EU) No 272/2012 of 7 February 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to fees charged by the European Securities and Markets Authority to credit rating agenciesf1 is to be incorporated into the EEA Agreement.

(2)

Commission Delegated Regulation (EU) No 446/2012 of 21 March 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards on the content and format of ratings data periodic reporting to be submitted to the European Securities and Markets Authority by credit rating agenciesf2 is to be incorporated into the EEA Agreement.

(3)

Commission Delegated Regulation (EU) No 447/2012 of 21 March 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council by laying down regulatory technical standards for the assessment of compliance of credit rating methodologiesf3 is to be incorporated into the EEA Agreement.

(4)

Commission Delegated Regulation (EU) No 448/2012 of 21 March 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards for the presentation of the information that credit rating agencies shall make available in a central repository established by the European Securities and Markets Authorityf4 is to be incorporated into the EEA Agreement.

(5)

Commission Delegated Regulation (EU) No 449/2012 of 21 March 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards on information for registration and certification of credit rating agenciesf5 is to be incorporated into the EEA Agreement.

(6)

Commission Delegated Regulation (EU) No 946/2012 of 12 July 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to rules of procedure on fines imposed to credit rating agencies by the European Securities and Markets Authority, including rules on the right of defence and temporal provisions is to be incorporatedf6 into the EEA Agreement.

(7)

Commission Implementing Decision 2014/245/EU of 28 April 2014 on the recognition of the legal and supervisory framework of Brazil as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agenciesf7 is to be incorporated into the EEA Agreement.

(8)

Commission Implementing Decision 2014/246/EU of 28 April 2014 on the recognition of the legal and supervisory framework of Argentina as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agenciesf8 is to be incorporated into the EEA Agreement.

(9)

Commission Implementing Decision 2014/247/EU of 28 April 2014 on the recognition of the legal and supervisory framework of Mexico as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agenciesf9 is to be incorporated into the EEA Agreement.

(10)

Commission Implementing Decision 2014/248/EU of 28 April 2014 on the recognition of the legal and supervisory framework of Singapore as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agenciesf10 is to be incorporated into the EEA Agreement.

(11)

Commission Implementing Decision 2014/249/EU of 28 April 2014 on the recognition of the legal and supervisory framework of Hong Kong as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agenciesf11 is to be incorporated into the EEA Agreement.

(12)

Annex IX to the EEA Agreement should therefore be amended accordingly,

HAS ADOPTED THIS DECISION:

Done at Brussels,

For the EEA Joint Committee

The President

The Secretaries to the EEA Joint Committee

  1. 1Article 1
  2. 2Article 2
  3. 3Article 3
  4. 4Article 4

Annotations

Footnotes

f1

OJ L 90, 28.3.2012, p. 6.

f2

OJ L 140, 30.5.2012, p. 2.

f3

OJ L 140, 30.5.2012, p. 14.

f4

OJ L 140, 30.5.2012, p. 17.

f5

OJ L 140, 30.5.2012, p. 32.

f6

OJ L 282, 16.10.2012, p. 23.

f7

OJ L 132, 3.5.2014, p. 65.

f8

OJ L 132, 3.5.2014, p. 68.

f9

OJ L 132, 3.5.2014, p. 71.

f10

OJ L 132, 3.5.2014, p. 73.

f11

OJ L 132, 3.5.2014, p. 76.